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July 12, 2016

Eco: The Problem of the Primitives

Gottfried Wilhelm von Leibniz, Dissertatio de Arte Combinatoria, frontispiece

Gottfried Wilhelm von Leibniz (1646-1716), Dissertatio de Arte Combinatoria, frontispiece, Dissertation on the Art of Combinations or On the Combinatorial Art, Leipzig, 1666. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“What did Leibniz’s ars combinatoria have in common with the projects for universal languages? The answer is that Leibniz had long wondered what would be the best way of providing a list of primitives and, consequently, of an alphabet of thoughts or of an encyclopedia.

In his Initia et specimina scientiae generalis (Gerhardt 1875: VII, 57-60) Leibniz described an encyclopedia as an inventory of human knowledge which might provide the material for the art of combination.

In the De organo sive arte magna cogitandi (Couturat 1903: 429-31) he even argued that “the greatest remedy for the mind consists in the possibility of discovering a small set of thoughts from which an infinity of other thoughts might issue in order, in the same way as from a small set of numbers [the integers from 1 to 10] all the other numbers may be derived.”

It was in this same work that Leibniz first made hints about the combinational possibilities of a binary calculus.

In the Consilium de Encyclopedia nova conscribenda methodo inventoria (Gensini 1990: 110-20) he outlined a system of knowledge to be subjected to a mathematical treatment through rigorously conceived propositions. He proceeded to draw up a plan of how the sciences and other bodies of knowledge would then be ordered: from grammar, logic, mnemonics topics (sic) and so on to morals and to the science of incorporeal things.

In a later text on the Termini simpliciores from 1680-4 (Grua 1948: 2, 542), however, we find him falling back to a list of elementary terms, such as “entity,” “substance” and “attribute,” reminiscent of Aristotle’s categories, plus relations such as “anterior” and “posterior.”

In the Historia et commendatio linguae characteristicae we find Leibniz recalling a time when he had aspired after “an alphabet of human thoughts” such that “from the combination of the letters of this alphabet, and from the analysis of the vocables formed by these letters, things might be discovered and judged.”

It had been his hope, he added, that in this way humanity might acquire a tool which would augment the power of the mind more than telescopes and microscopes had enlarged the power of sight.

Waxing lyrical over the possibilities of such a tool, he ended with an invocation for the conversion of the entire human race, convinced, as Lull had been, that if missionaries were able to induce the idolators to reason on the basis of the calculus they would soon see that the truths of our faith concord with the truths of reason.

Immediately after this almost mystical dream, however, Leibniz acknowledged that such an alphabet had yet to be formulated. Yet he also alluded to an “elegant artifice:”

“I pretend that these marvelous characteristic numbers are already given, and, having observed certain of their general properties, I imagine any other set of numbers having similar properties, and, by using these numbers, I am able to prove all the rules of logic with an admirable order, and to show in what way certain arguments can be recognized as valid by regarding their form alone.” (Historia et commendatio, Gerhardt 1875: VII, 184ff).

In other words, Leibniz is arguing that the primitives need only be postulated as such for ease of calculation; it was not necessary that they truly be final, atomic and unanalyzable.

In fact, Leibniz was to advance a number of important philosophical considerations that led him to conclude that an alphabet of primitive thought could never be formulated. It seemed self-evident that there could be no way to guarantee that a putatively primitive term, obtained through the process of decomposition, could not be subjected to further decomposition.

This was a thought that could hardly have seemed strange to the inventor of the infinitesimal calculus:

“There is not an atom, indeed there is no such thing as a body so small that it cannot be subdivided [ . . . ] It follows that there is contained in every particle of the universe a world of infinite creatures [ . . . ] There can be no determined number of things, because no such number could satisfy the need for an infinity of impressions.” (Verità prime, untitled essay in Couturat 1903: 518-23).

If no one conception of things could ever count as final, Leibniz concluded that we must use the conceptions which are most general for us, and which we can consider as prime terms only within the framework of a specific calculus.

With this, Leibniz’s characteristica breaks its link with the research into a definitive alphabet of thought. Commenting on the letter to Mersenne in which Descartes described the alphabet of thoughts as a utopia, Leibniz noted:

“Even though such a language depends upon a true philosophy, it does not depend upon its perfection. This is to say: the language can still be constructed despite the fact that the philosophy itself is still imperfect.

As the science of mankind will improve, so its language will improve as well. In the meantime, it will continue to perform an admirable service by helping us retain what we know, showing what we lack, and inventing means to fill that lack.

Most of all, it will serve to avoid those disputes in the sciences that are based on argumentation. For the language will make argument and calculation the same thing.” (Couturat 1903: 27-8).

This was not only a matter of convention. The identification of primitives cannot precede the formulation of the lingua characteristica because such a language would not be a docile instrument for the expression of thought; it is rather the calculating apparatus through which those thoughts must be found.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 275-7.

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July 9, 2016

Eco: Francis Lodwick, 2

John Wilkins, An Essay Towards a Real Character, p. 311

John Wilkins (1614-1672), An Essay Towards a Real Character and a Philosophical Language, London, John Martin, 1668, p. 311. Reproduced as Figure 13.2 in Umberto Eco, The Search for the Perfect Language, “Francis Lodwick,” 1995, p. 264. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“This idea of a non-hierarchical organization seems, at one point, to have occurred to Wilkins as well. Figure 13.2 reproduces a table found on p. 311 of his Essay. The table describes the workings of prepositions of motion by relating the possible positions (and possible actions) of a human body in a three-dimensional space.

It is a table in which there is no principle of hierarchy whatsoever. Yet this is an isolated example, and Wilkins seems to have lacked the courage to extend this principle to his entire system of content.

Unfortunately, even Lodwick’s primitives for actions were not really primitive at all. It would undoubtedly be possible to identify a series of positions assumed by the human body in space–such as getting up or lying down–and argue that these were intuitively and universally comprehensible; yet the sixteen radicals proposed by Lodwick can be criticized in the same way as Degérando would later do for Wilkins: even such a simple notion as to walk must be defined in terms of movement, the notion of movement requires as its components those of place, of existence in a given place, of a moving substance which in different instants passes from one place to another.

All this presupposes the notions of departure, passage and arrival, as well as that of a principle of action which imparts motion to a substance, and of members which support and convey a body in motion in a specific way (“car glisser, ramper, etc., ne sont pas la même chose que marcher;” “since sliding, climbing, etc., are not the same as walking;” Des signes, IV, 395).

Moreover, it is also necessary to conceive of a terrestrial surface upon which movement was to take place–otherwise one could think of other actions like swimming or flying. However, at this point one should also subject the ideas of surface or members to the same sort of regressive componential analysis.

One solution would be to imagine that such action primitives are selected ad hoc as metalinguistic constructs to serve as parameters for automatic translation. An example of this is the computer language designed by Schank and Abelson (1977), based on action primitives such as PROPEL, MOVER, INGEST, ATRANS OR EXPEL, by which it is possible to analyze more complex actions like to eat (however, when analyzing the sentence “John is eating a frog,” Schank and Abelson–like Lodwick–cannot further analyze frog).

Other contemporary semantic systems do not start by seeking a definition of a buyer in order to arrive eventually at the definition of the action of buying, but start rather by constructing a type-sequence of actions in which a subject A gives money to a subject B and receives an object in exchange.

Clearly the same type-sequence can be employed to define not only the buyer, but also the seller, as well as the notions of to buy, to sell, price, merchandise, and so forth. In the language of artificial intelligence, such a sequence of actions is called a “frame.”

A frame allows a computer to draw inferences from preliminary information: if A is a buyer, then he may perform this and that action; if A performs this or that action, then he may be a buyer; if A obtains merchandise from B but does not pay him, then A is not a guyer, etc., etc.

In still other contemporary semantics, the verb to kill, for example, might be represented as “Xs causes (Xd changes to (- live Xd)) + (animate Xd) & (violent Xs):” if a subject (s) acts, with violent means or instruments, in a way that causes another subject (d), an animate being, to change from a state of living to a state of death, then s has killed d. If we wished, instead, to represent the verb to assassinate, we should add the further specification that d is not only an animate being, but also a political person.

It is worth noting that Wilkins‘ dictionary also includes assassin, glossing it by its synonym murther (erroneously designating it as the fourth species of the third difference in the genera of judicial relations: in fact, it is the fifth species), but limiting the semantic range of the term by “especially, under pretence of Religion.”

It is difficult for a philosophic a priori language to follow the twists and turns of meaning of a natural language.

Properly worked out, Lodwick’s project might represent to assassinate by including a character for to kill and adding to it a note specifying purpose and circumstances.

Lodwick’s language is reminiscent of the one described by Borges in “Tlön, Uqbar, Orbis Tertius” (in Ficciones), which works by agglutinations of radicals representing not substances but rather temporary fluxes. It is a language in which there would be no word for the noun moon but only the verb to moon or to moondle.

Although it is certain that Borges knew, if only at second hand, the work of Wilkins, he probably had never heard of Lodwick. What is certain, however, is that Borges had in mind the Cratylus, 396b–and it is by no means impossible that Lodwick knew this passage as well.

Here Plato, arguing that names are not arbitrary but motivated, gives examples of the way in which, rather than directly representing the things that they designate, words may represent the origin or the result of an action.

For instance, the strange difference (in Greek) between the nominative Zeus and the genitive Dios arose because the original name of Jupiter was a syntagm that expressed the habitual activity associated with the king of the gods: di’hoòn zen, “He through whom life is given.”

Other contemporary authors have tried to avoid the contortions that result from dictionary definitions by specifying the meaning of a term by a set of instructions, that is, a procedure which can decide whether or not a certain word can be applied.

This idea had already appeared in Charles Sanders Pierce (Collected Papers, 2.330): here is provided a long and complex explanation of the term lithium, in which this chemical element was defined not only in relation to its place in the periodic table of elements and by its atomic weight, but also by the operations necessary to produce a specimen of it.

Lodwick never went as far as this; still, his own intuition led him to run counter to an idea that, even in the centuries to follow, proved difficult to overcome. This was the idea that nouns came first; that is, in the process in which language had emerged, terms for things had preceded terms for actions.

Besides, the whole of Aristotelian and Scholastic discussion privileged substances (expressed by common nouns) as the subjects of a statement, in which the terms for actions played the role of predicates.

We saw in chapter 5 that, before the advent of modern linguistics, theorists tended to base their research on nomenclature. Even in the eighteenth century, Vico could still assume that nouns arose before verbs (Scienza nuova seconda, II, 2.4). He found this to be demonstrated not only by the structure of a proposition, but by the fact that children expressed themselves first in names and interjections, and only later in verbs.

Condillac (Essai sur l’origine des connaissances humaines, 82) also affirmed that “for a long time language remained with no words other than nouns.” Stankiewicz (1974) has traced the emergence of a different trend starting with the Hermes of Harris (1751: III), followed by Monboddo (Of the Origins and Progress of Language, 1773-92) and Herder, who, in his Vom Geist der hebräischen Poesie (1787), noted that a noun referred to things as if they were dead while a verb conferred movement upon them, thus stimulating sensation.

Without following Stankiewicz’s reconstruction step by step, it is worth noting that the reevaluation of the role of the verb was assumed in the comparative grammars by the theorists of the Indo-European hypothesis, and that in doing so they followed the old tradition of Sanskrit grammarians, who derived any word from a verbal root (1974: 176).

We can close with the protest of De Sanctis, who, discussing the pretensions of philosophic grammars, criticized the tradition of reducing verbs to nouns and adjectives, observing that: “I love is simply not the same as I am a lover [ . . . ] The authors of philosophical grammars, reducing grammar to logic, have failed to perceive the volitional aspect of thought” (F. De Sanctis, Teoria e storia della litteratura, ed. B. Croce, Bari: Laterza, 1926: 39-40).

In this way, in Lodwick’s dream for a perfect language there appears the first, timid and, at the time, unheeded hint of the problems that were to become the center of successive linguistics.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 264-8.

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July 9, 2016

Eco: Francis Lodwick

Francis Lodwick (1619-1694), eight verses from the first chapter of the Gospel of St. John in Francis Lodwick’s common writing, next to the numerical key composed for it. A Common Writing, London, 1647. Museum of the History of Science, University of Oxford. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Lodwick wrote before either Dalgarno or Wilkins, both of whom had thus the opportunity to know his work. Salmon (1972: 3) defines him as the author of the first attempt to construct a language in universal character. His first work, A Common Writing, appeared in 1647; The Groundwork or Foundation Laid (or So Intended) for the Framing of a New Perfect Language and a Universal Common Writing dates from 1652.

Lodwick was not a learned man–no more than a merchant, as he humbly confessed. Though, in his Ars signorum, Dalgarno praised Lodwick for his endeavors, he was unable to hold back the supercilious observation that he did not possess the force adequate so such an undertaking, being a man of the arts, born outside of the Schools (p. 79).

In his writings, Lodwick advanced a number of proposals, some more fruitful than others, on how to delineate a language that would both facilitate commercial exchange and permit the easy acquisition of English.

His ideas, moreover, changed over time, and he never managed to design a complete system. None the less, certain of what appears in the most original of his works (A Common Writing, hardly thirty pages long) reveals him as striking off in a direction very different from other authors of his time, making him a precursor of certain trends of contemporary lexical semantics.

In theory, Lodwick’s project envisioned the creation of a series of three numbered indexes; the purpose of these was to refer English words to the character and these to its words. What distinguished Lodwick’s conception from those of the polygraphers, however, was the nature of its lexicon.

Umberto Eco, The Search for the Perfect Language, Figure 13.1, p. 261.

Lodwick’s idea was to reduce the number of terms contained in the indexes by deriving as many of them as possible from a finite number of primitives which express actions. Figure 13.1 shows how Lodwick chooses a conventional character (a sort of Greek delta) to express the action of drinking; then, by adding to this radix different grammatical marks, makes the different composite characters express ideas such as the actor (he who drinks), the act, the object (that which is drunk), the inclination (the drunkard), the abstraction, and the place (the drinking house, or tavern).

From the time of Aristotle up until Lodwick’s own day, names of substances had invariably been the basis upon which a structure of classification had been erected. Lodwick’s original contribution, however, was to commence not with substantives but with verbs, or schemes of actions, and to populate these schemes with roles–what we would now call actants–such as agent, object, place and so on.

Lodwick designed his characters to be easily recognized and remembered: as we have seen, to drink was specified by a sort of Greek delta, while to love was a sort of L. The punctuation and added notes are vaguely reminiscent of Hebrew. Finally, as Salmon suggests, Lodwick probably took from contemporary algebra the idea of substituting letters for numbers.

In order to set up his finite packet of radicals Lodwick devised a philosophical grammar in which even grammatical categories expressed semantic relations. Derivatives and morphemes could thus become, at the same time, criteria of efficiency to reduce each grammatical category further to a component of action.

By such means the number of characters became far small than the words of a natural language found in a dictionary, and Lodwick endeavored to reduce this list further by deriving his adjectives and adverbs from the verbs.

From the character to love, for example, he derived not only the object of the action (the beloved) but also its mode (lovingly); by adding a declarative sign to the character to cleanse, he asserted that the action of cleansing has been performed upon the object–thereby deriving the adjective clean.

Lodwick realized, however, that many adverbs, prepositions, interjections and conjunctions were simply not amenable to this sort of derivation; he proposed representing these as notes appended to the radicals. He decided to write proper names in natural languages.

He was embarrassed by the problem of “natural kinds” (let us say, names of substances like cat, dog, tree), and resigned himself to the fact that, here, he would have to resort to a separate list. But since this decision put the original idea of a severely limited lexicon in jeopardy, he tried to reduce the list of natural kinds as much as possible, deciding that terms like hand, foot or land could be derived from actions like to handle, to foot or to land.

In other cases, he resorted to etymology, deriving, for instance, king from the archaic radical to kan, claiming that it meant both to know and to have power to act. He pointed out that Latin rex was related to the verb regere, and suggested that both the English king and the German emperor might be designated by a simple K followed by the name of the country.

Where he was not able to find appropriate verbal roots, he tried at least to reduce as many different sounds as possible to a single root. He thus reduced the names for the young of animals–child, calfe, puppy, chikin–to a single root.

Moreover, Lodwick thought that the reduction of many lexical items to a unique radical could also be performed by using analogies (seeing as analogous to knowing), synonymy (to lament as a synonym of to bemoane), opposition (to curse as the opposite of to bless), or similarities in substance (to moisten, to wet, to wash and even to baptize are all reduced to moisture).

All these derivations were to be signaled by special signs. Wilkins had had a similar idea when proposing the method of transcendental particles, but it seems that Lodwick’s procedure was less ambiguous.

Lodwick barely sketched out his project; his system of notation was cumbersome; nevertheless (with a bare list of sixteen radicals–to be, to make, to speake, to drinke, to love, to cleanse, to come, to begin, to create, to light, to shine, to live, to darken, to comprehend, to send and to name), he managed to transcribe the opening of the gospel of St. John (“In the Beginning was the Word, and the Word was with God . . .”).

