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Tag: 1974

Eco: Artificial Intelligence

The Arecibo Message.svg

Frank Drake (1930-), Carl Sagan (1934-96), et al, The Arecibo Message, 1974. The Arecibo Message was broadcast into space via FM radio waves from the Arecibo radio telescope in Puerto Rico on 16 November, 1974. Aimed at the globular star cluster M13, the message comprised 1,679 binary digits. Total broadcast time was less than three minutes in duration. This representation of the message is by Arne Nordmann, licensed under the Creative Commons Attribution-Share Alike 3.0 Unported license. 

Lincos does furnish us with an image of a language that is almost purely “mental” (its level of expression is supported by nothing more than electromagnetic phenomena). This reminds us of other languages which are, in one way or another, the heirs of the ancient search for the perfect language.

Computer languages, like BASIC or Pascal, are, in fact, a priori languages. They are not full languages because their syntax, though rigorous, is simplified and limited, and they remain parasitic on the natural languages which attach meanings to their empty symbols, which, for the most part, serve as logical connectors of the type if . . . then.

None the less, they are universal systems: they are comprehensible to speakers of differing natural languages and are perfect in the sense that they permit neither error nor ambiguity.

They are a priori, in that they are based not on the rules which govern the surface structures of natural languages, but rather, ideally, on a presumed deep grammar common to all natural languages.

They are, finally, philosophical because they presume that this deep grammar, based on the laws of logic, is the grammar of thought of human beings and machines alike. They also exhibit the two limitations inherent in philosophical a priori languages:

(1) their rules of inference are drawn from the western logical tradition, and this may mean, as many have argued, that they reflect little more than the basic grammatical structures common to the Indo-European family of languages;

(2) their effability (sic) is limited; that is, they are capable of expressing only a small proportion of what any natural language can express.

The dream of a perfect language which covers all the meanings and connotations of the vocabulary of a natural language, and in which human beings and machines can engage in “meaningful” conversations (or machines can draw inferences as happens in natural languages), underlies much of contemporary research into artificial intelligence.

Machines are provided, for example, with rules of inference by which they can “judge” whether or not a certain story is coherent, or decide that, if someone is ill, then someone needs medical assistance–and so on.

By now, the literature on this subject is vast, and the proposed systems are many: they run from those that still adhere to the ideal of a componential semantics based on primitives, to those that furnish the machine with schemes of action or a typology of “frames,” “scripts” and “goals.”

In general all of these projects succeed in solving certain problems only through imposing ad hoc solutions, which work only for local portions of the range of action of natural languages.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 310-2.

Eco: Blind Thought, 2

Wittgenstein, Ludwig

Ludwig Wittgenstein (1899-1951), portrait by Moritz Nähr (1859-1945), 1930, held by the Austrian National Library under Accession Number Pf 42.805: C (1). This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 70 years or less. 

“As Leibniz observed in the Accessio ad arithmeticum infinitorum of 1672 (Sämtliche Schriften und Briefen, iii/1, 17), when a person says a million, he does not represent mentally to himself all the units in that number. Nevertheless, calculations performed on the basis of this figure can and must be exact.

Blind thought manipulates signs without being obliged to recognize the corresponding ideas. For this reason, increasing the power of our minds in the manner that the telescope increases the power of our eyes, it does not entail an excessive effort.

“Once this has been done, if ever further controversies should arise, there should be no more reason for disputes between two philosophers than between two calculators. All that will be necessary is that, pen in hand, they sit down together at a table and say to each other (having called, if they so please, a friend) “let us calculate.” (In Gerhardt 1875: VII, 198ff).

Leibniz’s intention was thus to create a logical language, like algebra, which might lead to the discovery of unknown truths simply by applying syntactical rules to symbols. When using this language, it would no more be necessary, moreover, to know at every step what the symbols were referring to than it was necessary to know the quantity represented by algebraic symbols to solve an equation.

Thus for Leibniz, the symbols in the language of logic no longer stood for concrete ideas; instead, they stood in place of them. The characters “not only assist reasoning, they substitute for it.” (Couturat 1901: 101).

Dascal has objected (1978: 213) that Leibniz did not really conceive of his characteristica as a purely formal instrument apparatus, because symbols in his calculus are always assigned an interpretation. In an algebraic calculation, he notes, the letters of the alphabet are used freely; they are not bound to particular arithmetical values.

For Leibniz, however, we have seen that the numerical values of the characteristic numbers were, so to speak, “tailored” to concepts that were already filled with a content–“man,” “animal,” etc.

It is evident that, in order to demonstrate that “man” does not contain “monkey,” the numerical values must be chosen according to a previous semantic decision. It would follow that what Leibniz proposed was really a system both formalized and interpreted.

Now it is true that Leibniz’s posterity elaborated such systems. For instance, Luigi Richer (Algebrae philosophicae in usum artis inveniendi specimen primum, “Melanges de philosophie et de mathématique de la Societé Royale de Turin,” 1761: II/3), in fifteen short and extremely dry pages, outlined a project for the application of algebraic method to philosophy, by drawing up a tabula characteristica containing a series of general concepts (such as aliquid, nihil, contingens, mutabile) and assigning to each a conventional sign.

The system of notation, semicircles orientated in various ways, makes the characters hard to distinguish from one another; still, it was a system of notation that allowed for the representation of philosophical combinations such as “This Possible cannot be Contradictory.”

This language is, however, limited to abstract reasoning, and, like Lull, Richer did not make full use of the possibilities of combination in his system as he wished to reject all combinations lacking scientific utility (p. 55).

Towards the end of the eighteenth century, in a manuscript dating 1793-4, we also find Condorcet toying with the idea of a universal language. His text is an outline of mathematical logic, a langue des calculs, which identifies and distinguishes intellectual processes, expresses real objects, and enunciates the relations between the expressed objects and the intellectual operations which discover the enunciated relations.

The manuscript, moreover, breaks off at precisely the point where it had become necessary to proceed to the identification of the primitive ideas; this testifies that, by now, the search for perfect languages was definitively turning in the direction of a logico-mathematical calculus, in which no one would bother to draw up a list of ideal contents but only to prescribe syntactic rules (Pellerey 1992a: 193ff).

We could say that Leibniz’s characteristica, from which Leibniz had also hoped to derive metaphysical truths, is oscillating between a metaphysical and ontological point of view, and the idea of designing a simple instrument for the construction of deductive systems (cf. Barone 1964: 24).

Moreover, his attempts oscillate between a formal logic (operating upon unbound variables) and what will later be the project of many contemporary semantic theories (and of artificial intelligence as well), where syntactic rules of a mathematical kind are applied to semantic (and therefore interpreted) entities.

But Leibniz ought to be considered the forerunner of the first, rather than of the second, line of thought.

The fundamental intuition that lies behind Leibniz’s proposal was that, even if the numbers were chose arbitrarily, even if it could not be guaranteed that the primitives posited for the same of argument were really primitive at all, what still guaranteed the truth of the calculus was the fact that the form of the proposition mirrored an objective truth.

Leibniz saw an analogy between the order of the world, that is, of truth, and the grammatical order of the symbols in language. Many have seen in this a version of the picture theory of language expounded by Wittgenstein in the Tractatus, according to which “a picture has logico-pictorial form in common with what it depicts” (2.2).

Leibniz was thus the first to recognize that the value of his philosophical language was a function of its formal structure rather than of its terms; syntax, which he called habitudo or propositional structure, was more important than semantics (Land 1974: 139).

“It is thus to be observed that, although the characters are assumed arbitrarily, as long as we observe a certain order and certain rule in their use, they give us results which always agree with each other. (Dialogus in Gerhardt 1875: VII, 190-3).

Something can be called an “expression” of something else whenever the structure [habitudines] subsisting in the expression corresponds to the structure of that which it wishes to express [ . . . ].

From the sole structure of the expression, we can reach the knowledge of the properties of the thing expressed [ . . . ] as long as there is maintained a certain analogy between the two respective structures.” (Quid sit idea in Gerhardt 1875: VII, 263-4).

What other conclusion could the philosopher of preestablished harmony finally have reached?”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 281-4.

Eco: Francis Lodwick, 2

John Wilkins, An Essay Towards a Real Character, p. 311

John Wilkins (1614-1672), An Essay Towards a Real Character and a Philosophical Language, London, John Martin, 1668, p. 311. Reproduced as Figure 13.2 in Umberto Eco, The Search for the Perfect Language, “Francis Lodwick,” 1995, p. 264. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less. 

“This idea of a non-hierarchical organization seems, at one point, to have occurred to Wilkins as well. Figure 13.2 reproduces a table found on p. 311 of his Essay. The table describes the workings of prepositions of motion by relating the possible positions (and possible actions) of a human body in a three-dimensional space.

It is a table in which there is no principle of hierarchy whatsoever. Yet this is an isolated example, and Wilkins seems to have lacked the courage to extend this principle to his entire system of content.

Unfortunately, even Lodwick’s primitives for actions were not really primitive at all. It would undoubtedly be possible to identify a series of positions assumed by the human body in space–such as getting up or lying down–and argue that these were intuitively and universally comprehensible; yet the sixteen radicals proposed by Lodwick can be criticized in the same way as Degérando would later do for Wilkins: even such a simple notion as to walk must be defined in terms of movement, the notion of movement requires as its components those of place, of existence in a given place, of a moving substance which in different instants passes from one place to another.

All this presupposes the notions of departure, passage and arrival, as well as that of a principle of action which imparts motion to a substance, and of members which support and convey a body in motion in a specific way (“car glisser, ramper, etc., ne sont pas la même chose que marcher;” “since sliding, climbing, etc., are not the same as walking;” Des signes, IV, 395).

Moreover, it is also necessary to conceive of a terrestrial surface upon which movement was to take place–otherwise one could think of other actions like swimming or flying. However, at this point one should also subject the ideas of surface or members to the same sort of regressive componential analysis.

One solution would be to imagine that such action primitives are selected ad hoc as metalinguistic constructs to serve as parameters for automatic translation. An example of this is the computer language designed by Schank and Abelson (1977), based on action primitives such as PROPEL, MOVER, INGEST, ATRANS OR EXPEL, by which it is possible to analyze more complex actions like to eat (however, when analyzing the sentence “John is eating a frog,” Schank and Abelson–like Lodwick–cannot further analyze frog).

Other contemporary semantic systems do not start by seeking a definition of a buyer in order to arrive eventually at the definition of the action of buying, but start rather by constructing a type-sequence of actions in which a subject A gives money to a subject B and receives an object in exchange.

Clearly the same type-sequence can be employed to define not only the buyer, but also the seller, as well as the notions of to buy, to sell, price, merchandise, and so forth. In the language of artificial intelligence, such a sequence of actions is called a “frame.”

A frame allows a computer to draw inferences from preliminary information: if A is a buyer, then he may perform this and that action; if A performs this or that action, then he may be a buyer; if A obtains merchandise from B but does not pay him, then A is not a guyer, etc., etc.

In still other contemporary semantics, the verb to kill, for example, might be represented as “Xs causes (Xd changes to (- live Xd)) + (animate Xd) & (violent Xs):” if a subject (s) acts, with violent means or instruments, in a way that causes another subject (d), an animate being, to change from a state of living to a state of death, then s has killed d. If we wished, instead, to represent the verb to assassinate, we should add the further specification that d is not only an animate being, but also a political person.

It is worth noting that Wilkins‘ dictionary also includes assassin, glossing it by its synonym murther (erroneously designating it as the fourth species of the third difference in the genera of judicial relations: in fact, it is the fifth species), but limiting the semantic range of the term by “especially, under pretence of Religion.”

It is difficult for a philosophic a priori language to follow the twists and turns of meaning of a natural language.

Properly worked out, Lodwick’s project might represent to assassinate by including a character for to kill and adding to it a note specifying purpose and circumstances.

Lodwick’s language is reminiscent of the one described by Borges in “Tlön, Uqbar, Orbis Tertius” (in Ficciones), which works by agglutinations of radicals representing not substances but rather temporary fluxes. It is a language in which there would be no word for the noun moon but only the verb to moon or to moondle.

Although it is certain that Borges knew, if only at second hand, the work of Wilkins, he probably had never heard of Lodwick. What is certain, however, is that Borges had in mind the Cratylus, 396b–and it is by no means impossible that Lodwick knew this passage as well.

Here Plato, arguing that names are not arbitrary but motivated, gives examples of the way in which, rather than directly representing the things that they designate, words may represent the origin or the result of an action.

For instance, the strange difference (in Greek) between the nominative Zeus and the genitive Dios arose because the original name of Jupiter was a syntagm that expressed the habitual activity associated with the king of the gods: di’hoòn zen, “He through whom life is given.”

Other contemporary authors have tried to avoid the contortions that result from dictionary definitions by specifying the meaning of a term by a set of instructions, that is, a procedure which can decide whether or not a certain word can be applied.

This idea had already appeared in Charles Sanders Pierce (Collected Papers, 2.330): here is provided a long and complex explanation of the term lithium, in which this chemical element was defined not only in relation to its place in the periodic table of elements and by its atomic weight, but also by the operations necessary to produce a specimen of it.

Lodwick never went as far as this; still, his own intuition led him to run counter to an idea that, even in the centuries to follow, proved difficult to overcome. This was the idea that nouns came first; that is, in the process in which language had emerged, terms for things had preceded terms for actions.

