Samizdat

"Samizdat: Publishing forbidden literature."

Tag: Kabbalah

Revelation: A Screed on Dreams and Worlds Without End

miniature monas 2

revelation hafftka cover treatment

Revelation cover treatment including Kālī Yuga, 1977 by Michael Hafftka.

It occurs to me that I forgot to announce publication of my third book, Revelation, on Samizdat. So those of you who follow me here but not on my other site, Magic Kingdom Dispatch, may not know that I published this work.

Revelation is a metaphysik, a revelation on metaphysics, cosmogony, quantum physics, Hinduism, Buddhism, Tantra, the Apocrypha, Kabbalah, the Western Mystery Tradition, dreams within dreams and multiverses without end. Revelation includes art by the figurative expressionist painter Michael Hafftka: Kālī Yuga, 1977.

Revelation is now on sale at Amazon, Barnes & Noble, GooglePlay and Apple iBooks. The full text is available free on Academia, ResearchGate, and GoogleBooks. I made Revelation freely available as Revelation differs from my first book, A Tale of the Grenada Raiders: it steps outside that narrative. Indeed, it explains it.

I did not want readers who expected a continuation of that work of military history to wonder “what the fuck, Doc?” when they read Revelation. I feel better knowing that they can preview it and verify that it is something that they wish to read.

Information needs to be free. This website, Samizdat, is predicated on that ideal. That is why I rekeyed every word of Umberto Eco’s The Search for the Perfect Language and published it here in 2016. I do not regret it. Like medieval monks laboriously copying MSS, I know no better way to internalize a work than to duplicate it letter by letter. As a side effect of that exercise, The Search for the Perfect Language is now available in an electronic format–and anybody with access to the internet can read it at no cost.

I do not own the rights to that work. I may fold all those posts into a critical edition and offer it to the copyright holder. I will not demand compensation. If they choose not to release it, I will not be surprised if a stray copy escapes and ends up freely circulating on the net. Information wants to be free. And that work by Eco should be universally available. Professor Eco died in 2016. His estate is wealthy.

I originally wrote Revelation as the preface for The Rosetta Stone of Memories. It was not until Amazon priced the paperback at $88 that I realized that it was too long (490 pages). At 3lbs in my preferred 8.5×11-inch format, Rosetta Stone weighs as much as a phone book.

I could not in good conscience accept my readers paying $88 for a book from me, so I pulled Rosetta Stone. It took me a couple of days to split off the preface into Revelation, and the narrative into Metamorphosis. I fixed continuity errors. Inevitably I missed a couple, requiring corrected uploads to overwrite incorrect manuscripts. A pain in the ass.

There are still some errors in the .mobi Kindle and the B&N .ePub Nook versions, but they are not invalidating. Just annoying to me as a perfectionist. I am a writer. Not a designer, not a publisher. I know just enough technology to publish my books and to cobble together a cover treatment. I resorted to programmers to convert the original MS into Nook and Kindle formats, costing me $89, sapping earnings from sales, but they saved me massive time and grief.

Those 15 readers who purchased Rosetta Stone in paperback now own a rare artifact. I intend to publish a corrected version of Rosetta Stone in coming weeks. It will be an anthology containing the two books. Rosetta Stone remains on sale exclusively with Apple iBooks–and not out of any marketing motive: I am too stupid to figure out how to pull it. I will overwrite the MS there with the revised version, I know how to do that, and publish a notice to readers to delete their copies and download the fixed revision at no cost.

That fix will move the 35 literary citations at the beginning into an appendix at the end of the preface, as they are positioned now in Revelation, and fold in the corrected texts of Revelation and Metamorphosis. It will still cost $88 on Amazon, unless I publish it in black and white. I do not yet know what it will cost on Barnes & Noble. Every other physical book that I published on B&N costs $34.99 in paperback. Electronic editions: Kindle, Nook, Google, iBooks, will all be cheaper by several orders of magnitude.

I marvel at folks who prefer to purchase physical books. Yes, there is tactile gratification in holding my books, reviewers mentioned this many times. I get it. I publish in large format 8.5×11-inches because I prefer to lay out an entire page for readers. It makes it easier to grok the meaning of a page. The larger page also makes it possible to publish better photos, and most of my books are prolifically illustrated. With the exception of Revelation, which contains a mere five illustrations, my books are, in fact, picture books.

I write history. None of my books are fictional. They are history, I recount events as I experienced them and I recount them as they transpired. I knew when I wrote A Tale of the Grenada Raiders that readers would be skeptical at times. When a reader finishes a chapter in that work, they see photos illustrating the incident and the protagonists.

This is my point: with electronic formats, it is possible to search and to keep MSS in the cloud, accessible from any iDevice. My gargantuan library resides in my iCloud account. Siri can download any work, or search particular sentences. It is simple and fast to share, or to cite. I long ago lost  patience flipping through physical books, looking for text. Indexes are last century. It is much faster to search. When I read, and I read all the time, I read on an iPad. I use a giant iPad Pro, because I can put an entire page of a text on the screen.

Still, many prefer physical books. Half of my readers purchase print editions.

Those who seek to purchase Rosetta Stone on Amazon now see that it is listed but not available. Inevitably, I just today encountered the first pirated Samizdat version of one of my works on the net. Somebody extracted a copy of Rosetta Stone from GoogleBooks and set it free. I am not angry. I am honored.

As I say, Revelation was the preface to Rosetta Stone. It just kept growing as the Big Ranger in the Sky pointed me at articles and books and ideas. I am not that smart. But I know when to listen to my Muse, when to go into receive mode, and when to record revelation. Revelation is not perfect, as the messenger is flawed. But the arguments are internally coherent and I find them fascinating.

I made Revelation free as I cannot in good conscience profit from a work of revelation. Those who can benefit from it, my fellow pilgrims on a particular path, will find no obstacles in their way. If you are interested in metaphysics, cosmogony, quantum physics, Hinduism, Buddhism, Tantra, the Apocrypha, Kabbalah and the Western Mystery Tradition, you will love Revelation.

I look forward to hearing from you.

Revelation is available from Amazon.

Revelation is available from Barnes & Noble.

Revelation is available from GoogleBooks and GooglePlay.

Revelation is available from Apple iBooks. (This is its native format, as I write my books using iBooks Author. The iBooks app on Mac and iDevices offers the best reading experience, in my opinion, though the Kindle app offers better features and integration with GoodReads.)

Revelation is available from Academia and ResearchGate.

After you read Revelation, please review it. Review it anywhere, make any comments that you like, positive, negative, whatever. I will be delighted to see your feedback.

Thank you for reading! Share Revelation far and wide!

Doc T sends.

Bangkok, Updated January 15, 2019.

 

Eco: Translation

Diego de Torres Rubio de la Copania de Jesus, 1616

Diego de Torres Rubio (1547-1638), Arte de la lengua aymara, Lima, Francisco del Canto, 1616. Digitized courtesy of the John Carter Brown Library. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Today more than ever before, at the end of its long search, European culture is in urgent need of a common language that might heal its linguistic fractures.

Yet, at the same time, Europe needs to remain true to its historic vocation as the continent of different languages, each of which, even the most peripheral, remains the medium through which the genius of a particular ethnic group expresses itself, witness and vehicle of a millennial tradition.

Is it possible to reconcile the need for a common language and the need to defend linguistic heritages?

Both of these needs reflect the same theoretical contradictions as well as the same practical possibilities. The limits of any possible international common language are the same as those of the natural languages on which these languages are modeled: all presuppose a principle of translatability.