Beginning was derived of course from to begin, God from to be, Word from to speake, and so on (the idea of all things is derived from to create).

Just as the polygraphers had taken Latin grammar as a universal model, so Lodwick did the same for English–though his English grammatical categories still reflected the Latin model. Nevertheless he succeeded in avoiding certain limits of the Aristotelian classification of substances, because no previous tradition obliged him to order an array of actions according to the rigid hierarchical schema requested by a representation of genera and species.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 260-3.

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July 8, 2016

Eco:The Limits of Classification, 2

John Wilkins, An Essay, the Lords Prayer, Ch.II, p. 8

John Wilkins (1614-1672), An Essay Towards a Real Character and a Philosophical Language, London, John Martin, 1668. Chapter II, p. 8, a discussion of the changes in the Lord’s Prayer. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Let us try to understand a little better what is happening here. Suppose we wanted to use the real character to understand the difference between a dog and a wolf. We discover only that the dog, Zitα, is the first member of the first specific pair of the fifth difference of the genus Beasts, and that the wolf Zitαs, is the opposing member of this pair (s being the character for specific opposition).

But in this way the character says what is the position of a dog in a universal classification of beasts (which, like Fish and Bird are animate sensitive sanguineous substances), without providing information either on the physical characteristics of dogs or on the difference between a dog and a wolf.

To learn more about dogs and wolves we must read further in the tables. Here we can learn (1) that clawed viviparous animals have toes at the end of their feet; (2) that rapacious viviparous animals have generally “six short pointed incisors, or cutting teeth, and two long fangs to hold their prey;” (3) that the head of dog-kind beasts is oblong, while the head of cat-kind animals is roundish; (4) that the larger of the dog-kind fall into two further groups–“either that which is noted for tameness and docility; or for wildness and enmity to sheep.”

With this, we finally know the difference between a dog and a wolf.

Thus genera, differences and species only serve to “taxonomize” entities rather than to define the properties by which we recognize them. To make these properties evident it is necessary to attach a running commentary to the classification.

Within Aristotelian classification, defining man as a rational animal was perfectly adequate. But this is not adequate for Wilkins, for he lived in an age that wished to discover the physical and biological nature of things.

He thus needed to know what were the morphological and behavioral characteristics of dogs as well. Yet his tables only allowed him to express this information in the form of additional properties and circumstances, and this additional information had to be expressed in natural language because the characteristic language lacked the formulae to render it evident.

This consecrates the failure of Wilkins‘ project, considering that, according to his project, “we should, by learning the Character and the Names of things, be instructed likewise in their Natures” (p. 21).

One might wish at least to call Wilkins a pioneer of modern, scientific taxonomy (like the taxonomy shown in figure 10.3). Yet, as Slaughter has noted, he has lumped together the pre-scientific taxonomies and folk taxonomy.

To classify, as we usually do, onions and garlic as foodstuffs and lilies as flowers is an instance of folk taxonomy: from a botanical point of view, onions, garlic and lilies are all members of the Liliaceae family.

See how Wilkins, when he classifies dogs, starts out using morphological criteria, then goes on mixing functional and even geographical criteria.

What, then, is that character Zitα that tells us so little about dogs, forcing us to learn more by inspecting the tables? One might compare it with a pointer which permits access to information stored in the computer’s memory–and which is not provided by the form of the character itself.

The speakers who wished to use the characteristic language as their natural idiom should have already memorized all that information in order to understand the character. But that is exactly the same type of competence requested of speakers who, instead of Zitα, say cane, dog, per or Hund.

For this reason, the encyclopedic information that underlies the list of primitives negates the compositional principle of Wilkins‘ language. Wilkins‘ primitives are not primitives at all. His species do not emerge from the composition of genera and differences alone; they are also names used as pegs to hang up encyclopedic descriptions.

Moreover, not even genera and differences are primitive, since they can be defined only through encyclopedic definitions. They neither are innate notions, nor can be immediately grasped by intuition: if one could still say so of the ideas of “God” or “world,” one would hardly do so for, let us say, “naval and ecclesiastical relations.”

Genera and differences are not primitive notions because–if they were–they should be definable by nature, while the tables are conceived just in order to define them by means of a natural language, Wilkins‘ English.

If Wilkins‘ classification were logical consistent, it should be possible to assume that it is analytically true that the genus of Beasts entails Animate Substance, which in its turn entails Creatures Considered Distributively.

Even this, in fact, is not always the case. The opposition vegetative / sensitive, for example, in the table of genera serves to distinguish Stone and Tree (and has an uncertain status); but the same opposition reappears (not once but twice) in the table of the World (see figure 12.6, where repeated terms are in bold).

Thus, on the basis of figure 12.1, one should admit that everything vegetative is necessarily an animate creature, while according to figure 12.6, one should (rather contradictorily) admit that everything vegetative is necessarily an element of both the spiritual and the corporeal world.

It is obvious that these various entities (be they genera, species or whatever) are considered under a different point of view every time they appear in the tables. Yet, in this case, we are no longer confronting a classification whose purpose is to construct a tree of organized terms in which every entity is unequivocally defined by the place it holds within the classification; we are, instead, confronting a great encyclopedia in which it is only expected that the same topics will be treated from more than one point of view in different articles.

Umberto Eco, The Search for the Perfect Language, Figure 12.6, p. 257.

Consulting the table for Economic Relations, we find, among its species, the pair Defending versus Deserting. If we turn to the table for Military Relations we still find Defense; though this time it is opposed to Offense.

It is true that when defense is considered as an economic relation and the opposite of desertion, it is written Coco, while considered as a type of military action, the opposite of offense, it is written Sibα.

Thus two different characters denote two different notions. Yet are they really different notions rather than one notion considered from two viewpoints? As a matter of fact, the ideas of economic defence and military defence seem to have something in common.

In both cases we are facing an act of war, which is seen the first time as a patriotic duty and the second time as a response to the enemy. The fact that the two notions are conceptually related, however, implies that within the structure of pseudo-dichotomies there also exist transversal connections, linking the nodal points in different sections of the tree.

Yet is such connections exist, then the tree is no more a hierarchical tree; it is rather a network of interrelated ideas.

In his work De signes, written in 1800, Joseph-Marie Degérando accused Wilkins of continually confusing classification with division:

“Division differs from classification in that the latter bases itself upon the intimate properties of the objects it wishes to distribute, while the former follows a rule to a certain end to which these objects are destined.

Classification apportions ideas into genera, species, and families; division allocates them into regions of greater or lesser extent. Classification is the method of botanists; division is the method by which geography is taught.

If one wishes for an even clearer example, when an Army is drawn up in battle formation, each brigade under its general, each battalion under its commander, each company under its captain, this is an image of division; when, however, the state of this army is presented on a role, which principally consists of en enumeration of the officers of each rank, then of the subalterns, and finally of the soldiers, this is an image of classification (IV, 399-400).”

Degérando is doubtlessly thinking here of Leibniz’s notion of the ideal library and of the structure of the Encyclopédie of which we will later speak), that is, of a criterion for subdividing matter according to the importance that it has for us.

Yet a practical classification follows criteria different from those which should rule a system of primitives based on metaphysical assumptions.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 254-8.

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July 7, 2016

Eco: The Limits of Classification

John Wilkins, An Essay, the Lords Prayer, Ch.II, p. 7

John Wilkins (1614-1672), An Essay Towards a Real Character and a Philosophical Language, London, John Martin, 1668. Chapter II, p. 7, a discussion of the changes in the Lord’s Prayer. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Using 40 genera and 251 differences, Wilkins‘ tables manage to define 2,030 species. If, however, the division were dichotomic, as happens with the Aristotelian system of classification, in which each genus was assigned two decisive differences which constituted to new species below, and in which each of these new species then played the role of genera at the lower level in the process of dichotomization, there should have been at least 2,048 species (as well as 1,025 intermediary genera plus the category at the apex) and an equal number of differences.

If the figures do not add up in the way that they should, it is clear that, in reconstructing a single general tree from the 41 particular trees represented in the tables, one would not find a constant dichotomic structure.

The structure is not dichotomic because Wilkins mixes substances and accidents together; but since, as Dalgarno had recognized, the number of accidents is infinite, there is no way that they can be hierarchically ordered.

In fact, Wilkins must classify fundamental and Platonic conceptions, like God, world or tree, together with drinks, like beer, political offices, military and ecclesiastical ranks–in short, the whole notional world of a seventeenth century Englishman.

It suffices to look at figure 12.1 to see that the accidents are subdivided into five categories each yielding from three to five genera. There are three subdivisions of the genus Herb as well as of the genus Transcendental things.

With a dichotomic structure it would be easy, once having established the number of embedded levels, to control the total number of entities in the system; once the pattern has been broken, however, and more than two subdivisions allowed to appear at each nodal point, the whole system begins to spin out of control.

The system is open to new discoveries, but, at the same time, surrenders its control over the number of primitives.

When he reaches the last differences, Wilkins arranges them in pairs. Yet, as he is the first to recognize, he has made his arrangement “for the better helming of the memory” (p. 22), not according to a rigorous criterion of opposition.

He informs us that pairs are based sometimes on opposition and sometimes on affinity. He admits to having coupled his differences in an arguable way, but says that he did so “because I knew not to provide for them better” (p. 22).

For instance, in the first genus, General Transcendental, the third difference, Diversity, generates as the second of its species Goodness and its opposite, Evil; but the second difference, Cause, generates as its third species Example and Type.

These two categories are not opposed; in fact it is not clear what their relation to each other is. We can imagine some sort of relation of affinity or similarity; yet, in whatever case, the criterion seems weak and ad hoc.

Among the accidents of Private Relations, under the species Economical Relations, we find both Relations of Consanguinity (like Progenitor / Descendant, Brother / Half-Brother, Coelebs / Virgin–but Coelebs has among its synonyms both Bachelour and Damosel, while Virgin only Maid) and Relations of Superiority (Direct / Seduce, Defending / Deserting).

It is clear that all of these oppositions lack a constant criterion. Among the same Private Relations there are also the Provisions, which includes pairs such as Butter / Cheese, but also actions such as Butchering / Cooking and Box / Basket.

Frank has observed that Wilkins considered as semantically equivalent different kinds of pseudo-opposition as they appear in natural languages, which can work by antonymy (good / evil), by complementarity (husband / wife), by conversely (buy / sell), by relativity (over / under, bigger / smaller), by temporal gradation (Monday / Tuesday / Wednesday), by quantitative gradation (centimeter / meter / kilometer), by antipodality (north / south), by orthogonality (north-east / south-east), or by vectorial conversely (depart / arrive).

It is hardly by chance that Wilkins is repeatedly forced to justify his language on mnemonic grounds. In fact, Wilkins takes some of his procedures from the traditional arts of memory.

His criterion for establishing pairs is based on the most common mnemonic habits. Rossi (1960: 252) notes that Wilkins‘ botanist, John Ray, complained that he was not permitted to follow the commandments of nature, but rather the exigencies of regularity, almost as if he were forced to adapt his classification more to requirements of the traditional theaters of memory than to the canons of modern taxonomies.

Nor is it even clear what, in the tree of genera (figure 12.1), the subdivisions in lower case actually mean. They cannot be differences, because the differences appear later, in successive tables, and determine how, in each of the 40 major genera, the dependent species are to be generated.

Some of these lower-case entities seem to serve as super-genera; yet others appear in an adjectival form. Certain of these latter look like differences in the Aristotelian tradition–like animate / inanimate, for example. We might regard them as pseudo-differences.

However, if the generative path “substances + inanimate = ELEMENTS” seems to follow an Aristotelian criterion, the disjunctions after animate are established in a quite different fashion.

Animate substances are divided into parts and species, the species are divided into vegetative and sensitive, the vegetative species into imperfect and perfect, and it is only at the end of these disjunctions that it is possible to isolate genera like Stone or Metal.

This is not the only instance of this sort of confusion. Moreover, given a pair of opposed categories, such as Creator / creature, the first term of the division is a genus, but the second appears as a pseudo-difference through which, after other disjunctions, it is possible to isolate other genera.

Likewise, in the group Herb, Shrub and Tree, the last two are genera; the first is a sort of super-genus (or pseudo-difference) subdivided into three further genera.

It would be nice, Wilkins confessed (p. 289), if each of his differences had its own transcendental denomination; yet there did not seem to be sufficient terms in the language for this.

He admitted as well that while, in theory, a well-enough individuated difference would immediately reveal the form which gave the essence to each thing, these forms remained largely unknown.

So he had to content himself by defining things through properties and circumstances.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 251-4.

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July 5, 2016

Eco: John Wilkins

John Wilkins (1614-1672), An Essay Towards a Real Character and a Philosophical Language, London, John Martin, 1668. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Already in Mercury, a book principally devoted to secret writing, published in 1641, Wilkins had begun to design a project for universal language. It was not until 1668, however, that he was ready to unveil his Essay towards a Real Character, and a Philosophical Language–the most complete project for a universal and artificial philosophical language that the seventeenth century was ever to produce.

Since “the variety of Letters is an appendix to the Curse of Babel” (p. 13), after a dutiful bow in the direction of the Hebrew language and a sketch of the evolution of languages from Babel onwards (including an examination of the Celto-Scythian hypothesis that we considered in ch. 5), and after an acknowledgment of his precursors and his collaborators in the compilation of classifications and of the final dictionary, Wilkins turned to his major task–the construction of a language founded on real characters “legible by any Nation in their own Tongue” (p. 13).

Wilkins observed that most earlier projects derived their list of characters from the dictionary of one particular language rather than drawing directly on the nature of things, and from that stock of notions held in common by all humanity.

Wilkins‘ approach required, as a preliminary step, a vast review of all knowledge to establish what these notions held in common by all rational beings really were.

Wilkins never considered that these fundamental notions might be Platonic ideas like Lull’s dignities. His list was rather based upon empirical criteria and he sought those notions to which all rational beings might either attest or, reasonably, be expected to attest: thus, if everybody agrees on the idea of a God, everybody would likewise agree on the botanical classification supplied to him by his colleague John Ray.

In reality, the image of the universe that Wilkins proposed was the one designed by the Oxonian culture of his time. Wilkins never seriously wondered whether other cultures might have organized the world after a different fashion, even though his universal language was designed for the whole of humanity.

The Tables and the Grammar

In appearance the classification procedure chosen by Wilkins was akin to the method of the Porphyrian Tree of Aristotelian tradition. Wilkins constructed a table of 40 major genera (see figure 12.1) subdivided into 251 characteristic differences.

Umberto Eco, The Search for the Perfect Language, Figure 12.1, p. 240.

Umberto Eco, The Search for the Perfect Language, Figure 12.1-2, p. 241.

From these he derived 2,030 species, which appear in pairs. Figure 12.2 provides a simplified example of the procedure: starting from the major genus of Beasts, after having divided them into viviparous and oviparous, and after having subdivided the viviparous ones into whole footed, cloven footed and clawed, Wilkins arrives at the species Dog / Wolf.

Umberto Eco, The Search for the Perfect Language, Figure 12.2, p. 242.

I might add parenthetically that Wilkins‘ tables occupy a full 270 pages of his ponderous folio, and hope that the reader will excuse the summary nature of the examples which follow.

After presenting the tables, which supposedly design the whole knowable universe, Wilkins turned his attention to his natural (or philosophical) grammar in order to establish morphemes and the markers for derived terms, which can permit the generation, from the primitives, of declensions, conjugations, suffixes and so on.

Such a simplified grammatical machinery should thus allow the speaker to articulate discourses, as well as to produce the periphrases through which terms from a natural language might be defined entirely through the primitives of the artificial one.

Having reached this stage, Wilkins was able to present his language of real characters. In fact, it splits into two different languages: (1) the first is an ideogrammatic form of writing, vaguely Chinese in aspect, destined to appear in print but never to be pronounced; (2) the second is expressed by alphabetic characters and is intended to be pronounced.

It is possible to speak properly of two separate languages because, even though the pronounceable characters were constructed according to the same compositional principle as the ideograms, and obey the same syntax, they are so different that they need to be learned apart.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 238-42.

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July 4, 2016

Eco: George Dalgarno

George Dalgarno (1626-1687), title page of Ars Signorum, printed by J. Hayes, London, 1661. Published 20 years before Didascalocophus, Ars signorum preceded Bishop Wilkin‘s speculations on a “real character and a philosophical language.” This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“It is difficult to make a precise evaluation of George Dalgarno’s Ars signorum, published in 1661. In contrast to Wilkin’s Essay, Dalgarno’s tables are summary and the text, in its expository sections, is written in a language that is extremely cryptic, sometimes contradictory, and almost always strikingly allusive.

The book is filled with printer’s errors, especially where Dalgarno provides examples of real characters–not an inconsiderable problem in reading a language where the misprint of one letter changes the whole sense of the character.