Besides, the whole of Aristotelian and Scholastic discussion privileged substances (expressed by common nouns) as the subjects of a statement, in which the terms for actions played the role of predicates.

We saw in chapter 5 that, before the advent of modern linguistics, theorists tended to base their research on nomenclature. Even in the eighteenth century, Vico could still assume that nouns arose before verbs (Scienza nuova seconda, II, 2.4). He found this to be demonstrated not only by the structure of a proposition, but by the fact that children expressed themselves first in names and interjections, and only later in verbs.

Condillac (Essai sur l’origine des connaissances humaines, 82) also affirmed that “for a long time language remained with no words other than nouns.” Stankiewicz (1974) has traced the emergence of a different trend starting with the Hermes of Harris (1751: III), followed by Monboddo (Of the Origins and Progress of Language, 1773-92) and Herder, who, in his Vom Geist der hebräischen Poesie (1787), noted that a noun referred to things as if they were dead while a verb conferred movement upon them, thus stimulating sensation.

Without following Stankiewicz’s reconstruction step by step, it is worth noting that the reevaluation of the role of the verb was assumed in the comparative grammars by the theorists of the Indo-European hypothesis, and that in doing so they followed the old tradition of Sanskrit grammarians, who derived any word from a verbal root (1974: 176).

We can close with the protest of De Sanctis, who, discussing the pretensions of philosophic grammars, criticized the tradition of reducing verbs to nouns and adjectives, observing that: “I love is simply not the same as I am a lover [ . . . ] The authors of philosophical grammars, reducing grammar to logic, have failed to perceive the volitional aspect of thought” (F. De Sanctis, Teoria e storia della litteratura, ed. B. Croce, Bari: Laterza, 1926: 39-40).

In this way, in Lodwick’s dream for a perfect language there appears the first, timid and, at the time, unheeded hint of the problems that were to become the center of successive linguistics.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 264-8.

Selz: Victory Steles, Dreams and the Erra Epic

“A further consequence is that the appearance of the ruler was perceived as perfect in every sense, physically and mentally, he is strong and wise, these being the preconditions for his rule.

(Compare, for example, I.J. Winter, “The Body of the Able Ruler: Towards an Understanding of the Statues of Gudea,” in DUMU-E2-DUB-BA-A: Studies in Honor of Ake W. Sjöberg (ed. H. Behrens, D. Loding, and M.T. Roth; Publications of the Samuel Noah Kramer Fund 11; Philadelphia: University of Pennsylvania Museum, 1989), pp. 573-84.)

Such perfection is also mentioned repeatedly as a feature of the kings of Ur III; the best sources for this are provided by their hymns.

(See already S.N. Kramer, “Kingship in Sumer and Akkad: The Ideal King,” in Le palais et la royauté: Archéologie et civilization: Compte rendu de la XIXe Rencontre Assyriologique Internationale organisée par le Groupe François Thureau-Dangin, Paris, 29 juin–2 juillet 1971 (ed. P. Garelli; Paris: Geithner, 1974), pp. 163-76.

J. Klein, The Royal Hymns of Šulgi, King of Ur: Man’s Quest for Immortal Fame (Transactions of the American Philosophical Society 71.7; Philadelphia: American Philosophical Society, 1981); and numerous other works.)

Therefore it does not come as a surprise that in the texts from the last years of his reign, king Shulgi-r was marked with the divine classifier, which was traditionally reserved for all sorts of deities.

Roughly two centuries earlier the Old Akkadian king Narām-Sîn established this practice when he asserts that after rescuing the land from dire straits the people from various cities asked their gods to name him as their god and built him even a temple in the capital city Agade.

Victory Stele of Naram-Sin Brought back from Sippar to Susa as a war prize in the 12th century BCE.  Louvre Museum Accession number Sb 4 Found by J. de Morgan Photo: Rama This work is free software; you can redistribute it or modify it under the terms of the CeCILL. The terms of the CeCILL license are available at www.cecill.info. https://commons.wikimedia.org/wiki/File:Victory_stele_of_Naram_Sin_9068.jpg

Victory Stele of Naram-Sin
Brought back from Sippar to Susa as a war prize in the 12th century BCE.
Louvre Museum
Accession number Sb 4
Found by J. de Morgan
Photo: Rama
This work is free software; you can redistribute it or modify it under the terms of the CeCILL. The terms of the CeCILL license are available at http://www.cecill.info.
https://commons.wikimedia.org/wiki/File:Victory_stele_of_Naram_Sin_9068.jpg

Such (self-)deification of the ruler was not accepted unanimously in Mesopotamia: In the later cuneiform tradition Narām-Sîn’s attempt to obliterate the border between the human and the divine spheres was branded as blasphemous.

Like the giants, the rulers of Mesopotamia could have dreams. Dreams do, of course, play a major role all over the ancient Near East. For lack of space I just mention some very early examples here. The observable parallels may speak for themselves.

One fragment of the victory stele of the king Eannatum of Lagash over Umma, called « Stele of Vultures ». Historical side. Limestone, circa 2450 BC, Sumerian archaic dynasties. Found in 1881 in Girsu (now Tello, Iraq), Mesopotamia, by Édouard de Sarzec. Louvre Museum. Department of Mesopotamian antiquities, Richelieu, ground floor, room 1a AO 16 IO9, AO 50, AO 2246 and AO 2348 (for the whole stele) Donation of the British Museum. Eric Gaba (User:Sting), July 2005. Any use of this photograph can be made as long as you credit me (Eric Gaba – Wikimedia Commons user: Sting) as the author and distribute the copies and derivative works under the same license(s) that the one(s) stated below. A message with a reply address would also be greatly appreciated. Permission is granted to copy, distribute and/or modify this document under the terms of the GNU Free Documentation License, Version 1.2 or any later version published by the Free Software Foundation; with no Invariant Sections, no Front-Cover Texts, and no Back-Cover Texts. A copy of the license is included in the section entitled GNU Free Documentation License.

One fragment of the victory stele of the king Eannatum of Lagash over Umma, called « Stele of Vultures ». Historical side. Limestone, circa 2450 BC, Sumerian archaic dynasties. Found in 1881 in Girsu (now Tello, Iraq), Mesopotamia, by Édouard de Sarzec.
Louvre Museum.
Department of Mesopotamian antiquities, Richelieu, ground floor, room 1a
AO 16 IO9, AO 50, AO 2246 and AO 2348 (for the whole stele)
Donation of the British Museum.
Eric Gaba (User:Sting), July 2005.
Permission is granted to copy, distribute and/or modify this document under the terms of the GNU Free Documentation License, Version 1.2 or any later version published by the Free Software Foundation; with no Invariant Sections, no Front-Cover Texts, and no Back-Cover Texts. A copy of the license is included in the section entitled GNU Free Documentation License.

The earliest attestation for a dream is attested in the famous stele of vultures of the pre-Sargonic king of Lagash, E’anatum. In E’anatum 1, 6:28 we read: “to the one who has lain down, to the one who has lain down (the deity) stood at (his) head.”

Reconstitution of the victory stele of the king Eannatum of Lagash over Umma, called « Stele of Vultures ». Historical side. Limestone, circa 2450 BC, Sumerian archaic dynasties. Found in 1881 in Girsu (now Tello, Iraq), Mesopotamia, by Édouard de Sarzec. AO 16 IO9, AO 50, AO 2246 and AO 2348 (for the whole stele) https://commons.wikimedia.org/wiki/Category:Stele_of_the_Vultures#/media/File:Stele_of_Vultures_historical_side.jpg Eric Gaba (User:Sting), July 2005. Any use of this photograph can be made as long as you credit me (Eric Gaba – Wikimedia Commons user: Sting) as the author and distribute the copies and derivative works under the same license(s) that the one(s) stated below. A message with a reply address would also be greatly appreciated. Permission is granted to copy, distribute and/or modify this document under the terms of the GNU Free Documentation License, Version 1.2 or any later version published by the Free Software Foundation; with no Invariant Sections, no Front-Cover Texts, and no Back-Cover Texts. A copy of the license is included in the section entitled GNU Free Documentation License.

Reconstitution of the victory stele of the king Eannatum of Lagash over Umma, called « Stele of Vultures ». Historical side. Limestone, circa 2450 BC, Sumerian archaic dynasties. Found in 1881 in Girsu (now Tello, Iraq), Mesopotamia, by Édouard de Sarzec.
AO 16 IO9, AO 50, AO 2246 and AO 2348 (for the whole stele)
https://commons.wikimedia.org/wiki/Category:Stele_of_the_Vultures#/media/File:Stele_of_Vultures_historical_side.jpg
Eric Gaba (User:Sting), July 2005.
Permission is granted to copy, distribute and/or modify this document under the terms of the GNU Free Documentation License, Version 1.2 or any later version published by the Free Software Foundation; with no Invariant Sections, no Front-Cover Texts, and no Back-Cover Texts. A copy of the license is included in the section entitled GNU Free Documentation License.

(We note that this passage follows the miraculous birth of the ruler E’anatum; presumably he was thus especially fitted for the dream message.)

For our purpose, here it is noteworthy, that a deity was the sender or transmitter of the dream. The dream was of divine origin, considered as revelation of the divine will.”

(The clearest reference to the divine revelation of a text is attested in the late Erra Epic with his evident “apocalyptic” theme where the author Kabti-ilāni-Marduk actually asserts in the colophon of the text: (5:40):

Reconstitution of the victory stele of the king Eannatum of Lagash over Umma, called « Stele of Vultures ». Mythological side. Limestone, circa 2450 BC, Sumerian archaic dynasties. Found in 1881 in Girsu (now Tello, Iraq), Mesopotamia, by Édouard de Sarzec. AO 16 IO9, AO 50, AO 2246 and AO 2348 (for the whole stele) https://commons.wikimedia.org/wiki/File:Stele_of_Vultures_mythological_side.jpg Eric Gaba (User:Sting), July 2005. Any use of this photograph can be made as long as you credit me (Eric Gaba – Wikimedia Commons user: Sting) as the author and distribute the copies and derivative works under the same license(s) that the one(s) stated below. A message with a reply address would also be greatly appreciated. Permission is granted to copy, distribute and/or modify this document under the terms of the GNU Free Documentation License, Version 1.2 or any later version published by the Free Software Foundation; with no Invariant Sections, no Front-Cover Texts, and no Back-Cover Texts. A copy of the license is included in the section entitled GNU Free Documentation License.

Reconstitution of the victory stele of the king Eannatum of Lagash over Umma, called « Stele of Vultures ». Mythological side. Limestone, circa 2450 BC, Sumerian archaic dynasties. Found in 1881 in Girsu (now Tello, Iraq), Mesopotamia, by Édouard de Sarzec.
AO 16 IO9, AO 50, AO 2246 and AO 2348 (for the whole stele)
https://commons.wikimedia.org/wiki/File:Stele_of_Vultures_mythological_side.jpg
Eric Gaba (User:Sting), July 2005.
Permission is granted to copy, distribute and/or modify this document under the terms of the GNU Free Documentation License, Version 1.2 or any later version published by the Free Software Foundation; with no Invariant Sections, no Front-Cover Texts, and no Back-Cover Texts. A copy of the license is included in the section entitled GNU Free Documentation License.

“For (the god) Erra had burned with wrath and planned to lay waste the countries and slay their peoples, but Ishum, his counsellor, appeased him and (Erra) left a remnant! Kabti-ilāni-Marduk, the son of Dabibi, (was) the composer of this tablet (= of this poem):

(The deity) revealed it to him during the night, and in the morning, when he recited (it), he did not skip a single (line) nor a single line (of his own) did he add to it ….” (5:55)

[Erra speaks] “The scribe who commits it to memory shall escape the enemy country (and) shall be honoured in his own country. In the sanctuary of (those) sages where they constantly mention my name, I will grant them wisdom.

To the house in which this tablet is placed—however furious Erra may be, however murderous the Sebettu (pleaiades or seven sisters) may be—the sword of destruction shall not come near.”

(English translation by L. Cagni, The Poem of Erra [Sources of the Ancient Near East 1.3; Malibu: Undena Publications, 1974).”

Gebhard J. Selz, “Of Heroes and Sages–Considerations of the Early Mesopotamian Background of Some Enochic Traditions,” in Armin Lange, et alThe Dead Sea Scrolls in Context, v. 2, Brill, 2011, pp. 796-7.

Selz: Connects the Apkallu with the Fallen Angels

“The correspondance between Enmeduranki, for a long time considered to be the Mesopotamian Enoch, with an apkallū named Utu-abzu, proved highly informative.

(See W.G. Lambert, “Enmeduranki and Related Matters,” JCS 21 (1967): pp. 126-38; idem, “New Fragment.”)

Paul Gustave Doré (1832-1883 CE), Michael Casts out all of the Fallen Angels, Illustration for Milton's Paradise Lost, 1866.<br />  This is a faithful photographic reproduction of a two-dimensional, public domain work of art. The work of art itself is in the public domain for the following reason:<br />  This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author's life plus 100 years or less. <br /> https://commons.wikimedia.org/wiki/Gustave_Doré

Paul Gustave Doré (1832-1883 CE), Michael Casts out all of the Fallen Angels, Illustration for Milton’s Paradise Lost, 1866.
This is a faithful photographic reproduction of a two-dimensional, public domain work of art. The work of art itself is in the public domain for the following reason:
This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.
https://commons.wikimedia.org/wiki/Gustave_Doré

In 1974 Borger observed in an important article, that in tablet III of the omen series Bīt Mēseri (“House of Confinement”) a list of these apkallū is provided and that the apkallū Utu-abzu who is, as we have just seen, associated with the primeval ruler Enmeduranki is explicitly said to have “ascended to heaven.”

