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Diego de Torres Rubio (1547-1638), Arte de la lengua aymara, Lima, Francisco del Canto, 1616. Digitized courtesy of the John Carter Brown Library. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Today more than ever before, at the end of its long search, European culture is in urgent need of a common language that might heal its linguistic fractures.

Yet, at the same time, Europe needs to remain true to its historic vocation as the continent of different languages, each of which, even the most peripheral, remains the medium through which the genius of a particular ethnic group expresses itself, witness and vehicle of a millennial tradition.

Is it possible to reconcile the need for a common language and the need to defend linguistic heritages?

Both of these needs reflect the same theoretical contradictions as well as the same practical possibilities. The limits of any possible international common language are the same as those of the natural languages on which these languages are modeled: all presuppose a principle of translatability.

If a universal common language claims for itself the capacity to re-express a text written in any other language, it necessarily presumes that, despite the individual genius of any single language, and despite the fact that each language constitutes its own rigid and unique way of seeing, organizing and interpreting the world, it is still always possible to translate from one language to another.

However, if this is a prerequisite inherent to any universal language, it is at the same time a prerequisite inherent to any natural language. It is possible to translate from a natural language into a universal and artificial one for the same reasons that justify and guarantee the translation from a natural language into another.

The intuition that the problem of translation itself presupposed a perfect language is already present in Walter Benjamin: since it is impossible to reproduce all the linguistic meanings of the source language into a target language, one is forced to place one’s faith in the convergence of all languages.

In each language “taken as a whole, there is a self-identical thing that is meant, a thing which, nevertheless, is accessible to none of these languages taken individually, but only to that totality of all of their intentions taken as reciprocal and complementary, a totality that we call Pure Language [reine Sprache].” (Benjamin 1923).

This reine Sprache is not a real language. If we think of the mystic and Kabbalistic sources which were the inspiration for Benjamin’s thinking, we begin to sense the impending ghost of sacred languages, of something more akin to the secret genius of Pentecostal languages and of the language of birds than to the ideal of the a priori languages.

“Even the desire for translation is unthinkable without this correspondence with the thought of God (Derrida 1980: 217; cf. also Steiner 1975: 64).

In many of the most notable projects for mechanical translation, there exists a notion of a parameter language, which does share many of the characteristics of the a priori languages.

There must, it is argued, exist a tertium comparationis which might allow us to shift from an expression in language A to an expression in language B by deciding that both are equivalent to an expression of a metalanguage C.

If such a tertium really existed, it would be a perfect language; if it did not exist, it would remain a mere postulate on which every translation ought to depend.

The only alternative is to discover a natural language which is so “perfect” (so flexible and powerful) as to serve as a tertium comparationis. In 1603, the Jesuit Ludovico Bertonio published his Arte de lengua Aymara (which he supplemented in 1612 with a Vocabulario de la lengua Aymara).

Aymara is a language still partially spoken by Indians living between Bolivia and Peru, and Bertonio discovered that it displayed an immense flexibility and capability of accommodating neologisms, particularly adapted to the expression of abstract concepts, so much so as to raise a suspicion that it was an artificial invention.

Two centuries later, Emeterio Villamil de Rada described it as the language of Adam, the expression of “an idea anterior to the formation of language,” founded upon “necessary and immutable ideas” and, therefore, a philosophic language if ever there were one (La Lengua de Adan, 1860). After this, it was only a matter of time before the Semitic roots of the Aymara language were “discovered” as well.

Recent studies have established that unlike western thought, based on a two-valued logic (either true or false), Aymara thought is based on a three-valued logic, and is, therefore, capable of expressing modal subtleties which other languages can only capture through complex circumlocutions.

Thus, to conclude, there have been proposals to use Aymara to resolve all problems of computer translation (see Guzmán de Rosas n.d., which includes a vast bibliography). Unfortunately, “due to its algorithmic nature, the syntax of Aymara would greatly facilitate the translation of any other idiom into its own terms (though not the other way around)” (L. Ramiro Beltran, in Guzmán de Rosas n.d.: III).

Thus, because of its perfection, Aymara can render every thought expressed in other mutually untranslatable languages, but the price of this is that once the perfect language has resolved these thoughts into its own terms, they cannot be translated back into our natural native idioms.

One way out of this dilemma is to assume, as certain authors have recently done, that translation is a matter to be resolved entirely within the destination (or target) language, according to the context.

This means that it is within the framework of the target language that all the semantic and syntactic problems posed by the source text must be resolved.

This is a solution that takes us outside of the problem of perfect languages, or of a tertium comparationis, for it implies that we need to understand expressions formed according to the genius of the source language and to invent a “satisfying” paraphrase according to the genius of the target language.

Yet how are we to establish what the criteria of “satisfaction” could be?

These were theoretical difficulties that Humboldt had already foreseen. If no word in a language exactly corresponds to a word in another one, translation is impossible. At most, translation is an activity, in no way regulated, through which we are able to understand what our own language was unable to say.

Yet if translation implied no more than this it would be subject to a curious contradiction: the possibility of a relation between two languages, A and B, would only occur when A was closed in a full realization of itself, assuming to had understood B, of which nothing could any longer be said, for all that B had to say would by now have been said by A.

Still, what is not excluded is the possibility that, rather than a parameter language, we might elaborate a comparative tool, not itself a language, which might (if only approximately) be expressed in any language, and which might, furthermore, allow us to compare any two linguistic structures that seemed, in themselves, incommensurable.

This instrument or procedure would be able to function in the same way and for the same reason that any natural language is able to translate its own terms into one another by an interpretive principle: according to Peirce, any natural language can serve as a metalanguage to itself, by a process of unlimited semiosis (cf. Eco 1979: 2).

See for instance a table proposed by Nida (1975: 75) that displays the semantic differences in a number of verbs of motion (figure 17.1).

Umberto Eco, The Search for the Perfect Language, Figure 17.1, p. 348.png

Umberto Eco, The Search for the Perfect Language, 1995, Figure 17.1, p. 348.

We can regard this table as an example of an attempt to illustrate, in English–as well as by other semiotic means, such as mathematical signs–what a certain class of English terms mean.

Naturally, the interpretative principle demands that the English speaker also interpret the meaning of limb, and indeed any other terms appearing in the interpretation of the verbal expression.

One is reminded here of Degérando’s observations concerning the infinite regress that may arise from any attempt to analyze fully an apparently primitive term such as to walk.

In reality, however, a language always, as it were, expects to define difficult terms with terms that are easier and less controversial, though by conjectures, guesses and approximations.

Translation proceeds according to the same principle. If one were to wish, for example, to translate Nida’s table from English into Italian, one would probably start by substituting for the English verbs Italian terms that are practically synonymous: correre for run, camminare for walk, danzare for dance, and strisciare for crawl.

As soon as we got to the verb to hop, we would have to pause; there is no direct synonym in Italian for an activity that the Italian-English dictionary might define as “jumping on one leg only.”

Nor is there an adequate Italian synonym for the verb to skip: Italian has various terms, like saltellare, ballonzolare and salterellare; these can approximately render to skip, but they can also translate to frisk, to hop or to trip, and thus do not uniquely specify the sort of alternate hop-shuffle-step movement specified by the English to skip.

Even though Italian lacks a term which adequately conveys the meaning of to skip, the rest of the terms in the table–limb, order of contact, number of limbs–are all definable, if not necessarily by Italian synonyms, at least by means of references to contexts and circumstances.

Even in English, we have to conjecture that, in this table, the term contact must be understood as “contact with the surface the movement takes place upon” rather than as “contact with another limb.”

Either to define or to translate, we thus do not need a full fledged parametric language at our disposition. We assume that all languages have some notion that corresponds to the term limb, because all humans have a similar anatomy.

Furthermore, all cultures probably have ways to distinguish hands from arms, palms from fingers, and, on fingers, the first joint from the second, and the second from the third; and this assumption would be no less true even in a culture, such as Father Mersenne imagined, in which every individual pore, every convolute of a thumb-print had its own individual name.

Thus, by starting from terms whose meanings are known and working to interpret by various means (perhaps including gestures) terms whose meanings are not, proceeding by successive adjustments, an English speaker would be able to convey to an Italian speaker what the phrase John hops is all about.

These are possibilities for more than just the practice of translation; they are the possibilities for coexistence on a continent with a multilingual vocation. Generalized polyglottism is certainly not the solution to Europe’s cultural problems; like Funes “el memorioso” in the story by Borges, a global polyglot would have his or her mind constantly filled by too many images.

The solution for the future is more likely to be in a community of peoples with an increased ability to receive the spirit, to taste or savor the aroma of different dialects.

Polyglot Europe will not be a continent where individuals converse fluently in all the other languages; in the best of cases, it could be a continent where differences of language are no longer barriers to communication, where people can meet each other and speak together, each in his or her own tongue, understanding, as best they can, the speech of others.

In this way, even those who never learn to speak another language fluently could still participate in its particular genius, catching a glimpse of the particular cultural universe that every individual expresses each time he or she speaks the language of his or her ancestors and his or her own tradition.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 344-51.

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August 30, 2016

Eco: Conclusion

the-confusion-of-tongues-by-gustave-dorecc81-1865

Gustav Doré (1832-1883), The Confusion of Tongues, 1865-68, currently held privately. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Plures linguas scire gloriosum esset, patet exemplo Catonis, Mithridates, Apostolorum.”

Comenius, Linguarum methodus novissima

“This story is a gesture of propaganda, in so far as it provided a particular explanation of the origin and variety of languages, by presenting it only as a punishment and a curse [ . . . ] Since the variety of tongues renders a universal communication among men, to say the least, difficult, that was certainly a punishment.

However, it also meant an improvement of the original creative powers of Adam, a proliferation of that force which allowed the production of names by virtue of a divine inspiration.”

J. Trabant, Apeliotes, oder der Sinn der Sprache

“Citizens of a multiform Earth, Europeans cannot but listen to the polyphonic cry of human languages. To pay attention to the others who speak their own language is the first step in order to establish a solidarity more concrete than many propaganda discourses.”

Claude Hagège, Le souffle de la langue

“Each language constitutes a certain model of the universe, a semiotic system of understanding the world, and if we have 4,000 different ways to describe the world, this makes us rich. We should be concerned about preserving languages just as we are about ecology.”

V.V. Ivanov, Reconstructing the Past

“I said at the beginning that it was the account in Genesis 11, not Genesis 10, that had prevailed in the collective imagination and, more specifically, in the minds of those who pondered over the plurality of languages.

Despite this, as Demonet has shown (1992), already by the time of the Renaissance, a reconsideration of Genesis 10 was under way, provoking, as we saw, a rethinking of the place of Hebrew as the unchanging language, immutable from the time of Babel.

We can take it that, by then, the multiplicity of tongues was probably accepted as a positive fact both in Hebrew culture and in Christian Kabbalistic circles (Jacquemier 1992). Still, we have to wait until the eighteenth century before the rethinking of Genesis 10 provokes a revaluation of the legend of Babel itself.

In the same years that witnessed the appearance of the first volumes of the Encyclopédie, the abbé Pluche noted in his La méchanique des langues et l’art de les einsegner (1751) that, already by the time of Noah, the first differentiation, if not in the lexicon at least in inflections, between one family of languages and another had occurred.

This historical observation led Pluche on to reflect that the multiplication of languages (no longer, we note, the confusion of languages) was more than a mere natural event: it was socially providential. Naturally, Pluche imagined, people were at first troubled to discover that tribes and families no longer understood each other so easily. In the end, however,

“those who spoke a mutually intelligible language formed a single body and went to live together in the same corner of the world. Thus it was the diversity of languages which provided each country with its own inhabitants and kept them there. It should be noted that the profits of this miraculous and extraordinary mutation have extended to all successive epochs.

From this point on, the more people have mixed, the more they have produced mixtures and novelties in their languages; and the more these languages have multiplied, the harder it becomes to change countries. In this way, the confusion of tongues has fortified that sentiment of attachment upon which love of country is based; the confusion has made men more sedentary.” (pp. 17-8).

This is more than the celebration of the particular “genius” of each single language: the very sense of the myth of Babel has been turned upside down. The natural differentiation of languages has become a positive phenomenon underlying the allocation of peoples to their respective territories, the birth of nations, and the emergence of the sense of national identity.

It is a reversal of meaning that reflects the patriotic pride of an eighteenth century French author: the confusio linguarum was the historically necessary point of departure for the birth of a new sense of the state. Pluche, in effect, seems to be paraphrasing Louis XIV: “L’état c’est la langue.”

In the light of this reinterpretation it is also interesting to read the objections to an international language made by another French writer, one who lived before the great flood of a posteriori projects in the late nineteenth century–Joseph-Marie Degérando, in his work, Des signes. Degérando observed that travelers, scientists and merchants (those who needed a common language) were always a minority in respect of the mass of common citizens who were content to remain at home peaceably speaking their native tongues.

Just because this minority of travelers needed a common language, it did not follow that the majority of sedentary citizens needed one as well. It was the traveler that needed to understand the natives; the natives had no particular need to understand a traveler, who, indeed, had an advantage over them in being able to conceal his thoughts from the peoples he visited (III, 562).

With regard to scientific contact, any common language for science would grow distant from the language of letters, but we know that the language of science and the language of letters influence and fortify each other (III, 570). An international language of purely scientific communication, moreover, would soon become an instrument of secrecy, from which the humble speakers of their native dialects would be excluded (III, 572).