If a universal common language claims for itself the capacity to re-express a text written in any other language, it necessarily presumes that, despite the individual genius of any single language, and despite the fact that each language constitutes its own rigid and unique way of seeing, organizing and interpreting the world, it is still always possible to translate from one language to another.

However, if this is a prerequisite inherent to any universal language, it is at the same time a prerequisite inherent to any natural language. It is possible to translate from a natural language into a universal and artificial one for the same reasons that justify and guarantee the translation from a natural language into another.

The intuition that the problem of translation itself presupposed a perfect language is already present in Walter Benjamin: since it is impossible to reproduce all the linguistic meanings of the source language into a target language, one is forced to place one’s faith in the convergence of all languages.

In each language “taken as a whole, there is a self-identical thing that is meant, a thing which, nevertheless, is accessible to none of these languages taken individually, but only to that totality of all of their intentions taken as reciprocal and complementary, a totality that we call Pure Language [reine Sprache].” (Benjamin 1923).

This reine Sprache is not a real language. If we think of the mystic and Kabbalistic sources which were the inspiration for Benjamin’s thinking, we begin to sense the impending ghost of sacred languages, of something more akin to the secret genius of Pentecostal languages and of the language of birds than to the ideal of the a priori languages.

“Even the desire for translation is unthinkable without this correspondence with the thought of God (Derrida 1980: 217; cf. also Steiner 1975: 64).

In many of the most notable projects for mechanical translation, there exists a notion of a parameter language, which does share many of the characteristics of the a priori languages.

There must, it is argued, exist a tertium comparationis which might allow us to shift from an expression in language A to an expression in language B by deciding that both are equivalent to an expression of a metalanguage C.

If such a tertium really existed, it would be a perfect language; if it did not exist, it would remain a mere postulate on which every translation ought to depend.

The only alternative is to discover a natural language which is so “perfect” (so flexible and powerful) as to serve as a tertium comparationis. In 1603, the Jesuit Ludovico Bertonio published his Arte de lengua Aymara (which he supplemented in 1612 with a Vocabulario de la lengua Aymara).

Aymara is a language still partially spoken by Indians living between Bolivia and Peru, and Bertonio discovered that it displayed an immense flexibility and capability of accommodating neologisms, particularly adapted to the expression of abstract concepts, so much so as to raise a suspicion that it was an artificial invention.

Two centuries later, Emeterio Villamil de Rada described it as the language of Adam, the expression of “an idea anterior to the formation of language,” founded upon “necessary and immutable ideas” and, therefore, a philosophic language if ever there were one (La Lengua de Adan, 1860). After this, it was only a matter of time before the Semitic roots of the Aymara language were “discovered” as well.

Recent studies have established that unlike western thought, based on a two-valued logic (either true or false), Aymara thought is based on a three-valued logic, and is, therefore, capable of expressing modal subtleties which other languages can only capture through complex circumlocutions.

Thus, to conclude, there have been proposals to use Aymara to resolve all problems of computer translation (see Guzmán de Rosas n.d., which includes a vast bibliography). Unfortunately, “due to its algorithmic nature, the syntax of Aymara would greatly facilitate the translation of any other idiom into its own terms (though not the other way around)” (L. Ramiro Beltran, in Guzmán de Rosas n.d.: III).

Thus, because of its perfection, Aymara can render every thought expressed in other mutually untranslatable languages, but the price of this is that once the perfect language has resolved these thoughts into its own terms, they cannot be translated back into our natural native idioms.

One way out of this dilemma is to assume, as certain authors have recently done, that translation is a matter to be resolved entirely within the destination (or target) language, according to the context.

This means that it is within the framework of the target language that all the semantic and syntactic problems posed by the source text must be resolved.

This is a solution that takes us outside of the problem of perfect languages, or of a tertium comparationis, for it implies that we need to understand expressions formed according to the genius of the source language and to invent a “satisfying” paraphrase according to the genius of the target language.

Yet how are we to establish what the criteria of “satisfaction” could be?

These were theoretical difficulties that Humboldt had already foreseen. If no word in a language exactly corresponds to a word in another one, translation is impossible. At most, translation is an activity, in no way regulated, through which we are able to understand what our own language was unable to say.

Yet if translation implied no more than this it would be subject to a curious contradiction: the possibility of a relation between two languages, A and B, would only occur when A was closed in a full realization of itself, assuming to had understood B, of which nothing could any longer be said, for all that B had to say would by now have been said by A.

Still, what is not excluded is the possibility that, rather than a parameter language, we might elaborate a comparative tool, not itself a language, which might (if only approximately) be expressed in any language, and which might, furthermore, allow us to compare any two linguistic structures that seemed, in themselves, incommensurable.

This instrument or procedure would be able to function in the same way and for the same reason that any natural language is able to translate its own terms into one another by an interpretive principle: according to Peirce, any natural language can serve as a metalanguage to itself, by a process of unlimited semiosis (cf. Eco 1979: 2).

See for instance a table proposed by Nida (1975: 75) that displays the semantic differences in a number of verbs of motion (figure 17.1).

Umberto Eco, The Search for the Perfect Language, Figure 17.1, p. 348.png

Umberto Eco, The Search for the Perfect Language, 1995, Figure 17.1, p. 348.

We can regard this table as an example of an attempt to illustrate, in English–as well as by other semiotic means, such as mathematical signs–what a certain class of English terms mean.

Naturally, the interpretative principle demands that the English speaker also interpret the meaning of limb, and indeed any other terms appearing in the interpretation of the verbal expression.

One is reminded here of Degérando’s observations concerning the infinite regress that may arise from any attempt to analyze fully an apparently primitive term such as to walk.

In reality, however, a language always, as it were, expects to define difficult terms with terms that are easier and less controversial, though by conjectures, guesses and approximations.

Translation proceeds according to the same principle. If one were to wish, for example, to translate Nida’s table from English into Italian, one would probably start by substituting for the English verbs Italian terms that are practically synonymous: correre for run, camminare for walk, danzare for dance, and strisciare for crawl.

As soon as we got to the verb to hop, we would have to pause; there is no direct synonym in Italian for an activity that the Italian-English dictionary might define as “jumping on one leg only.”

Nor is there an adequate Italian synonym for the verb to skip: Italian has various terms, like saltellare, ballonzolare and salterellare; these can approximately render to skip, but they can also translate to frisk, to hop or to trip, and thus do not uniquely specify the sort of alternate hop-shuffle-step movement specified by the English to skip.

Even though Italian lacks a term which adequately conveys the meaning of to skip, the rest of the terms in the table–limb, order of contact, number of limbs–are all definable, if not necessarily by Italian synonyms, at least by means of references to contexts and circumstances.

Even in English, we have to conjecture that, in this table, the term contact must be understood as “contact with the surface the movement takes place upon” rather than as “contact with another limb.”

Either to define or to translate, we thus do not need a full fledged parametric language at our disposition. We assume that all languages have some notion that corresponds to the term limb, because all humans have a similar anatomy.

Furthermore, all cultures probably have ways to distinguish hands from arms, palms from fingers, and, on fingers, the first joint from the second, and the second from the third; and this assumption would be no less true even in a culture, such as Father Mersenne imagined, in which every individual pore, every convolute of a thumb-print had its own individual name.

Thus, by starting from terms whose meanings are known and working to interpret by various means (perhaps including gestures) terms whose meanings are not, proceeding by successive adjustments, an English speaker would be able to convey to an Italian speaker what the phrase John hops is all about.