(“Beschwörung. U-anna, der die Pläne des Himmels und der Erde vollendet, U-anne-dugga, dem ein umfassender Verstand verliehen ist, Enmedugga, dem ein gutes Geschick beschieden ist, Enmegalamma, der in einem Hause geboren wurde, Enmebu-lugga, der auf einem Weidegrund aufwuchs, An-Enlilda, der Beschwörer der Stadt Eridu,” Utuabzu, der zum Himmel emporgestiegen ist, . . . ” (Borger, “Beschwörungsserie,” p. 192).

(“Summons. U -anna, completes the plans of the heavens and the earth, U-anne-dugga, accompanied by a comprehensive understanding, Enmedugga, who is granted good skill, Enmegalamma, who was born in a house, Enmebu-lugga, who grew up on a pasture, An-Enlilda, the Summoner of the city Eridu.”)

In Borger’s words we can therefore say: “The mythological conception of Enoch’s ascension to heaven derives . . . from Enmeduranki’s counselor, the seventh antediluvian sage, named Utuabzu!”

(Borger, “Incantation Series,” p. 232.)

Purādu-fish apkallū were antediluvian sages, the famous Seven Sages of Sumeria were purādu-fish.  The genotype is also attested in Berossus, as the form of the mentor of mankind, Oannes.

Purādu-fish apkallū were antediluvian sages, the famous Seven Sages of Sumeria were purādu-fish.
The genotype is also attested in Berossus, as the form of the mentor of mankind, Oannes.

The iconographic evidence for these apkallū is manifold and best known from various Assyrian reliefs. We usually refer to them as genii. Bīt Mēseri, however, describes them as purādu-fishes, and this coincides with iconographic research undertaken by Wiggerman some twenty years ago in his study on Mesopotamian Protective Spirits.

(F.A.M. Wiggermann, Mesopotamian Protective Spirits: The Ritual Texts (Cuneiform Monographs 1; Groningen: Styx, 1992).

The three types of apkallū are portrayed, with the human ummânū at far left, the Nisroch bird-apkallū type in the middle, and the antediluvian purādu-fish type at far right.  The human ummânū is attested in the Uruk List of Kings and Sages, while other references to bird-apkallū are legion, as documented in Wiggermann and other authorities.  The purādu-fish apkallū is principally attested in Berossus, though other authorities confirm them, as well.  The anthropomorphic qualities of the purādu-fish and the Nisroch apkallū remain unexplained, though the eagle is sacred to Enki / Ea.

The three types of apkallū are portrayed, with the human ummânū at far left, the Nisroch bird-apkallū type in the middle, and the antediluvian purādu-fish type at far right.
The human ummânū is attested in the Uruk List of Kings and Sages, while other references to bird-apkallū are legion, as documented in Wiggermann and other authorities.
The purādu-fish apkallū is principally attested in Berossus, though other authorities confirm them, as well.
The anthropomorphic qualities of the purādu-fish and the Nisroch apkallū remain unexplained, though the eagle is sacred to Enki / Ea.

Wiggerman could distinguish between basically three types of genii, attested in the Mesopotamian art: First, there is a human faced genius, second, a bird apkallū who occur only in “Assyrian” contexts, and third, a fish apkallū, the original Babylonian apkallū, as described by Berossos; according to the texts the last two groups of apkallū are coming in groups of seven.

The first type, the human faced genius must be kept apart because these genii are depicted wearing a horned crown which explicitly marks them as divine.

An ummânu, or sage of human descent. The ummânu raises his right hand in the iconic gesture of greeting, with uncertain plants in his left hand. Note the rosette design on his wristband, and the horned tiara headdress, indicative of divinity. 

Such human apkallū are invariably portrayed with wings.

An ummânu, or sage of human descent. The ummânu raises his right hand in the iconic gesture of greeting, with what appear to be poppy bulbs in his left hand. Note the rosette design on his wristband, and the horned tiara headdress, indicative of divinity. 

Such human apkallū are invariably portrayed with wings, a further indicator of divinity or semi-divinity.

I cannot dwell here on the complicated issue of a possible intertextual relation between these apkallū and the “fallen angels” of the biblical tradition. Instead I will add some remarks concerning the following feature of the Enochic tradition, especially the Book of Giants.

1 Enoch 6:1-3 gives account of the siring of giants; men had multiplied and the watchers, the sons of heaven, saw their beautiful daughters and desired them.

Therefore, “they said to one another, ‘Come, let us choose for ourselves wives from the daughters of men, and let us beget children for ourselves.’

And Shemihazah, their chief, said to them, ‘I fear that you will not want to do this deed, and I alone shall be guilty of a great sin.’”

1 Enoch 7:1-2 describes that the women conceived from them and “bore to them great giants. And the giants begot Nephilim, and to the Nephilim were born . . . And they were growing in accordance with their greatness.”

Gebhard J. Selz, “Of Heroes and Sages–Considerations of the Early Mesopotamian Background of Some Enochic Traditions,” in Armin Lange, et alThe Dead Sea Scrolls in Context, v. 2, Brill, 2011, pp. 794-5.

Selz: On Giants

“Dating back to the late nineteenth century and the so-called Babel-Bible dispute, the relation of the biblical traditions, especially those concerning the paradise narrative, the flood-story, and the (antediluvian) patriarchs, to the Mesopotamian world received much interest (see below).

(For an overview over this politically remarkable dispute and the involvement of the German emperor Wilhelm II see R.G. Lehmann, Friedrich Delitzsch und der Babel-Bibel-Streit (OBO 133; Fribourg: Universitätsverlag, 1989).

Delitzsch’s hypotheses were sharply criticised by Christian and Jewish theologians of the time and soon became a political issue. Finally the emperor was even requested to make a public profession of his faith.)

From a modern scholarly point of view, much of what has been written in this period is obsolete and related to anti-biblical or apologetic motivations. Therefore, we encounter often a general warning against a naïve comparative attitude which is certainly in place.

Courtesy of The Blake Archive and the Cincinnati Museum, William Blake's

Courtesy of The Blake Archive and the Cincinnati Museum, William Blake’s “Enoch Walked with God.”
Executed sometime between 1780-85 CE, this illustration is Cincinnati Museum Accession Number 1977.214.
“As always, the William Blake Archive is a free site, imposing no access restrictions and charging no subscription fees. The site is made possible by the University of North Carolina at Chapel Hill with the University of Rochester, the continuing support of the Library of Congress, and the cooperation of the international array of libraries and museums that have generously given us permission to reproduce works from their collections in the Archive.”
https://blakearchive.wordpress.com/2014/07/25/publication-announcement-thel-copy-n-and-enoch-walked-with-god/

(Cf. R. Liwak, “Bibel und Babel: Wider die theologische und religionsgeschichtliche Naivität,” BTZ 2 (1989): pp. 206-33. An extensive bibliography of “Articles by Jewish Writers on the Babel-Bibel Controversy” is published in Y. Shavit and M. Eran, eds., The Hebrew Bible Reborn: From Holy Scripture to the Book of Books: A History of Biblical Culture and the Battles over the Bible in Modern Judaism (trans. C. Naor; SJ 38; Berlin: de Gruyter, 2007), pp. 531-66).

If in the following paragraphs we refer to various Mesopotamian materials, we are fully aware of this warning. We do not intend to establish literal dependencies, but would rather draw attention to some parallels with selected Mesopotamian motifs.

This seal appears to portray the translation of King Etana at upper left. I am not sure where this seal is held. If you can assist, please do.

This seal appears to portray the translation of King Etana at upper left.
I am not sure where this seal is held. If you can assist, please do.

We will neither address the question of a common Near Eastern origin of such motifs, nor will we attempt to reconstruct the ways of transmission in the necessary detail. The latter were certainly manifold, and that orality played a major role is very likely but, of course, hard to prove.

The most important contributions concerning the relationship between Berossos, the Sumerian King list, and the biblical patriarchs as well as the connected literary motifs are presently those of R. Borger, J.C. VanderKam, H. Kvanvig and A.A. Orlov. I shall return to them later.

(Cf. G.P. Verbrugghe and J.M. Wickersham, Berossos and Manetho, Introduced and Translated: Native Traditions in Ancient Mesopotamia and Egypt (Ann Arbor: University of Michigan Press, 1996).

(R. Borger, “Die Beschwörungsserie Bīt Mēseri und die Himmelfahrt Henochs,” JNES 33 (1974): pp. 183-96; for an abbreviated English version see idem, “The Incantation Series Bīt Mēseri and Enoch’s Ascension to Heaven,” in I Studied Inscriptions from Before the Flood: Ancient Near Eastern, Literary, and Linguistic Approaches to Genesis 1-11 (ed. R.S. Hess and D.T. Tsumura; Sources for Biblical and Theological Study 4, Winona Lake: Eisenbrauns, 1994), pp. 224-33.)

(J.C. VanderKam, Enoch and the Growth of an Apocalyptic Tradition (CBQMS 16; Washington: Catholic Biblical Association of America, 1984).

The discovery of the Qumran manuscripts put 1 Enoch in the centre of these discussions and their connections to the related Jewish-Hellenistic texts and to Mesopotamian forerunners have been widely discussed.

Titled

Titled “The Nephilim,” the artist is said to be unknown.
http://doctorwoodhead.com/days-noah-corruption-demonic-activity-part/

The Qumran manuscripts of the Book of Giants mention the hero Gilgamesh among the Giants who were offspring of the evil (fallen) angels who had intercourse with human females.

(The following excerpts of the reconstructed Book of Giants are taken from the edition of The Gnostic Society Library (MSS: 4Q203, 1Q23, 2Q26, 4Q530–532, 6Q8). Editorial note: A long excerpt from the Book of Giants is reproduced here.)

Starting from this fact, I attempt to show that not only did the generally late Mesopotamian traditions about the primeval sages and related matters form a background for the mythical imagery of the Enochic system of thought, but that the much earlier epic traditions about the kings Gilgamesh and Etana should also be considered.

We might not be able to avoid some of the traps of this sort of intertextual studies, however, we are by all means entitled to look after the pre- and the post-texts, especially if we remember that any reading implies a recreation of new texts.

To put it metaphorically, texts are not stable entities but living beings undergoing all sort of philological and interpretative changes.”

Gebhard J. Selz, “Of Heroes and Sages–Considerations of the Early Mesopotamian Background of Some Enochic Traditions,” in Armin Lange, et alThe Dead Sea Scrolls in Context, v. 2, Brill, 2011, pp. 781-4.

Izre’el: Adapa and the South Wind as Mythos

“A Sumerian version of Adapa from the Old Babylonian period has been discovered at Tell Haddad (ancient Meturan) and has been announced by Cavigneaux and al-Rawi (1993: 92-3). The Sumerian version is reported to be similar to the Akkadian version. It includes “an incantation-like passage” at the end, as does the Akkadian version represented by Fragment D.

Furthermore, the myth is the second part of a longer narrative, the first part of which describes the time just following the deluge and describes the feeding of the gods and the organization of mankind.

The discovery of the myth of Adapa and the South Wind immediately attracted wide attention. Its ideology and its correspondence to the intellectual heritage of Western religions precipitated flourishing studies of this myth, both philological and substantive.

This is MLC 1296, an Akkadian fragment of the Adapa Myth in the collection of the Morgan Library and Museum. http://corsair.themorgan.org/cgi-bin/Pwebrecon.cgi?BBID=215815

This is MLC 1296, an Akkadian fragment of the Adapa Myth in the collection of the Morgan Library and Museum.
http://corsair.themorgan.org/cgi-bin/Pwebrecon.cgi?BBID=215815

Many translations have appeared during the past century, shedding light on various aspects of the myth and its characters. Picchioni (1981) made use of the scholarly work that preceded him, but following his monograph further studies and new translations of the Adapa narrative appeared (among which were Michalowski 1980; Müller 1983-4; Dalley 1989; Talon 1990; Dietrich 1991; Izre’el 1991a; Müller 1991; Dietrich 1993; Foster 1993; Izre’el 1993: 52-7; 1997: 43-50; Kämerer 1998: 254-59).

Picchioni’s monograph marked a turning point in the Assyriological study of the myth and became the standard edition of the myth. There are several reasons for this: first, it summarized the diverging views published in the secondary literature.

Second, Picchioni’s critical edition was solid and up to date. Third, his study established (although not without precedent; see Böhl 1953: 149-50; 1959; Hecker 1974: in passing, index: p. 214; cf. already Zimmern in Gunkel 1895: 420-1 n. 2) that the structure of the text (more specifically, the Amarna fragment) must be viewed as verse.

This enhanced our understanding of the text as a piece of literature (cf. von Soden 1984: 227-30; Izre’el 1991a).

However, in spite of comprehensive treatment of the personae and symbols of the myth, Picchioni’s treatment of the narrative itself was remarkably brief (cf. Ella 1983). It is precisely with this in mind that I am publishing the present study: I am unveiling the myth of Adapa and the South Wind as mythos, as story. To do this, I will analyze the underlying concepts through extensive treatment of form.

First I offer an edition of the extant fragments of the myth, including the transliterated Akkadian text, a translation, and a philological commentary. As the reader will see, I consider language the salient and crucial part of any textual treatment, especially one that analyzes the overt and covert meanings of a myth.