And as to possible literary uses (and we leave Degérando the responsibility for such a vulgar sociological argument), if the authors were obliged to write in a common tongue, they would be exposed to international rivalries, fearing invidious comparisons with the works of foreign writers.

Thus it seems that for Degérando circumspection was a disadvantage for science and an advantage for literature–as it was for the astute and cultivated traveler, more learned than his native and naive interlocutors.

We are, of course, at the end of the century which produced de Rivarol‘s eulogy to the French language. Thus, although Degérando recognized that the world was divided into zones of influence, and that it was normal to speak German in areas under German political influence just as it was normal to speak English in the British Isles, he could still maintain, were it possible to impose an auxiliary language, Europe could do no better than to choose French for self-evident reasons of political power (III, 578-9).

In any case, according to Degérando, the narrow mindedness of most governments made every international project unthinkable: “Should we suppose that the governments wish to come to an agreement over a set of uniform laws for the alteration of national languages? How many times have seen governments arrive at an effective agreement over matters that concern the general interest of society?” (III, 554).

In the background is a prejudice of the eighteenth century–and eighteenth century Frenchmen in particular–that people simply did not wish to learn other tongues, be they universal or foreign. There existed a sort of cultural deafness when faced with polyglottism, a deafness that continues on throughout the nineteenth century to leave visible traces in our own; the only peoples exempt were, remarked Degérando, those of northern Europe, for reasons of pure necessity.

So diffuse was this cultural deafness that he even felt compelled to suggest provocatively (III, 587) that the study of foreign languages was not really the sterile and mechanical exercise that most people thought.

Thus Degérando had no choice but to conduce his extremely skeptical review with an eulogy to the diversity of tongues: diversity placed obstacles in the way of foreign conquerers, prevented undue mixing between different peoples, and helped each people to preserve their national character and the habits which protected the purity of their folkways.

A national language linked a people to their state, stimulated patriotism and the cult of tradition. Degérando admitted that these considerations were hardly compatible with the ideals of universal brotherhood; still, he commented, “in this age of corruption, hearts must, above all else, be turned towards patriotic sentiments; the more egotism progresses, the more dangerous it is to become a cosmopolitan” (IV, 589).

If we wish to find historical precedents for this vigorous affirmation of the profound unity between a people and their language (as a gift due to the Babelic event), we need look no farther than Luther (Declamationes in Genesim, 1527).

It is this tradition, perhaps, that also stands behind Hegel’s decisive revaluation of Babel. For him the construction of the tower is not only a metaphor for the social structures linking a people to their state, but also occasions a celebration of the almost sacred character of collective human labor.

“What is holy?” Goethe asks once in a distich, and answers: “What links many souls together.” . . . In the wide plains of the Euphrates an enormous architectural work was erected; it was built in common, and the aim and content of the work was at the same time the community of those who constructed it.

And the foundation of this social bond does not remain merely a unification on patriarchal lines; on the contrary, the purely family unity has already been superseded, and the building, rising into the clouds, makes objective to itself this earlier and dissolved unity and the realization of a new and wider one.

The ensemble of all the peoples at that period worked at this task and since they all came together to complete an immense work like this, the product of their labor was to be a bond which was to link them together (as we are linked by manners, customs, and the legal constitution of the state) by means of the excavated site and ground, the assembled blocks of stone, and the as it were architectural cultivation of the country.”

(G.W.F. Hegel, trans. T.M. Knox: 638).

In this vision, in which the tower serves as a prefiguration of the ethical state, the theme of the confusion of languages can only be interpreted as meaning that the unity of the state is not a universal, but a unity that gives life to different nations (“this tradition tells us that the peoples, after being assembled in this one center of union for the construction of such a work, were once again dispersed and separated from each other”).

Nevertheless, the undertaking of Babel was still a precondition, the event necessary to set social, political and scientific history in motion, the first glimmerings of the Age of Progress and Reason. This is a dramatic intuition: to the sound of an almost Jacobin roll of muffled drums, the old Adam mounts to the scaffold, his linguistic ancien régime at an end.

And yet Hegel’s sentence did not lead to a capital punishment. The myth of the tower as a failure and as a drama still lives today: “the Tower of Babel […] exhibits an incompleteness, even an impossibility of completing, of totalizing, of saturating, of accomplishing anything which is in the order of building, of architectural construction” (Derrida 1980: 203).

One should remark that Dante (DVE, I, vii) provided a “technological” version of the confusio linguarum. His was the story not so much of the birth of the languages of different ethnic groups as of the proliferation of technical jargons: the architects had their language while the stone bearers had theirs (as if Dante were thinking of the jargons of the corporations of his time).

One is almost tempted to find here a formulation, ante litteram to say the least, of the idea of the social division of labor in terms of a division of linguistic labor.

Somehow Dante’s hint seems to have journeyed through the centuries: in his Histoire critique du Vieux Testament (1678), Richard Simon wondered whether the confusion of Babel might not have arisen from the fact that, when the workmen came to give names to their tools, each named them in his own way.

The suspicion that these hints reveal a long buried strand in the popular understanding of the story is reinforced by the history of iconography (cf. Minkowski 1983).

From the Middle Ages onwards, in fact, in the pictorial representations of Babel we find so many direct or indirect allusions to human labor–stonemasons, pulleys, squared building stones, block and tackles, plumb lines, compasses, T-squares, winches, plastering equipment, etc.–that these representations have become an important source of our knowledge of medieval building techniques.

And how are we to know whether Dante’s own suggestion might not have arisen from the poet’s acquaintance with the iconography of his times?

Towards the end of the sixteenth century, the theme of Babel entered into the repertoire of Dutch artists, who reworked it in innumerable ways (one thinks, of course, of Bruegel), until, in the multiplicity of the number of tools and construction techniques depicted, the Tower of Babel, in its robust solidity, seemed to embody a secular statement of faith in human progress.

By the seventeenth century, artists naturally began to include references to the latest technical innovations, depicting the “marvelous machines” described in a growing number of treatises on mechanical devices.

Even Kircher, who could hardly by accused of secularism, was fascinated by the image of Babel as a prodigious feat of technology; thus, when Father Athanasius wrote his Turris Babel, he concentrated on its engineering, as if he were describing a tower that had once been a finished object.

In the nineteenth century, the theme of Babel began to fall from use, because of a lesser interest in the theological and linguistic aspects of the confusio: in exchange, in the few representations of the event, “the close up gave way to the “group,” representing “humanity,” whose inclination, reaction, or destiny was represented against the background of the “Tower of Babel.”

In these dramatic scenes the focus of the representation is thus given by human masses” (Minkowski 1983: 69). The example that readily springs to mind is in Doré’s illustrated Bible.

By now we are in the century of progress, the century in which the Italian poet, Carducci, celebrated the steam engine in a poem entitled, significantly, Hymn to Satan.

Hegel had taught the century to take pride in the works of Lucifer. Thus the gesture of the gigantic figure that dominates Doré’s engraving is ambiguous. While the tower projects dark shadows on the workmen bearing the immense blocks of marble, a nude turns his face and extends his arm towards a cloud-filled sky.

Is it defiant pride, a curse directed towards a God who has defeated human endeavors? Whatever it is, the gesture certainly does not signify humble resignation in the face of destiny.

Genette has observed (1976: 161) how much the idea of confusio linguarum appears as a felix culpa in romantic authors such as Nodier: natural languages are perfect in so far as they are many, for the truth is many-sided and falsity consists in reducing this plurality into a single definite unity.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 337-44.

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August 28, 2016

Eco: The “Political” Possibilities of an IAL

Bernard le Bouvier de Fontenelle (1657-1757), Histoire des Oracles, La Haye: Gosse et Néalme, 1728. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Up to now, vehicular languages have been imposed by tradition (Latin as the language of politics, learning and the church in the Middle Ages), by political and economical hegemony (English after World War II), or by other imponderable reasons (Swahili, a natural language spoken on the coast of east Africa, gradually and spontaneously penetrated the interior and, in the wake of commercial and, later, colonial contacts, was simplified and standardized, becoming the common language for a vast African area).

Would it be possible for some international body (the UN or the European Parliament) to impose a particular IAL as a lingua franca (or, perhaps, sanction the actual diffusion of one)? It would be a totally unprecedented historical event.

No one could deny, however, that today many things have changed: that continuous and curious exchanges among different peoples–not just at the higher social levels, but at the level of mass tourism–are phenomena that did not exist in previous eras.

The mass media have proved to be capable of spreading comparatively homogeneous patterns of behavior throughout the entire globe–and in fact, in the international acceptance of English as a common language, the mass media have played no small part.

Thus, were a political decision to be accompanied by a media campaign, the chances of success for an IAL would be greatly improved.

Today, Albanians and Tunisians have learned Italian only because they can receive Italian TV. All the more reason, it seems, to get people acquainted with an IAL, provided it would be regularly used by many television programs, by international assemblies, by the pope for his addresses, by the instruction booklets for electronic gadgets, by the control towers in the airports.

If no political initiative on this matter has emerged up till now, if, indeed, it seems difficult to bring about, this does not mean that a political initiative of this sort will never be made in the future.

During the last four centuries we have witnessed in Europe a process of national state formation, which required (together with a customs policy, the constitution of regular armies, and the vigorous imposition of symbols of identity) the imposition of single national languages.

Schools, academies and the press have been encouraged to standardize and spread knowledge of these languages. Speakers of marginal languages suffered neglect, or, in various political circumstances, even direct persecution, in order to ensure national homogeneity.

Today, however, the trend has reversed itself: politically, customs barriers are coming down, national armies are giving way to international peace-keeping forces, and national borders have become “welcome to” signs on the motorway.

In the last decades, European policy towards minority languages has changed as well. Indeed, in the last few years, a much more dramatic change has taken place, of which the crumbling of the Soviet empire is the most potent manifestation: linguistic fragmentation is no longer felt as an unfortunate accident but rather as a sign of national identity and as a political right–at the cost even of civil wars.

For two centuries, America was an international melting pot with one common language–WASP English: today, in states like California, Spanish has begun to claim an equal right; New York City is not far behind.

The process is probably by now unstoppable. If the growth in European unity now proceeds in step with linguistic fragmentation, the only possible solution lies in the full adoption of a vehicular language for Europe.

Among all the objections, one still remains valid: it was originally formulated by Fontenelle and echoed by d’Alembert in his introduction to the Encyclopédie: governments are naturally egotistical; they enact laws for their own benefit, but never for the benefit of all humanity.

Even if we were all to agree on the necessity of an IAL, it is hard to imagine the international bodies, which are still striving to arrive at some agreement over the means to save our planet from an ecological catastrophe, being capable of imposing a painless remedy for the open wound of Babel.

Yet in this century we have become used to a constantly accelerating pace of events, and this should make would-be prophets pause. National pride is a two-edged sword; faced with the prospect that in a future European union the language of a single national might prevail, those states with scant prospects of imposing their own language and which are afraid of the predominance of another one (and thus all states except one) might band together to support the adoption of an IAL.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 332-5.

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August 22, 2016

Eco: Theoretical Objections and Counter-objections

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Antoine-Louis-Claude Destutt de Tracy (1754-1836), Projet d’éléments d’idéologie, Paris, 1801. This copy in the Bibliothèque nationale de France. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“A fundamental objection that can be applied to any of the a posteriori projects generically is that they can make no claim to having identified and artificially reorganized a content system.

They simply provide an expression system which aims at being easy and flexible enough to express the contents normally expressed in a natural language. Such a practical advantage is also a theoretical limit. If the a priori languages were too philosophical, their a posteriori successors are not philosophical enough.

The supporters of an IAL have neither paid attention to the problem of linguistic relativism, nor ever been worried by the fact that different languages present the world in different ways, sometimes mutually incommensurable.

They have usually taken it for granted that synonymous expressions exist from language to language, and the vast collection of books that have been translated into Esperanto from various of the world’s languages is taken as proof of the complete “effability” of this language (this point has been discussed, from opposite points of view, by two authors who are both traditionally considered as relativist, that is, Sapir and Whorf—cf. Pellerey 1993: 7).

To accept the idea that there is a content system which is the same for all languages means, fatally, to take surreptitiously for granted that such a model is the western one. Even if it tries to distance itself in certain aspects from the Indo-European model, Esperanto, both in its lexicon and in its syntax, remains basically an Indo-European tongue.

As Martinet observed, “the situation would have been different if the language had been invented by a Japanese” (1991: 681).

One is free to regard all these objections as irrelevant. A theoretical weak point may even turn out to be a practical advantage. One can hold that linguistic unification must, in practice, accept the use of the Indo-European languages as the linguistic model (cf. Carnap in Schlipp 1963:71).

It is a view that seems to be confirmed by actual events; for the moment (at least) the economic and technological growth of Japan is based on Japanese acceptance of an Indo-European language (English) as a common vehicle.

Both natural tongues and some “vehicular” languages have succeeded in becoming dominant in a given country or in a larger area mainly for extra-linguistic reasons. As far as the linguistic reasons are concerned (easiness, economy, rationality and so on), there are so many variables that there are no “scientific” criteria whereby we might confute the claim of Goropius Becanus that sixteenth century Flemish was the easiest, most natural, sweetest and most expressive language in the entire universe.