These are possibilities for more than just the practice of translation; they are the possibilities for coexistence on a continent with a multilingual vocation. Generalized polyglottism is certainly not the solution to Europe’s cultural problems; like Funes “el memorioso” in the story by Borges, a global polyglot would have his or her mind constantly filled by too many images.

The solution for the future is more likely to be in a community of peoples with an increased ability to receive the spirit, to taste or savor the aroma of different dialects.

Polyglot Europe will not be a continent where individuals converse fluently in all the other languages; in the best of cases, it could be a continent where differences of language are no longer barriers to communication, where people can meet each other and speak together, each in his or her own tongue, understanding, as best they can, the speech of others.

In this way, even those who never learn to speak another language fluently could still participate in its particular genius, catching a glimpse of the particular cultural universe that every individual expresses each time he or she speaks the language of his or her ancestors and his or her own tradition.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 344-51.

Eco: Characteristica and Calculus

Gottfried Wilhelm von Leibniz, Dissertatio de Arte Combinatoria

Gottfried Wilhelm von Leibniz (1646-1716), Dissertatio de Arte Combinatoria, an excerpt from his first doctoral dissertation, Dissertation on the Art of Combinations, Leipzig, 1666. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less. 

“The theme of invention and discovery should remind us of Lull; and, in fact, Lull’s ars combinatoria was one of Leibniz’s first sources. In 1666, at the age of twenty, Leibniz composed his own Dissertatio de arte combinatoria (Gerhardt 1875: IV, 27-102). But the dream of the combinatoria was to obsess him for the rest of his life.

In his short Horizon de la doctrine humaine (in Fichant 1991), Leibniz dealt with a problem that had already troubled Father Mersenne: how many utterances, true, false or even nonsensical, was it possible to formulate using an alphabet of 24 letters?

The point was to determine the number of truths capable of expression and the number of expressions capable of being put into writing. Given that Leibniz had found words of 31 letters in Latin and Greek, an alphabet of 24 letters would produce 2432 words of 31 letters.

But what is the maximum length of an expression? Why should an expression not be as long as an entire book? Thus the sum of the expressions, true or false, that a man might read in the course of his life, imagining that he reads 100 pages a day and that each page contains 1,000 letters, is 3,650,000,000.

Even imagining that this man can live one thousand years, like the legendary alchemist Artephius, it would still be the case that “the greatest expressible period, or the largest possible book that a man can read, would have 3,650,000,000,000 [letters], and the number of truths, falsehoods, or sentences expressible–that is, readable, regardless of pronounceability or meaningfulness–will be 24365,000,000,001 – 24/23 [letters].”

We can imagine even larger numbers. Imagine our alphabet contained 100 letters; to write the number of letters expressible in this alphabet we would need to write a 1 followed by 7,300,0000,000,000 (sic) zeros. Even to write such a number it would take 1,000 scribes working for approximately 37 years.

Leibniz’s argument at this point is that whatever we take the number of propositions theoretically capable of expression to be–and we can plausibly stipulate more astronomical sums than these–it will be a number that vastly outstrips the number of true or false expressions that humanity is capable of producing or understanding.

From such a consideration Leibniz concluded paradoxically that the number of expressions capable of formulation must always be finite, and, what is more, that there must come a moment at which humanity would start to enunciate them anew.

With this thought, Leibniz approaches the theme of the apochatastasis or of universal reintegration–what we might call the theme of the eternal return.

This was a line of speculation more mystical than logical, and we cannot stop to trace the influences that led Leibniz to such fantastic conclusions.

It is plain, however, that Leibniz has been inspired by Lull and the kabbala, even if Lull’s own interest was limited to the generation of just those propositions that expressed true and certain knowledge and he thus would never have dared to enlarge his ars combinatoria to include so large a number of propositions.

For Leibniz, on the contrary, it was a fascination with the vertiginous possibilities of discovery, that is of the infinite number of expressions of which a simple mathematical calculation permitted him to conceive, that served as inspiration.

At the time he was writing his Dissertatio, Leibniz was acquainted with Kircher’s Polygraphia, as well as with the work of the anonymous Spaniard, of Becher, and of Schott (while saying that he was waiting for the long-promised Ars magna sciendi of the “immortal Kircher“).

He had yet to read Dalgarno, and Wilkins had still not published his Essay. Besides, there exists a letter from Kircher to Leibniz, written in 1670, in which the Jesuit confessed that he had not yet read Leibniz’s Dissertatio.

Leibniz also elaborated in the Dissertatio his so-called method of “complexions,” through which he might calculate, given n elements, how many groups of them, taken t at a time, irrespective of their ordering, can be ordered.

He applied this method to syllogisms before he passed to his discussion of Lull (para. 56). Before criticizing Lull for limiting the number of his elements, Leibniz made the obvious observation that Lull failed to exploit all the possibilities inherent in his combinatorial art, and wondered what could happen with variations of order, which could produce a greater number.

We already know the answer: Lull not only limited the number of elements, but he rejected those combinations that might produce propositions which, for theological and rhetorical reasons, he considered false.

Leibniz, however, was interested in a logica inventiva (para. 62) in which the play of combinations was free to produce expressions that were heretofore unknown.

In paragraph 64 Leibniz began to outline the theoretical core of his characteristica universalis. Above all, any given term needed to be resolved into its formal parts, the parts, that is, that were explicitly entailed by its definition.

These parts then had to be resolved into their own components, and so on until the process reached terms which could not, themselves, be defined–that is, the primitives. Leibniz included among them not only things, but also modes and relations.

Other terms were to be classified according to the number of prime terms they contained: if they were composed from 2 prime terms, they were to be called com2nations; if from 3 prime terms, com3nations, and so forth. Thereby a hierarchy of classes of increasing complexity could be created.

Leibniz returned to this argument a dozen years later, in the Elementa characteristicae universalis. Here he was more generous with his examples. If we accept the traditional definition of man as “rational animal,” we might consider man as a concept composed of “rational” and “animal.”

We may assign numbers to these prime terms: animal = 2, and rational = 3. The composite concept of man can be represented as the expression 2 * 3, or 6.

For a proposition to be true, if we express fractionally the subject-predicate (S/P) relationship, the number which corresponds to the subject must be exactly divisible by the number which corresponds to the predicate.

Given the preposition “all men are animals,” the number for the subject (men), is 6; the number for animals is 2; the resulting fraction is 6/2 = 3. Three being an integer, consequently, the preposition is true.

If the number for monkey were 10, we could demonstrate the falsity of either the proposition “all men are monkeys” or “all monkeys are men:” “the idea of monkey does not contain the idea of man, nor, vice versa, does the idea of the latter contain the former, because neither can 6 be exactly divided by 10, nor 10 by 6” (Elementa, in Couturat 1903: 42-92). These were principles that had all been prefigured in the Dissertatio.

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 271-5.

Eco: Perfection and Secrecy

Kircher Athanasius, 1667 Magneticum naturae regnum, Frontispiece

Athanasius Kircher (1602-80), frontispiece, Magneticum naturae regnum, Rome, Ignati de Lazaris, 1667, held by the Linda Hall Library, LHL Digital Collections, call number Q155.K58 1667. This engraving is often referred to with the expression, “the world is bound in secret knots.” This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less. 

“We might think it is a pity that the search for a language that was as perfect as it was universal should lead to such a conception of a tongue reserved for the “happy few.” But it is perhaps nothing more than our “democratic” illusion to imagine that perfection must imply universality.