These cuneiform originals are from Albert T. Clay, A Hebrew Deluge Story in Cuneiform. New Haven: Yale University Press, 1922. This particular photograph states,

These cuneiform originals are from Albert T. Clay, A Hebrew Deluge Story in Cuneiform. New Haven: Yale University Press, 1922.
This particular photograph states, “Early Atrahasis Cuneiform Original –Reverse
Adapa Version – Obverse (Reverse is destroyed).”
http://www.cumorah.com/index.php?target=view_other_articles&story_id=59&cat_id=7

I cannot overemphasize the need for thorough philological and linguistic analysis before discussing meaning, even though some interpretations are merely the result of context-realizations.

The analysis of poetic form that follows will then lead to analyzing the myth as a piece of literature and to uncovering its meaning—or rather, meanings.

This study therefore marks another phase in the long, extensive, and never-ceasing research into this abysmal Mesopotamian myth. Being just one of many human beings allured to and intrigued by this tale told in ancient times to a more understanding audience than ours, I wish to share with my own audience both my interpretation and my impression of this particular myth, as well as the methodology that I have adopted for my enquiry.

Within these confines, I hope that this study will have something to offer to the more general study of the Mesopotamian, especially the Akkadian, mythological texts.”

Schlomo Izre’el, Adapa and the South Wind: Language Has the Power of Life and Death, Eisenbrauns, 2001, pp. 7-8.

Izre’el: Listing the Fragments

Previous Studies and the Present Study

“The scholarly world first became aware of the myth of Adapa and the South Wind when its largest fragment was discovered among the scholarly tablets of the El-Amarna archive in 1887 (Harper 1891; Scheil 1891; cf. Zimmern 1892; Sayce 1892; Izre’el 1997: 1-13, 43-50).

A fragment of the myth (now known as Fragment D) had, in fact, already been published before that time by one of the pioneers of Mesopotamian studies, George Smith (Smith 1876:125-6).

Smith, however, did not have at his disposal enough data to identify this fragment as part of the myth to which it belonged and attributed it to the Ea narrative (for which see Cagni 1969, 1977). While discussing the Berossus account of Oannes, Smith stated that “it is a curious fact the legend of Oannes, which must have been one of the Babylonian stories of the Creation, has not yet been discovered” (Smith 1876: 306).

Sayce, who said he had copied this fragment, “related to an otherwise unknown individual named Adapa,” “many years ago,” was able to attribute this fragment to the Adapa myth only after the discovery of the Amarna fragment (Sayce 1892; cf. Sayce in Morgan 1893: 183-4; Bezold 1894a: 114 n. 1, 1894b: 405 n. 1; Strong 1894; 1895).

We now have at our disposal six fragments of the myth. The largest and most important fragment is the one discovered at Amarna (“Fragment B”) and thus dated to the 14th century BCE (see further pp. 47-9).

Five other fragments (A, A1, C, D, and E) were part of the Ashurbanipal library and are representative of this myth as it was known in Assyria about seven centuries later. Only two of the extant fragments (A and A1) are variants of the same text. Fragments C and D come from different sections of the text.

Fragment E represents another recension of the myth, which also seems to be similar to the known versions.

K 15072, British Museum. Another extremely sparse entry for this Akkadian cuneiform tablet, provenance Nineveh, modern Kuyunjik.<br /> http://www.cdli.ucla.edu/cdlisearch/search_beta/search_results.php?SearchMode=Text&ObjectID=401152

K 15072, British Museum. Another extremely sparse entry for this Akkadian cuneiform tablet, provenance Nineveh, modern Kuyunjik.
http://www.cdli.ucla.edu/cdlisearch/search_beta/search_results.php?SearchMode=Text&ObjectID=401152

The following is a list of the extant fragments edited in this volume, with their museum numbers and main previous editions.

  • Fragment A: MLC 1296 (Pierpont Morgan Library, New York);
  • Scheil 1898: 124-33;
  • Clay 1922: 39-41, pls IV, VI (cf. Clay 1923: 10-11);
  • Picchioni 1981: 112-5, 127-31 (figure 1), tav. 1.
  • Fragment A1: K 15072 (British Museum, London).
  • Parallel to the last extant section Fragment A. Schramm 1974;
  • Picchioni 1981: 114-5, 131, tav. IV-V.
  • Fragment B: VAT 348 (Vorderasiatisches Museum, Berlin);
  • Winkler and Abel 1889-90: 240;
  • Schroeder 1915: #194;
  • Harper 1894: 418-25;
  • Jensen 1900: 94-9, with comments on pp. 411-3;
  • Knudtzon 1915: 964-9 (= EA 356);
  • Picchioni 1981: 114-21, 131-6, 162-3 (figures 2-3 = Schroeder 1915: #194, tav. II-III;
  • Izre’el 1997: 43-50, copy (= Schroeder 1915: #194 with collations = pp. 177, 179 below), photographs.
  • Fragment C: K 8743 (British Museum, London). Expanded parallel to part of Fragment B.
  • Langdon 1915: pl. IV, #3, and p. 42 n. 2;
  • Thompson 1930: pl. 31;
  • Jensen 1900: xvii-xviii;
  • Picchioni 1981: 120-1, 136-7, 164 (figure 4), tav. IV-V.
  • Photograph also in Böhl 1959: Taf. 12.
  • Fragment D: K 8214 (British Museum, London). Virtual parallel to the end of Fragment B with additions.
  • Strong 1894;
  • Furlani 1929: 132;
  • Picchioni 1981: 122-3, 137-41, 165 (figure 5), tav. VI.
  • Photograph also in Böhl 1959: Taf. 12.
  • Fragment E: K 9994 (British Museum, London). A small fragment probably representing a different recension of the myth.
  • Von Soden 1976: 429-30;
  • Picchioni 1981: 95-6, tav. IV-V.

A cuneiform copy is published here for the first time, courtesy of the Trustees of the British Museum.

The notation “Fragment E” is introduced here.

In addition to these fragments, one may note a possible title to the myth. The catalogue of literary texts Rm 618 (Bezold 1889-99: 4.1627) lists a title of a work on Adapa (line 3):

Adapa into heaven ( . . . )

Picchioni (1981: 87 n. 244) suggested that this might be an incipit of the first verse of the myth; Talon (1990: 44, 54) agrees (see further Hallo 1963: 176; cf. Lambert 1962: 73-4).

It is difficult to see how this line could have been the opening verse of any of the versions known to us, since both Fragment A and Fragment B seem to have opened differently (cf., for Fragment B, p. 108, and, for a literary analysis of Fragment A, pp. 112-3).

It may perhaps be suggested that this was a title rather than an incipit (thus also Röllig 1987: 50), because we know that Adapa’s ascent to heaven is also referred to elsewhere (p. 4).

British Museum K 10147. Notes on this fragment are sparse. It was sourced at Nineveh, modern Kuyunjik, and marked Neo-Assyrian (ca. 911-612 BC).<br /> http://www.cdli.ucla.edu/cdlisearch/search_beta/archival_view.php?ObjectID=P398516

British Museum K 10147. Notes on this fragment are sparse. It was sourced at Nineveh, modern Kuyunjik, and marked Neo-Assyrian (ca. 911-612 BC).
http://www.cdli.ucla.edu/cdlisearch/search_beta/archival_view.php?ObjectID=P398516

Von Soden, while suggesting the attribution of K 9994 (= Fragment E) to this myth (cf. also Borger 1975: 62, following Lambert), also made some observations concerning K 10147, saying that although the attribution of this fragment to the myth is doubtful, it may have formed part of the beginning of the text, before the extant Fragment A (von Soden 1976: 431; already Bezold 1894b: 405 n. 1).

This and other small fragments mentioning Adapa or relating to this figure have been collected by Picchioni (1981).”

(Ed. note: Links on this page are far from perfect. I have done my best to at least show a direction if you are seeking a specific citation or a particular work. Many of the cited works are not on the web. If you want them, you will have to complete your citations and then request them through an interlibrary loan at a physical library. If you have updated links to citations or to complete works, or images of the fragments themselves, please share them with me through the comments feature below. It would be a selfless contribution to scholarship if you could scan them and upload them to the internet. I will integrate them into this page. Please remember to mention if you would like to be credited.)

Schlomo Izre’el, Adapa and the South Wind: Language Has the Power of Life and Death, Eisenbrauns, 2001, pp. 5-7.

Izre’el: The Tale of the Adapa Myth

“Moreover, there is further textual evidence for the identification of the two figures in the combined name u-an(-na) adapa or u-ma-a-num a-da-pa (Lambert 1962: 73-4; van Dijk 1962: 44-8; Hallo 1963: 176; Bottéro 1969-70: 106; Borger 1974: 186; Picchioni 1981: 97-101; Kvanvig 1988: 202-4; Denning-Bolle 1992: 44-5; cf. Albright 1926).

The mythological figure Adapa has, thus, two variants: one is called Uan; another is called Adapa. The myth of the seven primordial sages shares with the Berossus tradition the mytheme of emergence from water. The etymological equation between Adapa and ù.tu.a.ab.ba is related to a similar tradition, while his having ascended to heaven is perhaps recalled by the name Uan, which includes a direct reference to heaven (An).

Purādu-fish apkallū were antediluvian sages, the famous Seven Sages of Sumeria were purādu-fish. The genotype is also attested in Berossus, as the form of the mentor of mankind, Oannes.

Purādu-fish apkallū were antediluvian sages, the famous Seven Sages of Sumeria were purādu-fish.
The genotype is also attested in Berossus, as the form of the mentor of mankind, Oannes.

Thus it was Oannes-Adapa who instructed people about the ordinance of the earth. It is with this theme that the myth of Adapa and the South Wind opens.

The Story

The myth as we know it opens with a description of the background to the main narrative. This background has reached us through what is now called Fragment A, of which the very first line or lines are missing (for the find and the extant fragments, see below).

The first legible lines refer to the power of divine speech, and it is said that Ea—known to us as the Mesopotamian god of fresh water and wisdom—perfected Adapa “with great intelligence, to give instruction about the ordinance of the earth. To him he gave wisdom, he did not give him eternal life” (lines 3’-4’).

Adapa was a servant of Ea. Respected and adored by his community, he performed the chores necessary to the daily rituals, which included, among others, supplying fish from the nearby sea.

One day Adapa’s journey to the wide sea ended unexpectedly in a sudden burst of the South Wind. Adapa was plunged into the sea. Here begins the narrative as we know it from Fragment B. This fragment has some close, albeit broken, parallels in Fragment C and at the beginning of Fragment D.

Adapa, who for the first time in his life had met with some difficulty, could do nothing other than to threaten the blowing wind that he would break its wing. As soon as he uttered this threat, the wing of the South Wind broke.

Click to zoom.<br /> A solid basalt tub recovered from outside the Temple of Ishtar at Nineveh, now in the collection of the Pergamon Museum.<br />  Ea is readily identified at the center with water flowing from his shoulders. Ea is surrounded by apkallu, puradu-fish apkallu.<br />  The puradu-fish apkallu have a fish head and fish skin flowing down their backs. They raise rectangular objects of unknown etiology in their right hands, in their traditional acts of purification and blessing. The banduddu buckets are, as usual, in their lowered left hands.<br />  This tub probably portrays the Seven Sages of antediluvian Sumeria.

Click to zoom.
A solid basalt tub recovered from outside the Temple of Ishtar at Nineveh, now in the collection of the Pergamon Museum.
Ea is readily identified at the center with water flowing from his shoulders. Ea is surrounded by apkallu, puradu-fish apkallu.
The puradu-fish apkallu have a fish head and fish skin flowing down their backs. They raise rectangular objects of unknown etiology in their right hands, in their traditional acts of purification and blessing. The banduddu buckets are, as usual, in their lowered left hands.
This tub probably portrays the Seven Sages of antediluvian Sumeria.

Nothing could be done against Adapa’s spell, and Anu, the sky god and the head of the Mesopotamian pantheon, called Adapa to task. The situation was indeed unpleasant for the disciple of Ea. Yet, a god such as Ea would not risk a meeting between his loyal servant and Anu without proper preparation.

As might be appropriate for the god of wisdom, Ea, well known also for his artful character, supplied Adapa with minute instructions that were intended to save his life. Among these were strict orders to avoid any food or drink offered to him in heaven, any of which Ea said would bring death on Adapa.

However the situation turned out to be rather different from what Adapa anticipated. While in heaven, Anu’s anger was appeased by two deities, Dumuzi and Gizzida, who were standing at the gate of heaven. Following Ea’s instructions, Adapa had paid a tribute of flattering words to them. Instead of being offered deadly food and water, he was offered the food and water of life.

Adapa refused it, and thus—at least according to one recension, recorded in Fragment B—lost a unique and irreversible chance for eternal life.

However, according to another version of the story, recorded in Fragment D, Anu seems to have shown Adapa the awesomeness of heaven and to have installed Adapa in his own rather than in Ea’s service. This fragment also adds to the myth a healing incantation that is based on the very fact that Adapa, “a seed of humankind,” succeeded in breaking the wing of the South Wind.”

Schlomo Izre’el, Adapa and the South Wind: Language Has the Power of Life and Death, Eisenbrauns, 2001, pp. 2-5.