The predominate position currently enjoyed by English is a historical contingency arising from the mercantile and colonial expansion of the British Empire, which was followed by American economic and technological hegemony.

Of course, it may also be maintained that English has succeeded because it is rich in monosyllables, capable of absorbing foreign words and flexible in forming neologisms, etc.: yet had Hitler won World War II and had the USA been reduced to a confederation of banana republics, we would probably today use German as a universal vehicular language, and Japanese electronics firms would advertise their products in Hong Kong airport duty-free shops (Zollfreie Waren) in German.

Besides, on the arguable rationality of English, and of any other vehicular language, see the criticism of Sapir (1931).

There is no reason why an artificial language like Esperanto might not function as an international language, just as certain natural languages (such as Greek, Latin, French, English, Swahili) have in different historical periods.

We have already encountered in Destutt de Tracy an extremely powerful objection: a universal language, like perpetual motion, is impossible for a very “peremptory” reason: “Even were everybody on earth to agree to speak the same language from today onwards, they would rapidly discover that, under the influence of their own use, the single language had begun to change, to modify itself in thousands of different ways in each different country, until it produced in each a different dialect which gradually grew away from all the others” (Eléments d’idéologie, II, 6, 569).

It is true that, just for the above reasons, the Portuguese of Brazil today differs from the Portuguese spoken in Portugal so much that Brazilian and Portuguese publishers publish two different translations of the same foreign book, and it is a common occurrence for foreigners who have learned their Portuguese in Rio to have difficulty understanding what they hear on the streets of Lisbon.

Against this, however, one can point out the Brazilians and Portuguese still manage to understand each other well enough in practical, everyday matters. In part, this is because the mass media help the speakers of each variety to follow the transformations taking place on the other shore.

Supporters of Esperanto like Martinet (1991: 685) argue that it would be, to say the least, naive to to suppose that, as an IAL diffused into new areas, it would be exempt from the process through which languages evolve and split up into varieties of dialects.

Yet in so far as an IAL remained an auxiliary language, rather than the primary language of everyday exchange, the risks of such a parallel evolution would be diminished.

The action of the media, which might reflect the decisions of a sort of international supervisory association, could also contribute to the establishment and maintenance of standards, or, at least, to keeping evolution under control.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 330-2.

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August 20, 2016

Eco: An Optimized Grammar

Dr. Esperanto, An Attempt Towards An International Language, 1889

L.L. Zamenhof (1859-1917), as Dr. Esperanto, An Attempt Towards An International Language, Henry Phillips, Jr., trans., New York: Henry Holt & Co., 1889. Courtesy of Cornell University Library and archive.org. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“The twenty eight letters of the Esperanto alphabet are based on a simple principle: for each letter one sound, and for each sound one letter. The tonic accent always falls on the penultimate syllable. There is only one article, la, invariable for words of all genders–thus la homo, la libroj, la abelo. Proper names do not take an article. There is no indefinite article.

Concerning the lexicon, the young Zamenhof had already noted that in many European languages there was a logic of suffixes that produced both feminine and many derivative forms (Buch / Bücherei, pharmakon / pharmakeia, child / childish, rex / regina, host / hostess, gallo / gallina, hero / heroine, Tsar / Tsarina), while the formation of contraries was governed by prefixes (heureux / malheureux, happy / unhappy, legal / illegal, fermo / malfermo, rostom / malorostom–the Russian for “high” and “low.”)

In a letter of 24 September 1876, Zamenhof described himself as ransacking the dictionaries of the various European languages trying to identify terms with a common root–lingwe, lingua, langue, lengua, language; rosa, rose, roza, etc. This was already the seminal idea of an a posteriori language.

Wherever Zamenhof was unable to discover a common root, he coined his own terms, privileging Romance languages, followed by the Germanic and Slavic ones. As a result, any speaker of a European language who examined an Esperanto word list would discover:

(1). Many terms that were easily recognizable as being similar or identical to his or her own;

(2). Terms which, though deriving from a foreign language, were still easily recognizable;

(3). Terms which, though strange at first sight, once their meaning had been learned, turned out to be easily recognizable; and finally,

(4). A reasonably limited number of terms to be learned ex novo.

Here are some examples: abelo (ape), apud (next to), akto (act), alumeto (match), birdo (bird), cigaredo (cigarette), domo (home), fali (to fall), frosto (frost), fumo (smoke), hundo (dog), kato (cat), krajono (pencil), kvar (quarter).

Esperanto also includes a comparatively large number of compound words. They are not inspired by the a priori projects, where composition is the norm, since the terms work like a chemical formula; Zamenhof could find compound words in natural languages (think of man-eater, tire-bouchon, schiaccianoci, to say nothing of German).

Compound words, moreover, permitted the exploitation of a limited number of radicals to the maximum. The rule governing the formation of compounds was that the principal word appeared at the end: thus–as in English–a “writing-table” becomes skribotablo.

The agglutinative principle which governs the formation of compound words allows for the creation of easily recognizable neologisms (cf. Zinna 1993).

From the radical stem, the neutral form is given by the suffix -o. This is not, as might appear, for example, to Italian or Spanish speakers, the suffix for the masculine gender, but merely serves as a mark for singular.

The feminine gender is “marked” by inserting an -in- between the stem and the singular ending -o. Thus “father / mother” = patr-o / patr-in-o, “king / queen” = reg-o / reg-in-o, male / female = vir-o / vir-in-o.

Plurals are formed by adding -j to the singular: thus “fathers / mothers” = patr-o-j / patr-in-o-j.

In natural languages many terms belonging to the same conceptual fields are frequently expressed by radically different lexical items. For instance, in Italian, given the conceptual field of parenthood, one must learn the meaning of padre, madre, suocero, genitori (father, mother, father-in-law and parents) before acknowledging that these terms belong to the same notional family.

In Esperanto, knowing the meaning of the radical patr, it is immediately possible to guess the meaning of patro, patrino, bopatro and gepatroj.

Likewise, in English (as well as in other languages) there are different endings for terms which all express a job or an occupation, like actor, driver, dentist, president, surgeon.

In Esperanto the words for all occupations are marked by the suffix –isto, so that anyone who knows that dento is “tooth” will automatically know that a dentisto is a professional who deals with teeth.

The rule for the formation of adjectives is also simple and intuitively clear: adjectives are formed by adding the suffix -a to the root stem: “paternal” = patr-a; and they agree with nouns in number: “good parents” = bonaj patroj.

The six verbal forms are not conjugated, and are always marked by six suffixes. For instance, for the verb “to see” we have vid-i (infinitive), vid-as (present), vid-is (past), vid-os (future), vid-us (conditional) and vid-u! (imperative).

Zinna has observed (1993) that, while the a priori languages and “laconic” grammars tried, at all cost, to apply a principle of economy, Esperanto follows a principle of optimization. Following the principle of economy, Esperanto abolishes case endings, yet it makes an exception of the accusative–which is formed by adding an -n to the noun: “la patro amas la filon, la patro amas la filojn.”

The motivation for this exception was that in non-flexional languages the accusative is the only case which is not introduced by a preposition, therefore it had to be marked in some way. Besides, the languages that, like English, had lost the accusative for nouns retain it for pronouns (I / me). The accusative also permits one to invert the syntactic order of the sentence, and yet to identify both the subject and the object of the action.

The accusative serves to avoid other ambiguities produced by non-flexional languages. As in Latin, it serves to indicate motion towards, so that in Esperanto one can distinguish between “la birdo flugas en la gardeno” (in which the bird is flying about within the garden) from “la birdo flugas en la gardenon” (in which the bird is flying into the garden).

In Italian “l’uccello vola nel giardino” remains ambiguous. In English, “I can hear him better than you” is ambiguous, for it can mean either “I can hear him better than you can hear him” or “I can hear him better than I can hear you” (the same happens in French with “je l’écoute mieux que vous,” or in Italian with “lo sento meglio di te“).

The Esperanto accusative renders this distinction very simply: the first case is “mi auskultas lin pli bone ol vi,” while the second is “mi auskultas lin pli bone ol vin.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 327-30.

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August 14, 2016

Eco: The Babel of A Posteriori Languages

Giuseppe Peano (1858-1932), Italian mathematician, circa 1910. Photographer unknown. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Among the international artificial languages, the project that was presented in 1734 under the pseudonym of Carpophorophilus probably takes the prize for seniority; the next was Faiguet’s Langue Nouvelle; after this, in 1839, was the Communicationssprache of Schipfer. After these, there came a tide of IALs in the nineteenth century.

If one takes samples from a number of systems, a set of family resemblances soon appears. There is usually a prevalence of Latin roots plus a fair distribution of roots derived from other European languages.

In this way, the speakers of any one of the major European languages will always have the impression of being in, at least partially, familiar territory:

“Me senior, I sende evos un grammatik e un verb-bibel de un nuov glot nomed universal glot. (Universal sprache, 1868).

Ta pasilingua era una idioma per tos populos findita, una lingua qua autoris de to spirito divino, informando tos hominos zu parlir, er creita. (Pasilingua, 1885).

Mesiur, me recipi-tum tuo epistola hic mane gratissime. (Lingua, 1888).

Con grand satisfaction mi ha lect tei letter [ . . . ] Le possibilità de un universal lingue pro la civilisat nations ne esse dubitabil. (Mondolingue, 1888).

Me pen the liberté to ecriv to you in Anglo-Franca. Me have the honneur to soumett to yoùs inspection the prospectus of mès object manufactured. (Anglo-Franca, 1889).

Le nov latin non requirer pro la sui adoption aliq congress. (Nov Latin, 1890).

Scribasion in idiom neutral don profiti sekuant in komparision ko kelkun lingu nasional. (Idiom Neutral, 1902).”

In 1893 there even appeared an Antivolapük which was really an anti-IAL: it consisted of nothing but a skeletal universal grammar which users were invited to complete by adding lexical items from their own language; for example:

French-international: IO NO savoir U ES TU cousin . . .

English-international: IO NO AVER lose TSCHE book KE IO AVER find IN LE street.

Italian-international: IO AVER vedere TSCHA ragazzo e TSCHA ragazza IN UN strada.

Russian-international: LI dom DE MI atijez E DE MI djadja ES A LE ugol DE TSCHE ulitza.

Of like perversity was Tutonisch (1902), an international language only comprehensible to German speakers (or, at most, to speakers of Germanic languages like English).

Thus the opening of the Lord’s Prayer sounds like this: “vio fadr hu be in hevn, holirn bi dauo nam.” The author was later merciful enough to provide Romance-language speakers with a version of their own, so that they too might pray in Tutonisch: “nuo opadr, ki in siel, sanktirn bi tuo nom.”

If our story seems to be taking a turn for the ridiculous, it is due less to the languages themselves (which taken one by one are frequently well done) than to an inescapable “Babel effect.”

Interesting on account of its elementary grammar, the Latino Sine Flexione of the great mathematician and logician Giuseppe Peano (1903) was wittily designed. Peano had no intention of creating a new language; he only wanted to recommend his simplified Latin as a written lingua franca for international scientific communication, reminiscent of the “laconic” grammars of the Encyclopédie.

Peano stripped Latin of its declensions, with, in his own words, the result that: “Con reductione qui praecede, nomen et verbo fie inflexible; toto grammatica latino evanesce.”

Thus, no grammar (or almost no grammar) and a lexicon from a well-known language. Yet this result tended perhaps to encourage pidgin Latin. When an English contributor wished to write for one of the mathematical journals which, under the influence of Peano, accepted articles in Latino Sine Flexione, he naturally retained the modal future; thus he translated, “I will publish” as me vol publica.

The episode is not only amusing: it illustrates the possibility of an uncontrolled development. As with other international languages, Latino Sine Flexione depended less upon its structural merits than on establishing a consensus in its favor. Failing to achieve this, it became another historical curiosity.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 321-4.

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August 9, 2016

Eco: The Mixed Systems

Johann Martin Schleyer (1831-1912), a drawing of the creator of Volapük by Theodor Mayerhofer (1855-1941) in Sigmund Spielmann, Volapük- Almanach für 1888, Leipzig. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Volapük was perhaps the first auxiliary language to become a matter of international concern. It was invented in 1879 by Johann Martin Schleyer, a German Catholic priest who envisioned it as an instrument to foster unity and brotherhood among peoples.

As soon as it was made public, the language spread, expanding throughout south Germany and France, where it was promoted by Auguste Kerkhoffs. From here it extended rapidly throughout the whole world.

By 1889 there were 283 Volapükist clubs, in Europe, America and Australia, which organized courses, gave diplomas and published journals. Such was the momentum that Schleyer soon began to lose control over his own project, so that, ironically, at the very moment in which he was being celebrated as the father of Volapük, he saw his language subjected to “heretical” modifications which further simplified, restructured and rearranged it.

Such seems to be the fate of artificial languages: the “word” remains pure only if it does not spread; if it spreads, it becomes the property of the community of its proselytes, and (since the best is the enemy of the good) the result is “Babelization.”

So it happened to Volapük: after a few short years of mushroom growth, the movement collapsed, continuing in an almost underground existence. From its seeds, however, a plethora of new projects were born, like the Idiom Neutral, the Langue Universelle of Menet (1886), De Max’s Bopal (1887), the Spelin of Bauer (1886), Fieweger’s Dil (1887), Dormoy’s Balta (1893), and the Veltparl of von Arnim (1896).