In order to understand the cultural framework of both Kircher’s Egyptology and Rosicrucian holy languages, it must be remembered that for the Hermetic tradition truth was not usually regarded as accessible to the many. Indeed, there existed a marked tendency to believe that what is true is unknown and hardly knowable, if not to a restricted elite (cf. Eco 1990).

There is a radical difference between the gnostic and Neo-Platonist ideas of late antiquity (as well as their Renaissance versions–which survived in the Counter-Reformation Catholicism of Kircher) and the Christian message, as it was proclaimed throughout most of the Middle Ages.

For medieval Christianity, salvation was promised to the meek and humble in spirit, and did not require any special knowledge: everyone can understand what is required in order to deserve the kingdom of heaven.

Medieval teaching reduced the aura of mystery that accompanied the revelation–which was explained by formulae, parables and images that even the uneducated might grasp: truth was considered effable, therefore public.

For Hermetic thought, instead, the cosmic drama could only be understood by an aristocracy of wisdom, able to decipher the hieroglyphs of the universe; the main characteristic of truth was its ineffability: it could not be expressed in simple words, was ambiguous by nature, was to be found through the coincidence of opposites, and could be expressed only by initiatic revelations.

Within this tradition, public accessibility was simply not a criterion by which a perfect language was judged. If one does not understand this point, one cannot understand why the cryptographers of this period dedicated their ciphers to grand-dukes deep in military campaigns and political machinations, presenting them as arcane suggestions.

Perhaps this is all merely another manifestation of the natural hypocrisy of a century fascinated by dissimulation, a feature that constitutes the continuing charm of baroque civilization.

It remains uncertain if that celebrated book Breviarium politicorum secundum rubricas Mazarinicas (1684) really collects Mazarin’s political thoughts or is a libel invented to defame him: in whatever case, it certainly reflects the image of a man of politics in the 1600’s.

It is notable that in the chapter entitled “Reading and writing” it recommends that, if one needs to write in a public place, it is convenient to place upon a lectern several already written pages as if one intended to copy them out, letting them be visible and concealing under them the paper upon which one is really writing, guarded in such a way that no one who approaches you will be able to read it.

Resorting to ciphers is suggested, but in such a way that at first glance the message looks understandable and provides irrelevant information (the canonical reference is to Trithemius).

Not only must the message be translated in a secret writing, but this writing must also conceal its own secrecy, because a cipher that blatantly appears as such can arouse suspicion and encourage decipherment.

Thus on the one hand the mystic who writes about perfect and holy languages winks his eye at the politician who will use this language as his secret code; on the other hand the cryptographer sells to the politician a cipher (that is, an instrument of power and dominion) that for him, the Hermetic initiate, is also a key to supernatural truths.

Such a man was Johann Valentin Andreae, whom many have considered (and many still do consider) to be, if not the author, at least the inspirer of the Rosicrucian manifestos. Andreae was a Lutheran mystic and writer of utopian works, like the Christianopolis of 1619, similar in spirit to those of Bacon and Campanella.

Edighoffer (1982: 175ff) has noted that many of his authentic works, like the Chemical Weddings, abound with ciphered expressions, according to the expressed principle that “Arcana publicata vilescunt” and that one ought not to cast pearls before swine.

In the same vein Andreae used ciphered messages in his correspondence with Augustus, Duke of Brunswick. Edighoffer remarks that there is nothing surprising in this: it was a correspondence filled with political observations, one, moreover, that took place during the Thirty Years War, when the difference between political and religious comments was minimal and the risks in both were the same.

In the light of these, as it were, “private” practices of the Rosicrucians, their public appeals concerning the need to use a secret language to inaugurate a universal reform must seem even more ambiguous.

They are so to such an extent as to make credible what not only modern historians but even the supposed authors of the manifestos themselves had always claimed: the manifestos were nothing but a joke, a sophomoric game, an exercise in literary pastiche made up of all the buzz-topics of the day: the search for the language of Adam, the dream of a sensual language, glossolalic illusions, cryptography, kabbala . . . And since everything went into this pot au feu, anything could be fished out again.

Thus, as will always happen when the specter of mystery is raised, there were those who read the Rosicrucian manifestos “paranoiacally,” discovering in them what they wanted to believe anyway, and needed to rediscover continually.

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 190-3.

Eco: Dee’s Magic Language

true-faithful-relation

Florence Estienne Méric Casaubon (1599-1671), A True and Faithful Relation of what Passed for Many Yeers between Dr. John Dee [ . . . ] and Some Spirits, London, 1659. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less. 

“In his Apologia compendiaria (1615) Fludd noted that the Rosicrucian brothers practiced that type of kabbalistic magic that enabled them to summon angels. This is reminiscent of the steganography of Trithemius. Yet it is no less reminiscent of the necromancy of John Dee, a man whom many authors considered the true inspirer of Rosicrucian spirituality.

In the course of one of the angelic colloquies recorded in A True and Faithful Relation of what Passed for Many Yeers between Dr. John Dee [ . . . ] and Some Spirits (1659: 92), Dee found himself in the presence of the Archangel Gabriel, who wished to reveal to him something about the nature of holy language.

When questioned, however, Gabriel simply repeated the information that the Hebrew of Adam, the language in which “every word signifieth the quiddity of the substance,” was also the primal language–a notion which, in the Renaissance, was hardly a revelation.

After this, in fact, the text continues, for page after page, to expatiate on the relations between the names of angels, numbers and secrets of the universe–to provide, in short, another example of the pseudo-Hebraic formulae which were the stock in trade of the Renaissance magus.

Yet it is perhaps significant that the 1659 Relation was published by Meric Casaubon, who was later accused of partially retrieving and editing Dee’s documents with the intention of discrediting him.

There is nothing, of course, surprising in the notion that a Renaissance magus invoked spirits; yet, in the case of John Dee, when he gave us an instance of cipher, or mystic language, he used other means.

In 1564, John Dee wrote the work upon which his contemporary fame rested–Monas hieroglyphica, where he speaks of a geometrical alphabet with no connection to Hebrew. It should be remembered that Dee, in his extraordinary library, had many of Lull’s manuscripts, and that many of his kabbalistic experiments with Hebrew characters in fact recall Lull’s use of letters in his art of combination (French 1972: 49ff).

Dee’s Monas is commonly considered a work of alchemy. Despite this, the network of alchemical references with which the book is filled seems rather intended to fulfill a larger purpose–that of explicating the cosmic implications deriving from Dee’s fundamental symbol, the Monad, based upon circles and straight lines, all generated from a single point.

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John Dee (1527-1609), Monas hieroglyphica, 1564, held in the Bibliothèque nationale de France. The Monad is the symbol at the heart of the illustration labeled Figure 8.1 in Eco’s  The Search for the Perfect Language, Oxford, 1995, p. 186.

In this symbol (see figure 8.1), the main circle represented the sun that revolves around its central point, the earth, and in its upper part was intersected by a semi-circle representing the moon.

Both sun and moon were supported on an inverted cross which represented both the ternary principle–two straight lines which intersect plus their point of intersection–and the quaternary principle–the four right angles formed at the intersections of the two lines.

The sum of the ternary and quaternary principles constituted a further seven-fold principle, and Dee goes even on to squeeze an eight-fold principle from the diagram.

By adding the first four integers together, he also derives a ten-fold principle. By such a manipulatory vertigo Dee then derives the four composite elements (heat and cold, wet and dry) as well as other astrological revelations.

From here, through 24 theorems, Dee makes his image undergo a variety of rotations, decompositions, inversions and permutations, as if it were drawing anagrams from a series of Hebrew letters.