Izre’el: Origins of the Adapa Myth

Adapa the Sage

Adapa was known in Ancient Mesopotamia as The Sage. The original etymology of the name Adapa may not have reached us. A lexical text lists a term adapu as meaning “wise” (Igituh I: 107), an attribute that is further attested in another late text (Lambert 1962: 74). This adjectival noun is undoubtedly derived from the name of the mythological figure Adapa (CAD A/I 102 s.v. adapu B; AHw 1542 s.v. adapu III).

This lexical text has ù.tu.a.ab.ba “born in the sea” as the Sumerian equivalent of adapu, an equation that may have resulted from folk etymology (Lambert 1962: 73-4). In any case, whether primary or secondary, this possible etymology shows the mythological characteristics attributed to Adapa by the Mesopotamians, since he, as one of the first antediluvian sages, was thought to have emerged from the sea.

At some point, the name Adapa was interpreted as an epithet rather than as a proper noun, and as such it co-occurs with the name Uan(na), “the light of An” (see below).

Whether the word was originally an epithet or a name is hard to tell, especially since one cannot draw any sound conclusions regarding the origin of the myth or of any individual mytheme from the chronology of its occasional textual finds.

K 5519, British Museum. E.A. Wallis Budge, ed., Cuneiform Texts from Babylonian Tablets in the British Museum, part XXX, British Museum, London, 1911. Plate 8.  http://www.etana.org/sites/default/files/coretexts/17079.pdf

K 5519, British Museum.
E.A. Wallis Budge, ed., Cuneiform Texts from Babylonian Tablets in the British Museum, part XXX, British Museum, London, 1911. Plate 8.
http://www.etana.org/sites/default/files/coretexts/17079.pdf

In a Sumero-Akkadian bilingual account of the first sages, a priest of Eridu is mentioned as one who ascended to heaven:

“[PN,] the purification priest of Eridu

[. . .] who ascended to heaven.

They are the seven brilliant apkallus, purãdu-fish of the sea,

[sev]en apkallus “grown” in the river,

who insure the correct functioning of the ordinance of heaven and earth.”

(K 5519: I’ – 9’ after Reiner 1961: 2, 4).

Reiner (1961: 6-7) suggested that the subject here was Adapa. However, taken in its context as part of the bīt mēseri ritual, the name of the apkallu mentioned is Utuabzu (“born in the Apsu”), who comes seventh in a list of apkallus (Borger 1974: 192-4).

A fish-apkallu drawn by A.H. Layard from a stone relief, one of a pair flanking a doorway in the Temple of Ninurta at Kalhu.  This example is identical to illustration 55 in Dalley's article on the apkallu, which she cites for the dual daggers in his waistband.  British Museum. 

Reproduced in Schlomo Izre'el, Adapa and the South Wind: Language Has the Power of Life and Death, Eisenbrauns, 2001.

 https://books.google.co.th/books?id=MbwwROVGl7UC&pg=PA3&source=gbs_selected_pages&cad=3#v=onepage&q&f=false

A fish-apkallu drawn by A.H. Layard from a stone relief, one of a pair flanking a doorway in the Temple of Ninurta at Kalhu.
This example is identical to illustration 55 in Dalley’s article on the apkallu, which she cites for the dual daggers in his waistband.
British Museum. 

Reproduced in Schlomo Izre’el, Adapa and the South Wind: Language Has the Power of Life and Death, Eisenbrauns, 2001.


https://books.google.co.th/books?id=MbwwROVGl7UC&pg=PA3&source=gbs_selected_pages&cad=3#v=onepage&q&f=false

In another place in the same text, the last of seven sages is Utua-abba, mentioned as one who descended from heaven (Borger 1974: 193-4; see also Borger 1994: 231 and p. 232 n. 37).

The name Uan is listed as the first apkallu, who served during the time of the king Ayyalu (van Dijk 1962: 44). It is he who is mentioned as the one who “completed the ordinance of heaven and earth.”

The Greek variant of the name Uan, namely Oannes, is known from the account of Babylonian history by Berossus, The Babyloniaca, where it is said that before civilization was introduced to the people of Mesopotamia,

“…there was a great crowd of men in Babylonia and they lived without laws as wild animals. In the first year (i.e., of the reign of Alorus) a beast named Oannes appeared from the Erythrean Sea in a place adjacent to Babylonia. Its entire body was that of a fish, but a human head had grown beneath the head of the fish and human feet likewise had grown from the fish’s tail. It also had a human voice. A picture of it is still preserved today.”

(Burstein 1978: 13-4).

The evidence in our possession thus seems to point to at least two different original traditions (cf. Wiggermann 1986: 153) that have become a single unified tradition in the most prominent remaining texts (cf. the remarks by Denning-Bolle 1992: 44-5).

I believe that in the myth of Adapa and the South Wind, as it was interpreted in the traditions that have reached us, there is a strong case for such a unified tradition. Variation, it must be noted, is a part of the very nature of mythological traditions (cf. pp. 108-10 below).”

Schlomo Izre’el, Adapa and the South Wind: Language Has the Power of Life and Death, Eisenbrauns, 2001, pp. 1-2.

Curnow: Atrahasis is More Historical than Noah

Atrahasis is an interesting figure. By surviving the flood he and his wife became the living links between the antediluvian and postdiluvian ages. They also seem to have been the only human beings to have been made immortal (Leick 2001, p. 83).

More than once the narrative presents Atrahasis talking to Ea, the god of wisdom, and this is perhaps the basis for his own reputation for wisdom. On one occasion he is clearly asking the god to explain a dream to him. However it is also said that his father was called Shuruppak, who was the last king of the city-state of Shuruppak before the great flood.

(Excavations at Shuruppak have uncovered evidence of very substantial flooding there in around 2750 BCE).

MS in Sumerian on clay, Sumer, ca. 2600 BC.  Context: For the Old Babylonian recension of the text, see MSS 2817 (lines 1-22), 3352 (lines 1-38), 2788 (lines 1-45), 2291 (lines 88-94), 2040 (lines 207-216), 3400 (lines 342-345), MS 3176/1, text 3, and 3366. Commentary: This Early Dynastic tablet represents the earliest literature in the world. Only three texts are known from the dawn of literature: The Shuruppak instructions, The Kesh temple hymn, and various incantations (see MS 4549).  The instructions are addressed by the antediluvian ruler Shuruppak to his son Ziusudra, who was the Sumerian Noah, cf. MS 3026, the Sumerian Flood Story, and MS 2950, Atra-Hasis, the Old Babylonian Flood Story.  The Shuruppak instructions can be considered the Sumerian antecedents of the Biblical Ten Commandments and proverbs of the Bible:  Line 50: Do not curse with powerful means (3rd Commandment); lines 28: Do not kill (6th Commandment); line 33-34: Do not laugh with or sit alone in a chamber with a girl that is married (7th Commandment); lines 28-31: Do not steal or commit robbery (8th Commandment); and line 36: Do not spit out lies (9th Commandment).

 http://www.uned.es/geo-1-historia-antigua-universal/new%20website/IRAK/CIUDADES/instrucciones_de_shurupak.htm

MS in Sumerian on clay, Sumer, ca. 2600 BC.
Context: For the Old Babylonian recension of the text, see MSS 2817 (lines 1-22), 3352 (lines 1-38), 2788 (lines 1-45), 2291 (lines 88-94), 2040 (lines 207-216), 3400 (lines 342-345), MS 3176/1, text 3, and 3366.
Commentary: This Early Dynastic tablet represents the earliest literature in the world. Only three texts are known from the dawn of literature: The Shuruppak instructions, The Kesh temple hymn, and various incantations (see MS 4549).
The instructions are addressed by the antediluvian ruler Shuruppak to his son Ziusudra, who was the Sumerian Noah, cf. MS 3026, the Sumerian Flood Story, and MS 2950, Atra-Hasis, the Old Babylonian Flood Story.
The Shuruppak instructions can be considered the Sumerian antecedents of the Biblical Ten Commandments and proverbs of the Bible:
Line 50: Do not curse with powerful means (3rd Commandment); lines 28: Do not kill (6th Commandment); line 33-34: Do not laugh with or sit alone in a chamber with a girl that is married (7th Commandment); lines 28-31: Do not steal or commit robbery (8th Commandment); and line 36: Do not spit out lies (9th Commandment).


http://www.uned.es/geo-1-historia-antigua-universal/new%20website/IRAK/CIUDADES/instrucciones_de_shurupak.htm

The names of both Shuruppak (the king) and Atrahasis (as Ziusudra) appear in a Sumerian work known as The Instructions of Shuruppak to His Son Ziusudra. The earliest surviving fragments of this have been dated to around 2500 BCE. The work includes a variety of proverbs, aphorisms and observations within a framework indicating that this is Shuruppak’s advice to his son.

Just before the final flourish in which Shuruppak pays his valedictory respects to Nisaba comes line 278, which could either be regarded as a final aphorism, or as a summation of the entire text: “The gift of wisdom [is like] the stars (of heaven).” (Alster 1974, p. 51).

Atrahasis is therefore the beneficiary of both the divine wisdom of Ea and the human wisdom of Shuruppak, and most fittingly called “extra-wise.”

Israel

While there are few believers in Thoth or Marduk in the world today, the idea that anything that appears in the Bible should be treated as mythology will doubtless seem objectionable to some, but there is no obvious reason why Atrahasis should be treated as mythological while Noah is treated as historical.

Indeed Dalley (2000, p. 2) sees in “Noah” a possible derivation from “Utnapishtim,” the Akkadian name of the survivor of the Mesopotamian flood. For present purposes the most important antediluvian figure in the Bible is without doubt Enoch, although in fact the Bible says very little about him and what it does say is vague and confused.

Genesis (4, 5) seems to draw on two different and conflicting genealogies, one of which makes Enoch the son of Cain, the other makes him the son of Jared, a seventh-generation descendant of Adam through the line of Seth.

In an enigmatic phrase it is said that “God took him” (Genesis 5:24), and this came to be understood to mean that he ascended into heaven. Towards the end of the first millennium BCE a literature began to grow around Enoch and there survive three books concerning him, sometimes known as the Ethiopic (1), Slavonic (2) and Hebrew (3) Enochs after the languages in which they have been preserved.

Debates concerning the dating of these texts have been as long as they have been inconclusive, and some have argued for 2 Enoch and 3 Enoch to be from the late first millennium AD, and so outside the scope of this work.

Fortunately, it is 1 Enoch that is of most interest here, and for that an earlier date is agreed.”

Trevor Curnow, Wisdom in the Ancient World, Bloomsbury, 2010, pp. 41-2.

Dalley: Apkallu, IDD 2011

Iconography of Deities and Demons (IDD).

Apkallu.

“Mesopotamian semi-divine figure. A Babylonian tradition related by Berossos in the 3rd cent. (BURSTEIN 1978: 13f) describes a creature called Oannes that rose up out of the Red Sea in the first year of man’s history. His entire body was that of a fish, but he had another head, presumably human, and feet like a man as well as a fish tail.

Apkallus type 1 and 2, Stephanie Dalley, IDD.<br />  Two forms of Apkallu are depicted here, the umu-apkallu or ummanu on the left, holding what appears to be a branch with poppy bulbs, and the puradu-fish type with banduddu bucket in left hand.<br />  The sacred tree appears at center, beneath a winged device whose meaning is unclear to me.<br />  The figure on the right is probably a king, as the rich garment is not topped by a horned tiara, indicative of divinity.

Apkallus type 1 and 2, Stephanie Dalley, IDD.
Two forms of Apkallu are depicted here, the umu-apkallu or ummanu on the left, holding what appears to be a branch with poppy bulbs, and the puradu-fish type with banduddu bucket in left hand.
The sacred tree appears at center, beneath a winged device whose meaning is unclear to me.
The figure on the right is probably a king, as the rich garment is not topped by a horned tiara, indicative of divinity.

He taught men to write, as well as many other arts, crafts, and institutions of civilization. He taught them to build cities and temples, to have laws, to till the land, and to harvest crops. At sunset he returned to the sea. Later there were other similar creatures who appeared on the earth. These were the sages.

The sage Adapa, a priest of Eridu created by the god Ea/Enki, was also called Oannes. The name Oannes was thus connected, by true or false etymology, with the common noun for a sage in early Akkadian ummiānum, later ummânum.

The other Akkadian term for a sage, apkallu, can also mean a type of priest or exorcist. According to a Sumerian temple hymn, the seven sages came from Eridu, the first city in the Sumerian King List. Since Eridu was the city of Ea who lived in the Apsu, iconography involving water and fish is to be expected for the sages. According to late Assyrian and Babylonian texts, legendary kings were credited early on with having sages.

This water basin carved from a solid block of basalt was found in Nineveh near the temple of Ishtar. It is decorated with reliefs of apkallu – puradu-fish antediluvian sages.  (Pergamon Museum, Berlin)

 http://www.arcalog.com/image-library/museums/assyria/sennacherib/

This water basin carved from a solid block of basalt was found in Nineveh near the temple of Ishtar. It is decorated with reliefs of apkallu – puradu-fish antediluvian sages.
(Pergamon Museum, Berlin)


http://www.arcalog.com/image-library/museums/assyria/sennacherib/

The Epic of Erra and Ishum (probably 8th cent.) attributes to Marduk the banishing of the sages down to the Apsu, and not allowing them to return. He describes them as pure purādu-fish, perhaps carp, who like their master Ea are especially clever, and were put among mortals before their banishment.