We might note that the difficulty in printing a text free of errors shows how cumbersome the philosophic languages were, even for their own creators.

Dalgarno was a Scottish schoolmaster who passed most of his life at Oxford, where he taught grammar at a private school. He was in touch with all the contemporary scholars at the university, and in the list of acknowledgements at the beginning of his book he mentions men such as Ward, Lodwick, Boyle and even Wilkins.

It is certain that, as he was preparing his Essay (published seven years later), Wilkins contacted Dalgarno and showed him his own tables. Dalgarno regarded them as too detailed, and chose to follow what seemed to him an easier path.

When Wilkins finally made his project public, however, Dalgarno felt himself to be the victim of plagiarism. The suspicion was unjust: Wilkins had accomplished what Dalgarno had only promised to do.

Besides, various other authors had already anticipated many of the elements appearing in the project of Dalgarno. Still, Wilkins resented the insinuation of wrong-doing. In the acknowledgements that prefaced his Essay, Wilkins was prodigal with his thanks to inspirers and collaborators alike, but the name of Dalgarno does not appear–except in an oblique reference to “another person.” (b2r).

In any case, it was the project of Wilkins that Oxford took seriously. In 1668 the Royal Society instituted a commission to study the possible applications of the project; its members included Robert Hook, Robert Boyle, Christopher Wren and John Wallis.

Although we are not informed of the conclusions that they finally reached, subsequent tradition, from Locke to the Encyclopédie, invariably treated Wilkins as the author of the most important project.

Perhaps the only scholar who considered Dalgarno respectfully was Leibniz, who, in a rough draft for his own encyclopedia, reproduced Dalgarno’s list of entities almost literally (see Rossi 1960: 272).

Wilkins, of course, was perfectly at home at the Royal Society. He served as its secretary, and could freely avail himself of the help, advice, patronage and attention of his fellow members. Dalgarno, by contrast, was not even a member of the university.

Dalgarno saw that a universal language needed to comprehend two distinct aspects: first, a content-plane, that is, a classification of all knowledge, and that was a task for a philosopher; second, an expression-level, that is, a grammar that organized the characters so that they can properly denote the content elements–and this was a task for a grammarian.

Dalgarno regarded himself as a grammarian rather than a philosopher; hence he merely outlined the principles of classification upon which his language would be based, hoping that others might carry this task to fruition.

As a grammarian, Dalgarno was sensitive to the problem that his language would need to be spoken and not just written. He was aware of the reserves Descartes had expressed about the difficulty of devising a philosophic language that might be pronounced by speakers of differing tongues; thus he introduced his project with a phonetic analysis which sought to identify those sounds which were most easily compatible with the human organs of speech.

The letters from which he later composed his character were not, as they might seem, chosen arbitrarily; he chose instead those which he considered most easy to utter. Even when he came to elaborate the syntagmatic order of his character, he remained concerned with ease of pronunciation.

To this end, he made sure that consonants were always followed by vowels, inserting in his character a number of diphthongs whose function is purely euphonious. This concern certainly ensured ease of pronunciation; unfortunately, it also rendered his character increasingly difficult to identify.

After phonetics, Dalgarno passed to the problem, of the semantic primitives. He believed that these could all be derived solely in terms of genus, species and difference, arguing that such a system of embedded dichotomies was the easiest to remember (p. 29).

For a series of logico-philosophical reasons (explained pp. 30ff), he excluded negative differences from his system, retaining only those which were positive.

The most ambitious feature of Dalgarno’s project (and Wilkin’s as well) was that his classification was to include not only natural genera and species (comprehending the most precise variations in animals and plants) but also artifacts and accidents–a task never attempted by the Aristotelian tradition (see Shumaker 1982: 149).

In fact, Dalgarno based his system of classification on the rather bold assumption that all individual substances could be reduced to an aggregate of accidents (p. 44). This is an assumption which, as I have tried to show elsewhere (Eco 1984: 2.4.3), arises as an almost mechanical consequence of using Porphyry’s Tree as a basis for classification; it is a consequence, moreover, that the entire Aristotelian tradition has desperately tried to ignore.

Dalgarno confronted the problem, even though recognizing that the number of accidents was probably infinite. He was also aware that the number of species at the lowest order was unmanageably large–he calculated that they would number between 4,000 and 10,000.

This is probably one of the reasons why he rejected the help of Wilkins, who was to persevere until he had classified 2,030 species. Dalgarno feared that such a detailed classification ran the risk of a surgeon who, having dissected his cadavers into minute pieces, could no longer tell which piece belonged to Peter and which to John (p. 33).

In his endeavor to contain the number of primitives, Dalgarno decided to introduce tables in which he took into consideration only fundamental genera (which he numbered at 17), together with the intermediary genera and the species.

Yet, in order to gather up all the species in this tripartite division, Dalgarno was forced to introduce into his tables a number of intermediate disjunctions. These even received names in the language: warm-blooded animals, for example, are called NeiPTeik; quadrupeds are named Neik.

Yet in the names only the letters for genera, intermediary genera, and species are taken into account. (Mathematical entities are considered as concrete bodies on the assumption that entities like points and lines are really forms).”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 228-31.

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July 4, 2016

Eco: Primitives and Organization of Content, 2

Ramon Llull, Arbor naturalis et logicalis, Liber de logica nova, Valencia, Alonso de Proaza, 1512

Ramon Llull (1232-1315), Arbor naturalis et logicalis, Liber de logica nova, Valencia, 1512. A Porphyrian Tree of logical relations, original c. 1305, logica nova edition 1512. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Nevertheless, such a dictionary-like structure would not allow us to define the difference between a cat and a tiger, or even between a canine and a feline animal. To do this, it is necessary to insert differences into the classification.

Aristotle, in his studies of definition, said that, in order to define the essence of a thing, we should select such attributes which “although each of them has a wider extension than the subject, all together they have not” (Posterior Analytics II, 96a, 35).

Such a structured representation was known in the Middle Ages as Porphyry’s Tree (because it was derived from the Isagoge of the Neo-Platonic philosopher Porphyry, living in the second-third century AD), and was still taken as a definitional model by the English searchers for a real character.

In a Porphyrian Tree each genus is divided by two differences which constitute a pair of opposites. Each genus, with the addition of one of its divisive differences, produces an underlying species, which is so defined by its genus and its constitutive difference.

Umberto Eco, The Search for the Perfect Language, Figure 10.2, p. 225.

In figure 10.2, there is an example of how a Porphyrian Tree establishes the difference between human beings and gods (understood as natural forces) and between human beings and beasts.

The terms in upper-case refer to genera and species while those in lower-case refer to differences, that is, to particular accidents which occur only in a given species. We see that the diagram defines a human being as a “rational and mortal animal,” which, in classical terms, is considered a satisfactory definition because there cannot be a rational and mortal animal which is not a human being, and only human beings are so.

Unfortunately this diagram does not tell us anything about the differences between dogs and cats, or horses and wolves, or cats and tigers. In order to obtain new definitions, new differences need to be inserted into the diagram.

Besides this, we can see that, although differences occur in one species, in this tree there are differences, such as “mortal/immortal,” which occur in two different species.

This makes it difficult to know whether or not the same differences will be reproduced at some further point in the tree when it becomes necessary to specify the difference not just between dogs and cats, but also between violets and roses, diamonds and sapphires, and angels and demons.

Even taxonomy as practiced by modern zoology defines through dichotomies. Dogs are distinguished from wolves, and cats from tigers, on the basis of a dichotomy by taxonomic entities known as taxa (figure 10.3).

Umberto Eco, The Search for the Perfect Language, Figure 10.3, p. 226.

Yet modern zoologists are well aware that a system of classification is not the same as a system of definitions.

Classification does not capture the essence of the thing itself; it simply embeds things in a system of increasingly inclusive classes, where the lower nodes are linked by entailment to the upper ones: if something is a Canis familiaris, it cannot but be, by entailment, a Canis, a canid and a fissiped.

But Canidae and Fissipeda are taken as primitives only in the framework of the classification and are not considered as semantic primitives.

Zoologists know that, within their classification, at the node Canidae they must presuppose a set of properties common to the whole family, and that at the node Carnivora there is a set of properties common to the whole order: in the same vein, “mammal” is not a semantic primitive but a technical name which stands for (more or less) “viviparous animal which nourishes its young by the secretion of milk through its mammary glands.”

The name of a substance can be either designative (thus indicating the genus to which that substance belongs) or diagnostic, that is, transparent and self-definatory.

In Species plantarum by Linnaeus (1753), given the two species, Arundo calamogrostis and Arundo arenaria, their designative names show that they belong to the same genus and establish their difference; however, their properties are then made clearer by a diagnostic description which specifies that the Arundo calamogrostis is “calycibus unifloris, cumulo ramoso,” while the Arundo arenaria is “calycibus unifloris, foliis involutiis, mucronato pungentibus” (see Slaughter 1982: 80).

However, the terms used for this description are no longer pseudo-primitives–like those of the metalanguage of taxas; they are terms of the common natural language used for diagnostic purposes.

By contrast, for the authors of a priori languages, each expression had to express all the properties of the designated thing. We shall see how such a difficulty will affect all the projects discussed in the following chapters.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 225-7.

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June 30, 2016

Eco: The English Debate on Character and Traits

Gerardus_Johannes_Vossius_(1577-1649),_by_Anonymous

Anonymous, Gerardus Johannes Vossius (1577-1649), 1636, inscribed (verso): GERH.JOH. VOSSIUS CANONICUS CANTUARIENSIS PROFESSOR HISTORIARII AMSTELO…AET LX Ao 1636. Held at the Universiteitsmuseum Amsterdam. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“In 1654 John Webster wrote his Academiarum examen, an attack on the academic world, which had allegedly given an insufficient amount of attention to the problem of universal language.

Like many of this English contemporaries, Webster was influenced by Comenius‘ propaganda for a universal language. He foresaw the birth of a “Hieroglyphical, Emblematical, Symbolical, and Cryptographical learning.”

Describing the general utility of algebraic and mathematical signs, he went on to note that “the numerical notes, which we call figures and ciphers, the Planetary Characters, the marks for minerals, and many other things in Chymistry, though they be alwaies the same and vary not, yet are understood by all nations in Europe, and when they are read, every one pronounces them in their own Countrey’s language and dialect.” (pp. 24-5).

Webster was not alone; other authors were taking up and elaborating ideas which had first originated with Bacon. Another writer championing universal characters was Gerhard Vossius in De arte grammatica, 1635 (1.41).

Nevertheless, for the men from whose ranks the Royal Society would later be formed, Webster’s demand for research in hieroglyphic and emblematic characters sounded too much like Father Kircher’s Egyptian linguistics.

In effect, Webster was indeed thinking of a language of nature in opposition to the institutionalized language of men (see Formigari 1970: 37).

Responding to Webster, in another pamphlet, also published in 1654 (Vindiciae academiarum, to which Wilkins himself added an introduction), Seth Ward denounced the mystic propensities of his opponent (see Slaughter 1982: 138ff).

Ward made no objection to the idea of the real character as such, provided that it was constructed upon the algebraic model invented by Viète in the sixteenth century and elaborated by Descartes, where letters of the alphabet stand for mathematical quantities.

It is, however, evident that what Ward thought of was not what Webster had in mind.

Ward argued that only the real character of which he spoke could be termed as “a naturall Language and would afford that which the Cabalists and Rosycrucians have vainely sought for in the Hebrew” (p. 22).

In his introduction Wilkins went even further: Webster, he wrote, was nothing but a credulous fanatic. Even in his Essay, which we will soon discuss, Wilkins could not resist shooting, in his introduction, indignant darts in Webster’s direction without naming him directly.

In spite of all this, however, the projects of the religious mystics did have something in common with those of the “scientists.” In that century the play of reciprocal influence was very complex and many have detected relationships between Lullists or Rosicrucians and the inventors of philosophical languages (see Ormsby-Lennon 1988; Knowlson 1975; and, of course, Yates and Rossi).

Nevertheless, in contrast to the long tradition of the search for the lost language of Adam, the position of Ward, with the aid of Wilkins, was entirely secular.

This is worth emphasizing: there was no longer any question of discovering the lost language of humanity; the new language was to be a new and totally artificial language, founded upon philosophic principles, and capable of realizing, by rational means, that which the various purported holy languages (always dreamt of, never really rediscovered) had sought but failed to find.

In every one of the holy and primordial languages we have so far considered, at least in the way they were presented, there was an excess of content, never completely circumscribable, in respect of expression.

By contrast, the search was now for a scientific or philosophical language, in which, by an unprecedented act of impositio nominum, expression and content would be locked in permanent accord.

Men such as Ward and Wilkins thus aimed at being the new Adam; it was this that turned their projects into a direct challenge to the older tradition of mystic speculation. In the letter to the reader that introduced the Essay, Wilkins writes:

“This design would likewise contribute much to the clearing of some of our modern differences in Religion, by unmasking many wild errors, that shelter themselves under the disguise of affected phrases; which being Philosophically unfolded, and rendered according to the genuine and natural importance of Words, will appear to be inconsistencies and contradictions. (B1r).”

This was nothing less than a declaration of war on tradition, a promise of a different species of therapy that would finally massage out the cramps in language; it is the first manifestation of that skeptical-analytic current of thought, exquisitely British, that, in the twentieth century, would use linguistic analysis as an instrument for the confutation of metaphysics.

Despite the persistence of the Lullian influences, there can be no doubt that, in order to realize their project, British philosophers paid close attention to Aristotle’s system of classification.

The project of Ward is an example. It was not enough simply to invent real characters for the new language; it was necessary also to develop a criterion that would govern the primitive features that would compose these characters:

“All Discourses being resolved in sentences, these into words, words signifying either simple notions or being resolvable into simple notions, it is manifest, that if all the sorts of simple notions be found out, and have Symboles assigned to them, those will be extremely few in respect of the other [ . . . ] the reason of their composition easily known, and the most compounded ones at once will be comprehended [ . . . ] so to deliver the nature of things. (Vindiciae, 21).”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 218-21.

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May 30, 2016

Eco: The Egyptian Alphabet, 3

PE40_H78_F84_Horapollo_p128-9_Hieroglyphica

Horapollo (c. 5th century CE), Hori Apollinis selecta hieroglyphica, Romae: sumtibus Iulij Francescschini, ex typographia Aloysij Zanetti, 1599, pp. 128-9. Brooklyn Museum Libraries, Wilbur Library of Egyptology, Special Collections, call number PE40 H78 F84. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Alciati’s commentary refers to the passage describing the stork in the Hieroglyphica. Yet we have just seen that there is no reference either to the feeding of the young or to the transport of the parents. These features are, however, mentioned in a fourth century AD text, the Hexaemeron of Basil (VIII, 5).

In other words, the information contained in the Hieroglyphica was already at the disposal of European culture. A search for traces of the stork from the Renaissance backwards is filled with pleasant surprises.

In the Cambridge Bestiary (twelfth century CE), we read that storks nourish their young with exemplary affection, and that “they incubate the nests so tirelessly that they lose their own feathers. What is more, when they have moulted in this way, they in turn are looked after by the babies, for a time corresponding in length to the time which they themselves have spent in bringing up and cherishing their offspring.” (The Bestiary, T.H. White, ed., New York: Putnam’s Sons, 1960: pp. 117-8).

The accompanying image shows a stork that carries a frog in its beak, obviously a dainty morsel for its young.

The Cambridge Bestiary has taken this idea from Isidore of Seville, who, in the Etymologiarum (XII, vii), says more or less the same. Who then are Isidore’s sources? St. Basil we have already seen; there was St. Ambrose as well (Hexaemeron, V, 16, 53), and possibly also Celsus (cited in Origen, Contra Celsum, IV, 98) and Porphyry (De abstinentia, III, 23, 1). These, in their turn, used Pliny’s Naturalis historia (X, 32) as their source.

Pliny, of course, could have been drawing on an Egyptian tradition, if Aelian, in the second to third century AD, could claim (though without citing Pliny by name) that “Storks are venerated among the Egyptians because they nourish and honor their parents when they grow old” (De animalium natura, X, 16).

But the idea can be traced back even further. The same notion is to be found in Plutarch (De solertia animalium, 4), Cicero (De finibus bonorum et malorum, II, 110), Aristotle (Historia animalium, IX, 7, 612b, 35), Plato (Alcibiades, 135 E), Aristophanes (The Birds, 1355), and finally in Sophocles (Electra, 1058).

There is nothing to prevent us from imagining that Sophocles himself was drawing on ancient Egyptian tradition; but, even if he were, it is evident that the story of the stork has been part of occidental culture for as long as we care to trace it.

It follows that Horapollo did not reveal anything hot. Moreover, the origin of this symbol seems to have been Semitic, given that, in Hebrew, the word for stork means “the one who has filial piety.”