Volapük was an example of a “mixed system,” which, according to Couturat and Leau, followed the lines sketched out by Jacob von Grimm. It resembles an a posteriori language in the sense that it used as its model English, as the most widely spread of all languages spoken by civilized peoples (though, in fact, Schleyer filled his lexicon with terms more closely resembling his native German).

It possessed a 28 letter alphabet in which each letter had a unique sound, and the accent always fell on the final syllable. Anxious that his should be a truly international language, Schleyer had eliminated the sound r from his lexicon on the grounds that it was not pronounceable by the Chinese–failing to realize that for the speakers of many oriental languages the difficulty is not so much pronouncing r as distinguishing it from l.

Besides, the model language was English, but in a sort of phonetic spelling. Thus the word for “room” was modeled on English chamber and spelled cem. The suppression of letters like the r sometimes introduced notable deformations into many of the radicals incorporated from the natural languages.

The word for “mountain,” based on the German Berg, with the r eliminated, becomes bel, while “fire” becomes fil. One of the advantages of a posteriori language is that its words can recall the known terms of a natural language: but bel for a speaker of a Romance language would probably evoke the notion of beautiful (bello), while not evoking the notion of mountain for a German speaker.

To these radicals were added endings and other derivations. In this respect, Volapük followed an a priori criterion of rationality and transparency. Its grammar is based upon a declensional system (“house:” dom, doma, dome, domi, etc.).

Feminine is derived directly from masculine through an invariable rule, adjectives are all formed with the suffix –ik (if gud is the substantive “goodness,” gudik will be the adjective “good”), comparatives were formed by the suffix –um, and so on.

Given the integers from 1 to 9, by adding an s, units of ten could be denoted (bal = 1, bals = 10, etc.). All words that evoke the idea of time (like today, yesterday, next year) were prefixed with del-; all words with the suffix –av denoted a science (if stel = “star,” then stelav = “astronomy”).

Unfortunately, these a priori criteria are used with a degree of arbitrariness: for instance, considering that the prefix lu– always indicates something inferior and the term vat means “water;” there is no reason for using luvat for “urine” rather than for “dirty water.” Why is flitaf (which literally means “flying animal”) used for “fly” and not for “bird” or “bee?”

Couturat and Leau noted that, in common with other mixed systems, Volapük, without claiming to be a philosophical language, still tried to analyze notions according to a philosophical method.

The result was that Volapük suffered from all the inconveniences of the a priori languages while gaining none of their logical advantages. It was not a priori in that it drew its radicals from natural languages, yet it was not a posteriori, in so far as it subjected these radicals to systematic deformations (due to an a priori decision), thus making the original words unrecognizable.

As a result, losing all resemblance to any natural language, it becomes difficult for all speakers, irrespective of their original tongue. Couturat and Leau observe that mixed languages, by following compositional criteria, form conceptual agglutinations which, in their awkwardness and their primitiveness, bear a resemblance to pidgin languages.

In pidgin English, for example, the distinction between a paddle wheeler and a propeller-driven steam boat is expressed as outside-walkee-can-see and inside-walkee-no-can-see.

Likewise, in Volapük the term for “jeweler” is nobastonacan, which is formed from “stone” + “merchandise” + “nobility.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 319-21.

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July 9, 2016

Eco: Francis Lodwick

Francis Lodwick (1619-1694), eight verses from the first chapter of the Gospel of St. John in Francis Lodwick’s common writing, next to the numerical key composed for it. A Common Writing, London, 1647. Museum of the History of Science, University of Oxford. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Lodwick wrote before either Dalgarno or Wilkins, both of whom had thus the opportunity to know his work. Salmon (1972: 3) defines him as the author of the first attempt to construct a language in universal character. His first work, A Common Writing, appeared in 1647; The Groundwork or Foundation Laid (or So Intended) for the Framing of a New Perfect Language and a Universal Common Writing dates from 1652.

Lodwick was not a learned man–no more than a merchant, as he humbly confessed. Though, in his Ars signorum, Dalgarno praised Lodwick for his endeavors, he was unable to hold back the supercilious observation that he did not possess the force adequate so such an undertaking, being a man of the arts, born outside of the Schools (p. 79).

In his writings, Lodwick advanced a number of proposals, some more fruitful than others, on how to delineate a language that would both facilitate commercial exchange and permit the easy acquisition of English.

His ideas, moreover, changed over time, and he never managed to design a complete system. None the less, certain of what appears in the most original of his works (A Common Writing, hardly thirty pages long) reveals him as striking off in a direction very different from other authors of his time, making him a precursor of certain trends of contemporary lexical semantics.

In theory, Lodwick’s project envisioned the creation of a series of three numbered indexes; the purpose of these was to refer English words to the character and these to its words. What distinguished Lodwick’s conception from those of the polygraphers, however, was the nature of its lexicon.

Umberto Eco, The Search for the Perfect Language, Figure 13.1, p. 261.

Lodwick’s idea was to reduce the number of terms contained in the indexes by deriving as many of them as possible from a finite number of primitives which express actions. Figure 13.1 shows how Lodwick chooses a conventional character (a sort of Greek delta) to express the action of drinking; then, by adding to this radix different grammatical marks, makes the different composite characters express ideas such as the actor (he who drinks), the act, the object (that which is drunk), the inclination (the drunkard), the abstraction, and the place (the drinking house, or tavern).

From the time of Aristotle up until Lodwick’s own day, names of substances had invariably been the basis upon which a structure of classification had been erected. Lodwick’s original contribution, however, was to commence not with substantives but with verbs, or schemes of actions, and to populate these schemes with roles–what we would now call actants–such as agent, object, place and so on.

Lodwick designed his characters to be easily recognized and remembered: as we have seen, to drink was specified by a sort of Greek delta, while to love was a sort of L. The punctuation and added notes are vaguely reminiscent of Hebrew. Finally, as Salmon suggests, Lodwick probably took from contemporary algebra the idea of substituting letters for numbers.

In order to set up his finite packet of radicals Lodwick devised a philosophical grammar in which even grammatical categories expressed semantic relations. Derivatives and morphemes could thus become, at the same time, criteria of efficiency to reduce each grammatical category further to a component of action.

By such means the number of characters became far small than the words of a natural language found in a dictionary, and Lodwick endeavored to reduce this list further by deriving his adjectives and adverbs from the verbs.

From the character to love, for example, he derived not only the object of the action (the beloved) but also its mode (lovingly); by adding a declarative sign to the character to cleanse, he asserted that the action of cleansing has been performed upon the object–thereby deriving the adjective clean.

Lodwick realized, however, that many adverbs, prepositions, interjections and conjunctions were simply not amenable to this sort of derivation; he proposed representing these as notes appended to the radicals. He decided to write proper names in natural languages.

He was embarrassed by the problem of “natural kinds” (let us say, names of substances like cat, dog, tree), and resigned himself to the fact that, here, he would have to resort to a separate list. But since this decision put the original idea of a severely limited lexicon in jeopardy, he tried to reduce the list of natural kinds as much as possible, deciding that terms like hand, foot or land could be derived from actions like to handle, to foot or to land.

In other cases, he resorted to etymology, deriving, for instance, king from the archaic radical to kan, claiming that it meant both to know and to have power to act. He pointed out that Latin rex was related to the verb regere, and suggested that both the English king and the German emperor might be designated by a simple K followed by the name of the country.

Where he was not able to find appropriate verbal roots, he tried at least to reduce as many different sounds as possible to a single root. He thus reduced the names for the young of animals–child, calfe, puppy, chikin–to a single root.

Moreover, Lodwick thought that the reduction of many lexical items to a unique radical could also be performed by using analogies (seeing as analogous to knowing), synonymy (to lament as a synonym of to bemoane), opposition (to curse as the opposite of to bless), or similarities in substance (to moisten, to wet, to wash and even to baptize are all reduced to moisture).

All these derivations were to be signaled by special signs. Wilkins had had a similar idea when proposing the method of transcendental particles, but it seems that Lodwick’s procedure was less ambiguous.

Lodwick barely sketched out his project; his system of notation was cumbersome; nevertheless (with a bare list of sixteen radicals–to be, to make, to speake, to drinke, to love, to cleanse, to come, to begin, to create, to light, to shine, to live, to darken, to comprehend, to send and to name), he managed to transcribe the opening of the gospel of St. John (“In the Beginning was the Word, and the Word was with God . . .”).

Beginning was derived of course from to begin, God from to be, Word from to speake, and so on (the idea of all things is derived from to create).

Just as the polygraphers had taken Latin grammar as a universal model, so Lodwick did the same for English–though his English grammatical categories still reflected the Latin model. Nevertheless he succeeded in avoiding certain limits of the Aristotelian classification of substances, because no previous tradition obliged him to order an array of actions according to the rigid hierarchical schema requested by a representation of genera and species.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 260-3.

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July 5, 2016

Eco: The Dictionary–Synonyms, Periphrases, Metaphors

Mary Beale (1633-1672), Portrait of John Wilkins, c. 1670-2, © The Royal Society. Wikipedia and the Royal Society website state that the original portrait was held by the Royal Society since it was acquired in the 1670’s.

“Wilkins‘ language provides names for 2,030 primitives, that is to say, species. These species include not only natural genera and artifacts, but also relations and actions. From these latter are derived the verbs.

As in Dalgarno, Wilkins used the copula + adjective formula for verbs, so “I love” is, again, “I am lover.” Besides this, the grammatical particles allow for the expression of tenses and modes for the verbs to be and to have as well as for pronouns, articles, exclamations, prepositions, conjunctions; the accidental differences express number, case, gender and comparatives.

But 2,030 primitive terms is still far too few to support discourse on a wide enough variety of topics. To increase the range of his language, Wilkins provided at the end of his Essay a list of 15,000 English terms not directly represented in his language, indicating the way that these might still be expressed.

The first way was by synonyms. For terms not included among the original 2,030, the list seeks to find the semantically closest primitive. To translate Result, the list suggests using primitive terms such as Event, Summe or Illation, without specifying in which context one should use the most appropriate synonym.

The list of possible synonyms can sometimes be very complex; for Corruption Wilkins suggests Evil, Destruction, Spoiling, Infection, Decay or Putrefaction. Some lists are even comic, as in the sequence of synonyms box-chest of drawers-ark-dresser-coffin-table.

The second way is periphrasis. The final dictionary records the term Abbie which has no corresponding primitive. There are primitives, however, for both Colledge and Monk. Thus, through periphrasis, Abbie can be rendered as Colledge of Monks.

The third way is that of the so-called transcendental particles. Faithful to his conception of a componential semantics based on primitive terms, Wilkins argued that there was no need to provide an additional character for Calf, since it is possible to express the same concept through Cow + Young, nor a primitive for Lioness when there was both a primitive for Lion and a marker for the feminine gender.

Thus in his grammar, Wilkins provided a system of transcendental particles (which then become a system of special markers for writing and pronunciation) that amplified or changed the meaning of the characters to which they were linked.

The 48 particles were articulated into eight classes, though there was little system in the classification. In fact, Wilkins drew from the Latin grammar the idea of different terminations such as “inceptives” (lucesco, aquosus, homunculus), “segregates” (gradatim or verbatim), endings indicating place (vestiarium) or agent (arator).

Sometimes these markers were essentially grammatical; as happens with those of gender, but for others Wilkins also took into account rhetorical devices such as metaphor, metonymy and synecdoche.

The particles in the class “metaphorical-like” indicate that the terms to which they are apposited are to be taken in a figurative sense. In this way, the primitive root can be modified so as to mean original, or light to mean evident.

Other particles seem to indicate relations such as cause and effect, container and thing contained, function and activity. Here are a few examples:

like + foot = pedestal

like + dark = mystical

place + metal = mine

officer + navy = admiral

artist + star = astronomer

voice + lion = roaring

Unfortunately, this incorporation of rhetorical solutions adds an element of imprecision to the entire system, and this weakens the project as a whole. Although Wilkins gave a list of examples showing the correct use of the particles, he was forced to acknowledge that they were just examples.

This list remains open, and its further elaboration is left to the inventiveness of the individual speaker (p. 318). Once set the speaker free to invent, and it is hard to avoid the risk of ambiguity.

Still, it is important to observe that–if the presence of a particle can produce ambiguity–its absence proves without any shade of doubt that a given term must be taken literally. This represents an advance of Dalgarno, in whose system there was nothing to indicate when terms should be understood literally or figuratively.

The fact is that Wilkins the author of a philosophical grammar seems to be working against Wilkins the inventor of a philosophic a priori language in real characters. Wilkins‘ attempt to take into account the figurative side of language also is certainly an interesting effort; however, it affects the precision of his language and its original claim to reduce the ambiguities present in ordinary language.

Note that, in order to render his language as univocal as possible, Wilkins had even decided to eliminate from the tables names of mythological (therefore non-existent) beings such as Sirens, Griffins, Harpies and Phoenixes, which could be at most written in natural language as proper names of individuals (for an analogy with Russell’s preoccupations, see Frank 1979: 160).

Wilkins also admitted that his language was unsuited to capturing the minutiae of food and drink, like different types of grape, jam, coffee, tea and chocolate. The problem could naturally be solved, he claimed, through periphrasis; yet it is easy to foresee that to do so the language would have been overloaded with a lot of new, awkward syntagms, as happens today with papal encyclicals, where video-cassettes become sonorarum visualiumque taeniarum cistellulae, and advertising men turn into laudativis nuntiis vulgatores.