Sometimes he considers only the initial aspects of his figure, sometimes the final one, sometimes making numerological analyses, submitting his symbol to the kabbalistic techniques of notariqon, gematria, and temurah.

As a consequence, the Monas should permit–as happens with every numerological speculation–the revelation of the whole of the cosmic mysteries.

However, the Monad also generates alphabetic letters. Dee was emphatic about this in the letter of dedication with which he introduced his book. Here he asked all “grammarians” to recognize that his work “would explain the form of the letters, their position and place in the alphabetical order, and the relations between them, along with their numerological values, and many other things concerning the primary Alphabet of the three languages.”

This final reference to “the three languages” reminds us of Postel (whom Dee met personally) and of the Collège des Trois Langues at which Postel was professor. In fact, Postel, to prove that Hebrew was the primal language in his 1553 De originibus, had observed that every “demonstration of the world” comes from point, line and triangle, and that sounds themselves could be reduced to geometry.

In his De Foenicum literis, he further argued that the invention of the alphabet was almost contemporary with the spread of language (on this point see many later kabbalistic speculations over the origins of language, such as Thomas Bang, Caelum orientis, 1657: 10).

What Dee seems to have done is to take the geometrical argument to its logical conclusion. He announced in his dedicatory letter that “this alphabetic literature contains great mysteries,” continuing that “the first Mystic letters of Hebrews, Greeks, and Romans were formed by God and transmitted to mortals [ . . . ] so that all the signs used to represent them were produced by points, straight lines, and circumferences of circles arranged by an art most marvelous and wise.”

When he writes a eulogy of the geometrical properties of the Hebrew Yod, one is tempted to think of the Dantesque I; when he attempts to discover a generative matrix from which language could be derived, one thinks of the Lullian Ars.

Dee celebrates his procedure for generating letters as a “true Kabbalah [ . . . ] more divine than grammar itself.”

These points have been recently developed by Clulee (1988: 77-116), who argues that the Monas should be seen as presenting a system of writing, governed by strict rules, in which each character is associated with a thing.

In this sense, the language of Monas is superior to the kabbala, for the kabbala aims at the interpretation of things only as they are said (or written) in language, whereas the Monas aims directly at the interpretation of things as they are in themselves. Thanks to its universality, moreover, Dee can claim that his language invents or restores the language of Adam.

According to Clulee, Dee’s graphic analysis of the alphabet was suggested by the practice of Renaissance artists of designing alphabetical letters using the compass and set-square.

Thus Dee could have thought of a unique and simple device for generating both concepts and all the alphabets of the world.

Neither traditional grammarians nor kabbalists were able to explain the form of letters and their position within the alphabet; they were unable to discover the origins of signs and characters, and for this reason they were uncapable (sic) to retrieve that universal grammar that stood at the bases of Hebrew, Greek and Latin.

According to Clulee, what Dee seems to have discovered was an idea of language “as a vast, symbolic system through which meanings might be generated by the manipulation of symbols” (1988: 95).

Such an interpretation seems to be confirmed by an author absent from all the bibliographies (appearing, to the best of my knowledge, only in Leibniz’s Epistolica de historia etymologica dissertatio of 1717, which discusses him in some depth).

This author is Johannes Petrus Ericus, who, 1697, published his Anthropoglottogonia sive linguae humanae genesis, in which he tried to demonstrate that all languages, Hebrew included, were derived from Greek.

In 1686, however, he had also published a Principium philologicum in quo vocum, signorum et punctorum tum et literarum massime ac numerorum origo. Here he specifically cited Dee’s Monas Hieroglyphica to derive from that matrix the letters of all alphabets (still giving precedence to Greek) as well as all number systems.

Through a set of extremely complex procedures, Ericus broke down the first signs of the Zodiac to reconstruct them into Dee’s Monad; he assumed that Adam had named each animal by a name that reproduced the sounds that that each emitted; then he elaborated a rather credible phonological theory identifying classes of letters such as “per sibilatione per dentes,” “per tremulatione labrorum,” “per compressione labrorum,” “per contractione palati,” “per respiratione per nares.”

Ericus concluded that Adam used vowels for the names of the beasts of the fields, and mutes for the fish. This rather elementary phonetics also enabled Ericus to deduce the seven notes of the musical scale as well as the seven letters which designate them–these letters being the basic elements of the Monas.

Finally, he demonstrated how by rotating this figure, forming, as it were, visual anagrams, the letters of all other alphabets could be derived.

Thus the magic language of the Rosicrucians (if they existed, and if they were influenced by Dee) could have been a matrix able to generate–at least alphabetically–all languages, and, therefore, all the wisdom of the world.

Such a language would have been more than a universal grammar: it would have been a grammar without syntactic structures, or, as Demonet (1992: 404) suggests, a “grammar without words,” a silent communication, close to the language of angels, or similar to Kircher’s conception of hieroglyphs.

Thus, once again, this perfect language would be based upon a sort of communicative short-circuit, capable of revealing everything, but only if it remained initiatically secret.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 185-90.

Eco: Kircher’s Egyptology

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Athanasius Kircher (1602-80), frontispiece to Ars Magna Lucis et Umbrae, Rome, Scheus, 1646. Compendium Naturalis says that this allegorical engraving was executed on copper by Petrus Miotte Burgundus. Multiple copies are posted on the internet, including an eBook courtesy of GoogleBooks, one at the Max Planck Institute, one at the Herzog August Bibliothek, and one at Brigham Young University among many others. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less. 

“When Kircher set out to decipher hieroglyphics in the seventeenth century, there was no Rosetta stone to guide him. This helps explain his initial, mistaken, assumption that every hieroglyph was an ideogram.

Understandable as it may have been, this was an assumption which doomed his enterprise at the outset. Notwithstanding its eventual failure, however, Kircher is still the father of Egyptology, though in the same way that Ptolemy is the father of astronomy, in spite of the fact that his main hypothesis was wrong.

In a vain attempt to demonstrate his hypothesis, Kircher amassed observational material and transcribed documents, turning the attention of the scientific world to the problem of hieroglyphs. Kircher did not base his work on Horapollo’s fantastic bestiary; instead, he studied and made copies of the royal hieroglyphic inscriptions.

His reconstructions, reproduced in sumptuous tables, have an artistic fascination all of their own. Into these reconstructions Kircher poured elements of his own fantasy, frequently reportraying the stylized hieroglyphs in curvaceous baroque forms.

Lacking the opportunity for direct observation, even Champollion used Kircher’s reconstructions for his study of the obelisk standing in Rome’s Piazza Navona, and although he complained of the lack of precision of many of the reproductions, he was still able to draw from them interesting and exact conclusions.

Already in 1636, in his Prodromus Coptus sive Aegyptiacus (to which was added, in 1643, a Lingua Aegyptiaca restituta), Kircher had come to understand the relation between the Coptic language and, on the one hand, Egyptian, and, on the other, Greek.

It was here that he first broached the possibility that all religions, even those of the Far East, were nothing more than more or less degenerated versions of the original Hermetic mysteries.

There were more than a dozen obelisks scattered about Rome, and restoration work on some of them had taken place from as early as the time of Sixtus V. In 1644, Innocent X was elected pope. His Pamphili family palace was in Piazza Navona, and the pope commissioned Bernini to execute for him the vast fountain of the four rivers, which remains there today.

On top of this fountain was to be placed the obelisk of Domitian, whose restoration Kircher was invited to superintend.