Read by anyone familiar with medieval and classical culture, Horapollo’s booklet seems to differ very little from the bestiaries current in the preceding centuries. It merely adds some information about specifically Egyptian animals, such as the ibis and the scarab and neglects make certain of the standard moralizing comments or biblical references.

This was clear even to the Renaissance. In his Hieroglyphica sive de sacris Aegyptorum aliarumque gentium literis of 1556, Pierio Valeriano never tired of employing his vast stock of knowledge of classical and Christian sources to note the occasions where the assertions of Horapollo might be confirmed.

Yet instead of reading Horapollo in the light of a previous tradition, he revisits this whole tradition in the light of Horapollo.

With a barrage of citations from Latin and Greek authors, Giulio Cesare Capaccio displayed, in his Delle imprese of 1592, his perfect mastery of older traditions. Yet fashion now demanded that he interpreted this tradition in a Egyptian key.

“Without hieroglyphic observation,” and without having recourse to the Monas hieroglyphica “quel Giovanni Dee da Londino,” it was impossible, he said, to endow these images (coming from centuries of western culture) with their proper recondite meanings.

We are speaking of the “rereading” of a text (or of a network of texts) which had not been changed during the centuries. So what has changed? We are here witnessing a semiotic incident which, as paradoxical as some of its effects may have been, was, in terms of its own dynamic, quite easy to explain.

Horapollo’s text (qua text) differs but little from other similar writings, which were previously known. None the less, the humanists read it as a series of unprecedented statements. The reason is simply that the readers of the fifteenth century saw is as coming from a different author.

The text had not changed, but the “voice” supposed to utter it was endowed with a different charisma. This changed the way in which the text was received and the way in which it was consequently interpreted.

Thus, as old and familiar as these images were, the moment they appeared as transmitted not by the familiar Christian and pagan sources, but by the ancient Egyptian divinities themselves, they took on a fresh, and radically different, meaning.

For the missing scriptural commentaries there were substituted allusions to vague religions mysteries. The success of the book was due to its polysemy. Hieroglyphs were regarded as initiatory symbols.

They were symbols, that is, expressions that referred to an occult, unknown and ambivalent content. In contradistinction to conjecture, in which we take a visible symptom and infer from it its cause, Kircher defined a symbol as:

“a nota significativa of mysteries, that is to say, that it is the nature of a symbol to lead our minds, by means of certain similarities, to the understanding of things vastly different from the things that are offered to our external senses, and whose property it is to appear hidden under the veil of an obscure expression. [ . . . ] Symbols cannot be translated by words, but expressed only by marks, characters, and figures. (Obeliscus Pamphilius, II, 5, 114-20).”

These symbols were initiatory, because the allure of Egyptian culture was given by the promise of a knowledge that was wrapped in an impenetrable and indecipherable enigma so as to protect it from the idle curiosity of the vulgar multitudes.

The hieroglyph, Kircher reminds us, was the symbol of a sacred truth (thus, though all hieroglyphs are symbols, it does not follow that all symbols are hieroglyphs) whose force derived from its impenetrability to the eyes of the profane.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 151-4.

(Editorial Note: I must mention Mr. William Thayer, whose LacusCurtius site at the University of Chicago links to a whopping 51 complete texts by ancient authors and more. I stumbled across Mr. Thayer’s page as I linked to classical writers, and I find it to be both indispensable and a staggering contribution to online scholarship.

Thank you for this work, Mr. Thayer. I am one of the crazy ones out here in internet-land who realizes what you have done. With my best regards.)

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May 29, 2016

Eco: The Egyptian Alphabet, 2

Stephan Michelspacher, Cabala, Spiegel der Kunst und Natur in Alchymia, (Cabala, the Mirror of Art and Nature in Alchemy), Augsburg, 1615. Also hosted courtesy of the Bayerische Staats Bibliothek. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Now we can understand what Horapollo sought to reveal. He wished to preserve and transmit a semiotic tradition whose key was, by now, entirely lost. He still managed to grasp certain features at either the phonetic or the ideographic level, yet much of his information was confused or scrambled in the course of transmission.

Often he gives, as the canonical solution, a reading elaborated only by a certain group of scribes during a certain, limited period.

Yoyotte (1955: 87) shows that when Horapollo asserts that Egyptians depicted the father with the ideogram for the scarab beetle, he almost certainly had in mind that, in the Late Period, certain scribes had begun to substitute the scarab for the usual sign for t to represent the sound it (“father”), since, according to a private cryptography developed during the eighteenth dynasty, a scarab stood for t in the name Atum.

Horapollo opened his text by saying that the Egyptians represented eternity with the images of the sun and the moon. Contemporary Egyptologists debate whether, in this explanation, he was thinking of two ideograms used in the Late Period which could be read phonetically as, respectively, r’nb (“all the days”) and r tr.wì (“night and day” that is, “always”); or whether Horapollo was thinking instead of Alexandrine bas reliefs where the two ideograms, appearing together, already signify “eternity” (in which case they would not be an Egyptian symbol, but one derived from Asian, even Hebraic sources).

In other places, Horapollo seems to have misunderstood the voices of tradition. He says, for instance, that the sign to indicate a word is depicted by a tongue and a blood shot eye. There exists a verbal root mdw (“to speak”) in whose ideogram there appears a club, as well as the word dd (“to say”) in whose ideogram appears a snake.

It is possible that either Horapollo or his source has erroneously taken either the club or the snake or both as representing a tongue. He then says that the course of the sun during the winter solstice is represented by two feet stopped together.

In fact, Egyptologists only know a sign representing two legs in motion, which supports the sense “movement” when accompanying signs meaning “to stop,” “to cease activity” or “to interrupt a voyage.” The idea that two stopped feet stand for the course of the sun seems merely to be a whim of Horapollo.

Horapollo says that Egypt is denoted by a burning thurible with a heart over it. Egyptologists have discovered in a royal epithet two signs that indicate a burning heart, but these two signs seem never to have been used to denote Egypt.

It does emerge, however, that (for a Father of the church such as Cyril of Alexandria) a brazier surmounted by a heart expressed anger (cf. Van der Walle and Vergot 1943).

This last detail may be an important clue. The second part of Hieroglyphica is probably the work of the Greek translator, Philippos. It is in this part that a number of clear references appear to the late Hellenistic tradition of the Phisiologus and other bestiaries, herbariums and lapidaries that derive from it.

This is a tradition whose roots lie not only in ancient Egypt, but in the ancient traditions throughout Asia, as well as in the Greek and Latin world.

We can look for this in the case of the stork. When the Hieroglyphica reaches the stork, it recites:

“How [do you represent] he who loves the father.

If they wish to denote he who loves the father, they depict a stork. In fact, this beast, nourished by its parents, never separates itself from them, but remains with them until their old age, repaying them with piety and deference.”

In fact, in the Egyptian alphabet, there is an animal like a stork which, for phonetic reasons, stands for “son.” Yet in I, 85, Horapollo gives this same gloss for the hoopoe. This is, at least, an indication that the text has been assembled syncretistically from a variety of sources.

The hoopoe is also mentioned in the Phisiologus, as well as in a number of classical authors, such as Aristophanes and Aristotle, and patristic authors such as St. Basil. But let us concentrate for a moment on the stork.

The Hieroglyphica was certainly one of the sources for the Emblemata of Andrea Alciati in 1531. Thus, it is not surprising to find here a reference to the stork, who, as the text explains, nourishes its offspring by bringing them pleasing gifts, while bearing on its shoulders the worn-out bodies of its parents, offering them food from its own mouth.

The image that accompanies this description in the 1531 edition is of a bird which flies bearing another on its back. In subsequent editions, such as the one from 1621, for this is substituted the image of a bird that flies with a worm in its beak for its offspring, waiting open-mouthed in the nest.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 149-51.

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May 25, 2016

Eco: The Perfect Language of Images

Iamblicus (250-325 CE), De Mysteriis Aegyptiorum, Chaldoaerum, Assyriorum, On the Mysteries of the Egyptians, Chaldeans and Assyrians, Lyon: Joannis Tornaesium, 1577. In 2000, Joseph Peterson published a translation from the Greek by Alexander Wilder dated 1911 on the Esoteric Archives. A Latin edition published by Marsilio Ficino in Venice in 1497 is on AussagenLogic.org, with several exemplars on Google Books. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Already in Plato, as in Pythagoras before him, there appeared a veneration for the ancient wisdom of the Egyptians. Aristotle was more skeptical, and when he came to recount the history of philosophy in the first book of the Metaphysics, he started directly with the Greeks.

Influenced by Aristotle, the Christian authors of the Middle Ages showed relatively little curiosity about ancient Egypt. References to this tradition can be found only in marginal alchemical texts like Picatrix.

Isidore of Seville shortly mentioned the Egyptians as the inventors of geometry and astronomy, and said that the original Hebrew letters became the basis for the Greek alphabet when Isis, queen of the Egyptians, found them and brought them back to her own country (Etymologiarum, I, iii, 5).

By contrast, one could put the Renaissance under the standard of what Baltrušaitis (1967) has called the “search for Isis.” Isis became thus the symbol for an Egypt regarded as the wellspring of original knowledge, and the inventor of a sacred scripture, capable of expressing the unfathomable reality of the divine.

The Neoplatonic revival, in which Ficino played the role of high priest, restored to Egypt its ancient primacy.

In the Enneads (V, 8, 5-6) Plotinus wrote:

“The wise sages of Egypt [ . . . ] in order to designate things with wisdom do not use designs of letters, which develop into discourses and propositions, and which represent sounds and words; instead they use designs of images, each of which stands for a distinct thing; and it is these that they sculpt onto their temples. [ . . . ] Every incised sign is thus, at once, knowledge, wisdom, a real entity captured in one stroke.”

Iamblicus, in his De mysteriis aegyptiorum, said that the Egyptians, when they invented their symbols, imitating the nature of the universe and the creation of the gods, revealed occult intuitions by symbols.

The translation of the Corpus Hermeticum (which Ficino published alongside his translations of Iamblicus and other Neoplatonic texts) was under the sign of Egypt, because, for Ficino, the ancient Egyptian wisdom came from Hermes Trismegistus.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 144-5.

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May 23, 2016

Eco: Lullian Kabbalism, 2

Jan Amos Komensky, or Johann (John) Amos Comenius (1592-1670), from Opera didactica omnia, Amsterdam, 1657. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Numerology, magic geometry, music, astrology and Lullism were all thrown together in a series of pseudo-Lullian alchemistic works that now began to intrude onto the scene. Besides, it was a simple matter to inscribe kabbalistic terms onto circular seals, which the magical and alchemical tradition had made popular.

It was Agrippa who first envisioned the possibility of taking from the kabbala and from Lull the technique of combination in order to go beyond the medieval image of a finite cosmos and construct the image of an open expanding cosmos, or of different possible worlds.

In his In artem brevis R. Lulli (appearing in the editio princeps of the writings of Lull published in Strasbourg in 1598), Agrippa assembled what seems, at first sight, a reasonably faithful and representative anthology from the Ars magna.

On closer inspection, however, one sees that the number of combinations deriving from Lull’s fourth figure has increased enormously because Agrippa has allowed repetitions.

Agrippa was more interested in the ability of the art to supply him with a large number of combinations than in its dialectic and demonstrative properties. Consequently, he proposed to allow the sequences permitted by his art to proliferate indiscriminately to include subjects, predicates, rules and relations.

Subjects were multiplied by distributing them, each according to its own species, properties and accidents, by allowing them free play with terms that are similar or opposite, and by referring each to its respective causes, actions, passions and relations.

All that is necessary is to place whatever idea one intends to consider in the center of the circle, as Lull did with the letter A, and calculate its possible concatenations with all other ideas.

Add to this that, for Agrippa, it was permissible to add many other figures containing terms extraneous to Lull’s original scheme, mixing them up with Lull’s original terms: the possibilities for combination become almost limitless (Carreras y Artau 1939: 220-1).

Valerio de Valeriis seems to want the same in his Aureum opus (1589), when he says that the Ars “teaches further and further how to multiply concepts, arguments, or any other complex unto infinity, tam pro parte vera quam falsa, mixing up roots with roots, roots with forms, trees with trees, the rules with all these other things, and very many other things as well” (“De totius operis divisione“).

Authors such as these still seem to oscillate, unable to decide whether the Ars constitutes a logic of discovery or a rhetoric which, albeit of ample range, still serves merely to organize a knowledge that it has not itself generated.

This is evident in the Clavis universalis artis lullianae by Alsted (1609). Alsted is an author, important in the story of the dream of a universal encyclopedia, who even inspired the work of Comenius, but who still–though he lingered to point out the kabbalist elements in Lull’s work–wished to bend the art of combination into a tightly articulated system of knowledge, a tangle of suggestions that are, at once, Aristotelian, Ramist and Lullian (cf. Carreras y Artau 1939: II, 239-49; Tega 1984: I, 1).

Before the wheels of Lull could begin to turn and grind out perfect languages, it was first necessary to feel the thrill of an infinity of worlds, and (as we shall see) of all of the languages, even those that had yet to be invented.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 130-2.

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May 8, 2016

Eco: Conventionalism, Epicureanism and Polygenesis

Joseph_Justus_Scaliger_-_Imagines_philologorum

Giuseppe Giusto Scaligero, or Joseph Justus Scaliger (1540-1609), this illustration is from the title page of Marcus Manilus, Astronomicon a Ios. Scaligero ex vetusto codice Gemblacensi infinitis mendis repurgatum. Eiusdem Iosephi Scaligeri notae etc. Leiden. Christophorus Raphelengius for Joannes Commelin, 1599-1600, with a handwritten dedication from Scaliger to the mathematician Henri de Monantheuil, courtesy of the Leiden University Library and the Scaliger Institute. This narrative courtesy of the Warburg Institute. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“By now, however, time was running out for the theories of Kircher, Guichard and Duret. Already in the Renaissance, Hebrew’s status as the original and sacred language had begun to be questioned.

By the seventeenth century, a new and complex set of arguments has evolved. We might, emblematically, place these arguments under the sign of Genesis 10. In these, attention moved away from the problem of primordial language to that of matrices linguae, or mother tongues–this was an expression first coined by Giuseppe Giusto Scaligero (Diatribe de europaeorum linguis, 1599).

Scaligero individuated eleven language families, seven major and four minor. Within each family, all languages were related; between the language families, however, kinship was impossible to trace.

The Bible, it was noted, had given no explicit information about the character of the primordial language. There were many who could thus maintain that the division of tongues had originated not at the foot of the shattered tower, but well before.

The notion of confusio could be interpreted as a natural process. Scholars set about trying to understand this process by uncovering the grammatical structures common to all languages: “It was no longer a question of “reduction,” but of a classification aimed at revealing a common system latent within all languages, while still respecting their individual differences” (Demonet 1992: 341, and II, 5, passim).

In his Histoire critique du Vieux Testament (1678), Richard Simon, considered one of the founders of modern biblical criticism, discarded the hypothesis of the divine origin of Hebrew, citing the ironic remarks of Gregory of Nyssa.

Language, he wrote, was a human invention; since human reason differs in different peoples, so languages must differ as well. God willed that different peoples speak different languages in order that “each might explain themselves in their own way.”

Meric Casaubon (De quattor linguis commentatio, 1650) accepted the idea of Grotius that–in so far as it had ever existed–the primordial language had long since disappeared.

Even if the words spoken by Adam had been inspired directly by God, humanity had since developed its languages autonomously. The Hebrew of the Bible was just one of the languages that arose after the Flood.

Leibniz also insisted that the historic language of Adam was irredeemably lost, and that, despite our best efforts, “nobis ignota est.” In so far as it had ever existed, it had either totally disappeared, or else survived only as relics (undated fragment in Gensini 1990: 197).

In this climate, the myth of a language that followed the contours of the world came to be rearticulated in the light of the principle of the arbitrariness of the sign. This was a principle that, in any case, philosophical thought had never entirely abandoned, as it formed part of the Aristotelian legacy.

In precisely this period, Spinoza, from a fundamentally nominalist point of view, asked how a general term such as man could possibly express man’s true nature, when different individuals formed their ideas in different ways:

“for example, those who are accustomed to contemplate with admiration the height of men will, on hearing the name man, think of an animal with an erect posture; those, instead, who are in the habit of contemplating some other feature, will form another of the common images of man–man as a laughing animal, as a biped, as featherless, as rational. Thus every individual will form images of universals according to the dispositions of their own bodies.” (Ethica, 1677: proposition XL, scolion I).

Implicitly challenging the idea that Hebrew was the language whose words corresponded to the nature of things, Locke considered that words used by human beings were signs of their ideas, “not by any natural connexion, that there is between particular articulated Sounds and certain Ideas, for then there would be but one Language amongst all Men; but by voluntary Imposition.” (An Essay concerning Human Understanding, 1690: III, 2, 1).