Besides, in Latin it would have been possible to avoid such monstrosities by coining new words such as videocapsulae or publicitarii (see Bettini 1992), while Wilkins‘ language seems to have closed the door to neologisms. The only way to escape this difficulty would be to assume that the list of primitives was open.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 245-8.

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July 5, 2016

Eco: George Delgarno, 2

George Delgarno, Didascalocophus, Theater in Oxford, 1680

George Dalgarno (1626-1687), Didascalocophus, or the Deaf and Dumb mans Tutor, Theater in Oxford, 1680. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Figure 11.1 presents an extremely simplified, partial reconstruction of the tables, which limits itself to following only two of the subdivisions–animals with uncleft hooves and the principle passions.

The 17 fundamental genera are printed in bold capitals, and are marked with 17 capital letters. Intermediate genera and species are represented in lower case. Dalgarno also employs three “servile” letters: R signifies a reversal in meaning (if pon means love, pron means hate); V indicates that the letters that precede it are to be read as numbers; L signifies a medium between two extremes.

Umberto Eco, The Search for the Perfect Language, Figure 11.1, p. 231

Umberto Eco, The Search for the Perfect Language, figure 11.1, p. 232.

See for instance how from concrete, corporeal, physical entities, signified by an N, animals are deduced. See also how, in order to reach the subdivision animal, Dalgarno introduces an intermediate division (animal/inanimate) which is neither a genus nor a species, and is not marked by any letter.

The animals are subdivided into three classes–aquatic, aerial and terrestrial. Among the terrestrial animals (k) appear those with uncleft hooves [η], or perissodactyls. Thus the character Nηk stands for the class of perissodactyls. At this point, however, Dalgarno adds several sub-species–viz. the horse, elephant, mule and donkey.

As far as the accidents (E) are concerned, see for instance how the principal passions (o) are classified as species of the sensitive (P). After this, we are presented with a list that is not dichotomized: admiration takes pom as its character, because P is the fundamental genus and o is the intermediate genus. The m, however, is just the “number” that the species admiration is assigned in the list’s order.

It is curious that, for animals, the intermediate genus is given by the third letter in the character and the species by the second vowel, while for the accidents the opposite happens.

Dalgarno acknowledges the existence of such an irregularity, without offering any explanation (p. 52). The motive is doubtless euphony; still, there seems to have been nothing to prevent Dalgarno from assigning to the intermediate genera of concrete beings vowels instead of consonants and to the species consonants instead of vowels. In this way, he could have used the same criterion throughout the table.

The problem, however, is more complex than it seems. The expression Nηk applied to the perissodactyls is motived by the divisions; only an arbitrary decision, on the contrary, motivates the decision to specify elephant with the addition of an a.

But it is not the arbitrariness of the choice itself which creates problems; it is rather that while k means “those terrestrials which are animal because they are animated and therefore physically concrete” (so that the division explains or reflects in some way the nature of the thing itself), the a at the end of Nηka (sic) only means “that thing which is numbered a on the list of perissodactyls and is called elephant.”

The same observation applies to the m in pom. All it really signifies is “position number m on the list of those sensitive accidents which are principal passions, i.e. admiration.” Since the dichotomic division does not reach the lower species, Dalgarno is forced to tack on lists in an alphabetical or almost alphabetical order.

Dalgarno (p. 42) noted, however, that this procedure was simply a mnemonic artifice for those who did not wish to learn the defining name. At the end of the book there is indeed a philosophical lexicon giving the characters for many terms in Latin.

In particular, there exists at the end of this list a special section devoted to concrete physical objects. Thus is seems that a philosophical definition of final species is possible; the only difficulty is that, given the purely exemplary nature of the lexicon, Dalgarno has left the naming of a large number of species up to the speaker, who can infer it from the tables.

Sometimes, however, Dalgarno gives taxonomically accurate examples: for instance the name for garlic, nebghn agbana (but for Dalgarno it is nebgηn agbana) is decoded by Slaughter (1982: 152) as follows: n=concretum physicum, e = in radice, b = vesca, g = qualitas sensibilis, h = sabor, n = pingue, a = partes annuae, g = folium, b = accidens mathematicum, a = affect, prima, n = longum.

But even in this instance, “the tables only classify and name up to a point; the lexicon provides the rest of the definition but not the classification” (Slaughter 1982: 152).

Dalgarno may not have considered it indispensable to arrive at a classification of complex entities in all their particularities, yet making definitions requires classification. As a result the decision on how to classify complex entities, and, consequently, what name to give them, seems left as it were to the discretion of the user of the language.

Thus, ironically, a system that was intended to provide a single set of objective and univocal definitions ends up by lending itself to the creative fancies of its users. Here are some of Dalgarno’s own suggestions (I have separated the radicals with a slash to make them more decipherable):

horse = Nηk/pot = animal with uncleft hoof/courageous [why could we not say the same of the elephant?]

mule = Nηk/sof/pad = animal with uncleft hoof / deprived / sex

camel = nek/braf/pfar = quadruped with cloven hoof/humped/back

palace = fan/kan = house / king

abstemious = sof / praf / emp = deprived / drink / adjectival

stammering = grug / shaf / tin = illness [the opposite of gug, health] / impediment / speaking

gospel = tib / sηb = teach / way of being

Dalgarno also admitted that the same object regarded from a different perspective might take different names. The elephant can be called Nηksyf (uncleft hoof / superlative) or Nηkbeisap (uncleft hoof / mathematical accident / architectural metaphor for the proboscis).

It is not a system that is at all easy to memorize. The difference between Nηke, donkey, and Nηko, mule, is minimal and easy to muddle. Dalgarno advised the reader to use old mnemonic tricks.

The name for table was fran; the name for plough was flan; Dalgarno suggested associating the first with FRANce and the second with FLANders. In this way the speaker needed to learn both a philosophical language and a mnemonic code.

Dalgarno somewhat compensates the reader for the transcendental difficulties in the lexicon and the rules of composition by providing a grammar and syntax of great simplicity.

All that remains of the categories of classical grammar is the noun along with several pronouns (I = lal, you = lêl, he = lel . . . ). Adverbs, adjectives, comparatives and even verbal forms are derived by adding suffixes to nouns.

Thus from sim (good) one can generate simam (very good) and sinab (better). From pon (love) we can get pone (lover), pono (loved) and ponomp (lovable). To translate verbs, Dalgarno thought all that was necessary was the copula: “we love” becomes “we” + present tense + copula + “lovers” (that is, “we are lovers;” see p. 65).

The notion that verbs could all be reduced to the copula plus an adjective already circulated among the Modists in the thirteenth century; it was taken up by Campanella in the Philosophia rationalis (1638) and accepted by both Wilkins and Leibniz.

Dalgarno’s treatment of syntax was no less radical (see Pellerey 1992c). Although other projects for philosophic languages preserved the Latin model, Dalgarno eliminated the declensions for nouns.

All that counted was word order: the subject preceded the verb and the verb preceded the object. The ablative absolute was rendered by temporal particles which stood for terms like cum, post or dum.

The genitive was rendered either by an adjectival suffix or by a formula of possession (shf = to belong). Shumaker has commented (1982: 155) that forms of the latter type are adopted by pidgin English, in which the phrase “master’s hand” is rendered “hand-belong-master.”

Simplified to this degree, the language seems syntactically crude. Yet Dalgarno, deeply suspicious of rhetorical embellishments, was convinced that only an essential logical structure gave a language an austere elegance.

Besides, grace, elegance and transparent clarity were given full play in the composition of the names, and for this reason, Dalgarno compared his language to the philosophical language par excellence, ancient Greek.

One final aspect of Dalgarno’s system that he shared with both Wilkins and Lodwick has been underlined by Frank (1979: 65ff). By using particles, prefixed and suffixed to names, to transform nouns into other grammatical categories, changing their meanings thereby, and inserting prepositions, such as per, trans, praeter, supra, in and a, among the mathematical accidents–and thus as equivalent to nouns–Dalgarno tended “to postulate an all-comprehending semantics which took over all, or almost all of the functions traditionally assigned to grammar.”

Dalgarno, in other words, abolished the classical distinction between categorematic terms, or terms that have independent meanings, and syncategorematic terms, or terms which acquire a meaning only within a context.

This, in logic, is equivalent to the distinction between logical variables that can be bound to specific meanings and logical connectives. This is a tendency that is contrary to the tenets of modern logic; yet it is consistent with some trends in contemporary semantics.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 231-7.

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June 28, 2016

Eco: Comenius

Jan Amos Comenius (1592-1670), Labyrinth of the World and Paradise of the Heart, the initial version was completed in 1623, while the first edition was published in 1631. The entire work is posted in an electronic edition. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“The British quest was also influenced by the presence of Comenius (Jan Amos Komensky). In fact Comenius was a member of the Bohemian Brotherhood, a mystic branch of Hussite reformers, and he played a role–albeit a polemical one–in the Rosicrucian story (cf. his Labyrinth of the World, 1623, in Czech).

Thus he was inspired by religious ideals which were alien to the scientific purposes of the English milieu. On this complex cultural geography see Yates (1972, 1979): one is really facing a web of different projects, at once similar and antithetical, in which the search for a perfect language was but a single aspect (see Rossi 1960; Bonerba 1992; Pellerey 1992a: 41-9).

Comenius‘ aspirations must be seen in the framework of the tradition of pansophia, yet his pansophic aims were influenced by educational preoccupations. In his Didactica magna of 1657, he proposed a scheme for reforming teaching methods; for, as he observed, a reform in the education of the young formed the basis upon which any subsequent political, social and religious reform must be built.

It was essential that the teacher furnish the learners with a set of images that would stamp themselves indelibly on their imaginations. This meant placing what is visible before the eyes, what is audible before the ears, what is olfactory before the nose, gustatory before the tongue, and tactical before the touch.

In an earlier manual for the teaching of Latin, Janua linguarum, written in 1631, Comenius was first of all concerned that the learner should have an immediate visual apprehension of what was being spoken of.

Equally he was concerned that the images and notions that the learner was studying in the Latin lexicon be arranged in a certain logical order.

Thus lessons progressed from the creation of the world to the elements, to the mineral, vegetable and animal kingdoms, etc.

By the time of the Didactica magna Comenius had begun to rearrange his notions according to the suggestions of Bacon. In 1658 there appeared the Orbis sensualium pictus quadrilinguis, which represented his attempt to present a figured nomenclature which would include the fundamental things of the world together with human actions.

So important were the images that Comenius delayed publication until he was able to obtain satisfactory engravings that were not mere ornaments, but bore an iconic relation with the things represented, for which the verbal names appeared as nothing but titles, explanations and complements.

This manual was prefaced by an alphabet in which every letter was associated with the image of a particular animal whose voice recalled the sound of the letter–so that the result resembles Harsdörffer’s onomatopoetic fantasies concerning the sounds of German.

Therefore the image of a crow is commented by “Die Krähe krächzet, cornix cornicatur, la cornacchia gracchia, la corneille gazoüille,” or, for a snake, “Die Schlange zischtet, Serpens sibilat, il Serpe fsschia [sic], le Serpent siffle.”

Comenius was a severe critic of the defects of natural languages. In his Pansophiae Christianae liber III (1639-40), he advocated a reform that would eliminate the rhetorical and figurative use of words, which he regarded as a source of ambiguity.

The meaning of words should be fixed, he demanded, with one name for each thing, thus restoring words to their original meanings.

In 1668, in the Via lucis, Comenius offered prescriptions for the creation of an artificial universal language. By now, pansophy was more than an educational method; it was a utopian vision in which a world council was supposed to create the perfect state along with its perfect philosophical language, the Panglossia.

It is interesting to consider that Comenius had in fact written this work before 1641, when, after wandering through the whole of Europe in the course of the Thirty Years War, he had taken refuge in London.

Via lucis certainly circulated, in manuscript form, in the English milieu at that time (see, for example, Cram 1989).

Although Comenius was never to construct his new language in extenso, he had broached the idea of a universal tongue which had to overcome the political and structural limitations of Latin.

The lexicon of the new language would reflect the composition of reality and in it every word should have a definite and univocal meaning, every content should be represented by one and only one expression, and the contents were not supposed to be products of fancy, but should represent only every really existing thing, no more and no less (see Pellerey 1992a: 48).

Thus, on one side we have a utopian thinker, inspired by Rosicrucian ideals, whose goal was to discover a pansophy which aimed at picturing the unmoving and harmonical connection of every element of the creation, so as to lead the human mind to an unceasing quest for God; on the other side, rejecting the possibility of rediscovering the original perfect language, and looking, for educational purposes, for an easy artificial method, Comenius became the forerunner of that search for an a priori philosophical language that would later be implemented by English utopian thinkers whose inspiration was more scientific than theological or mystical.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 214-6.

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June 27, 2016

Eco: Bacon

Francis_Bacon,_Viscount_St_Alban_from_NPG_(2)

Paul van Somer (1576-1622), Portrait of Francis Bacon, 1617. Held at the Palace on the Water (Royal Baths Museum) and inscribed “Sr. Francis Bacon Lord Keeper, and afterwards Lord Chancellor of England, 1617.” This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“As the renovator of scientific inquiry, Francis Bacon was only marginally interested in perfect languages. Yet, marginal though they may have been, his remarks on the subject have a notable philosophic interest.