The ritual text bīt mēseri, for encircling a house with protective magical figurines, gives names to the sages of some famous kings in various cities (REINER 1961; BORGER 1974; see also HUNGER 1983: nos. 8- 11). Some of those sages angered the gods.

Bird Apkallū and Fish Apkallū, the so-called parādu-fish, side by side. Apkallū statuettes of this design were buried in appropriate places in the home of a Babylonian exorcist. They were believed to have apotropaic qualities, guarding the home from evil.

Bird Apkallū and Fish Apkallū, the so-called parādu-fish, side by side. Apkallū statuettes of this design were buried in appropriate places in the home of a Babylonian exorcist. They were believed to have apotropaic qualities, guarding the home from evil.

Ziusudra, also known as Utnapishtim and Atrahasis, was probably the last sage before the flood, the event which marks the division between immortal and mortal sages. Later sages were part mortal, part divine.

Kings credited with a sage include Enmerkar, Shulgi, Enlil-bani of Isin, Hammurabi, Nebuchadnezzar I, Sennacherib, and Esarhaddon, but this time span (legendary/Early Dynastic [26th cent.] to mid 7th cent.) does not match that of the identified iconography.

Certain texts are attributed to sages, notably two medical texts and a hymn (REINER 1961), the Myth of Etana, the Sumerian Tale of Three Ox-drivers, the Babylonian Theodicy, and the astrological series UD.SAR Anum Enlila.

Enuma Anu Enlil is a series of about 70 tablets dealing with Babylonian astrology. These accounts were found in the early 19th century by excavation in Nineveh, near present day Bagdad. The bulk of the work is a substantial collection of omens, estimated to number between 6500 and 7000, which interpret a wide variety of celestial and atmospheric phenomena in terms relevant to the king and state. The tablets presumably date back to about 650 BC, but several of the omens may be as old as 1646 BC. Many of the reports found on the tablets represent ‘astrometeorological’ forecasts (Rasmussen 2010).<br />  http://www.climate4you.com/ClimateAndHistory%205000-0%20BC.htm

Enuma Anu Enlil is a series of about 70 tablets dealing with Babylonian astrology. These accounts were found in the early 19th century by excavation in Nineveh, near present day Bagdad. The bulk of the work is a substantial collection of omens, estimated to number between 6500 and 7000, which interpret a wide variety of celestial and atmospheric phenomena in terms relevant to the king and state. The tablets presumably date back to about 650 BC, but several of the omens may be as old as 1646 BC. Many of the reports found on the tablets represent ‘astrometeorological’ forecasts (Rasmussen 2010).
http://www.climate4you.com/ClimateAndHistory%205000-0%20BC.htm

In Assyrian tradition the sages guarded the Tablet of Destinies for the god Nabu, patron of scribes. This information gives a possible link with the composite monsters in the tradition of the Babylonian Epic of Creation, which centers on control of the Tablet of Destinies.

Apkallu type 2. Stephanie Dalley, IDD.<br />  A puradu-fish apkallu appears to the left of the sacred tree, with two fish-men, apparently a merman and a mermaid, on the right.<br />  Wiggermann identified these composite beings as kullilu.

Apkallu type 2. Stephanie Dalley, IDD.
A puradu-fish apkallu appears to the left of the sacred tree, with two fish-men, apparently a merman and a mermaid, on the right.
Wiggermann identified these composite beings as kullilu.

Such a link would explain the scene that puts phenotype 1 (see § II.1) with composite monsters who fight as archers (24), and phenotype 2 (see § II.2) with mermen (44*, 51) and composite monsters (50*). However, in known versions of the Epic, the hero-god, not the composite monsters, is called a sage; thus the relationship is not clear.”

Wiggermann and Green call this composite being "Scorpion-tailed bird-man." He has a human upper torso, an avian body, and a scorpion tail.<br />  In this drawing from Dalley's article on the Apkallu, puradu-fish apkallu can be seen beneath them (Dalley, figure 50).<br />  Anthony Green, "Mischwesen. B," Reallexikon der Assyriologie (RLA), 1994, pp. 254-5. figure 15.

Wiggermann and Green call this composite being “Scorpion-tailed bird-man.” He has a human upper torso, an avian body, and a scorpion tail.
In this drawing from Dalley’s article on the Apkallu, puradu-fish apkallu can be seen beneath them (Dalley, figure 50).
Anthony Green, “Mischwesen. B,” Reallexikon der Assyriologie (RLA), 1994, pp. 254-5. figure 15.

Stephanie Dalley, “Apkallu,” Iconography of Deities and Demons in the Ancient Near East (IDD), Swiss National Science Foundation, University of Zurich, 2011 (text updated 2011 and illustrations updated 2007), p. 1/7.

Kvanvig: The Apkallus had a Cosmic Function

“There is a clear difference between the group of seven and the subsequent group of four figures in Bīt Mēseri. The difference is not expressed in the same way as in the Uruk tablet in a general pattern of apkallus and succeeding ummanus. In Bīt Mēseri all the figures are apkallus with a curious exception of the last one, who is only two-thirds apkallu.

In Bīt Mēseri, there are thus two periods of transition, from the seven apkallus of divine descent to the four apkallus of human descent, and from the extraordinary apkallus to ordinary scholarship (we assume ummanus).

This depiction of a fish-apkallū of the parādu-fish type guarded the entrance to the temple of Ninurta at Nimrud.  A fish's head can be seen on the Apkallu's head, and its skin hangs down over the back of his body.  It is important to recall that the so-called Seven Sages of Sumeria were apkallū of this type. Neo-Assyrian era, 865-860 BCE.  From the Temple of Ninurta, Nimrud (ancient Kalhu; Biblical Calah), northern Mesopotamia, Iraq. (The British Museum, London). Osama Shukir Muhammed Amin FRCP (Glasg) http://www.ancient.eu/image/2708/

This depiction of a fish-apkallū of the parādu-fish type guarded the entrance to the temple of Ninurta at Nimrud.
A fish’s head can be seen on the Apkallu’s head, and its skin hangs down over the back of his body.
It is important to recall that the so-called Seven Sages of Sumeria were apkallū of this type.
Neo-Assyrian era, 865-860 BCE.
From the Temple of Ninurta, Nimrud (ancient Kalhu; Biblical Calah), northern Mesopotamia, Iraq. (The British Museum, London).
Osama Shukir Muhammed Amin FRCP (Glasg)
http://www.ancient.eu/image/2708/

The last transition is exemplified with Lu-Nanna; he is a mixture of both apkallu and, we must assume, ummanu. The difference between the first two groups is expressed through their origin. At the end of the list of four it is stated: [seb]et apkallu ša Ea bēlum [u]zna rapašta ušaklilušunuti,” of human descent, whom the lord Ea has endowed with a broad understanding” (lines 30-31).

“Born in the river” means engendered in the abode of Ea, which shows divine descent, in opposition to the human descent of the four succeeding ones, who, nevertheless are given great wisdom.

The apkallus are given a cosmic function. This is repeated twice, first in connection with the first apkallu, then in connection with all seven apkallus at the end of the list in Bīt Mēseri.

In both cases their responsibility concerns usurāt šamê u erseti (lines 1 and 13). Akkadian usurtu means concretely, “drawing,” abstractly, “plan, regulation, destiny;” so the apkallus are in charge of the “plans of heaven and earth.”

We have met this concept in Atrahasis where the birth-goddess Nintu: usurāti ša niši ussar, “draws the drawings for the people,” (S, 14), i.e. creates the basic conditions and fixes the destinies.

(Text in Lambert and Millard, Atra-Hasis, 62-3).

There is, however, a difference in Bīt Mēseri, which is made clear by the two different verbs used. In the case of the first apkallu (line 1) the verb mušaklil, participle, of the verb šuklulu (Š stem), is used. The verb means both “complete” and “make perfectly.”

In this bas relief from Nimrud, human apkallū, the ummánū, kneel and tend to a sacred tree.  Both ummânū wear horned tiaras and display rosette bracelets on their wrists. Bracelets are also apparent on their upper arms.  In the lower register, bird-apkallū raise mulillu cones to sprinkle water in a gesture of exorcism and liberation of sin.  As is typical, the banduddu buckets are in their left hands.  Interestingly in this case, the bracelets of the bird-apkallū are atypical. No rosettes are apparent.

In this bas relief from Nimrud, human apkallū, the ummánū, kneel and tend to a sacred tree.
Both ummânū wear horned tiaras and display rosette bracelets on their wrists. Bracelets are also apparent on their upper arms.
In the lower register, bird-apkallū raise mulillu cones to sprinkle water in a gesture of exorcism and liberation of sin.
As is typical, the banduddu buckets are in their left hands.
Interestingly in this case, the bracelets of the bird-apkallū are atypical. No rosettes are apparent.

The first apkallu thus “completed” or “made perfectly the drawings of heaven and earth.”

In the summary about all the apkallus (line 13) the verb muštešer, participle, Št stem, of the verb ešēru is used, which has the meaning “keep in order.”

Thus there is a distinction between what the first apkallu initially did, and what all apkallus did together. The first apkallu completed the design of the world-order; the seven apkallus, as a group, maintained this world order.

The corresponding Sumerian line 12 (the tablet is bilingual) has a text close to what we find in a Sumerian hymn. We quote the text in the German translation by van Dijk:

Die urformen von Himmel und Erde

in rechter Ordnung zu halten, in die Weite von Himmel und Erde

den grossen Entscheidungen den Weg zu bahnen, 

die Kultordnungen vollkommen zu machen.”

(Hymn to Nusku I, 14).

(J. van Dijk, Summarische Götterlieder, AHAW, PH, abh. I. Heidelberg 1960, 14; transliteration, 108; translation, 111.).

What is said here about the god Nusku is in Bīt Mēseri said about the apkallus. It covers the wide aspects of culture and civilization listed by Berossos about the first and seventh apkallu; it brings us, however, even one step further. The apkallus had a cosmic function; they were cosmic guardians.

They were both in charge of the me, and they were in charge of people’s destinies. In the last role, they are also described in a Babylonian myth where they are the custodians of the tablets of destinies.”

(W.G. Lambert, “The Twenty-One “poultices,”” AnSt 30 (1980): 77-83; B.R. Foster, “Wisdom and the Gods in Ancient Mesopotamia,” Orientalia (NS) 43 (1974): 344-54.).

Helge Kvanvig, Primeval History: Babylonian, Biblical, and Enochic: An Intertextual Reading, Brill, 2011, pp. 116-7.

Kvanvig: The Lists of the Seven Apkallus

“There are known three lists of apkallus, two cuneiform and the one in Berossos. The first known cuneiform list of seven apkallus was published by E. Reiner in 1961, and then reedited with new pieces added by R. Borger in 1974.

Already Reiner suggested that the broken tablet belonged to the Neo-Assyrian incantations series Bīt Mēseri, “protected house.” Borger made clear that the list belonged to the third tablet in this series, and that there are traces of two more lists of a similar kind.

(E. Reiner, “The Etiological Myth of the ‘Seven Sages’,” Orientalia (NS) 30 (1961): 1-11. Borger, “Die Beschwörungsserie Bit Meseri,” 192-3.)

The three types of apkallū are portrayed, with the human ummânū at far left, the bird-apkallū type in the middle, and the antediluvian purādu-fish type at far right.  The human ummânū is attested in the Uruk List of Kings and Sages, while other references to bird-apkallū are legion, as documented in Wiggermann and other authorities. The purādu-fish apkallū is principally attested in Berossus, though other authorities confirm them, as well.

The three types of apkallū are portrayed, with the human ummânū at far left, the bird-apkallū type in the middle, and the antediluvian purādu-fish type at far right.
The human ummânū is attested in the Uruk List of Kings and Sages, while other references to bird-apkallū are legion, as documented in Wiggermann and other authorities. The purādu-fish apkallū is principally attested in Berossus, though other authorities confirm them, as well.

There are found two copies of of the apkallu list from Bīt Mēseri in late Babylonia. A. Cavigneaux published a tiny little fragment in 1979. In 1983, E. von Weiher published the transliteration of the full list as part of an Uruk recension of Bīt Mēseri.

The tablets were found in the house of what was most likely a priest specializing in astrology and divination. They can be dated to the 4-3 century, which means about the same time as Berossos wrote his Babyloniaca.

That there existed a Babylonian recension of the apkallu list in Bīt Mēseri is important, because it demonstrates that the tradition contained in this list was not an isolated Assyrian phenomenon.

As already stated, the Antediluvian King List from Uruk, W 20 030, 7, published by van Dijk in 1962, contained both seven kings and seven parallel apkallus. Berossos also paralleled kings and apkallus, but unlike the Uruk tablet it has one apkallu parallel to the first king, a=one to the fourth, four to the sixth, and one to the seventh.

Fish-Apkallū statuettes of the type that were buried in the foundations of buildings.  The so-called parādu-fish apkallū were the seven antediluvian sages of Sumeria.

Fish-Apkallū statuettes of the type that were buried in the foundations of buildings.
The so-called parādu-fish apkallū were the seven antediluvian sages of Sumeria.

The names of the apkallus and their successions are identical in Bīt Mēseri and the Uruk tablet, with small variations in spelling. We render the names in the Sumerian form they have in the Uruk tablet:

  • Uan
  • Uandugga
  • Enmedugga
  • Enmegalamma
  • Enmebulugga
  • Anenlilda
  • Utuabzu

There is a correspondence to the Greek names in Berossos, but it demands both scholarly quibbling and a bit of creative imagination to explain how exactly the Sumerian words were transformed to Greek ones. We have to bear in mind that it is far from certain that we have Berossos’s own spellings. His text has gone through many hands.