As soon as ideas lost their quality as innate, Platonic entities, becoming nominal ideas instead, language itself lost its aura of sacrality, turning into a mere instrument for interaction–a human construct.

In Leviathan (1651: I, 4, “Of Speech”), Hobbes admitted that the first author of speech could only have been God himself, and that he had taught Adam what to name the animals. Yet, immediately thereafter, Hobbes abandons the scriptural account to picture Adam as striking out on his own.

Hobbes argued that Adam continued freely to add new names “as the experience and use of the creatures should give him occasion.” In other words, Hobbes left Adam to confront his own experiences and his own needs; and it was from these needs (necessity being, as we know, the mother of all invention) that the languages after Babel were born.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 85-8.

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May 5, 2016

Eco: The Monogenetic Hypothesis and the Mother Tongues

Athanasius Kircher, Turris Babel, Amsterdam, 1679. The illustrations in Turris Babel were engraved by C. Decker. This plate was based on an original by Lievin Cruyl (c. 1640-1720) in Rome. This is catalog no. 46, between pages 40-1 from the original work held in the Bodleian Library, Oxford. This plate was published by the Museum of the History of Science at Oxford. Another copy is also held by the University of St. Andrews, under call number r17f BS1238.B2K5. Stanford University also has a copy. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

Editorial Note:

The formatting of this section differs from the original because I am tired of wrestling with the WordPress interface. Eco organizes this section with numbered paragraphs. I omit the numbering. Further, I insert paragraph breaks in the middle of Eco’s long paragraphs to ease readability.

The Monogenetic Hypothesis and the Mother Tongues

“In its most ancient versions, the search for a perfect language took the form of the monogenetic hypothesis which assumed that all languages descended from a unique mother tongue.

Before I tell the story of this hypothesis, however, we should note that most of the attempts suffered from a continuous confusion between different theoretical options.

The distinction between a perfect language and a universal language was not sufficiently understood. It is one thing to search for a language capable of mirroring the true nature of objects; it is quite another to search for the language which everyone might, or ought to, speak. There is nothing that rules out that a language which is perfect might be accessible only to a few, while a language that is universal might also be imperfect.

The distinction between the Platonic opposition of nature and convention was not kept separate from the general problem of the origin of language (cf. Formigari 1970). It is possible to imagine a language that expresses the nature of things, but which, none the less, is not original, but arises through invention.

It is also possible to discuss whether language originated as an imitation of nature (the “mimological” hypothesis, Genette 1976) or as the result of a convention, without necessarily posing the question of whether the former is better than the latter.

As a consequence, claims to linguistic superiority on etymological grounds (more direct filiation with an ancient language) are often confused with those on mimological grounds–while the presence of onomatopoetic words in a language can be seen as a sign of perfection, not as the proof of the direct descent of that language from a primordial one.

Despite the fact that the distinction was already clear in Aristotle, many authors failed to distinguish between a sound and the alphabetical sign that represented it.

As Genette (1976) has often reminded us, before the advent of comparative linguistics in the nineteenth century, most research on languages concentrated on semantics, assembling nomenclature families of supposedly related words (often, as we shall see, making up etymologies to match), but neglecting both phonology and grammar.

Finally, there was not a clear cut distinction between primordial language and universal grammar. It is possible to search for a set of grammatical principles common to all languages without wishing to return to a more primitive tongue.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 73-4.

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May 4, 2016

Eco: The Concordia Universalis of Nicholas of Cusa

Meister des Marienlebens, Kreuzigung, Passionsalter aus Bernkastel-Kues, 1460. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“The seductive potentiality of Lull’s appeal to the principle of universal concord is revealed by the resumption of his project, two centuries later, by Nicholas of Cusa. Nicholas is famous as the figure who revived Plato during the years between the crisis of scholasticism and the beginning of the Renaissance.

Nicholas also propounded the idea of an infinitely open universe, whose centre was everywhere and whose circumference nowhere. As an infinite being, God transcended all limits and overcame every opposition.

As the diameter of a circle increased, its curvature diminished; so at its limit its circumference became a straight line of infinite length.

Likewise, in God all opposites coincide. If the universe had a centre, it would be limited by another universe. But in the universe, God is both centre and circumference. Thus the earth could not be the centre of the universe.

This was the starting point for a vision of the plurality of worlds, of a reality founded on mathematical principles, which can be submitted to continuous investigation, where the world, if not infinite in a strict sense, was at least capable of assuming an infinite number of guises.

The thought of Nicholas is rich in cosmological metaphors (or models) founded upon the image of the circle and the wheel (De docta ignorantia, II, 11), in which the names of the divine attributes (explicitly borrowed from Lull) form a circle where each supports and confirms the others (I, 21).

The influence of Lull is even more explicitly revealed when Nicholas notes that the names by which the Greeks, Latins, Germans, Turks and Saracens designate the divinity are either all in fundamental accord, or derive from the Hebrew tetragrammaton (see the sermon Dies sanctificatus).

The ideas of Lull had spread to the Veneto towards the close of the fourteenth century. Nicholas probably came into contact with them in Padua. Their diffusion was, in part, a reaction against a scholastic Aristotelianism now in crisis; yet the diffusion also reflected the feverish cultural atmosphere generated by close contacts with the East.

Just as Catalonia and Majorca had been frontier territories in contact with the Muslim and Jewish worlds at the time of Lull, so the Venetian Republic had opened itself to the world of Byzantium and of the Arab countries two centuries later. The emerging currents of Venetian humanism were inspired by a new curiosity and respect for other cultures (cf. Lohr 1988).

It was thus appropriate that in this atmosphere there should have reemerged the thought of a figure whose preaching, whose theological speculations, and whose research on universal language were all conceived with the aim of building an intellectual and religious bridge between the European West and the East.

Lull believed that true authority could not be based on a rigid unity, but rather on the tension between various centers. It was the laws of Moses, the revelations of Christ and the preaching of Mohammed that, taken together, might produce a unified result.

Lull’s doctrine acted as a mystical and philosophical stimulus and seemed an imaginative and poetic alternative to the encyclopedia of Aristotelian scholasticism, but it provided a political inspiration as well.

The works of a writer who had dared to put his doctrine into the vernacular proved congenial to humanists who, on the one hand, had begun to celebrate the dignity of their own native tongues, but, on the other hand, wondered how it was possible to establish a rational discussion which broke the boundaries of national traditions, a philosophy which could reanimate the body of encyclopedic scholasticism by injecting the leaven of exotic new doctrines, expressed in languages still entirely unknown.

In his De pace fidei, Nicholas opened a polemical dialogue with the Muslims. He asked himself Lull’s question: how might the truth of Christian revelation be demonstrated to followers of the two other monotheistic religions?

Perhaps, Nicholas mused, it was a mistake to translate the persons of the Trinity as “Father,” “Son” and “Holy Ghost.” Perhaps they should have been given more philosophical names (better understandable by other cultures).

In his ecumenical fervor, Nicholas even went so far as to propose to the Jews and the Muslims that, if they would accept the Gospels, he would see that all Christians received circumcision. It was a proposal, as he confessed at the end, whose practical realization might present certain difficulties. (De pace fidei, XVI, 60).

Nicholas retained from Lull the spirit of universal peace as well as his metaphysical vision. Yet before the thrilling potential of Nicholas’s own vision of an infinity of worlds could be translated into a new and different version of the art of combination, new ideas would have to fertilize the humanist and Renaissance world.

The rediscovery of the art of combination would have to wait for the rediscovery of Hebrew, for Christian kabbalism, for the spread of Hermeticism, and for a new and positive reassessment of magic.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 69-72.

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May 2, 2016

Eco: The Arbor Scientarium

Ramon Llull, Liber de ascensu et decensu intellectus, 1304, first published 1512. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“The Lullian art was destined to seduce later generations who imagined that they had found in it a mechanism to explore the numberless possible connections between dignities and principles, principles and questions, questions and virtues or vices.

Why not even construct a blasphemous combination stating that goodness implies an evil God, or eternity a different envy? Such a free and uncontrolled working of combinations and permutations would be able to produce any theology whatsoever.

Yet the principles of faith, and the belief in a well-ordered cosmos, demanded that such forms of combinatorial incontinence be kept repressed.

Lull’s logic is a logic of first, rather than second, intentions; that is, it is a logic of our immediate apprehension of things rather than of our conceptions of them. Lull repeats in various places that if metaphysics considers things as they exist outside our minds, and if logic treats them in their mental being, the art can treat them from both points of view.

Consequently, the art could lead to more secure conclusions than logic alone, “and for this reason the artist of this art can learn more in a month than a logician can in a year.” (Ars magna, X, 101).

What this audacious claim reveals, however, is that, contrary to what some later supposed, Lull’s art is not really a formal method.

The art must reflect the natural movement of reality; it is therefore based on a notion of truth that is neither defined in the terms of the art itself, nor derived from it logically. It must be a conception that simply reflects things as they actually are.

Lull was a realist, believing in the existence of universals outside the mind. Not only did he accept the real existence of genera and species, he believed in the objective existence of accidental forms as well.

Thus Lull could manipulate not only genera and species, but also virtues, vices and every other sort of differentia as well; at the same time, however, all those substances and accidents could not be freely combined because their connections were determined by a rigid hierarchy of beings (cf. Rossi 1960: 68).

In his Dissertatio de arte combinatoria of 1666, Leibniz wondered why Lull had limited himself to a restricted number of elements. In many of his works, Lull had, in truth, also proposed systems based on 10, 16, 12 or 20 elements, finally settling on 9. But the real question ought to be not why Lull fixed upon this or that number, but why the number of elements should be fixed at all.

In respect of Lull’s own intentions, however, the question is beside the point; Lull never considered his to be an art where the combination of the elements of expression was free rather than precisely bound in content.

Had it not been so, the art would not have appeared to Lull as a perfect language, capable of illustrating a divine reality which he assumed from the outset as self-evident and revealed.

The art was the instrument to convert the infidels, and Lull had devoted years to the study of the doctrines of the Jews and Arabs. In his Compendium artis demonstrativa (“De fine hujus libri“) Lull was quite explicit: he had borrowed his terms from the Arabs.

Lull was searching for a set of elementary and primary notions that Christians held in common with the infidels. This explains, incidentally, why the number of absolute principles is reduced to nine (the tenth principle, the missing letter A, being excluded from the system, as it represented perfection or divine unity).

One is tempted to see in Lull’s series the ten Sefirot of the kabbala, but Plazteck observes (1953-4: 583) that a similar list of dignities is to be found in the Koran. Yates (1960) identified the thought of John Scot Erigene as a direct source, but Lull might have discovered analogous lists in various other medieval Neo-Platonic texts–the commentaries of pseudo-Dionysius, the Augustinian tradition, or the medieval doctrine of the transcendental properties of being (cf. Eco 1956).

The elements of the art are nine (plus one) because Lull thought that the transcendental entities recognized by every monotheistic theology were ten.

Lull took these elementary principles and inserted them into a system which was already closed and defined, a system, in fact, which was rigidly hierarchical–the system of the Tree of Science.

To put this in other terms, according to the rules of Aristotelian logic, the syllogism “all flowers are vegetables, X is a flower, therefore X is a vegetable” is valid as a piece of formal reasoning independent of the actual nature of X.

For Lull, it mattered very much whether X was a rose or a horse. If X were a horse, the argument must be rejected, since it is not true that a horse is a vegetable. The example is perhaps a bit crude; nevertheless, it captures very well the idea of the great chain of being (cf. Lovejoy 1936) upon which Lull based his Arbor scientiae (1296).”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 64-7.

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May 1, 2016

Eco: The Alphabet and the Four Figures

Illuminati_sacre_pagine_p.fessoris_amplissimi_magistri_Raymundi_Lull._Ars_magna,_generalis_et_vltima_-_quarucunq3_artium_(et)_scientiarum_ipsius_Lull._assecutrix_et_clauigera_-_(et)_ad_eas_aditum_(14591005828)

Raymond Llull (1232-1316), Ars magna, segunda figura, generalis et ultima, 1517, held in the Getty Research Institute and digitized by that institution in collaboration with the Internet Archive, generously posted on archive.org. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“The ars combinatoria of Lull employs an alphabet of nine letters–B to K, leaving out J–and four figures (see figure 4.1). In a tabula generalis that appears in several of his works, Lull set out a table of six groups of nine entities, one for each of the nine letters.

The first group are the nine absolute principles, or divine dignities, which communicate their natures to each other and spread throughout creation.

After this, there are nine relative principles, nine types of question, nine subjects, nine virtues and nine vices.

Lull specifies (and this is an obvious reference to Aristotle’s list of categories) that the nine dignities are subjects of predication, while the other five series are predicates. We shall see that subject and predicate are sometimes allowed to exchange their roles, while in other cases variations of order are not considered as pertinent.

Prima Figura.

First figure. This traces all the possible combinations between the dignities, thus allowing predications such as “Goodness [bonitas] is great,” “Greatness [magnitudo] is glorious,” etc.

Since the dignities are treated as nouns when they appear as a predicate, the lines connecting them can be read in both directions. The line connecting magnitudo and bonitas can, for example, be read as both “Greatness is good” and “Goodness is great.” This explains why 36 lines produce 72 combinations.

The first figure is designed to allow regular syllogisms to be inferred. To demonstrate, for example, that goodness can be great, it is necessary to argue that “all that is magnified by greatness is great–but goodness is what is magnified by greatness–therefore goodness is great.”

The first table excludes self-predications, like BB or CC, because, for Lull, there is no possibility of a middle term in an expression of the type “Goodness is good” (in Aristotelian logic, “all As are B–C is an A–therefore C is a B” is a valid syllogism because, following certain rules, the middle term A is so disposed to act as the, as it were, bond between B and C).

Segunda figura.

Second figure. This serves to connect the relative principles with triples of definitions. They are the relations connecting the divine dignities with the cosmos. Since it is intended merely as a visual mnemonic that helps to fix in the mind the various relations between different types of entity, there is no method of combination associated with the second figure.

For example, difference, concordance and opposition (contrarietas) can each be considered in reference to (1) two sensible entities, such as a plant and a stone, (2) a sensible and an intellectual entity, like body and soul, and (3) two intellectual entities, like the soul and an angel.

Tertia Figura.

Third figure. Here Lull displayed all possible letter pairings. The figure contains 36 pairs inserted in what Lull calls the 36 chambers. The figure makes it seem that he intended to exclude inversions.

Yet, in reality, the figure does contemplate inversions in order, and thus the number of the chambers is virtually 72 since each letter is permitted to function as either subject or predicate (“Goodness is great” also gives “Greatness is good:” Ars magna, VI, 2).

Having established the combinations, Lull proceeds to what he calls the “evacuation of the chambers.” Taking, for example, chamber BC, we read it first according to the first figure, obtaining goodness and greatness (bonitas and magnitudo); then according to the second figure, obtaining difference and concordance, (differentia and concordantia: Ars magna, II, 3).

From these two pairs we derive 12 propositions: “Goodness is great,” “Difference is great,” Goodness is different,” “Goodness is different,” “Difference is good,” “Goodness is concordant,” “Difference is concordant,” “Greatness is good,” “Concordance is good,” “Greatness is different,” “Concordance is different,” “Greatness is concordant,” and “Concordance is great.”

Going back to the tabula generalis in figure 4.1, we find that, under the next heading, Questiones, B and C are utrum (whether) and quid (what). By combining these 2 questions with the 12 propositions we have just constructed, we obtain 24 questions, like “Whether goodness is great?,” or “What is a great goodness?” (see Ars magna, VI, 1).

In this way, the third figure generates 432 propositions and 864 questions–at least in theory. In reality, there are 10 additional rules to be considered (given in Ars magna, VI, iv).

For the chamber BC, for example, there are the rules B and C. These rules depend on the theological definition of the terms, and on certain argumentative constraints which have nothing to do with the rules of combination.

Quarta figura, fourth figure.

Fourth figure. This is the most famous of the figures, and the one destined to have the greatest influence on subsequent tradition. In this figure, triples generated by the nine elements are considered.

In contrast to the preceding figures, which are simply static diagrams, the fourth figure is mobile. It is a mechanism formed by three concentric circles, of decreasing size, inserted into each other, and held together usually by a knotted cord.

If we recall that in the Sefer Yezirah the combination of the letters was visually represented by a wheel or a spinning disc, it seems probable that Lull, a native of Majorca, has been influenced here by the kabbalistic tradition that flourished in his time in the Iberian peninsula.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 56-60.

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April 27, 2016

Eco: Latin and the Vernacular

Dante Alighieri (1265-1321), with the mountain of Purgatory behind him and the city of Florence to his left, holds the incipit “Nel mezzo del cammin di nostra vita” in a detail taken from a painting by Domenico di Michelino (1417-91), 1465. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“An apology for the vernacular, DVE is written in Latin. As a poet, Dante wrote in Italian; as a philosopher and as a political scientist (as we would say today) who advocated the restoration of a universal monarchy, Dante stuck to the language of theology and law.