As the crowning achievement of this restoration, Kircher published, in 1650, his Obeliscus Pamphilius, followed, in 1652-4, by the four volumes of his Oedipus Aegyptiacus. This latter was an all-inclusive study of the history, religion, art, politics, grammar, mathematics, mechanics, medicine, alchemy, magic and theology of ancient Egypt, compared with all other eastern cultures, from Chinese ideograms to the Hebrew kabbala to the language of the brahmins of India.

The volumes are a typographical tour de force that demanded the cutting of new characters for the printing of the numerous exotic, oriental alphabets. It opened with, among other things, a series of dedications to the emperor in Greek, Latin, Italian, Spanish, French, Portuguese, German, Hungarian, Czech, Illirian, Turkish, Hebrew, Syriac, Arabic, Chaldean, Samaritan, Coptic, Ethiopic, Armenian, Persian, Indian and Chinese.

Still, the conclusions were the same as those of the earlier book (and would still be the same in the Obelisci Aegyptiaci nuper inter Isaei Romani rudera effosii interpretatio hieroglyphica of 1666 and in the Sphinx mystagoga of 1676).

At times, Kircher seemed to approach the intuition that certain of the hieroglyphs had a phonetic value. He even constructed a rather fanciful alphabet of 21 hieroglyphs, from whose forms he derives, through progressive abstractions, the letters of the Greek alphabet.

Kircher, for example, took the figure of the ibis bending its head until it rests between its two feet as the prototype of the capitalized Greek alpha, A. He arrived at this conclusion by reflecting on the fact that the meaning of the hieroglyphic for the ibis was “Bonus Daemon;” this, in Greek, would have been Agathos Daimon.

But the hieroglyph had passed into Greek through the mediation of Coptic, thanks to which the first sounds of a given word were progressively identified with the form of the original hieroglyph.

At the same time, the legs of the ibis, spread apart and resting on the ground, expressed the sea, or, more precisely, the only form in which the ancient Egyptians were acquainted with the sea–the Nile.

The word delta has remained unaltered in its passage into Greek, and this is why the Greek letter delta (Δ) has retained the form of a triangle.

It was this conviction that, in the end, hieroglyphs all showed something about the natural world that prevented Kircher from ever finding the right track. He thought that only later civilizations established that short-circuit between image and sound, which on the contrary characterized hieroglyphic writing from its early stages.

He was unable, finally, to keep the distinction between a sound and the corresponding alphabetic letter; thus his initial intuitions served to explain the generation of later phonetic alphabets, rather than to understand the phonetical nature of hieroglyphs.

Behind these errors, however, lies the fact that, for Kircher, the decipherment of hieroglyphs was conceived as merely the introduction to the much greater task–an explanation of their mystic significance.

Kircher never doubted that hieroglyphs had originated with Hermes Trismegistus–even though several decades before, Isaac Casaubon had proved that the entire Corpus Hermeticum could not be earlier than the first centuries of the common era.

Kircher, whose learning was truly exceptional, must have known about this. Yet he deliberately ignored the argument, preferring rather to exhibit a blind faith in his Hermetic axioms, or at least to continue to indulge his taste for all that was strange or prodigious.

Out of this passion for the occult came those attempts at decipherment which now amuse Egyptologists. On page 557 of his Obeliscus Pamphylius, figures 20-4 reproduce the images of a cartouche to which Kircher gives the following reading: “the originator of all fecundity and vegetation is Osiris whose generative power bears from heaven to his kingdom the Sacred Mophtha.”

This same image was deciphered by Champollion (Lettre à Dacier, 29), who used Kircher’s own reproductions, as “ΑΟΤΚΡΤΛ (Autocrat or Emperor) sun of the son and sovereign of the crown, ΚΗΣΡΣ ΤΜΗΤΕΝΣ ΣΒΣΤΣ (Caesar Domitian Augustus).”

The difference is, to say the least, notable, especially as regards the mysterious Mophtha, figured as a lion, over which Kircher expended pages and pages of mystic exegesis listing its numerous properties, while for Champollion the lion simply stands for the Greek letter lambda.

In the same way, on page 187 of the third volume of the Oedipus there is a long analysis of a cartouche that appeared on the Lateran obelisk. Kircher reads here a long argument concerning the necessity of attracting the benefits of the divine Osiris and of the Nile by means of sacred ceremonies activating the Chain of Genies, tied to the signs of the zodiac.

Egyptologists today read it as simply the name of the pharaoh Apries.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 154-8.

Eco: The Egyptian Alphabet

Rosetta_Stone

The Rosetta Stone, inscribed with a decree by Pharaoh Ptolemy V at Memphis, is dated to 196 BCE. Featuring three scripts, ancient Egyptian, Demotic and ancient Greek, the stele was discovered in 1799 by French soldier Pierre-Françoise Bouchard of the Napoleonic expedition to Egypt. Transferred to British control after the Capitulation of Alexandria in 1801, the stele has been on continual exhibition at the British Museum since 1802. The script was finally transliterated by Jean-Françoise Champollion in 1822, decrypting the mysteries of the Egyptian hieroglyphs. This photo © Hans Hillewaert in 2007, and is licensed under the Creative Commons Attribution-Share Alike 4.0 International license. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.  

“The hieroglyphic script is undoubtedly composed, in part, of iconic signs: some are easily recognizable–vulture, owl, bull, snake, eye, foot, man seated with a cup in hand; others are stylized–the hoisted sail, the almond-like shape for a mouth, the serrated line for water.

Some other signs, at least to the untrained eye, seem to bear only the remotest resemblance to the things that they are supposed to represent–the little square that stands for a seat, the sign of folded cloth, or the semicircle that represents bread.

All these signs are not icons (representing a thing by direct similarity) but rather ideograms, which work by a sort of rhetorical substitution. Thus an inflated sail serves to represent the wind; a man seated with a cup means to drink; a cow’s ear means to understand; the head of a cynocephalus stands for the god Thoth and for all his various attributes, such as writing and counting.

Not everything, however, can be represented ideographically. One way that the ancient Egyptians had found to circumvent this difficult was to turn their ideograms into simple phonograms.

In order to represent a certain sound they put the image of a thing whose name sounded similar. To take an example from Jean-Françoise Champollion‘s first decipherment (Lettre à Dacier, 17 September 1822, 11-12), the mouth, in Egyptian ro, was chosen to represent the Greek consonant P (rho).

It is ironic to think that while, for Renaissance Hermeticists, sounds had to represent the nature of things, for the Egyptians, things (or their corresponding images) were representing sounds (see, for a similar procedure, my remarks in chapter 6 on Bruno’s mnemonics).

By the time interest in Egyptian hieroglyphics had revived in Europe, however, knowledge of the hieroglyphic alphabet had been lost for over a thousand years. The necessary premise for the decipherment of hieroglyphs was a stroke of pure fortune, like the discovery of a bilingual dictionary.

In  fact, as is well known, decipherment was made possible by the discovery not of a dictionary, but of a trilingual text, the famous Rosetta Stone, named after the city of Rashid where it was found by a French soldier in 1799, and, as a result of Napoleon’s defeat at the hands of Nelson, soon transferred to London.

The stone bore an inscription in hieroglyphic, in demotic (a cursive, administrative script elaborated about 1,000 BCE), and in Greek.

Working from reproductions, Champollion, in his Lettre à Dacier, laid the foundation for the decipherment of hieroglyphs. He compared two cartouches which, from their position in the text, he guessed must refer to the names of Ptolemy (ΠΤΟΛΟΜΑΙΟΣ) and Cleopatra (ΚΛΟΠΑΤΡΑ).