A central theme in Bacon’s works was the destruction of idola, that is, false ideas arising either from human nature, collective or individual, or from philosophical dogmas handed down by tradition, or else–and this is what interests us the most–from the way we use language itself (idola fori).

Such linguistic usages have been determined by the needs of common people, so disturbing our way of reasoning (Novum organum, I, 43), and the idola that common speech imposes are either names for non-existent things, or confused, ill-defined and partial names for existing things (Novum organum, I, 60).

An example of a confused notion is that of the moist: this may signify a great variety of things; it can mean that which spreads rapidly around another body, that which is devoid of cohesion and consistence, that which is easily moved in whatever direction, that which can be divided and dispersed, that which can easily be reunited and gathered up, that which attaches itself easily to another body and moistens it, that which easily passes into a liquid state and dissolves.

To speak scientifically means thus to implement a speech therapy.

The idea of a linguistic therapy was a recurrent theme in Anglo-Saxon philosophy. In the Leviathan (1651: IV), Hobbes noted that there are four main uses of speech,

“…First, to register, what by cogitation, wee find to be the cause of any thing [ . . . ] Secondly, to shew to others that knowledge which we have attained [ . . . ] Thirdly, to make known to others our wills, and purposes [ . . . ] Fourthly, to please and delight our selves, or others, by playing with our words, for pleasure and ornament, innocently.

To these uses, there are also foure correspondent Abuses. First, when men register their thoughts wrong, by the inconstancy of the signification of their words [ . . . ] Secondly, when they use words metaphorically [ . . . ] Thirdly, when by words they declare that to be their will, which is not. Fourthly, when they use them to grieve one another.”

In the third book of the Essay concerning Human Understanding, Locke observed that:

“For since Sounds are voluntary and indifferent signs of any Ideas, a Man may use what Words he pleases, to signify his own Ideas to himself: and there will be no imperfection in them, if he constantly uses the same Word for the same Idea [ . . . ] The chief End of Language in Communication being to be understood, words serve not well for that end [ . . . ] when any Word does not excite in the Hearer, the same Idea which it stands for in the Mind of the Speaker.” (III, IX, 2, 4).

For Bacon, signs might be of two types. Signs ex congruo (we would say iconic, motivated)–like hieroglyphs, gestures or emblems–reproduce in some way the properties of the things they signify; signs ad placitum are arbitrary and conventional.

Yet even a conventional sign can be defined as a “real character” when it refers not to a sound, but directly a corresponding thing or concept.

Bacon thus speaks of “Characteres quidam Reales, non Nominales; qui scilicet nec literas, nec verba, sed res et notiones exprimunt” (De Augmentis Scientiarum, VI, 1). In this sense, the signs used by the Chinese are real characters; they represent concepts without, however, bearing any similarity to the signified objects.

We see here that, unlike Kircher, Bacon was unaware of the vague iconism of Chinese ideograms; this, however, was a misapprehension that Bacon shared with a number of other contemporary authors.

Even Wilkins commented that, beyond the difficulties and perplexities that these characters generated, there seemed to be no analogies between their forms and the forms of the things that they represented (Essay, 451).

Probably Kircher had the advantage of knowing the direct reports on Chinese culture of his fellow Jesuits, and was thus able to form a clearer picture of Chinese ideograms than English scholars forced to rely on indirect accounts.

For Bacon, then, Chinese ideograms were examples of signs which, though arbitrary and conventional, stand directly for a signified notion without the mediation of a verbal language. He remarked that, even though the Chinese and the Japanese spoke different languages and thus called things by different names, both recognized them by the same ideograms, and, therefore, could understand each other by writing.

According to an example by Lodwick, if we propose to denote the sky with a 0, such a real character would be distinct from a vocal character…

“…in that it signifieth not the sound or word “heaven” but what we call heaven, the Latin coelum etc., so that the carracter being accepted will by the English be read heaven without respect to what the Latin would name the same thing [ . . . ] A frequent instance hereof we have in the numerical carracters (sic) 1.2.3., which signify not the severall sounds by which the severall (sic) nations in their severall languages expresse (sic) them but that common notion wherein those severall nations agree as to them (MS Sloane 897 f32r; in Salmon 1972: 223).”

Bacon did not think that a character supplied the image of the thing or revealed its intrinsic nature; his characters were nothing other than a conventional sign which, however, referred to a clear and precise notion.

His problem, then, became that of formulating an alphabet of fundamental notions; his Abecedarium novum naturae, composed in 1622, which was to appear as the appendix of the Historia naturalis et experimentalis, represented an attempt to make an index of knowledge, and was not connected to any project for a perfect language (see Blasi 1992: Pellerey 1992a).

Later attempts were none the less inspired by the fact that Bacon decided to associate Greek letters with every item of his index, so that, for example, α meant “dense and rare,” ε “volatile and fixed,” εεεε “natural and monstruous (sic),” οοοοο “hearing and sound.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 211-3.

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June 27, 2016

Eco: A Priori Philosophical Languages

Cave Beck (1623-1706), Frontispiece of The Universal Character, London, 1657. Museum of the History of Science, University of Oxford. The universal character, by which all the nations of the world may understand one anothers (sic) conceptions, reading out of one common writing their own mother tongues. An invention of general use, the practice whereof may be attained in two hours space, observing the grammatical directions. Which character is so contrived, that it may be spoken as well as written. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“The advent of a priori philosophical languages entails a change in paradigm. For the authors we have considered up to now, the search for a perfect language arose from profound tensions of a religious nature; the authors we are about to consider imagined on the contrary a philosophical language which could eliminate the idola responsible for clouding the minds of men and for keeping them afar from the progress of science.

Not by chance, most of the agitation for a new and universal language arose from Britain. There is more to this than a reflection of the English expansion during this period; there was a specifically religious aspect as well.

Although Latin was still the common language of scholars, to the English mind, it was associated with the Catholic church. Besides, it was also too difficult for English speakers. Charles Hooke complained of “the frequent Sarcasmes of the Foreiners, who deride to see such a disability in Englishmen (otherwise Scholars good enough) to speak in Latine” (cf. Salmon 1972: 56).

In the endeavor for a common speech the English had commercial reasons (they thought indeed that a universal language would facilitate the exchange of goods at the Frankfurt fair) as well as educational reasons, since English spelling in the seventeenth century was more irregular than it is today (see Salmon 1972: 51-69).

This was also a period which witnessed the first experiences in teaching language to deaf-mutes, and Dalgarno conducted a number of experiments in this field. Cave Beck (The Universal Character, 1657) wrote that the invention of a universal language would be of advantage to mankind as it would encourage commerce as well as saving the expense of hiring interpreters.

It is true that he added that it would serve to propagate the Gospel as well, but it seems evident that for him evangelization was really just another aspect of European expansion in the new lands of conquest.

He was obsessed, like other linguistic theorists of the epoch, by the accounts of the gestural languages through which the explorers conducted their first exchanges with the inhabitants of those distant shores.

In his account of his exploits in the New World in 1527, Alvaro Nuñez Cabeza de Vaca had complained of the difficulty involved in dealing with native populations which spoke thousands of different dialects, describing how much recourse to the language of gesture had helped the explorers.

Beck’s work contained a frontispiece which showed a European consigning Beck’s project to a Hindu, an African, and to an American Indian who expresses himself with a gesture of his hand.

There was finally the problem of scientific language itself. New discoveries being made in the physical and natural sciences made the problem of finding an adequate nomenclature more urgent, in order to counteract the symbolic and allegorical vagueness of alchemical terms.

Dalgarno confronted this problem in the section entitled “To the reader” of his 1661 Ars signorum: it was necessary to find a language which reduced redundancies, anomalies, equivocations and ambiguities. He specified that such a language could not fail to encourage contact between peoples as well as help to cure philosophy of sophisms and logomachy.

What had long been considered one of the sacred writ’s greatest strengths–its vagueness and symbolic density–was now viewed as a limitation.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 209-10.

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June 24, 2016

Eco: Kircher’s Polygraphy

Kircher, the Steganographic Ark, from Polygraphia Nova, p. 130

Athanasius Kircher (1602-80), the steganographic ark, Polygraphia nova et universalis ex combinatoria arte detecta, 1663. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Kircher wrote his Polygraphia nova et universalis ex combinatoria arte detecta in 1663, several years after his early works on Egypt and hieroglyphics, but he was concerned with the problem of universal writing from the beginning of the decade, and it seems evident that he was at the same time fascinated by the hieroglyphic mysteries and the polygraphic publicity.

It is also significant that in this same volume Kircher designed not only a polygraphy, or international language open to all, but also, in the wake of Trithemius, a steganography, or secret language in which to cipher messages.

What (at the end of the previous chapter) seemed to us a contradiction appeared to Kircher rather as a natural connection. He cited, at the outset, an Arab proverb: if you have a secret, hide it or reveal it (“si secretum tibi sit, tege illud, vel revela“).

Such a decision was not so obvious, after all, since in his works on Egyptology Kircher had chosen a “fifty-fifty solution,” saying something by concealing it, alluding without revealing.

Finally, the second part of the title of Kircher’s work reveals that, in designing his polygraphy, Kircher was also using Lull’s art of combination (contrary to the opinion of Knowlson 1975: 107-8).

In the enthusiastic preface that the author addressed to the emperor Ferdinand III, he celebrated polygraphy as “all languages reduced to one” (“linguarum omnium ad nam reductio“).

Using polygraphy, “anyone, even someone who knows nothing other than his own vernacular, will be able to correspond and exchange letters with anybody else, of whatever their nationality.”

Thus Kircher’s polygraphy was in reality a pasigraphy, that is, a project for a written language, or international alphabet, which was not required to be spoken.

It is easy to confuse Kircher’s project with a double pentaglottic dictionary, in A and B versions (both in Latin, Italian, Spanish, French and German). In Kircher’s time, English was not considered an important international language, and, in his Character, Becher had assumed that French was sufficient, as a vehicular language, for English, Italian, Spanish and Portuguese native speakers.

Ideally, Kircher thought (p. 7) that his dictionary should also include Hebrew, Greek, Bohemian, Polish, Lithuanian, Hungarian, Dutch, English and Irish (“linguae doctrinales omnibus communes“)–as well as Nubian, Ethiopic, Egyptian, Congolese, Angolan, Chaldean, Arabic, Armenian, Persian, Turkish, Tartar, Chinese, Mexican, Peruvian, Brazilian and Canadian.

Kircher did not, it seems, feel himself ready to confront such a gigantic task; perhaps he intuited that the missionary activity, followed eventually by colonialism, would drastically simplify the problem (transforming many exotic languages into mere ethnological remnants): Spanish would substitute for Mexican, French for Canadian, Portuguese for Brazilian, and various pidgins would substitute for all the rest.

Kircher’s A and B dictionaries each contain 1,228 items. The grounds for selection were purely empirical: Kircher chose the words that seemed to him most commonly used.

Dictionary A served to encode messages. It started with a list of common nouns and verbs, in alphabetical order. There followed alphabetic lists of proper nouns (regions, cities, persons), and of adverbs and prepositions.

Added to this there was also a list of the conjugations of both the verbs to be and to have. The whole material was subdivided into 32 tables, marked by Roman numerals, while every item of each table was marked by an Arabic numeral.

The dictionary was set out in five columns, one for each of the five languages, and the words in each language were listed in their proper alphabetical order. Consequently, there is no necessary semantic correspondence between the terms recorded on the same line, and only the terms scored with the same Roman and Arabic numbers were to be considered synonymous.

We can see this best by giving the first two lines of the dicti0nary:

Umberto Eco, The Search for the Perfect Language, p. 198.

The Roman numerals refer to tables found in dictionary B; the Arabic numerals refer to the items themselves. Latin acts as the parameter language: for each specific term, the numbers refer to the Latin alphabetic ordering.

For example, the code for the French word abstenir is I.4, which indicates that the position of its Latin synonym, abstinere, is fourth in the Latin column I (obviously, to encode the Latin word abstinere, one also writes I.4).

To decode the message, it was necessary to use dictionary B. This too was arranged in 32 tables, each assigned a Roman numeral. But for each column (or language) the words did not follow their alphabetic order (except the Latin one), while the Arabic numbers marking each term were in an increasing arithmetical order.

Thus all the terms on the same line were synonymous and each synonym was marked by the same Arabic number.

Again, it is easiest to see how this worked by citing the first two lines of the first table:

Umberto Eco, The Search for the Perfect Language, p. 199.

Thus, if one wants to send the Latin word abdere (to hide), according to the dictionary A one encodes it as I.2. A German addressee, receiving the message I.2, goes to dictionary B, first table, German column, and looks for the second word, which is exactly verbergen (to hide).

If the same addressee wants to know how to translate this term in Spanish, one finds in the same line that the synonymous term is esconder.

However, Kircher found that a simple lexicon did not suffice; he was forced to invent 44 supplementary signs (notae) which indicated the tense, mood and number of verbs, plus 12 more signs which indicated declensions (nominative, genitive, dative, etc., both singular and plural).