In Bīt Mēseri the list of the seven apkallus is succeeded by a list of four apkallus and built into an incantation. For the sense of convenience we bring here an English translation based on Reiner’s English edition of a part of the list and Weiher’s German edition of the full list.”

Helge Kvanvig, Primeval History: Babylonian, Biblical, and Enochic: An Intertextual Reading, Brill, 2011, pp. 107-8.

Lenzi: Human apkallū are a Later Inclusion

“Sanders suggests this discrepancy indicates the four human apkallū are “extraneous” while Wiggerman gives it a source critical interpretation, suggesting “the list of apkallū does not originate from bīt mēseri but from another text—a chronicle ?—, from where it was adapted by bīt mēseri.”

(Sanders, “Writing, Ritual, and Apocalypse,” 117; Wiggermann, Mesopotamian Protective Spirits, 108. They do appear extraneous in the incantation when viewed from the perspective of the ritual instructions, and the four human apkallū almost certainly were taken from some other traditional context, though we have not yet identified it.)

This design is perplexing. I am uncertain whether it depicts a human apkallū, an ummânū,  or, as earlier analysts assessed, the god Anu.<br /> The iconography is correct for an apkallū. The horned headdress is indicative of divinity, the plants held in both hands are not unprecedented, though they are not common.  They appear to be poppies.<br /> The rosette design in the large ring around his waist appears elsewhere in Neo-Assyrian symbolism, though its significance is undetermined. In no other case have I seen a ring surrounding the waist of such a figure.<br /> The wings on the apkallū are typical.<br /> The fact that this figure stands on a bull, however, suggests that this is a depiction of a deity, rather than a human apkallū.<br /> Further, the disc atop the headdress is problematic. In no other example does a human apkallū appear with a disc surmounting a horned headdress.<br /> Indeed, it is unclear whether the disc is just worn with time, or whether the lower part of the disc portrays the inverted horns of the Moon, indicative of the Moon god Sin.<br /> This is one of the most dramatic examples of Neo-Assyrian art, but my scholarship is too meager to explicate it.<br /> http://transfixussednonmortuus.tumblr.com/image/32382020729

This design is perplexing. I am uncertain whether it depicts a human apkallū, an ummânū, or, as earlier analysts assessed, the god Anu.
The iconography is correct for an apkallū. The horned headdress is indicative of divinity, the plants held in both hands are not unprecedented, though they are not common. They appear to be poppies.
The rosette design in the large ring around his waist appears elsewhere in Neo-Assyrian symbolism, though its significance is undetermined. In no other case have I seen a ring surrounding the waist of such a figure.
The wings on the apkallū are typical.
The fact that this figure stands on a bull, however, suggests that this is a depiction of a deity, rather than a human apkallū.
Further, the disc atop the headdress is problematic. In no other example does a human apkallū appear with a disc surmounting a horned headdress.
Indeed, it is unclear whether the disc is just worn with time, or whether the lower part of the disc portrays the inverted horns of the Moon, indicative of the Moon god Sin.
This is one of the most dramatic examples of Neo-Assyrian art, but my scholarship is too meager to explicate it.
http://transfixussednonmortuus.tumblr.com/image/32382020729

Building on these interpretations, I suggest that the absence of the four human apkallū from the ritual instructions is a textual clue that they are in fact a later addition to the incantation.

According to this interpretation, the text provides evidence that someone deliberately associated the two groups of apkallū, human and mythic, sometime in the early first millennium.

This depiction of a human apkallū, or ummânū, portrays the right hand raised in the greeting gesture, and the banduddū bucket in the left hand.<br /> This ummânū displays the rosette design on bilateral wristbands and on a headband, which differs from the usual horned headdress.<br /> The wings are typical, further indicative of divinity or partial divinity.

This depiction of a human apkallū, or ummânū, portrays the right hand raised in the greeting gesture, and the banduddū bucket in the left hand.
This ummânū displays the rosette design on bilateral wristbands and on a headband, which differs from the usual horned headdress.
The wings are typical, further indicative of divinity or partial divinity.

That is to say, the disconnect between ritual and incantation provides a hint at alteration or innovation—i.e., an active interest—in the apkallū tradition attested here.

(For a much more detailed example of finding literary and socio-religious data in the discrepancies between an incantation and its associated ritual, see Tzvi Abusch, “Ritual and Incantation: Interpretation and Textual History of Maqlû VII:58-105 and IX:52-59,” in “Shaharei Talmon:” Studies in the Bible, Qumran, and the Ancient Near East Presented to Shemaryahu Talmon, ed. Michael Fishbane and Emanuel Tov with the assistance of Weston W. Fields (Winona Lake: Eisenbrauns, 1992), 367-80; reprinted in Tzvi Abusch, Mesopotamian Witchcraft: Toward a History and Understanding of Babylonian Witchcraft Beliefs and Literature, Ancient Magic and Divination 5 (Leiden: Brill / Styx, 2002).

This depiction of a human apkallū, or ummânū raises the mullilu cone in the right hand, in the prototypical gesture of blessing and exorcism, releasing all sin.<br /> The gesture is one of sprinkling water, with the water contained in the banduddû bucket in the left hand.<br /> This ummânū wears wristbands with the undefined rosette design, but in this example the headdress is the horned tiara indicative of divinity.<br /> Wings reflecting divinity or semi-divinity are also present.<br /> In this bas relief, the ummânū is blessing or purifying a sacred tree.<br /> It is possible that the blossoms on the sacred tree are related to the rosette design on the wristbands, though I am unaware at this time of any scholarship drawing the similarity.

This depiction of a human apkallū, or ummânū raises the mullilu cone in the right hand, in the prototypical gesture of blessing and exorcism, releasing all sin.
The gesture is one of sprinkling water, with the water contained in the banduddû bucket in the left hand.
This ummânū wears wristbands with the undefined rosette design, but in this example the headdress is the horned tiara indicative of divinity.
Wings reflecting divinity or semi-divinity are also present.
In this bas relief, the ummânū is blessing or purifying a sacred tree.
It is possible that the blossoms on the sacred tree are related to the rosette design on the wristbands, though I am unaware at this time of any scholarship drawing the similarity.

We must recognize, however, the fact that the tradition exemplified in bīt mēseri differs in a significant way from the ULKS: in bīt mēseri the tradition occurs in a ritual.

(Besides the generic difference the text also has a difference with regard to the included content: kings are only mentioned with two of the human apkallū and none is mentioned with the mythic apkallū. Since Bīt mēseri is a ritual, we would not expect the sage-king association to appear.

This ummânū uniquely presents with a feather in the raised right hand, and a kid goat held in the left.  I am unaware of any other depiction like this one. The bracelets of rosette design appear bilaterally on both wrists, as do bracelets around the upper arms.  The tassels are finely detailed, and a tassel can be discerned on the ummânū's upper back. This depiction is also perhaps unique in the degree of fine detail lavished on the wings, and on the fringe of the garment.  This ummânū also wears a headband with the rosette design, rather than the horned tiara.

This ummânū uniquely presents with a feather in the raised right hand, and a kid goat held in the left.
I am unaware of any other depiction like this one.
The bracelets of rosette design appear bilaterally on both wrists, as do bracelets around the upper arms.
The tassels are finely detailed, and a tassel can be discerned on the ummânū’s upper back.
This depiction is also perhaps unique in the degree of fine detail lavished on the wings, and on the fringe of the garment.
This ummânū also wears a headband with the rosette design, rather than the horned tiara.

Due to their association with Ea, the apkallū were “natural” candidates for invocation in apotropaic/exorcistic contexts (see, e.g., Benjamin Foster, “Wisdom and the Gods in Ancient Mesopotamia,” Orientalia 43 [1974], 344-54, here 349 and other examples below).

This portrayal of a human apkallū, or ummânū, wears the horned headdress indicative of divinity, and raises his right hand in the greeting gesture.<br /> Uniquely, this depiction carries an er'u stick, emblazoned with an un-circled rosette design that reflects the bracelet on the ummânū wrist.<br /> It also strikes me as possible that the stick is a mace.<br /> It should be noted that these rosette designs feature nine petals.<br /> This ummânū is unique, perhaps, in that bracelets on the upper arms are depicted.<br /> Likewise noteworthy are the tassels hanging from the apparel, which appear in other depictions but not, perhaps, with this degree of fine detail.<br /> Note the attention to detail revealed in the thumbnail of each hand.<br /> The wings, indicative of divinity, also portray uncommon detail.

This portrayal of a human apkallū, or ummânū, wears the horned headdress indicative of divinity, and raises his right hand in the greeting gesture.
Uniquely, this depiction carries an er’u stick, emblazoned with an un-circled rosette design that reflects the bracelet on the ummânū wrist.
It also strikes me as possible that the stick is a mace.
It should be noted that these rosette designs feature nine petals.
This ummânū is unique, perhaps, in that bracelets on the upper arms are depicted.
Likewise noteworthy are the tassels hanging from the apparel, which appear in other depictions but not, perhaps, with this degree of fine detail.
Note the attention to detail revealed in the thumbnail of each hand.
The wings, indicative of divinity, also portray uncommon detail.

But kings are not figures typically invoked in incantations. Thus, it is not really surprising that we do not see the connection made systematically in such a context. However, when a sage–king connection is mentioned, it is interesting to see signs of continuity with the later ULKS. For example, Nungalpirigal is associated with Enmerkar in both Bīt mēseri and the ULKS.)

If this were the only instance of apkallū in a ritual context, this difference in genre would be of little consequence. But, in fact, it is not. The seven apkallū are mentioned, for example, in anti-witchcraft incantations in Maqlû II 124, V 110, VII 49, VIII 38 (though without names).

This ummânū kneels before the sacred tree, apparently depicted in the act of tending to it.<br /> This bas relief is perhaps unique in its fine detail which survived a long period of time.<br /> Note the care focused on the fingernails and toenails.<br /> The rosette design is mirrored on the bracelets, while this ummânū wears the horned tiara of divinity.<br /> The tassels from the apparel are finely detailed, and another tassel appears behind ummânu's neck, beneath his braided hair.<br /> The earrings are of an unknown design.

This ummânū kneels before the sacred tree, apparently depicted in the act of tending to it.
This bas relief is perhaps unique in its fine detail which survived a long period of time.
Note the care focused on the fingernails and toenails.
The rosette design is mirrored on the bracelets, while this ummânū wears the horned tiara of divinity.
The tassels from the apparel are finely detailed, and another tassel appears behind ummânu’s neck, beneath his braided hair.
The earrings are of an unknown design.

(7 apkallē sūt Eridu likpidūšunūti ana lemuttim: “May the seven sages of Eridu plan evil for them.” This counters the assertion that the sorcerers have planned evil for the patient in II 117.

See Gerhard Meier, Die assyrische Beschwörungssammlung Maqlû, Archiv für Orientforschung Beiheft 2 (Berlin, 1937), 17 for text and translation.)

(7 apkallē sūt Eridu [. . .]; see Gerhard Meier, “Studien zur Beschwörungssammlung Maqlu,” Archiv für Orientforschung 21 (1966), 77 for the text. Meier’s earlier edition contains nothing except the number 7 from the line (Maqlû, 38).

An ummânū, or sage of human descent. The ummânū raises his right hand in the iconic gesture of greeting, with uncertain plants in his left hand.  The rosette design on his wristband is perhaps uniquely not reflected on the opposite wrist. Bracelets appear on the upper arms.  The horned tiara headdress, indicative of divinity, is often worn by such figures.

An ummânū, or sage of human descent. The ummânū raises his right hand in the iconic gesture of greeting, with uncertain plants in his left hand.
The rosette design on his wristband is perhaps uniquely not reflected on the opposite wrist. Bracelets appear on the upper arms.
The horned tiara headdress, indicative of divinity, is often worn by such figures.

(7 apkallē sūt Eridu lipaššihū zumuršu, “May the seven sages of Eridu give his body relief” (Meier, Maqlû, 48).

(Broken context: [. . .] ši-ma apkallē ša Apsî (Meier, Maqlû, 54). Note the next line, also broken, has nēmeqi nikilti Ea iqbû, “the wisdom, the ingenuity of Ea they spoke.”)

Alan Lenzi, The Uruk List of Kings and Sages and Late Mesopotamian ScholarshipJANER 8.2, Brill, Leiden, 2008. pp. 145-6.

Nakamura: Magic Enchants Us with the Possible Made Real

Conclusion

“An obscure memory of cosmic perturbations in the distant past and the dim thought of future catastrophes form the very basis of human thought, speech and images.”

M. Bakhtin, Rabelais and His World

“This obscure memory and dim thought of humankind vividly inhabited Neo-Assyrian mythologies, religious values, and social practices.

In Mesopotamian thought, dichotomies did not provide a fundamental way of organizing experience. Rational thought was neither dominant nor lacking in their system of knowledge; the medical use of plants, social ordinances and laws, city planning, and other cultural forms certainly exhibited strains of deductive reasoning.

But Mesopotamian thought also embraced the various shadows, symmetries, torsions, syncopations, ruptures, and reversals that punctuate the rich texture of human experience.