DVE defines a vernacular as the speech that an infant learns as it first begins to articulate, imitating the sounds made to it by its nurse, before knowing any rule. The same was not true of that locutio secundaria called grammar by Romans.

Grammar meant a ruled-governed language, one, moreover, that could be mastered only after long study to acquire the habitus.

Considering that in the vocabulary of the Schoolmen habitus was a virtue, a capacity to do some specific thing, a present-day reader might take Dante merely to be distinguishing between the instinctive ability to express oneself in language (performance) and grammatical competence.

It is clear, however, that by grammar Dante meant scholastic Latin, the only language whose rules were taught in school during this period (cf. also Viscardi 1942: 31ff).

In this sense Latin was an artificial idiom; it was, moreover, an idiom which was “perpetual and incorruptible,” having been ossified into the international language of church and university through a system of rules by grammarians from Servius (between the fourth and fifth centuries) to Priscian (between the fifth and sixth) when Latin had ceased to be the living language of the Romans.

Having made this distinction between a primary and a secondary language clear, Dante went on to proclaim in no uncertain terms that, of the two, it was the first, the vernacular, that was the more noble.

He gave various reasons for this opinion: vernaculars were the first languages of humanity; “though divided by different words and accents” (I, i, 4) the whole world continues to use them; finally, vernaculars are natural and not artificial.

This choice led Dante, however, into a double predicament.

First, although assuming that the most noble language must be natural, the fact that natural languages were split into a multiplicity of dialects suggested that they were not natural but conventional.

Second, a vulgar tongue is the language spoken by everyone (by vulgus, or common people). But in DVE Dante insists on the variety of the languages of the world.

How can he reconcile the idea that languages are many with the idea that the vernacular was the natural language for the whole human race? To say that learning a natural language without the aid of rules is common to the whole human race does not amount to saying that we all speak the same one.

A way to escape such a double predicament would be to interpret Dante’s argument as if he wanted to say that our ability to learn different natural languages (according to the place of our birth or to the first linguistic training we receive) depends on our native faculty for languages.

This is certainly an innate faculty which manifests itself in different linguistic forms and substances, that is, in our ability to speak different natural languages (see also Marigo 1938: comment 9, n. 23; Dragonetti 1961: 23).

Such a reading would be legitimated by various of Dante’s assertions concerning our faculty to learn a mother tongue; this faculty is natural, it exists in all peoples despite their differences in word and accent, and is not associated with any specific language.

It is a general faculty, possessed by humanity as a species, for “only man is able to speak” (I, ii, 1). The ability to speak is thus a specific trait of human beings; one that is possessed by neither angels, nor beasts, nor demons.

Speaking means an ability to externalize our particular thoughts; angels, by contrast, have an “ineffable intellectual capacity:” they either understand the thoughts of others, or they can read them in the divine mind.

Animals lack individual feelings, possessing only “specific” passions. Consequently each knows its own feelings and may recognize feelings when displayed by animals of the same species, having no need to understand the feelings of other species.

Gustave Doré (1832-83), Inferno, Canto VII, lines 8,9, 1883. This work is in the public domain in its country of origin and other countries and areas where the copyright terms in the author’s life plus 100 years or less.

Each demon immediately recognizes the depths of perfidy of another. (By the way, in the Divine Comedy Dante will decide to make his demons talk; they will still sometimes use a speech not quite human: the celebrated diabolical expression of Inferno, vii, 1, “Pape Satan, pape Satan aleppe,” is curiously reminiscent of another expression: “Raphèl maí amècche zabì almi,” Inferno xxxi, 67–the fatal words, spoken by Nimrod, which set off the catastrophe of Babel; even the devils thus speak the languages of the confusion; cf. Hollander 1980).

In contrast to these beings, however, humans are guided by reason. In individuals, this takes the forms of discernment and judgement. Yet human beings also need some further faculty which might allow them to externalize the contents of this intellect in outward signs.

Dante defines the faculty for language as the disposition for humans to associate rational signifiers with signifieds perceived by the senses, thus accepting the Aristotelian doctrine that the relation between outward signs and both the corresponding passions of the soul, and the things that they signify, is conventional and ad placitum.

Dante made it very clear that while the linguistic faculty is a permanent and immutable trait of the human species, natural languages are historically subject to variation, and are capable of developing over the course of time, enriching themselves independently of the will of any single speaker.

Dante was no less aware that a natural language may be enriched through the creativity of single individuals as well, for the illustrious vernacular that he intended to shape was to be the product of just such an individual creative effort.

Yet it seems that between the faculty of language and the natural languages which are the ultimate result, Dante wished to posit a further, intermediate stage. We can see this better by looking at Dante’s treatment of the story of Adam.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 35-8.

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April 26, 2016

Eco: The Mother Tongue

The Hebrew alphabet. Compiled and posted by Assyrio on Wikipedia. The copyright holder releases this work into the public domain, granting anyone the right to use this work for any purpose without any conditions, unless such conditions are required by law.

Humiliter dedicata a amico miles Georgius Hand IV, polyglottis et πολυμαθής.

“Despite this, Abulafia did not think that this matrix of all languages (which coincides with the eternal, but not with the written, Torah) corresponded yet to Hebrew. Here Abulafia made a distinction between the twenty-two letters as a linguistic matrix, and Hebrew as the mother tongue of humanity.

The twenty-two Hebrew letters represented the ideal sounds which had presided over the creation of the seventy existing languages. The fact that other languages had more vowels depended on the variations in pronouncing the twenty-two letters. In modern terminology, the new foreign sounds would be called allophones of the fundamental Hebrew phonemes.

Other kabbalists had observed that the Christians lacked the letter Kheth, while the Arabs lacked Peh. In the Renaissance, Yohanan Alemanno argued that the origins of these phonetic deviations in non-Hebrew languages were the noises of beasts; some were like the grunting of pigs, others were like the croaking of frogs, still others were like the sound of a crane.

The assimilation of bestial sounds showed that these were the languages of peoples who had abandoned the right path and true conduct of their lives. In this sense, another result of the confusion of Babel was the multiplication of letters.

Alemanno was aware that there were also other peoples who considered their languages as superior to all others. He cited Galen, who claimed that Greek was the most pleasing of all languages and the one that most conformed to the laws of reason.

Not daring to contradict him, he attributed this fact to affinities he saw as existing between Greek, Hebrew, Arabic and Assyrian.

For Abulafia, the twenty-two Hebrew letters represented the entire gamut of sounds naturally produced by the human vocal organs. It was the different ways of combining these letters that had given rise to the different languages.

The word zeruf (combination) and the word lashon (language) had the same numerical value (386): it followed that the rules of combination provided the explanation to the formation of each separate language.

Abulafia admitted that the decision to represent these sounds according to certain graphic signs was a matter of convention; it was, however, a convention established between God and the prophets.

Being aware that there existed other theories which claimed that the sounds which expressed ideas or things were conventional (he could have encountered such an Aristotelian and Stoic notion in Jewish authors like Maimonides), Abulafia, nevertheless, invoked a rather modern distinction between conventionality and arbitrariness.

Hebrew was a conventional but not an arbitrary language. Abulafia rejected the claim, maintained, among others, by certain Christian authors, that, left entirely to itself, a child would automatically begin to speak Hebrew: the child would be unaware of the convention.

Yet Hebrew remained the sacred mother tongue, because the names given by Adam, though conventional, were in accordance with nature. In this sense, Hebrew was the proto-language.

Its existence was a precondition for all the rest, “For if such a language did not precede it, there couldn’t have been mutual agreement to call a given object by a different name from what it was previously called, for how would the second person understand the second name if he doesn’t know the original name, in order to be able to agree to the changes.” (Sefer or ha-Sekhel; cf. Idel 1989: 14).

Abulafia lamented that his people in the course of their exile had forgotten their original language. He looked on the kabbalist as a laborer working to rediscover the original matrix of all the seventy languages of the world.

Still, he knew that it would not be until the coming of the Messiah that all the secrets of the kabbala would be definitively revealed. Only then, at the end of time, would all linguistic differences cease, and languages be reabsorbed back into the original sacred tongue.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 32-3.

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April 26, 2016

Eco: Cosmic Permutability and the Kabbala of Names, 2

Athanasius Kircher (1602-80), The Bembine Table of Isis, Oedipus Aegypticiacus, or Mensa Isiaca, N. Inv. C. 7155, Museo Egizio, photo by Fuzzypeg from Manly Palmer Hall, The Secret Teachings of All Ages (1928), all rights released. The Bembine Table was acquired by Cardinal Bembo after the sack of Rome in 1527, then purchased by the Savoy King Carlo Emanuele I in 1630 in Turin. A Roman interpretation of a bronze and silver altar table in an Egyptian style, early scholars surmised that the table pertained to an Isis cult. Kircher relied upon it for the third volume of his masterwork. It was ultimately determined to be an antique forgery, and not a work of ancient Egypt. This image is in the public domain. The author died over 70 years ago.

“What justified this process of textual dissolution was that, for Abulafia, each letter, each atomic element, already had a meaning of its own, independent of the meaning of the syntagms in which it occurred.

Each letter was already a divine name: “Since, in the letters of the Name, each letter is already a Name itself, know that Yod is a name, and YH is a name” (Perush Havdalah de-Rabbi ‘Akivà).

This practice of reading by permutation tended to produce ecstatic effects:

“And begin by combining this name, namely, YHWH, at the beginning alone, and examining all its combinations and move it, turn it about like a wheel, returning around, front and back, like a scroll, and do not let it rest, but when you see its matter strengthened because of the great motion, because of the fear of confusion of your imagination, and rolling about of your thoughts, and when you let it rest, return to it and ask [it] until there shall come to your hand a word of wisdom from it, do not abandon it.

Afterwards go on to the second one from it, Adonay, and ask of it its foundation [yesodo] and it will reveal to you its secret [sodo]. And then you will apprehend its matter in the truth of its language. Then join and combine the two of them [YHWH and Adonay] and study them and ask them, and they will reveal to you the secrets of wisdom . . .

Afterwards combine Elohim, and it will also grant you wisdom, and then combine the four of them, and find the miracles of the Perfect One [i.e. God], which are miracles of wisdom.” (Hayyê ha-Nefes, in Idel 1988c:21).

If we add that the recitation of the names was accompanied by special techniques of breathing, we begin to see how from recitation the adept might pass into ecstasy, and from ecstasy to the acquisition of magic powers; for the letters that the mystic combined were the same sounds with which God created the world.

This latter aspect came especially into prominence during the fifteenth century. For Yohanan Alemanno, friend and inspirer of Pico della Mirandola, “the symbolic cargo of language was transformed into a kind of quasi-mathematical command. Kabbalistic symbolism thus turned into–or perhaps returned to–a magical language of incantation” (Idel 1988b: 204-5).

For the ecstatic kabbala, language was a self-contained universe in which the structure of language represented the structure of reality itself. Already in the writings of Philo of Alexandria there had been an attempt to compare the intimate essence of the Torah with the Logos as the world of ideas.

Such Platonic conceptions had even penetrated into the Haggidic and Midrashic literature in which the Torah was conceived as providing the scheme according to which God created the world.

The eternal Torah was identified with wisdom and, in many passages, with the world of forms or universe of archetypes. In the thirteenth century, taking up a decidedly Averroist line, Abulafia equated the Torah with the active intellect, “the form of all the forms of separate intellects” (Sefer Mafteakh ha-Tokhahot).

In contrast, therefore, with the main philosophical tradition (from Aristotle to the Stoics and to the Middle Ages, as well as to Arab and Judaic philosophers), language, in the kabbala, did not represent the world merely by referring to it.

It did not, that is, stand to the world in the relation of signifier to signified or sign to its referent. If God created the world by uttering sounds or by combining written letters, it must follow that these semiotic elements were not representations of pre-existing things, but the very forms by which the elements of the universe are moulded.

The significance of this argument in our own story must be plain: the language of creation was perfect not because it merely happened to reflect the structure of the universe in some exemplary fashion; it created the universe.

Consequently it stands to the universe as the cast stands to the object cast from it.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 30-2.

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April 24, 2016

Eco: Before and After Europe

Hendrick van Cleve III (1525-89), The Tower of Babel, 16th Century, Kröller-Müller Museum. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Stories accounting for the multiplicity of tongues appear in divers mythologies and theogonies (Borst 1957-63: I, 1). None the less, it is one thing to know why many languages exist; it is quite another to decide that this multiplicity is a wound that must be healed by the quest for a perfect language.

Before one decides to seek a perfect language, one needs, at the very least, to be persuaded that one’s own is not so.

Keeping, as we decided, strictly to Europe–the classical Greeks knew of peoples speaking languages other than theirs: they called these peoples barbaroi, beings who mumble in an incomprehensible speech.

The Stoics, with their more articulated notion of semiotics, knew perfectly well that the ideas to which certain sounds in Greek corresponded were also present in the minds of barbarians.

However, not knowing Greek, barbarians had no notion of the connection between the Greek sound and the particular idea. Linguistically and culturally speaking, they were unworthy of any attention.

For the Greek philosophers, Greek was the language of reason. Aristotle’s list of categories is squarely based on the categories of Greek grammar. This did not explicitly entail a claim that the Greek language was primary: it was simply a case of the identification of thought with its natural vehicle.

Logos was thought, and Logos was speech. About the speech of barbarians little was known; hence, little was known about what it would be like to think in the language of barbarians.

Although the Greeks were willing to admit that the Egyptians, for example, possessed a rich and venerable store of wisdom, they only knew this because someone had explained it to them in Greek.

As Greek civilization expanded, the status of Greek as a language evolved as well. At first, there existed almost as many varieties of Greek as there were Greek texts (Meillet 1930:4). In the period following the conquests of Alexander the Great, however, there arose and spread a common Greek–the koiné.

This was the language of Polybius, Strabo, Plutarch and Aristotle; it was the language taught in the schools of grammar. Gradually it became the official language of the entire area of the Mediterranean bounded by Alexander’s conquests.

Spoken by patricians and intellectuals, Greek still survived here under Roman domination as well, as the language of commerce and trade, of diplomacy, and of scientific and philosophical debate.

It was finally the language in which the first Christian texts were transmitted (the Gospels and the Septuagint translation of the Bible in the third century BCE), and the language of the early church fathers.

A civilization with an international language does not need to worry about the multiplicity of tongues. Nevertheless such a civilization can worry about the “rightness” of its own.

In the Cratylus, Plato asks the same question that a reader of the Genesis story might: did the nomothete choose the sounds with which to name objects according to the object’s nature (physis)?

This is the thesis of Cratylus, while Ermogene maintains that they were assigned by law or human convention (nomos). Socrates moves among these theses with apparent ambiguity.

Finally, having subjected both to ironical comment, inventing etymologies that neither he (nor Plato) is eager to accept, Socrates brings forward his own hypothesis: knowledge is founded not on our relation to the names of things, but on our relation to the things themselves–or, better, to the ideas of those things.

Later, even by these cultures that ignored Cratylus, every discussion on the nature of a perfect language has revolved around the three possibilities first set out in this dialogue.

None the less, the Cratylus is not itself a project for a perfect language: Plato discusses the preconditions for semantic adequacy within a given language without posing the problem of a perfect one.

While the Greek koiné continued to dominate the Mediterranean basin, Latin was becoming the language of the empire, and thus the universal language for all parts of Europe reached by Roman legions.

Later it became the language of the Roman church. Once again, a civilization with a common language was not troubled by the plurality of tongues.

Learned men might still discourse in Greek, but, for the rest of the world, speaking with barbarians was, once again, the job of a few translators, and this only until these same barbarians began to speak their Latin.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 10-2.

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June 8, 2015

Berossos and Chimeras

” … The point is rather that he exploited convergences between Greek and Mesopotamian thought so as to present himself as the kind of man whom Hellenistic Greek audiences would have recognized as σοφός, ‘wise’, or φιλόσοφος, ‘a lover of wisdom’.

In pursuit of this goal, Berossos seems to have proceeded eclectically, one might even say, opportunistically. His account of Tiamat’s army is telling in this regard. As expected, Berossos takes inspiration from the Enūma Eliš.

But he lists many creatures that are not found in the Babylonian epic, and some at least seem specifically added to appeal to a Greek audience. What is more, Berossos fundamentally changes the tone and overall meaning of the original, transforming the list of Tiamat’s monsters into a piece of philosophical speculation in the vein of Empedocles:

(It is said that) many creatures with two faces and two chests came into being, offspring of cows, with human prows, and others again growing forth with human physique and the head of oxen, mixed beings, partly equipped with female and partly with male members (Empedocles F61 DK).

Berossos’ account offers some remarkable similarities:

There was a time, he says, when everything was [darkness and] water and that in it fabulous beings with peculiar forms came to life. For men with two wings were born and some with four wings and two faces, having one body and two heads, male and female, and double genitalia, male and female.