Thus, to understand the following example, the sign N meant nominative, while a sign like a D indicated the third person singular of the past tense. In this way, the ciphered expression “XXVII.36N, XXX.21N, II.5N, XXIII.8D, XXVIII.10, XXX.20” can be decoded as “Petrus noster amicus, venit ad nos” (literally, “Peter our friend came to us”), and on the basis of Latin, can be transformed into an equivalent sentence in any of the other four languages.

Kircher proudly claims that, by dictionary A, we can write in any language even though though we know only our own, as well as that, with dictionary B, we can understand a text written in an unknown language.

The system also works when we receive a non-ciphered text written in a natural foreign language. All we have to do is to look up the reference numbers for each foreign word in dictionary A (where they are listed in alphabetical order), then, with the reference numbers, find the corresponding words in dictionary B, in the column for our own language.

Not only was this process laborious, but the entire project was based on the assumption that all other languages could be directly reduced to the Latin grammar. One can imagine the results of such a method if one thinks of translating literally, word by word, a German sentence into an English one.

Kircher never confronted the problem of why an item-by-item translation should be syntactically correct, or even comprehensible, in the new language. He seemed to rely on the good will and good sense of whoever used his system.

Yet even the most willing users might slip up. In August 1663, after reading the Polygraphia, Juan Caramuel y Lobkowitz wrote to Kircher to congratulate him on his wonderful invention (Mss Chigiani f. 59 v., Biblioteca Apostolica Vaticana; cf. Casciato et al. 1986: table 5).

Appropriately, Caramuel chose to congratulate Kircher in his own polygraphy. Yet his first problem was that Kircher’s own first name, Athanasius, did not appear in the list of proper names. Adopting the principle that where a term is missing, an analogous one must be sought, Caramuel addressed his letter to “Anastasia.”

Moreover, there are passages that can be decoded fairly easily, while for others one suspects that the labor of consulting the dictionary to obtain reference numbers for every word proved so tedious that even Caramuel began to nod.

Thus we find ourselves in front of a passage which, in Latin, would need to be translated as follows: “Dominus + sign of vocative, Amicus + sign of vocative, multum sal + sign of vocative, Anastasia, a me + sign of accusative, ars + sign of accusative, ex illius + sign of ablative, discere posse + sign of second person plural, future active, non est loqui vel scribere sub lingua + ablative, communis + ablative.”

After many heroic efforts, one can try to render it (in a sort of “Me Tarzan-You Jane” language) as “O Lord and Friend, O witty Athanasius, to me (?) you could learn from him an art (which) is not speaking and writing under a common language.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 196-200.

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June 20, 2016

Eco: Hypotheses

Jakob Böhme (1575-1624), Representation through a drawing of his Cosmogony, in Vierzig Fragen von der Seele, or Forty Questions of the Soul, 1620. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“By the term “Rosicrucian linguistics” Ormsby-Lennon (1988) indicates a current of thought prevalent in Germany and England in the seventeenth century, whose influences could still be traced in the proposals for the invention of scientific languages by Dalgarno and Wilkins.

According to Ormsby-Lennon the Rosicrucians derived their notion of magic language from Jacob Böhme‘s theory of signatures.

Böhme, a mystic whose ideas had a great influence on later European culture, was well known in Rosicrucian circles in Germany.

From here, through a series of translations that continued into the eighteenth century, his influence passed into English theosophist culture. Webster, in his Academiarum examen of 1654, observed that the ideas of Böhme were recognized and adopted by the most enlightened confraternity of the Rosy Cross (pp. 26-7).

Böhme drew, in his turn, on Paracelsus‘ conviction that every natural element bore a sign that revealed its special occult powers, which in its turn recalls the tradition of physiognomics: powers were “signed” or marked in the forms and figures of all material things in the same way as the qualities of a man were revealed by the form of his face.

Nature had created nothing that failed to manifest its internal qualities through external signs, because the external forms of objects were, so to speak, nothing more than the result of the working of these same internal qualities.

Knowing this, humanity was on the way to discovering the essence of essences, that is to say, “the Language of Nature, in which each thing speaks of its particular properties,” (Signatura rerum, 1662, I).

In the writings of Böhme, however, the idea of signatures did not follow the previous magical tradition, but rather evolved as a mystical metaphor expressing the ideal of an unending search for the traces of the divine force which pervades the whole creation.

For Böhme, the mystic way started with a contemplation of simple, material objects which, at a certain point, might, as it were, burst into flames in an epiphany which revealed the true nature of the invisible.

His own vocation had been decided when, being still a young man, gazing at a tin pot struck by the rays of the sun, he was suddenly vouchsafed a vision that became, like Borge’s Alef, a privileged moment in which the light of God present in all things suddenly disclosed itself.

Böhme spoke of the speech of nature, or Natursprache, in his Mysterium Magnum of 1623; he described it as a “sensual speech” (“sensualische Sprache“) which was both “natural” and “essential.” It was the speech of all creation, the speech which Adam had used to name material things:

“During the time when all peoples spoke the same language, everyone naturally understood each other. When they no longer wished to use the sensual speech, however, they lost this proper understanding because they transferred the spirit of sensual speech into a crudely external form. [ . . . ]

Today, while the birds of the air and the beasts of the forests may still, each according to their own qualities, understand each other, not one of us understands the sensual speech any longer.

Let man therefore be aware of that from which he has excluded himself and that with which, moreover, one day, he will once again be born again, though no longer here on earth, but in another, spiritual world.

Spirits speak only to each other in sensual speech, and have no need for any other form of speech, because this is the Speech of Nature.” (Sämmtliche werke, Leipzig, 1922: V, 261-2).

In this passage, it is evident that, for Böhme, such Natursprache was no longer simply the language of signatures. When the spirits of the other world hold converse with one another, it is obvious that they use something more than natural signs.

It seems that the sensual speech was the same in which Adam named the animals and the same as the language given the apostles at Pentecost, an “open sensual speech” that comprehended all other languages.

Although this gift was lost in the confusion of Babel, it will, one day, return to us when the time is ripe, and we will be ready to converse with God. It seems evident that what Böhme is here describing is the language of glossolalic enthusiasm, or the so-called language of tongues.

Böhme’s notion of sensual speech seems very similar to Reuchlin‘s notion of the language of Adam alluded to in his De verbo mirifico (II, 6); this was a language manifested as a “simplex sermo purus, incorruptus, sanctus, brevis et constans [ . . . ] in quo Deus cum homine, et homines cum angelis locuti perhibentur coram, et non per interpretem, facie ad facie [ . . . ] sicut solet amicus cum amico” (“a simple and pure speech, uncorrupted, holy, brief, and constant, in which God and men, and men and angels could talk in each other’s presence, not through interpretation, but face to face, just as is usual between friends.”)

Or perhaps it was the same as the language of the birds, in which Adam during his sojourn in Eden could converse with (as well as name) every beast of the field, and every fowl of the air. After the Fall, the speech of birds was, once more, revealed to King Solomon, who taught it to the Queen of Sheba. It was a form of speech revealed as well to Apollonius of Tyana (see Ormsby-Lennon 1988: 322-3).

We find a reference to this language of the birds in the chapter entitled “Histoire des oiseaux” in the Empires du Soleil of Cyrano de Bergerac (on Cyrano and language see Erba 1959: 23-5).

In this chapter, the traveller meets a marvelous bird whose tail is green, whose stomach is of an enamel blue, and whose purple head is surmounted by a golden crown. The bird addresses the traveler in a “singing speech” and he, to his amazement, finds that he is able to understand all that the bird has to say.

Nothing the perplexity on the traveler’s face, the bird explains:

“Among you humans there have been those able to speak and understand our Language. There was Apollonius of Tyana, Anaximander, and Aesop, and many others whose names I will not mention as you would not recognize them. Just so, there are to be found among the birds those who can speak and understand your own language. Thus, just as you will encounter birds that do not say a word, others that merely twitter, and others still that can speak, so you may even encounter one of the most perfect birds of all–those who can use all idioms.”

Was it then the practice of speaking in tongues that the Rosicrucians had in mind in their manifestos to the learned of Europe? Yet, if this is so, how are we to understand the allusions to a “secret writing . . . . expressed symbolically by numbers and designs?”

Why did they use the terms “characters and letters” when, in this period, these were notions associated with the search for the alphabetic characters capable of expressing the nature of things?

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 182-5.

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June 6, 2016

Eco: Kircher’s Chinese

Athanasius Kircher (1602-80), schema of the Egyptian cosmos, Oedipus Aegyptiacus, tom. 2, vol. 1, p. 418. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“In an earlier chapter, we saw the suggestion made that Chinese might be the language of Adam. Kircher lived in a period of exciting discoveries in the Orient. The Spanish, Portuguese, English, Dutch, and, later, French conquered the route to the Indies, the Sunda seas, the way to China and to Japan.

But even more than by merchants, these pathways were traversed by Jesuits, following in the footsteps of Matteo Ricci who, a century before, had brought European culture to the Chinese, and returned to give Europe a deeper understanding of China.

With the publication of the Historia de las cosas más notables, ritos y costumbres del gran reino de la China by Juan Gonzales de Mendoza in 1585, there appeared in print in Europe characters in Chinese script.

In 1615 there finally appeared Ricci’s De christiana expeditione apud Sinas ab Societate Ieus suscepta, in which he explained that in Chinese, there existed as many characters as there were words. He insisted as well on the international character of the Chinese script, which, he wrote, was readily understood not only by the Chinese, but also by the Japanese, the Koreans, the Cochin-Chinese and by the Formosans.

We shall see that this was a discovery that would initiate the search for a real character from Bacon onwards. Already in 1627, in France, Jean Douet published a Proposition présentée au roy, d’une escriture universelle, admirable pour ses effects, très-utile à tous les hommes de la terre, in which Chinese was offered as a model for an international language.

At the same time, there had begun to appear information about the pictographic writings of Amerindians. Attempts at interpretation had yielded contradictory results; and this was discussed in works such as the Historia natural y moral de las Indias by José de Acosta in 1570, and the Relaciòn de las cosas de Yucatàn by Diego de Landa, written in the sixteenth century, although appearing only in the eighteenth; in 1609 there also appeared the Comentarios reales que tratan del origine de los Yncas by Garcilaso de la Vega.

An observation often repeated by these early observers was that contact with the indigenous natives was at first carried out by means of gestures. This awoke an interest in gesture’s potential as a universal language.

The universality of gestures and the universality of images turned out to be related themes (the first treatise on this subject was Giovanni Bonifacio‘s L’arte de’ cenni of 1616; on this topic in general, see Knox 1990).

The reports of his Jesuit brothers gave Kircher an incomparable source of ethnographic and linguistic information (see Simone 1990 on “Jesuit or Vatican linguistics”).

In his Oedipus, Kircher was especially interested in the diffusion of Chinese. He took up the same arguments, in a more elliptical form, in his China monumentis quà sacris quà profanis, nec non variis naturae et artis spectaculis, aliarum rerum memorabilis argumentis illustrata of 1667.

This latter work was more in the nature of a treatise in ethnography and cultural anthropology which, with its splendid and sometimes documented illustrations, collected all the reports that arrived from the missionaries of the Company, and described every aspect of Chinese life, culture and nature.

Only the sixth and last part of the work was dedicated to the alphabet.

Kircher presumed that the mysteries of hieroglyphic writing had been introduced to the Chinese by Noah’s son Ham. In the Arca Noe of 1675 (pp. 210ff) he identified Ham with Zoroaster, the inventor of magic.

But, unlike Egyptian hieroglyphs, Chinese characters were not for Kircher a puzzle. Chinese was a writing system still in use, and the key to its understanding had already been revealed. How could such a comprehensible language be sacred and a vehicle for occult mysteries?

Kircher realized that Chinese characters were originally iconic and only later had grown extremely stylized over time, so as to lose their original similarity with things. He reconstructed after his own fancy what he took to be the designs of fish and birds that had formed the starting points for current ideograms.

Kircher also realized that these ideograms did not express either letters or syllables, but referred to concepts. He noted that in order to translate our dictionary into their idiom we would need as many different characters as we had words (Oedipus, III, 11).

This led him to reflect on the amount of memory that was necessary for a Chinese scholar to know and remember all these characters.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 158-60.

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May 23, 2016

Eco: Lullian Kabbalism

Unknown artist, Roma 1493, depicting the city of Rome as it appeared in that year. This woodcut was published in Hartmann Schedel (1440-1514), Schedelsche Weltchronik, Nürnberg, 1493, on folio lvii verso and lviii recto. Known in English as the Nuremberg Chronicle, or Schedel’s World Chronicle, the work commissioned by Sebald Schreyer (1446-1520) and Sebastian Kammermeister (1446-1503) was lushly illustrated with the first depictions of many cities. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“We have now reached a point where we must collect what seem the various membra disiecta of the traditions we have been examining and see how they combined to produce a Lullian revival.

We can begin with Pico della Mirandola: he cited Lull in his Apologia of 1487. Pico, of course, would have been aware that there existed analogies between the permutational techniques of Lull and the temurah (which he called “revolutio alphabetaria“).

He was acute enough, however, to realize that they were two different things. In the Quaestio Sexta of the Apologia, where Pico proved that no science demonstrates the divinity of Christ better than magic and the kabbala, he distinguished two doctrines which might be termed kabbalist only in a figurative (transumptive) sense: one was the supreme natural magic; the other was the hokmat ha-zeruf of Abulafia that Pico termed an “ars combinandi,” adding that “apud nostros dicitur ars Raymundi licet forte diverso modo procedat” (“it is commonly designated as the art of Raymond, although it proceeds by a different method”).