Two Kusarikku, or "bull-men," holding a sacred palm tree surmounted by the eight-pointed star of Ištar.  Note the horned headdresses, indicative of divinity.  From Eshnunna (Tell Asmar near Baghdad,Iraq). Early 2nd millennium BCE. Louvre, AO 12446

Two Kusarikku, or “bull-men,” holding a sacred palm tree surmounted by the eight-pointed star of Ištar.
Note the horned headdresses, indicative of divinity.
From Eshnunna (Tell Asmar near Baghdad,Iraq). Early 2nd millennium BCE.
Louvre, AO 12446

Magic traces a mode of thinking that is layered, reticular, and corporeal, rather than linear and abstract, and this mode provided the ground for Mesopotamian social and religious life in both its logical and sensory depth. Magic, then and now, enchants us not with the truth, but with the possible made real.

Neo-Assyrian magical figurine work conjures and materializes a primordial secret: if apotropaic magic names that which wards off and turns away evil, then evil is nothing other than the insidious reality that humans themselves create their own creators and make their own world.

But the exposure of this secret, which would seem to threaten the very dissolution of the religious belief and tradition at the core of Assyrian social life, instead serves to preserve these beliefs and traditions (cf. Taussig 1999).

In this way, the apotropaic device recalls that perverse disposition of the supplement: “a terrifying menace, the supplement is also the first and surest protection against that very menace” (Derrida 1974:153).

A pantheon.

A pantheon.

Figurine deposits secure the protection of the present by giving a future to the mythological past, a past in which the gods and spirits ground the condition for human social life.

This mimetic production does not reproduce the same, but discloses a new life through the figures of repetition, transfiguration, and burial; as such, it constitutes the processual enactment of a memorial gesture whereby a particular Neo-Assyrian mythohistory preserves its future in the material memory of itself.

The gods and spirits, like the dead, become our guardians, “we give them a future so that they may give us a past. We help them live on so they may help us go forward” (Harrison 2003:158).

As an art of doing, magic capitalizes on this strife between meaning and matter, life and death, past and future, and in it, grounds the authority of a desired social order.”

Carolyn Nakamura, “Mastering matters: magical sense and apotropaic figurine worlds of Neo-Assyria,” Archaeologies of materiality (2005): 38-9.

Nakamura: The Figurines as Magical Objects

The Hybrid

“The magical power of the āšipu also allows him to identify certain mythological and supernatural beings appropriate for the task of protection; these are ancient sages (apkallū), warrior deities and monsters, associated with civilized knowledge and the formidable forces of life, death, peace, and destruction of divine will and rule (Green 1993; Wiggermann 1993).

These figures take on different protective attributes depending on the nature of the represented being; the apkallū act as purifiers and exorcists to expel and ward off evil forces, while monsters, gods, and dogs tend to the defense of the house from demonic intruders (Wiggermann 1992:96–97).

Lahmu, “Hairy,” is a protective and beneficent deity, the first-born son of Apsu and Tiamat. He and his sister Laḫamu are the parents of Anshar and Kishar, the sky father and earth mother, who birthed the gods of the Mesopotamian Pantheon. Laḫmu is depicted as a bearded man with a red sash-usually with three strands- and four to six curls on his head. He is often associated with the Kusarikku or “Bull-Man.” In Sumerian times Laḫmu may have meant “the muddy one”. Lahmu guarded the gates of the Abzu temple of Enki at Eridu. He and his sister Laḫamu are primordial deities in the Babylonian Epic of Creation –Enuma Elis and Lahmu may be related to – or identical with- ‘Lahamu’ one of Tiamat’s Creatures in that epic. http://foundfact.com/portfolio-view/lahmu/#!prettyPhoto http://foundfact.com/library/beings-people-and-gods/page/6/#!prettyPhoto

All of these figures find some association either with the underworld or the freshwater ocean under the earth (apsû) which was the domain of Enki, the god associated with wisdom, magic, incantation, and the arts and crafts of civilization (Black and Green 1992:75), and notably, all but the lahmu portray composite human–animal physiognomies (Figure 2.2).

Figure 2.2. Apotropaic figures with associated features.  1. Drawing after Richards in Black and Green (1992:65).  2. The identification of the lahmu figure is controversial; it names both a cosmogonic deity and one of Tiamat’s creatures (Wiggermann 1992:155–156), and may also represent an apkallu sage (Ellis 1995:165; Russell 1991:184, fn. 27)

Figure 2.2. Apotropaic figures with associated features.
1. Drawing after Richards in Black and Green (1992:65).
2. The identification of the lahmu figure is controversial; it names both a cosmogonic deity and one of Tiamat’s creatures (Wiggermann 1992:155–156), and may also represent an apkallu sage (Ellis 1995:165; Russell 1991:184, fn. 27)

Such forms manifest a communion of things generally held to be opposed to each other. The blending of humans and animals in this context might capitalize on the tension between Mesopotamian conceptions of a structured, civilized human world and a chaotic, untamed natural world (Bottéro 1992).

Hybrids materialize a unity of self and other, human and animal as a strange being that is at once knowable and controllable and unknowable and incontrollable.

Fish-man known as a Kulullû. Terracotta figurine (8th-7th BCE) in the Louvre collection, Nr. 3337.  The Kulullû is distinct from the fish-Apkallū. They are not the same.

Fish-man known as a Kulullû. Terracotta figurine (8th-7th BCE) in the Louvre collection, Nr. 3337.
The Kulullû is distinct from the fish-Apkallū. They are not the same.

As beings in-between, hybrids embody potential, transition, and similarity in difference. Such liminality is often associated with dangerous power, a power that obeys the apotropaic economy of the supplement, since it terrifies and yet provides the surest protection against that terror (Derrida 1974:154).

Another depiction of the Kulullû, or fish-man.

Another depiction of the Kulullû, or fish-man.

By miming such beings in clay figurines, the āšipu brings forth their active life and force in petrified form. Capitalizing on the apotropaic logic of defense, this gesture captures self-defeating force and suspends it in space, material, and time.

Many of the figurine types are depicted in movement with hands gesturing and a foot forward to suggest forward movement. Following Susan Stewart (1984:54), I submit that the force of animated life does not diminish when arrested in the fixity and exteriority of the figurine, but rather, is captured as a moment of hesitation always on the verge of forceful action.

The apotropaic figurine is a magical object — what Michael Taussig calls a “time–space compaction of the mimetic process” — doubled over since its form and matter, creation and presentation capture certain inherent energies that humans desire to control.

The magical object, which encounters the unknown by presenting its form and image “releases a force capable of vanquishing it, or even befriending it” (Deleuze 2003:52). But as ritual texts and archaeological deposits confirm, it was not just the images themselves that rendered power, but something in the process of their creation.

While such apotropaic figures appear in grand scale and idealized form on wall reliefs flanking entrances of kingly palaces purifying all who passed through the gates, the figures standing guard in floor deposits performed an additional task.”

Carolyn Nakamura, “Mastering matters: magical sense and apotropaic figurine worlds of Neo-Assyria,” Archaeologies of materiality (2005): 34-6.

Nakamura: Humans Make Up the gods Who Make Them

“The creation of powerful supernatural beings in diminutive clay form mimes the divine creation of being from primordial clay. But this figurine work enacts an idealized relation between the human and divine such that the mimetic act establishes a double appropriation.

Through mimesis, the āšipu appropriates the divine power of creation by making copies of protective beings that assume the powers of the original. In addition, his material relation to the figurine manifested in relative size also embodies a divine relation to humans.

The diminutive size of the figurine renders humans giant in comparison. The āšipu, as creator and master of the figurines, becomes creator and marshal of the divine power of protection, who then fashions, commands and deploys a small army of protective spirits.

A bird-apkallū of the Nisroc kind, plate IXb.  Sun-dried clay plaque-figurine of a bird-apkallu, one of seven discovered in a foundation box in the S.W. corner of room 27 of the Burnt Palace at Nimrud. Previously published: Mallowan, ILN Aug 15, 1953, Fig. 8, bottom left; Iraq 16 (1954), N&R I, 229; Cf. also Rittig, 71.

A bird-apkallū of the Nisroc kind, plate IXb.
Sun-dried clay plaque-figurine of a bird-apkallu, one of seven discovered in a foundation box in the S.W. corner of room 27 of the Burnt Palace at Nimrud. Previously published: Mallowan, ILN Aug 15, 1953, Fig. 8, bottom left; Iraq 16 (1954), N&R I, 229; Cf. also Rittig, 71.

This cunning reversal amounts to a self-realizing request for protection made possible by the exposure of a secret: that humans make up the gods who make them.

But this exposure finds certain cover in the opacity of the figurine object, which presents itself to the world as a small, doll-like object made of clay, as a king in beggar’s clothes, as it were.

This “auto-affection” enacted through the creation of objects galvanizes power in mimesis as idealized repetition; in Derrida’s words, “[it] gains in power and in its mastery of the other to the extent that its power of repetition idealizes itself ” (1974:166).

And repetition does not produce the same; rather it magnifies difference masked by the similarity it bears to the original. The miniature figurine then provides a locus for the human enactment of a variety of desires and actions that animate the being it represents; in the Neo-Assyrian case, humans control, protect, contain, and command powerful deities and spirits in this spatial and material production of simulacra.

The scale of the miniature invites activities of play and fantasy. According to Roger Caillois, play, as “pure form, activity that is an end in itself, rules that are respected for their own sake, constitutes an area of “limited and provisional perfection,” in which one is the master of destiny” (2001:157).

In the realm of play, humans are free to “master” any relation, being, reality, or power, immune to any apprehension or consequence regarding their actions; this is especially true when such play is circumscribed by human–object relations. The tableau of the miniature solicits a relation of human mastery through an idiom of play that thrives on transgressive maneuvers of inversion and appropriation.”

Carolyn Nakamura, “Mastering matters: magical sense and apotropaic figurine worlds of Neo-Assyria,” Archaeologies of materiality (2005): 33-4.

Nakamura: More on Magic and Archeology

Magic Presents More Than It Represents

“The magical object is nothing less than confounding; like Marx’s table, it is “an apparition of a strange creature: at the same time Life, Thing, Beast, Object, Commodity, Automaton — in a word, specter” (Derrida 1994:152). Like that other odd Table-thing, the magical object presents:

the contradiction of automatic autonomy, mechanical freedom, technical life. Like every thing, from the moment it comes onto the stage of a market, the table resembles a prosthesis of itself.

Autonomy and automatism, but automatism of this wooden table that spontaneously puts itself into motion, to be sure, and seems thus to animate, animalize, spiritualize, spiritize itself, but while remaining an artifactual body, a sort of automaton, a puppet, a stiff and mechanical doll whose dance obeys the technical rigidity of a program. (Derrida 1994:153)

Derrida’s lucid description of the commodity provides an uncanny account of the magical object and its tendency toward unintelligibility. This opacity or resistance to meaning seems to extend from some perverse quality of thingness that precedes and exceeds reason and defies any empirical or semantic basis.

While a magical work gathers meaning from the specific context of its production, it also produces a material intervention in the world that asserts a new force — like mana — that “always and everywhere, . . . somewhat like algebraic symbols, occurs to represent an indeterminate value of signification, in itself devoid of meaning and thus susceptible of receiving any meaning at all” (Levi-Strauss 1987:55).

The condition of such opacity finds its origin not in a peculiar mental state as Levi-Strauss would have it, but in the promiscuous materiality of the work — the way in which it accommodates every relation it enters into, becoming spirit, idol, toy, or clay fabric G4 — such that it seems to defer and proliferate meaning.

There is something unsettling in the way things simply survive, through and beyond meaningful human signification, by continual deferral and deference. This is the strange life of things, animated and constrained by invisible relations and yet defiantly autonomous in their discrete physicality.

The allure of the thing lies in the way in which it can never be completed, never be fully or perfectly discovered; and it is always set in motion, propelled by human relations. In this way, the thing always exceeds its own narration.

And such authority in contingency, indeterminacy, and excess reveals an extra-semantic function of the magical object as the disclosure of powerful force in encounters of meaning and matter, life and death.

In this way, the magical object does not merely represent. It presents. This presentation, as not a reproducing or inventing but a capturing (Deleuze 2003:48), conjures a force that exceeds the totality of the complex relations and ideas that produce it.

Specifically, the magical event renders that which is not given over to meaning. Rather it vacillates between processes of signifier formation and the bare material potential of the world that is “superabundant beyond all understanding” (Menke 1998:69).

In seeking the concrete, magic captures the intractable power of things that is forever inaccessible to human mastery: things in their capacity for such excess and autonomy present a possibility — if not a guarantee — of life in death since pure matter, as an energy unbounded and unqualified by organic life, asserts the force of an existence that can never be destroyed, only conserved.

The obligation of death provides the very ground of life (Harrison 2003:70). And magic, as an event that disrupts the consensus (and what more final consensus can there be than death?), finds power in the bare possibility of presenting life as death, and meaning as matter.

This is the power of a radical materialism that lies beyond rational or linguistic analysis and suspends an “irresolvable dialectic,” a state of indeterminacy in the play between meaning and matter. These human–thing transactions trace an economy of the present in the sense that they do not seek a reconciliation of opposites, but rather a preserving of disjunction (Spivak 1974:xlii).

Within this ongoing movement, magic finds kinship with art and memory, unleashing a force as inscrutable to reason as it is captivating in our desire to control it.”

Carolyn Nakamura, “Mastering matters: magical sense and apotropaic figurine worlds of Neo-Assyria,” Archaeologies of materiality (2005): 22-4.