He identified the five letters that both names have in common (Π, Τ, Ο, Λ, Α), and found that the two cartouches had five hieroglyphs in common as well. By supposing that each other instance of the same sign represented the same sound, Champollion could easily infer the phonetic value of the remaining text.

Champollion’s decipherment does not, however, explain a series of phenomena which can justify the interpretation of Horapollo. Greek and Roman colonizers had imposed on Egypt their commerce, their technology and their gods.

By the time of the spread of Christianity, Egypt had already abandoned many of its ancient traditions. Knowledge of sacred writing was still preserved and practiced only by priests living within the sacred enclosures of the ancient temples.

These were a dwindling breed: in those last repositories of a lost knowledge, cut off from the rest of the world, they cultivated the monuments of their ancient culture.

Since the sacred writing no longer served any practical use, but only initiatory purposes, these last priests began to introduce complexities into it, playing with the ambiguities inherent in a form of writing that could be differently read either phonetically or ideographically.

To write the name of the god Ptah, for example, the P was expressed phonetically and placed at the top of the name with the ideogram for sky (p[t]), the H was placed in the middle and represented by the image of the god Heh with his arms raised, and the T was expressed by the ideogram for the earth (ta).

It was an image that not only expressed Ptah phonetically, but also carried the visual suggestion that the god Ptah had originally separated the earth from the sky.

The discovery that, by combining different hieroglyphs, evocative visual emblems might be created inspired these last scribes to experiment with increasingly complicated and abstruse combinations.

In short, these scribes began to formulate a sort of kabbalistic play, based, however, on images rather than on letters.

Around the term represented by a sign (which was given an initial phonetic reading) there formed a halo of visual connotations and secondary senses, a sort of chord of associated meanings which served to amplify the original semantic range of the term.

The more the sacred text was enhanced by its exegetes, the more the conviction grew that they expressed buried truths and lost secrets (Sauneron 1957: 123-7).

Thus, to the last priests of a civilization sinking into oblivion, hieroglyphs appeared as a perfect language. Yet their perfection could only be understood by visually reading them; if by chance still pronounced, they would have lost any magic (Sauneron 1982: 55-6).”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 146-9.

Eco: Infinite Songs & Locutions, 2

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Ramon Llull (1232-1315), La Tercera Figura, from Ars brevis, Pisa, 1308. This illustration is hosted on the net by the Centre de Documentacio de Ramon Llull, while the original is held in the Escorial, MS.f-IV-12, folio 6. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

Mersenne and Guldin were anticipating Borge’s Babel Library ad abundantiam. Not only this, Guldin observed that if the numbers are these, who can marvel at the existence of so many different natural languages?

The art was now providing an excuse for the confusio linguarum. It justifies it, however, by showing that it is impossible to limit the omnipotence of God.

Are there more names than things? How many names, asks Mersenne (Harmonie, II, 72), would we need if were to give more than one to each individual? If Adam really did give names to everything, how long would he have had to spend in Eden?

In the end, human languages limit themselves to the naming of general ideas and of species; to name an individual thing, an indication with a finger is usually sufficient (p. 74).

If this were not so, it might easily “happen that for every hair on the body of an animal and for each hair on the head of a man we might require a particular name that would distinguish it from all others. Thus a man with 100,000 hairs on his head and 100,000 more on his body would need to know 200,000 separate words to name them all” (pp. 72-3).

In order to name every individual thing in the world one should thus create an artificial language capable of generating the requisite number of locutions. If God were to augment the number of individual things unto infinity, to name them all it would be enough to devise an alphabet with a greater number of letters, and this would provide us with the means to name them all (p. 73).

From these giddy heights there dawns a consciousness of the possibility of the infinite perfectibility of knowledge. Man, the new Adam, possesses the possibility of naming all those things which his ancestor had lacked the time to baptize.

Yet such an artificial language would place human beings in competition with God, who has the privilege of knowing all things in their particularity. We shall see that Leibniz was later to sanction the impossibility of such a language.

Mersenne had led a battle against the kabbala and occultism only to be seduced in the end. Here he is cranking away at Lullian wheels, seemingly unaware of the difference between the real omnipotence of God and the potential omnipotence of a human combinatory language.

Besides, in his Quaestiones super Genesim (cols 49 and 52) he claimed that the presence of the sense of infinity in human beings was itself a proof of the existence of God.

This capacity to conceive of a quasi-infinite series of combinations depends on the fact that Mersenne, Guldin, Clavius and others (see, for example, Comenius, Linguarum methodus novissima (1648: III, 19), unlike Lull, were no longer calculating upon concepts but rather upon simple alphabetic sequences, pure elements of expression with no inherent meaning, controlled by no orthodoxy other than the limits of mathematics itself.

Without realizing it, these authors are verging towards the idea of a “blind thought,” a notion that we shall see Leibniz proposing with a greater critical awareness.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 141-3.

Eco: Bruno: Ars Combinatoria and Infinite Worlds

1280px-Relief_Bruno_Campo_dei_Fiori_n1

Ettore Ferrari (1845-1929), The Trial of Giordano Bruno by the Roman Inquisition, bronze relief, Campo de’Fiori, Rome. This bas relief graces the pedestal of the statue of Bruno at Campo de’Fiori in Rome. The collected works of Giordano Bruno (1548-1600) are in the Bibliotheca Bruniana Electronica at the Warburg Institute, with others at the Esoteric Archives. This photo dated 2006 by Jastrow is in the public domain. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.    

Giordano Bruno’s cosmological vision presented a world without ends, whose circumference, as Nicholas of Cusa had already argued, was nowhere to be found, and whose center was everywhere, at whatever point the observer chose to contemplate the universe in its infinity and substantial unity.

The panpsychism of Bruno had a Neoplatonic foundation: there was but a single divine breath, one principle of motion pervading the whole of the infinite universe, determining it in its infinite variety of forms.

The master idea of an infinite number of worlds was compounded with the notion that every earthly object can also serve as the Platonic shade of other ideal aspects of the universe. Thus every object exists not only in itself, but as a possible sign, deferral, image, emblem, hieroglyph of something else.

This worked also by contrast: an image can lead us back to the unity of the infinite even through its opposite. As Bruno wrote in his Eroici furori, “To contemplate divine things we need to open our eyes by using figures, similitudes, or any of the other images that the Peripatetics knew under the name of phantasms” (Dialoghi italiani, Florence: Sansei, 1958: 1158).

Where they did not emerge directly from his own inflamed imagination, Bruno chose images found in the Hermetic repertoire. These served as storehouses of revelations because of a naturally symbolic relationship that held between them and reality.

Their function was no longer, as in previous arts of memory, that of merely helping to order information for ease of recall, or this was, at least, by now a minor aspect: their function was rather that of helping to understand. Bruno’s images permitted the mind to discover the essence of things and their relations to each other.

The power of revelation stored inside these images was founded on their origin in far-off Egypt. Our distant progenitors worshipped cats and crocodiles because “a simple divinity found in all things, a fecund nature, a mother watching over the universe, expressed in many different ways and forms, shines through different subjects and takes different names” (Lo spaccio della bestia trionfante, Dialoghi italiani, 780-2).

But these images possess more than the simple capacity to reawaken our dormant imagination: they possess an authentic power to effect magical operations on their own, and functioned, in other words, in exactly the same way as the talismans of Ficino.