Despite Pico’s scruples, a confusion between Lull and the kabbala was, by now, inevitable. It is from this time that the pathetic attempts of the Christian kabbalists to give Lull a kabbalistic reading begin.

In the 1598 edition of Lull’s works there appeared, under Lull’s name, a short text entitled De auditu kabbalistico: this was nothing other than Lull’s Ars brevis into which had been inserted a number of kabbalistic references.

It was supposedly first published in Venice in 1518 as an opusculum Raimundicum. Thorndike (1923-58: v, 325) has discovered the text, however, in manuscript form, in the Vatican Library, with a different title and with an attribution to Petrus de Maynardis.

The manuscript is undated, but, according to Thorndike, its calligraphy dates it to the fifteenth century. The most likely supposition is that it is a composition from the end of that century in which the suggestions first made by Pico were taken up and mechanically applied (Scholem et al. 1979: 40-1).

In the following century, the eccentric though sharp-witted Tommaso Garzoni di Bagnacavallo saw through the imposture. In his Piazza universale du tutte le arti (1589: 253), he wrote:

“The science of Raymond, known to very few, might be described with the term, very improper in itself, of Cabbala. About this, there is a notion common to all scholars, indeed, to the whole world, that in the Cabbala can be found teachings concerning everything [ . . . ] and for this reason one finds in print a little booklet ascribed to him [Lull] (though on this matter people beyond the Alps write many lies) bearing the title De Auditu Cabalistico. This is nothing but a brief summary of the Arte Magna as abbreviated, doubtlessly by Lull himself, into the Arte Breve.”

Still, the association persisted. Among various examples, we might cite Pierre Morestel, who published an Artis kabbalisticae, sive sapientiae diviniae academia in 1621, no more than a modest compilation from the De auditu.

Except for the title, and the initial identification of the Ars of Lull with the kabbala, there was nothing kabbalistic in it. Yet Morestel still thought it appropriate to include the preposterous etymology for the word kabbala taken from De auditu: “cum sit nomen compositum ex duabus dictionibus, videlicet abba et ala. Abba enim arabice idem quod pater latine, et ala arabice idem est quod Deus meus” (“as this name is composed of two terms, that is abba and ala. Abba is an Arabic word meaning Latin pater; ala is also Arabic, and means Deus meus“).

For this reason, kabbala means “Jesus Christ.”

The cliché of Lull the kabbalist reappears with only minimum variation throughout the writings of the Christian kabbalists. Gabriel Naudé, in his Apologie pour tous les grands hommes qui ont esté accuséz de magie (1625), energetically rebutted the charge that the poor Catalan mystic engaged in the black arts.

None the less, French (1972: 49) has observed that by the late Renaissance, the letters from B to K, used by Lull, had become associated with Hebrew letters, which for the kabbalists were names of angels or of divine attributes.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 128-30.

(Editorial Note: wallowing in the bibliography of Raimon Llull is not for the meek. I encountered many culs-de-sac and could not find digital versions of many of the works mentioned by Eco in this segment. If you have URLs to works which are not linked in this excerpt from Eco, please share them using the comment feature. Thank you.)

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May 15, 2016

Eco: The Indo-European Hypothesis

Athanasius Kircher (1602-80), Kircher’s museum at the Collegio Romano, frontispiece of Giorgio de Sepibus, Romani Collegii Musaeum Celeberrimum, Rome, 1678. Courtesy of Stanford University and the Zymoglyphic Museum. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Between the eighteenth and the nineteenth centuries a new perspective opened. The battle for Hebrew had been definitively lost. It now seemed clear that, even had it existed, linguistic change and corruption would have rendered the primitive language irrecuperable.

What was needed instead was a typology in which information about known languages might be codified, family connections established, and relations of descent traced. We are here at the beginning of a story which has nothing to do with our own.

In 1786, in the Journal of the Asiatick Society of Bombay, Sir William Jones announced that

“The Sanskrit language, whatever be its antiquity, is of a wonderful structure; more perfect than Greek, more copious than Latin, and more exquisitely refined than either, yet bearing to both of them a stronger affinity, both in the root of verbs and in the forms of grammar [ . . . ]

No philosopher could examine them all three, without believing them to have sprung from some common source, which, perhaps, no longer exists.” (“On the Hindus,” The Works of Sir William Jones, III, London 1807, 34-5).

Jones advanced the hypothesis that Celtic, Gothic and even ancient Persian were all related to Sanskrit. Note that he spoke not only of similar verb roots, but also of similar grammatical structures. We have left behind the study of lexical analogies, and are beginning a research on syntactic similarities and phonetic affinities.

Already in 1653, John Wallis (Grammatica linguae anglicae) had posed the problem of how one might establish the relation between a series of French words–guerre, garant, gard, gardien, garderobe, guise–and the English series–war, warrant, ward, warden, wardrobe, wise–by proving the existence of a constant shift from g to w.

Later in the nineteenth century, German scholars, such as Friedrich and Wilhelm von Schlegel and Franz Bopp, deepened the understanding of the relation between Sanskrit, Greek, Latin, Persian and German.

They discovered a set of correspondences in the conjugation of the verb to be in all these languages.

Gradually they came to the conclusion that not only was Sanskrit the original language of the group, its Ursprache, but that there must have existed, for this entire family, an even more primitive proto-language from which they all, Sanskrit included, had derived. This was the birth of the Indo-European hypothesis.

Through the work of Jakob Grimm (Deutsche Grammatik, 1818) these insights became organized in a scientific fashion. Research was based on the study of sound shifts (Lautverschiebungen) which traced how from the Sanskrit p were generated pous-podos in Greek, pes-pedes in Latin, fotus in Gothic, and foot in English.

What had changed between the utopian dream of an Adamic language and the new perspective? Three things. Above all, scholars had elaborated a set of scientific criteria.

In the second place, the original language no longer seemed like an archeological artifact that, one day, might actually be dug up. Indo-European was an ideal point of scholarly reference only.

Finally, Indo-European made no claim to being the original language of all humanity; it merely represented the linguistic root for just one family–the Aryan.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 103-5.

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April 23, 2016

Eco: Search for the Perfect Language, 2.

Pieter Brueghel the Elder (1526/1530-1569 CE), The Tower of Babel. Brueghel painted three versions of the Tower of Babel. One is kept in the Museum Bojimans Van Beuningen in Rotterdam, the second, this one, is held in the Kunsthistoriches Museum in Vienna, while the disposition of the third version, a miniature on ivory, is unknown. Faithful reproductions of two-dimensional public domain works of art are public domain.

“Beyond this, I have decided to consider only projects concerning true and proper languages. This means that, with a bitter sigh of relief, I have decided to consider only the following:

the rediscovery of languages postulated as original or as mystically perfect — such as Hebrew, Egyptian or Chinese;
the reconstruction of languages postulated, either fancifully or not, as original or mother tongues, including the laboratory model of Indo-European;
languages constructed artificially for one of three ends: (a) perfection in terms of either function or structure, such as the a priori philosophical languages of the seventeenth and eighteenth centuries, which were designed to express ideas perfectly and to discover thereby new connections between the diverse aspects of reality; (b) perfection in terms of universality, such as the a posteriori international languages of the nineteenth century; (c) perfection in terms of practicality, if only presumed, such as the so-called polygraphies;
more or less magic languages, whether they be discovered or fabricated, whose perfection is extolled on account of either their mystic affability or their initiative secrecy.

By contrast, I can give no more than bare notice to any of the following:

oneiric languages, not expressly invented, such as the languages of the insane, or of trance states, or of mystic revelations (like the Unknown Language of Saint Hildegarde of Bingen), as well as all the cases of glossolalia or xenoglossia (cf. Samara 1972); Goodman 1972);
fictitious languages, either in narrative (from Rabelais to Foigny up to Orwell’s ‘Newspeak’ and Tolkien), or in poetry (like Chlebnikov’s transmental speech). In the majority of these cases, we are presented with only short stretches of speech, supposedly representing an actual language, for which, however, there is provided neither a lexicon nor a syntax (cf. Pons 1930, 1931, 1932, 1979; Yaguello 1984).
bricolage languages, that is languages that are created spontaneously by the encounter of two linguistically distinct cultures. Typical examples are the pidgins arising in areas of colonialism. As cross-national as they may be, they are not universal. They are, rather, partial and imperfect because they have a limited lexicon and an oversimplified syntax; they are used to facilitate simple activities such as barter, but are unable to express higher types of experience (cf. Waldman 1977);
natural tongues or jargons serving as vehicular languages in multilingual zones. An example of such a language of exchange might be Swahili, the lingua franca of large areas of East Africa. Modern English would be another example. French was formerly an example, if one considers that, during the Convention, the Abbé Gregoire revealed that, out of a population of twenty-six million, fifteen million French men and women spoke a language other than that of Paris (Calvet 1981: 110);
formal languages whose use is limited to special scientific purposes, such as the languages of chemistry, algebra and logic (these will be considered only as they derive from projects defined by category 3(a) above;
the immense and delectable category of the so-called fous du language (see, for example, Blavier 1982; Yaguello 1984). Admittedly, in such cases it is not always easy to distinguish between technical insanity and mild glottomania, and many of my own characters may sometimes show some aspects of lunacy. Still, it is possible to make a distinction. We will not consider belated glottomaniacs. Nevertheless, I have not always been able to keep down my taste for whimsicality, especially when (even though the belatedness was hardly justifiable) those attempts had, anyway, a certain, traceable, historic influence, or, at least, they documented the longevity of a dream.

Similarly, I do not claim here to examine the whole of the researches on a universal grammar (except in cases in which they clearly intersect with my topic), because they deserve a separate chapter of the history of linguistics.

Likewise, this is not (except, again, where the subject intersects with that of the perfect language) a book about the secular, or rather, millennial, question of the origins of language.

There are infinite discussions on the origins of human language which do not consider the possibility or the opportunity of returning back to the language of our origins, either because they assume that it had definitely disappeared, or because they consider it as radically imperfect.

Finally, were it up to me to decide under which heading this book should be filed in a library catalogue (an issue which, for Leibniz, was bound up with the problem of a perfect language), I would pick neither ‘linguistics’ nor ‘semiotics’ (even though the book employs semiotics as its instrument, and demands a certain degree of semiotic interest from its reader).

I would rather pick ‘history of ideas.’ This explains why I make no attempt to construct a rigorous semiotic typology for the various types of a priori and a posteriori languages: this would require a detailed examination of each and every project, a job for students of what is now called ‘general inter linguistics.’

The present book aims instead at delineating, with large brushstrokes and selected examples, the principle episodes of the story of a dream that has run now for almost two thousand years.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 2-5.

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May 17, 2015

Conflation of Languages

“The beliefs which produced the magical texts must still have been active, although the hymn belongs to a late period of Babylonian history; the old doctrine of an inexorable fate, even if degraded into a belief in the witch’s art, still existed along with the worship of a god who restored the dead to life and was supreme in mercy to those that were in trouble.

We have only to turn to our modern newspapers to discover how slowly such primeval beliefs die out, and how long they may linger among the uneducated and superstitious by the side of the most exalted faiths and the mightiest triumphs of inductive science.

The fact that one text is magical, while another contains a hymn to the deity, does not of itself prove the relative ages of the two documents. Then, thirdly, it has become increasingly manifest that a good many of the so-called Accadian texts are not Accadian in their origin.

As I pointed out several years ago, the old Accado-Sumerian language was learned by the Semitic Babylonians as Latin was learned by the mediaeval monks, and for much the same reasons. It was the language of the oldest sacred texts; it was also the early language of law; and both priests and lawyers were accordingly interested in its preservation and use.

What happened to Latin in the Middle Ages had already happened to Accadian in Babylonia. The monks spoke and wrote in a language which was Latin indeed, but which had lost its classical purity; monkish Latin was full of modern words and idioms, and its grammar was not always scrupulously accurate.

On the other hand, it contributed multitudes of words, and even forms of expression, to the languages of every-day life that were spoken around it, and the words were frequently modified to suit the pronunciation and genius of the languages that borrowed them, just as the modern words which monkish Latin had itself adopted were furnished with classical terminations and construed in a classical fashion.

The case was precisely the same in ancient Chaldea. Here, too, there was a monkish Accadian, both spoken and written, some of which would have shocked the Accadian speakers of an earlier age. The literati of the court of Sargon of Accad had been partly Accadian, partly Semitic; the Accadian scribes wrote and spoke Semitic, the Semitic scribes wrote and spoke Accadian.

The result was necessarily a large amount of lending and borrowing upon both sides, and the growth of an artificial literary language which maintained its ground for centuries. The way for the rise of this artificial dialect had already been prepared by the long contact there had been between the two chief languages of primitive Chaldea.

When two languages thus exist side by side–like Welsh, for example, by the side of English–they will borrow one from another, the language of superior culture and organisation being that which exerts the greatest influence.

The pupils will imitate the speech of their masters in art and science even if, as in the case of Greece and Rome, the masters in art and science are the subjects in political power.”

A.H. Sayce, Lectures on the Origin and Growth of Religion as Illustrated by the Religion of the Ancient Babylonians, 5th ed., London, 1898, pp. 322-3.

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