Other men were born, some having the legs and the horns of goats, others with the feet of horses. Yet others had the hind parts of horses, but the foreparts of men, and were hippocentaurs in form.

Bulls were also engendered having the heads of men as well as four-bodied dogs having the tails of a fish from their hind parts, dog-headed horses and men and other beings having heads and bodies of horses, but tails of fish and still other beings having forms of all sorts of wild animals.

In addition to these, there were fish and reptiles and snakes and many other marvellous creatures differing in appearance from one another. Images of these were also set up in the temple of Belos.

The parallels between Empedocles and Berossos are glaring (bull-men, two-faced creatures, gender confusion, etc.), but can we seriously entertain the possibility that Berossos responded to Presocratic philosophy?

The Burney Relief, Babylon (1800-1750 BCE). A portrayal of Ishtar or Ereshkigal.
In line with the descriptions of Berossos, this goddess has wings and owl’s feet.
https://upload.wikimedia.org/wikipedia/commons/1/19/Burney_Relief_Babylon_-1800-1750.JPG

Allowing ourselves to contemplate this question can be a salutary exercise, but it need be no more than that: Berossos did not have to read Empedocles in order to learn about spontaneous generation. For that is what is at issue here: like Empedocles and others before him, Berossos presents his monsters as spontaneously sprung from primordial moisture: what was theogonic myth in Enūma Eliš becomes for him a question of physics.

And a hotly debated question at that: Empedocles always remained associated with the idea of primordial monsters, but already Aristotle built it into a much more far-reaching argument about purpose in nature.

[ … ]

A depiction of Nergal, patron god of Kutha.

Apollonius exploits the fact that early monsters were a source of ‘wonder’ (θάμβος), an idea which recalls Berossos’ emphasis on the miraculous nature of Tiamat’s creatures (τερατώδη, θαυμαστά). At a fairly basic level, this kind of thing was good box office.

A bas relief in the Louvre. I am unsure what to make of these eagle-headed entities. Some old sources claim that they portray Asshur. Others call them "genies," and note that they have wings, which is an indicator of divinity. In this case the being tends to a tree of life, or tree of knowledge. This bas relief is in the Louvre. Primary publicationNimrud NW Palace I-24 = RIMA 2.0.101.023, ex. 189 (f) Collection Nimrud, Iraq (a); British Museum, London, UK (b); Louvre Museum, Paris, France (c); Nimrud, Iraq (d); Detroit Institute of Arts, Detroit, Michigan, USA (e); British Museum, London, UK; Louvre Museum, Paris, France (f); unlocated (g) Museum no. Nimrud fragment no. 42 (a); BM 098061 (b); AO 22198 (c); Nimrud fragment no. 43 and 45 (d); DIA 47.181 (e) (photo: DIA); AO 19849 (f); unlocated (g) Accession no. 1903-10-10, 0002 (b) Provenience Kalhu (mod. Nimrud) Excavation no. Period Neo-Assyrian (ca. 911-612 BC) Dates referenced Assurnasirpal2.00.00.00 Object type other (see object remarks) Remarks slab, relief Material stone: limestone Language Akkadian Overview at

I am unsure what to make of these eagle-headed entities. Some old sources claim that they portray Asshur.
Others call them “genies,” and note that they have wings, which is an indicator of divinity.
In this case the being tends to a tree of life, or tree of knowledge.
This bas relief is in the Louvre.
Primary publication Nimrud NW Palace I-24 = RIMA 2.0.101.023, ex. 189 (f)
Collection Nimrud, Iraq (a); British Museum, London, UK (b); Louvre Museum, Paris, France (c); Nimrud, Iraq (d); Detroit Institute of Arts, Detroit, Michigan, USA (e); British Museum, London, UK; Louvre Museum, Paris, France (f); unlocated (g)
Museum no. Nimrud fragment no. 42 (a); BM 098061 (b); AO 22198 (c); Nimrud fragment no. 43 and 45 (d); DIA 47.181 (e) (photo: DIA); AO 19849 (f); unlocated (g)
Accession no. 1903-10-10, 0002 (b)
Provenience Kalhu (mod. Nimrud)
Period Neo-Assyrian (ca. 911-612 BC)
Dates referenced Assurnasirpal2.00.00.00
Material stone: limestone
Language Akkadian
Overview at <http://cdli.ucla.edu/projects/nimrud/index.html>

Yet, we have seen that primordial monsters also had a more serious philosophical point. Apart from Aristotle, the Epicureans too grappled with the legacy of Empedocles’ idea, accepting spontaneous generation as an important part of their non-teleological account of the universe, but rejecting some of its more extravagant implications.”

Johannes Haubold, “The Wisdom of the Chaldaeans: Reading Berossos, Babyloniaca Book 1,” from Johannes Haubold, Giovanni B. Lanfranchi, Robert Rollinger, John Steele (eds.), The World of Berossos, Proceedings of the 4th International Colloquium on the Ancient Near East Between Classical and Ancient Oriental Traditions, Harrassowitz Verlag, Wiesbaden, 2013, pp. 37-9.

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June 8, 2015

The Priest of Bel was Actually a Greek Philosopher

“Clearly, we need to allow for the possibility that some of these apparent similarities are fortuitous, just as we also need to allow for historically grown similarities between Ancient Greek and Mesopotamian thought: after all, these two cultures had long been part of the same Eastern Mediterranean world.

But there are at least two reasons for believing that Berossos really did cast himself as a philosopher in the vein of a Zeno. First, his reading of the Enūma Eliš was not the only possible one, nor was Berossos the first to isolate cosmic principles from the poem.

A generation or so earlier, Aristotle’s pupil Eudemos of Rhodes had already had access to a Greek text of the Enūma Eliš and had taken it to encapsulate the principles of Babylonian philosophy as follows:

Among the barbarians, the Babylonians appear to pass over the idea of a single principle in silence and instead to assume two principles of the universe, Tauthe (~ Tiamat) and Apason (~ Apsu), making Apason the husband of Tauthe, and calling her the mother of the gods.

Of these was born an only-begotten son, Moumis (~ Mummu) who, it seems, brought about the intelligible universe from the two first principles.

The same parents also gave rise to another generation, Dache and Dachos (~ Lahmu and Lahamu); and yet another, Kissare and Assoros (~ Kišar and Anšar), who in turn had three sons, Anos (~ Anu), Illinos (~ Ellil) and Aos (~ Ea).

Aos and Dauke (~ Damkina) begot a son called Bel who they say is the demiurge.

Like Berossos, Eudemos reads the Enūma Eliš as an account of physics and singles out two cosmic principles, one male one female.

However, unlike Berossos he identifies these principles with Tiamat and Apsu, rather than Tiamat and Bel, and focuses on the opening genealogy of the gods rather than on tablets 4-6 of Enūma Eliš, which describe the battle among the gods and the creation of the world and man.

Segell cilíndric i la seva impressió, representant una escena mitològica: Asshur atacant un monstre és aclamat per una deessa. Segles IX-VIII aC
http://ca.wikipedia.org/wiki/Asshur#/media/File:Cylinder_seal_mythology_Louvre_AO30255.jpg
British Museum 89589.
A black serpentinite cylinder seal portrays a snout-nosed, horned Tiamat as a dragon.
A bearded god, Ninurta or Bel-Marduk, runs along the reptile’s body with crossed, wedge-tipped quivers on his back. In his right hand he holds a six-pronged thunderbolt below which is a rhomb, while in his left he holds two arrows.
Behind the god, a smaller bearded god in a horned head-dress holds a spear.
On the tail of the dragon stands a goddess, to the left of her head is the eight-rayed star of Istar and the inverted crescent of the Moon God Sin.
The seal may illustrate a scene from the epic of creation in which the forces of chaos, led by Tiamat, are defeated by a god representing cosmic order, Ninurta, or Bel-Marduk.
© The Trustees of the British Museum
http://www.britishmuseum.org/research/collection_online/collection_object_details/collection_image_gallery.aspx?assetId=159863&objectId=277961&partId=1

Judging by Polyhistor’s summary, Berossos seems to have skipped over those early genealogies; or at least to have shifted the main weight of his paraphrase elsewhere. It may seem hazardous to argue from absence in a text as badly mutilated as the Babyloniaca.

However, the entire thrust of Polyhistor’s narrative, including the framing account of Oannes, seems to suggest that the primordial soup of BNJ680 F lb(6), and the monsters in it, really did come first.

There is another feature of Berossos’ narrative which sets him apart from Eudemos: he translates the names of Babylonian deities into their Greek equivalents rather than merely transliterating them. Unlike his forerunner, Berossos was clearly interested in making his account accessible — and meaningful — to a wider Greek audience.

This leads me to my second reason for thinking that Berossos was quite actively modelling himself on contemporary Greek philosophers like Zeno, and that is his method of reading myth, as encapsulated in the phrase, ‘but he says that this amounts to an allegorical account of physics’.

The phrasing here has been deemed late, though Demetrius, On Style, already uses similar language, and Zeno’s pupil and successor as head of the Stoa, Cleanthes, may have done too.

Whether or not Berossos actually said άλληγορικώζ πεφυσιολογήσθαι, the sentiment is clearly his — for he must be the one who translated Omorka/Tiamat into Greek θάλασσα, hardly a fully fledged mythological character in the Greek imagination.

More generally, the entire thrust of his reading of Enūma Eliš seems to me to be self-evidently rationalising, and, in a rather loose sense of the word, allegorising too.”

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June 1, 2015

Berossus was a Historian and a Priest of Bel, Not a Babylonian Astronomer

“As de Breucker has emphasized, one goal of the Babyloniaca was to promote Babylonian antiquity and scholarship. We should see the so-called astronomical fragments in this light, as part of his promotion of Babylonian scholarship.

However, it is clear that Berossos was not himself one of the astronomical scribes working in Babylonia. All of the astronomy he explains has its origin not in contemporary Babylonian astronomy, but in works such as Enūma Eliš, a literary epic that includes a brief cosmological section.

Los sumerios dividían su cielo en tres “caminos” que transcurrían paralelos al ecuador celeste y que daban la vuelta al cielo: el camino de Ea , el camino de Anu y el camino de Enlil . Estos caminos eran las esferas de influencia de tres supradeidades abstractas que jamás se representaban corporalmente: la divina trinidad. Eran las esferas del mundo material (Ea), el mundo humano (Anu) y el mundo divino (Enlil). A través de estas tres bandas serpenteaba “el camino de la Luna” (Charranu), que también era el camino de los planetas: el zodíaco. De esta forma, una parte del zodíaco se encuentra en el camino de Enlil (los signos de verano), una parte en el camino de Anu (signos de primavera y otoño) y una parte en el camino de Ea (los signos de invierno). El mapa estelar adjunto preparado por Werner Papke según el mul.apin muestra esta división para el período de 2340 a.C.
En ese momento de la historia, los sumerios ya conocían el movimiento de desplazamiento precesional de las constelaciones. Las representaciones anteriores siempre hablan de 11 signos zodiacales (todavía falta Libra). En cambio, el mul.apin describe las imágenes de 12 constelaciones y explica claramente que Zibanium (Libra) se construyó a partir de las pinzas del escorpión, para dar al comienzo del otoño su propio signo. Anteriormente, el zodíaco siempre se basaba en dos estrellas: Aldebarán (en Tauro) marcaba el equinoccio (duración del día y de la noche iguales) de primavera y Antares (en Escorpio) determinaba el punto de inicio del otoño. Pero esto sólo es cierto alrededor del 3200 a.C. Probablemente, un poco antes de que se escribiera el mul.apin, se descubrió que el punto de misma duración del día y de la noche se había desplazado hacia el oeste: de Aldebarán a las Pléyades y de Antares hacia las pinzas del escorpión.
http://www.escuelahuber.org/articulos/articulo13.htm

He may also have been aware of MUL.APIN, which was a widely known text both inside and outside the small circle of astronomical scribes (many copies of MUL.APIN were found in archival contexts quite different from the majority of Babylonian astronomical texts). But there is no evidence that Berossos had access to or would have understood contemporary astronomical texts.

I MUL.APIN sono testi antichi su tavolette di argilla, comprendono un elenco di trentasei stelle, tre stelle per ogni mese dell’anno. Le stelle sono quelle aventi ciascuna la levata eliaca in un particolare mese. Si ha perciò questo schema: nella prima riga sono elencate tre stelle, che hanno la levata eliaca nel primo mese dell’anno, Nīsannu (quello associato all’epoca dell’equinozio di primavera). Nella seconda riga sono elencate altre tre stelle, ancora ciascuna avente levata eliaca nel secondo mese, Ayyāru, e così via.
http://www.lavia.org/italiano/archivio/calendarioakkadit.htm

If he did, he did not include any of this material in the fragments that are preserved to us. Indeed, including such material would probably have had the opposite effect to that which Berossos sought: no-one in the Greek world at the beginning of the third century BC would have been able to understand contemporary Babylonian astronomy, and, being unconcerned with issues of cause, it probably would have been viewed as irrelevant by astronomers in the tradition of Plato and Aristotle.

The transmission and assimilation of contemporary Babylonian astronomy into Greek astronomy could only take place once Greek astronomy itself had turned into a quantitative science in the second century BC. …

The ancient testimonies mentioning Berossos frequently laud him for his astronomical and astrological skill. It is interesting to ask, therefore, how Berossos’s writings were presented and used by later astronomical authors.

First, it is perhaps surprising to note given the popular perception presented in the testimonies that Berossos is not cited or referred to by any of the serious, technical astronomers of the Greco-Roman world: Hipparchus, Geminus, Ptolemy, etc.

Instead, references to Berossos are found only in works of a more general or introductory nature. Indeed, among the authors who cite the so-called astronomical fragments, only Cleomedes is writing a work devoted to astronomy, and his Caelestia is not a high-level work.

Di seguito possiamo vedere una tavoletta della collezione Kuyunjik, rinvenuta fra le rovine della biblioteca reale di Ashurbanipal (668-627 a.C.) a Ninive, capitale dell’antica Assiria, ed è attualmente esposta al British Museum di Londra (K8538). La scrittura cuneiforme cita chiaramente i nomi di stelle e di pianeti. Insomma la mappa era un planisfero a 360 gradi, ossia la riproduzione di una superficie sferica su un piano dei cieli con al centro la Terra.
http://www.lavia.org/italiano/archivio/calendarioakkadit.htm

The sources of the two main astronomical fragments, Vitruvius and Cleomedes, quote Berossos for his theory of the lunar phases (Cleomedes’ discussion of the moon’s other motions appears as an introduction to this material).

A drawing of British Museum (K8538). As stated above, “La scrittura cuneiforme cita chiaramente i nomi di stelle e di pianeti. Insomma la mappa era un planisfero a 360 gradi, ossia la riproduzione di una superficie sferica su un piano dei cieli con al centro la Terra.”
http://www.lavia.org/italiano/archivio/calendarioakkadit.htm

Interestingly, both these authors present Berossos’ model as one of several explanations for the moon’s phases and then argue against it. Cleomedes presents three models for the lunar phases: Berossos’ model, a model in which the moon is illuminated by reflected sunlight, and a third model, which he will argue is correct, in which the moon is illuminated by a mingling of the sun’s light with the moon’s body.

Cleomedes dismisses Berossos’ model on several grounds:

His doctrine is easily refuted. First, since the Moon exists in the aether, it cannot be ‘half fire’ rather than being completely the same in its substance like the rest of the heavenly bodied.

Second, what happens in an eclipse also conspicuously disconfirms this theory. Berossus, that is, cannot demonstrate how, when the Moon falls into the Earth’s shadow, its light, all of which is facing in our direction at that time, disappears from sight.

If the Moon were constituted as he claims, it would have to become more luminous on falling into the Earth’s shadow rather than disappear from sight!

Vitruvius contrasts Berossos’ model with one he attributes to Aristarchus in which the moon is illuminated by reflected light from the sun. Vitruvius makes it clear that Aristarchus’ model is to be preferred.

Lucretius, presents three models: first the moon is illuminated by reflected sunlight, second the Berossos model (attributed only to ‘the Chaldeans’), and finally the suggestion that the moon is created anew with its own light each day. As is his way, Lucretius does not argue for any one model over the others.

For these later authors, Berossos was useful as a rhetorical tool rather than for the details of his astronomy. So far as we know, no later astronomer in the Greco-Roman world used any of Berossos’s astronomy or attempted to develop it in any way.

Instead, his astronomy provided material that could be argued against in order to promote a different model. If the alternative to the model an author wanted to promote was Berossos’ model, and Berossos’ model was clearly problematical, then this was an implicit argument for the model the author was promoting.

Even though it is not possible to connect each and every chapter (of the Epic of Gilgamesh) with a single star sign, the zodiac does form an excellent backdrop for telling the story.
There are clear references to constellations in the zodiac, as well as to others which are directly next to the zodiac. To illustrate this, (above) is the Babylonian star chart, based on the Mul.Apin tablets, as reconstructed by Gavin White in his book Babylonian Star Lore.
http://thesecretofthezodiac.hu/node/1

Berossos’ astronomy was useful not in itself but for how it could be used as a straw man in arguments for alternative astronomical models. The usefulness of Berossos in this capacity was increased because Berossos had become a well-known name identified with astronomical skill.

Vitruvius, a few chapters after his discussion of the illumination of the moon, lists the inventors of various types of sundial. Berossos is the first name in the list, followed by Aristarchus, Eudoxus, Apollonius and several others (the attributions are certainly fictitious – Vitruvius was an inveterate name-dropper).

If another model was better than Berossos, therefore, the implication is that it must be of the highest quality. Whether or not the astronomical fragments are genuine, which I suspect they largely are, and whether or not Berossos really understood any Babylonian astronomy, which he certainly did not, for later authors he provided a valuable service as an authority figure, imbued both with scientific prestige and a certain eastern exoticism, who could be argued against to promote various astronomical models.”

John M. Steele, “The ‘Astronomical Fragments’ of Berossos in Context,” in Johannes Haubold, Giovanni B. Lanfranchi, Robert Rollinger, John Steele (eds.), The World of Berossos, Proceedings of the 4th International Colloquium on the Ancient Near East Between Classical and Ancient Oriental Traditions, Harrassowitz Verlag, Wiesbaden, 2013, pp. 117-9.

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May 30, 2015

Hesiod Fragment 304

“Hesiod’s riddle assumes a system of four world periods, each comprising a year of twelve months of which the first and the last are occupied by the creation and the destruction of the world, respectively.

The equal world periods of Berossus end alternately in a world inundation and a world conflagration, the former when all the planets are in the sign of the Capricorn, the latter when they are all in the sign of Cancer.

We have already pointed out that this astrological view of the end of the world is based on the rather obvious idea that the Great Year, like the ordinary solar year, has its summer and its winter, which according to Censorinus was even mentioned by Aristotle.

Plato did not relate the world flood and world conflagration to specific, actually impossible, stellar constellations. He ascribes the world conflagration to a disastrous deviation of the celestial bodies from their fixed courses. (Plato, Timaeus, 22d. In Plato the world catastrophes never lead to the complete destruction of the human race. Borossus himself, in his report on the Babylonian flood, makes no mention of the planets coinciding in the sign of the Capricorn.)

And he does not state anywhere that these world catastrophes mark the termination of the Great Year.

The Pre-Socratics held the view that human life is periodically destroyed by a total flooding and a total desiccation of the earth. This may even be implicit in Anaximander’s doctrine of the drying up of the world. (Anaximander, frg., A. 27).

In any case we find this concept clearly expressed in Philolaus, who knew two destructions of the world: one by fire pouring from the sky, the other by water from the moon, released by an inversion of the air; the vapors rising from the earth provide the cosmos with food. (Philolaus, frg., A. 18).

We must not visualize this as a sudden catastrophe but rather as a slow drying up of the earth until life is no longer possible, followed by a gradual moistening of the earth until it finally drowns in water.

Philolaus assumed an unceasing rising and sinking movement of the air and of the accompanying moisture present in the cosmos. Due to the heat of the sun, “the fire that pours from the sky,” the water on earth evaporates and the ascending vapors, which form the food of the cosmos, rise together to the moon. (According to Aëtius, De placitis philosophorum, II, 17, 4, this was taught as early as by Heraclitus, cf. FVS, I, 146).

When the earth is completely dried out and life has come to an end, the process is reversed, and by the opposite movement of the air the earth is gradually moistened until life revives. It is clear that this conception derives from the observation of the sun’s capacity to cause evaporation and of the falling of the dew on clear moonlit nights.

On his system Philolaus evokes a magnificent vision of the course of the cosmos in which the immensely long world periods succeed each other as the night the day.

This conception is highly consistent with the idea that one month of the world year is needed for the creation and one month for the destruction of the world. This makes it probable that the four eras of the Great Year assumed by the riddle of Hesiod were, in the original conception, alternately ended by flooding and drying up of the world.

The first period of which Berossus speaks was terminated by a world flood, from which it follows that the second period referred to in Hesiod, frg., 304, would have to end in “fire.”

R. van den Broek, The Myth of the Phoenix: According to Classical and Early Christian Traditions, Brill Archive, 1972, pp. 100-2.

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May 30, 2015

The Great Year Doctrine of World Catastrophe

“In the Greek world the first distinct mention of the Great Year was made by Plato, who argued in his Timaeus that time is produced by the celestial bodies: the moon determines the month, the sun the year; but the times of the planets and of the sphere of the fixed stars are so great that it can hardly be known whether they are times at all.

In any case it is clear that the perfect number of time fulfills the perfect year at the moment at which the sun, the moon, the planets, and the fixed stars have all completed their courses and have again reached their starting point. (Plato, Timaeus, 39c, 39d).

By this is meant that the Great Year is completed when the celestial bodies have reached the same positions in relation to each other as they had at the beginning of that period. The identical conception is found in Cicero, qualified by the statement that the actual duration of such a period is a matter of controversy (Cicero, De natura deorum, II, 51-2).

But in his Hortensius, the book which was later to make such a strong impression on the young Augustine, Cicero equated the Great Year with 12,954 ordinary years, as we know from Tacitus and Servius (Tacitus, Dialogus de oratoribus, 16, 7. Maurus Servius Honoratus, Commentary on the Aenid of Virgil, I, 296. The same number is given by Solinus in connection with the phoenix, Solini Polyhistor, cap. xxxvi).

In addition to these opinions about the Great Year there is another according to which the sun, the moon, and the five planets all return at the end of the Great Year to one and the same sign of the Zodiac, the one under which they were when it began. According to Censorinus, Aristotle himself had put forward this same view, and preferentially indicated this period as “the Greatest Year.” This year, like the ordinary solar year, was thought to have a summer and winter too, the summer culminating in a world conflagration and the world in a world flood. (Censorinus, De die natali, 18, II. ).

How much of this really goes back to Aristotle cannot be said with certainty. (V. Rose, Aristotelis fragmenta, Lipsiae, 1886, 39, frg. 25). According to Seneca, Berossus, the Babylonian priest of Bel who wrote in the third century BC, propagated the same doctrine in a more detailed form: when the sun, the moon, and the planets came to lie in a straight line under the sign of Cancer, the world would burst into flames; and if they reached that position under Capricorn, the world would be inundated. (Seneca, Naturales Quaestiones, III, 29, I).

BM102485 – Boundary stone (kudurru)
Kassite dynasty, about 1125-1100 BC
Probably from southern Iraq
A legal statement about the ownership of a piece of land
The cuneiform inscription on this kudurru records the granting by Eanna-shum-iddina, the governor of the Sealand, of five gur of corn land in the district of Edina in south Babylonia to a man called Gula-eresh. The boundaries of the land are laid out; the surveyor is named as Amurru-bel-zeri and the transfer completed by two high officials who are also named.
Nine gods are invoked to protect the monument, along with seventeen divine symbols. The symbols of the important Mesopotamian gods are most prominent: the solar disc of the sun-god Shamash, the crescent of the moon-god Sin and the eight-pointed star of Ishtar, goddess of fertility and war. The square boxes beneath these signs represent altars supporting the symbols of gods, including horned headdresses, the triangular spade of Marduk, and the wedge-shaped stylus of Nabu, the god of writing.
A prominent snake is shown on many kudurru and may, like many of the symbols, be related to the constellations. The text ends with curses on anyone who removes, ignores or destroys the kudurru.
L.W. King, Babylonian Boundary Stones (London, Trustees of the British Museum, 1912)
© The Trustees of the British Museum
http://www.britishmuseum.org/explore/highlights/highlight_objects/me/b/boundary_stone_kudurru-6.aspx

These rather improbable theories were especially favored among astrologers, since Greek astronomy had already reached a point of development at which the doctrines of Berossus could not be accepted. (J. Bidez, Bérose et la grande année, in Melanges Paul Fredericq, Brussels, 1904, 9-19.)

These texts treating the views of Aristotle and Berossus say that world catastrophes corresponding to the summer and winter of the solar year can occur in the course of the Great Year. The period between two world catastrophes could also be seen as a Great Year, but only in the derivative sense. The true Great Year, which might with Aristotle be called the Greatest Year, coincided with a complete cosmic revolution, whether interpreted in the sense of Plato and Cicero or in that of Aristotle and Berossus.

The Great Year of the Classical world arose from the purely mythical conception of a cosmic periodicity ultimately traceable to Babylonia.” (B.L. van der Waerden, Das gross Jahr und die ewige Wiederkehr, in Hermes, 80, 1952, 135-43.)”

R. van den Broek, The Myth of the Phoenix: According to Classical and Early Christian Traditions, Brill Archive, 1972, pp. 72-6.

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January 12, 2015

I.P Cory on Berossus

” … In the fragments of Berossus again we have perhaps some few traces of the antediluvian world. Like Sanchoniatho, Berossus seems to have composed his work with a serious regard for truth. He was a Babylonian by birth, and flourished in the reign of Alexander the Great, and resided for some years at Athens.

As a priest of Belus, he possessed every advantage which the records of the temple and the learning and traditions of the Chaldæans could afford. He appears to have sketched his history of the earlier times from the representations upon the walls of the temple. From written and traditionary knowledge he must have learned several points too well authenticated. to be called in question; and correcting the one by the other, and at the same time blending them as usual with Mythology, he has produced the strange history before us.

The first fragment preserved by Alexander Polyhistor is extremely valuable, and contains a store of very curious information. The first book of the history apparently opens naturally enough with a description of Babylonia. Then referring to the paintings, the author finds the first series a kind of preface to the rest.

All men of every nation appear assembled in Chaldæa: among them is introduced a personage who is represented as their instructor in the arts and sciences, and informing them of the events which had previously taken place. Unconscious that Noah is represented under the character of Oannes, Berossus describes him, from the hieroglyphical delineation, as a being literally compounded of a fish and a man, and as passing the natural, instead of the diluvian night in the ocean, with other circumstances indicative of his character and life.

The instructions of the Patriarch are detailed in the next series of paintings. In the first of which, I conceive, the Chaos is pourtrayed by the confusion of the limbs of every kind of animal: the second represents the creation of the universe: the third the formation of mankind: others again that of animals, and of the heavenly bodies.

The second book appears to have comprehended the history of the antediluvian world: and of this the two succeeding fragments seem to have been extracts. The historian, as usual, has appropriated the history of the world to Chaldæa.

He finds nine persons, probably represented as kings, preceding Noah, who is again introduced under the name Xisuthrus, and he supposes that the representation was that of the first dynasty of the Chaldæan kings.

From the universal consent of history and tradition he was well assured that Alorus or Orion, the Nimrod of the Scriptures, was the founder of Babylon and the first king: consequently he places him at the top, and Xisuthrus follows as the tenth.

The destruction of the records by Nabonasar left him to fill up the intermediate names as he could: and who are inserted, is not easy so to determine.2

Berossus has given also a full and accurate description of the deluge, which is wonderfully consonant with the Mosaic account. We have also a similar account, or it may be an epitome of the same from the Assyrian history of Abydenus, who was a disciple of Aristotle, and a copyist from Berossus. I have given also a small extract from the Fragments of Nicholaus Damascenus, relative to the deluge and the ark, whose wreck is said by him as well as Berossus, Chrysostom, and other writers, to have remained upon Ararat even at the very time in which they wrote.”

I.P. Cory, Ancient Fragments, 1832, Introduction.

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December 17, 2014

Not All Human Souls Are Blessed

“The human soul is essentially different from the animal soul; Nahmanides adopts, along with other kabbalists of the earliest period, the Platonic view of the soul, according to which there exist different souls in man and not only different faculties of a unitary soul.

According to Nahmanides, man’s anima rationalis unites the rational and the mystical-intuitive, and hence he sees no need for further distinctions. Nevertheless, the weight shifts imperceptibly to the second side: the highest soul, neshamah, which comes from binah and yesod, is the mediator of prophecy, and through it man, in the state of debhequth, attains communion with the deity as a result of the longing for its origin implanted in it.

Enoch and the three Patriarchs, Moses, and Elijah had achieved this supreme state already on earth; however, it is not a full unio mystica with the deity but rather a communio, as we have argued at length in our discussion of the subject of kawwanah.

In the prophetic vision, during which the soul is united with the objects of its contemplation, it is in this state of debhequth, that it obtains a ”knowledge of God face to face.” In this longing for its origin, the highest soul of man becomes capable of penetrating all the intermediary spheres and rising up to God by means of its acts—which, strangely enough, are united here with contemplation.

The eclectic manner in which the kabbalists adopted philosophical doctrines concerning the soul is also apparent in the fact that Azriel, for example, accepts the Aristotelian definition of the soul as the form of the body, seemingly unaware of the contradiction between this idea and important kabbalistic doctrines.

The contradiction results from the adoption and further development of the doctrine of metempsychosis. While this doctrine is rather openly propounded in the Book Bahir, as we saw on p. 188ff., it is treated, strangely enough, as a great mystery in Provence and in Gerona.

The authors without exception speak of it only in hints and in veiled allusions. They make no attempt to account for this idea but presuppose it as a truth handed down by esoteric tradition.

The term gilgul, generally used at a later date for the transmigration of souls, seems to be as yet unknown among these early authors. Instead, they prefer to speak of sod ha-‘ibbur. This term, literally “secret of impregnation,” is used in the Talmud for the methods of computing the calendar, handed down only orally for a long time, the idea being that the leap years were impregnated, as it were, by the addition of an extra month.

But ‘ibbur can, if necessary, also be understood as “transition,” and it is doubtless in this sense that the term was picked up by the kabbalists. The “secret of the ‘ibbur” is that of the passage of the soul from one body to another and not, as among the later kabbalists, a real phenomenon of impregnation through which, after birth an additional soul sometimes enters into the one originally born with a person.

We still do not know what led the kabbalists of the first generation to treat this doctrine in such a strictly esoteric manner and what danger they saw in exposing it to the public. It is most unlikely that fear of the Catholic Church, which had officially condemned this doctrine, was a factor.

Where no christological elements were involved, Jewish theology generally had no inhibitions. The polemics directed by the philosophers against this doctrine should likewise have stimulated controversy rather than secrecy. Nahmanides had no lack of opportunity to denounce the philosophic criticism of this doctrine. Instead, he retreated into extremely prudent, and for the uninitiated, often impenetrable statements in his commentary on the book of Job, the key to which, according to the kabbalists of Gerona, lay precisely in the doctrine of metempsychosis.”

Gershom Scholem, Origins of the Kabbalah, pp. 456-7.

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October 4, 2014

Scholem on the Kabbalistic Elements

“The ten primordial numbers are called sefiroth—a Hebrew noun, newly formed here, that bears no relation to the Greek word sphaira, but is derived from a Hebrew verb meaning “to count.”

Steinschneider’s contention (Mathematik bei den Juden [Hildesheim, 1965], p. 148) that the original term acquired its specific kabbalistic meaning as a result of the similarity to the Greek word is not borne out by an analysis of the oldest kabbalistic texts. By introducing a new term, sefirah, in place of the usual mispar, the author seems to indicate that it is not simply a question of ordinary numbers, but of metaphysical principles of the universe or stages in the creation of the world.

The possibility that the term refers to emanations from God himself can be excluded in view of both the wording and the context; it could only be read into the text by later reinterpretation. Each of these primordial numbers is associated with a particular category of creation, the first four sefiroth undoubtedly emanating from each other.

The first one is the pneuma of the living God, ruah ‘elohim hayyim (the book continues to use the word ruah in its triple meaning of breath, air, and spirit). From the ruah comes forth, by way of condensation, as it were, the “breath of breath,” that is, the primordial element of the air, identified in later chapters with the ether, which is divided into material and immaterial either (SIC, should probably be ether).

The idea of an “immaterial ether,” ‘awir she’eno nithpas, like the other Hebrew neologisms in the book, seems to correspond to Greek conceptions. From the primordial air come forth the water and the fire, the third and the fourth sefiroth. Out of the primordial air God created the twenty-two letters; out of the primordial fire, the Throne of Glory and the hosts of angels.

The nature of this secondary creation is not sufficiently clear, for the precise terminological meaning that the author gave to the verbs haqaq and hasab, which belong to the vocabulary of architecture, can be interpreted in different ways. He does not utilize the Hebrew word for “create,” but words that mean “engrave” (is this to designate the contours or the form?) and “hew,” as one hews a stone out of the rock. The Aristotelian element of the earth is not known to the author as a primordial element.”

–Gershom Scholem, Origins of the Kabbalah, 1987, pp. 26-7.

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Tag: Aristotle

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Humiliter dedicata a amico miles Georgius Hand IV, polyglottis et πολυμαθής.

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