It is possible, of course, to take many of Bruno’s magical claims in a metaphorical sense, as if he was merely describing, according to the sensibility of his age, intellectual operations. It is also possible to infer that these images had the power to pull Bruno, after prolonged concentration, into a state of mystic ecstasy (cf. Yates 1964: 296).

Still, it is difficult to ignore the fact that some of Bruno’s strongest claims about the theurgic potential of seals appeared in a text that bore the significant title of De Magia:

“nor even are all writings of the same utility as these characters which, by their very configuration, seem to indicated things themselves. For example, there are signs that are mutually inclined to one another, that regard each other and embrace one another; these constrain us to love.

Then there are the opposite signs, signs which repel each other so violently that we are induced to hatred and to separation, becoming so hardened, incomplete, and broken as to produce in us ruin. There are knots which bind, and there are separated characters which release. [ . . . ]

These signs do not have a fixed and determined form. Anyone who, obeying his own furor, or the dictates of his soul, naturally creates his own images, be these of things desired or things to hold in contempt, cannot help but represent these images to himself and to his spirit as if the imagined things were really present.

Thus he experiences his own images with a power that he would not feel were he to represent these things to himself in the form of words, either in elegant oration, or in writing.

Such were the well-defined letters of the ancient Egyptians, which they called hieroglyphs or sacred characters. [ . . . ] by which they were able to enter into colloquies with the gods and to accomplish remarkable feats with them. [ . . . ]

And so, just as, where there lacks a common tongue, men of one race are unable to have colloquies with those of another, but must resort instead to gestures, so relations of any sort between ourselves and certain powers would be impossible were we to lack the medium of definite signs, seals, figures, characters, gestures, and other ceremonies.”

(Opera latine conscripta, Naples-Florence, 1879-1891, vol. III: 39-45).

Concerning the specific iconological material that Bruno employs, we find figures deriving directly from the Hermetic tradition, such as the Thirty-six Decans of the Zodiac, others drawn from mythology, necromantic diagrams that recall Agrippa or John Dee, Lullian suggestions, animals, plants and allegorical figures deriving from the repertoire of emblems and devices.

This is a repertoire with an extraordinary importance in the history of iconology, where the ways in which a certain seal, for example, refers back to a specific idea are largely governed by rhetorical criteria: phonetic similarities (a horse, equus, can correspond to an honest, aequus, man); the concrete for the abstract (a Roman soldier for Rome); antecedent for the consequent; accident for subject (or vice versa); and so on.

Sometimes the analogy  is based upon the similarity of the initial syllable (asinus for asyllum); and certainly Bruno did not know that this procedure, as we shall see in chapter 7, was followed by the Egyptians themselves when using their hieroglyphs.

At other times the relations might be based on kabbalistic techniques such as anagrams or paronomasias (like palatio standing for Latio: cf. Vasoli 1958: 285-6).”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 132-5.

Eco: Lullian Kabbalism, 2

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Jan Amos Komensky, or Johann (John) Amos Comenius (1592-1670), from Opera didactica omnia, Amsterdam, 1657. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.  

“Numerology, magic geometry, music, astrology and Lullism were all thrown together in a series of pseudo-Lullian alchemistic works that now began to intrude onto the scene. Besides, it was a simple matter to inscribe kabbalistic terms onto circular seals, which the magical and alchemical tradition had made popular.

It was Agrippa who first envisioned the possibility of taking from the kabbala and from Lull the technique of combination in order to go beyond the medieval image of a finite cosmos and construct the image of an open expanding cosmos, or of different possible worlds.

In his In artem brevis R. Lulli (appearing in the editio princeps of the writings of Lull published in Strasbourg in 1598), Agrippa assembled what seems, at first sight, a reasonably faithful and representative anthology from the Ars magna.

On closer inspection, however, one sees that the number of combinations deriving from Lull’s fourth figure has increased enormously because Agrippa has allowed repetitions.

Agrippa was more interested in the ability of the art to supply him with a large number of combinations than in its dialectic and demonstrative properties. Consequently, he proposed to allow the sequences permitted by his art to proliferate indiscriminately to include subjects, predicates, rules and relations.

Subjects were multiplied by distributing them, each according to its own species, properties and accidents, by allowing them free play with terms that are similar or opposite, and by referring each to its respective causes, actions, passions and relations.

All that is necessary is to place whatever idea one intends to consider in the center of the circle, as Lull did with the letter A, and calculate its possible concatenations with all other ideas.

Add to this that, for Agrippa, it was permissible to add many other figures containing terms extraneous to Lull’s original scheme, mixing them up with Lull’s original terms: the possibilities for combination become almost limitless (Carreras y Artau 1939: 220-1).

Valerio de Valeriis seems to want the same in his Aureum opus (1589), when he says that the Ars “teaches further and further how to multiply concepts, arguments, or any other complex unto infinity, tam pro parte vera quam falsa, mixing up roots with roots, roots with forms, trees with trees, the rules with all these other things, and very many other things as well” (“De totius operis divisione“).

Authors such as these still seem to oscillate, unable to decide whether the Ars constitutes a logic of discovery or a rhetoric which, albeit of ample range, still serves merely to organize a knowledge that it has not itself generated.

This is evident in the Clavis universalis artis lullianae by Alsted (1609). Alsted is an author, important in the story of the dream of a universal encyclopedia, who even inspired the work of Comenius, but who still–though he lingered to point out the kabbalist elements in Lull’s work–wished to bend the art of combination into a tightly articulated system of knowledge, a tangle of suggestions that are, at once, Aristotelian, Ramist and Lullian (cf. Carreras y Artau 1939: II, 239-49; Tega 1984: I, 1).

Before the wheels of Lull could begin to turn and grind out perfect languages, it was first necessary to feel the thrill of an infinity of worlds, and (as we shall see) of all of the languages, even those that had yet to be invented.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 130-2.

Eco: Lullian Kabbalism

Roma1493

Unknown artist, Roma 1493, depicting the city of Rome as it appeared in that year. This woodcut was published in Hartmann Schedel (1440-1514), Schedelsche Weltchronik, Nürnberg, 1493, on folio lvii verso and lviii recto. Known in English as the Nuremberg Chronicle, or Schedel’s World Chronicle, the work commissioned by Sebald Schreyer (1446-1520) and Sebastian Kammermeister (1446-1503) was lushly illustrated with the first depictions of many cities. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less. 

“We have now reached a point where we must collect what seem the various membra disiecta of the traditions we have been examining and see how they combined to produce a Lullian revival.

We can begin with Pico della Mirandola: he cited Lull in his Apologia of 1487. Pico, of course, would have been aware that there existed analogies between the permutational techniques of Lull and the temurah (which he called “revolutio alphabetaria“).

He was acute enough, however, to realize that they were two different things. In the Quaestio Sexta of the Apologia, where Pico proved that no science demonstrates the divinity of Christ better than magic and the kabbala, he distinguished two doctrines which might be termed kabbalist only in a figurative (transumptive) sense: one was the supreme natural magic; the other was the hokmat ha-zeruf of Abulafia that Pico termed an “ars combinandi,” adding that “apud nostros dicitur ars Raymundi licet forte diverso modo procedat” (“it is commonly designated as the art of Raymond, although it proceeds by a different method”).

Despite Pico’s scruples, a confusion between Lull and the kabbala was, by now, inevitable. It is from this time that the pathetic attempts of the Christian kabbalists to give Lull a kabbalistic reading begin.

In the 1598 edition of Lull’s works there appeared, under Lull’s name, a short text entitled De auditu kabbalistico: this was nothing other than Lull’s Ars brevis into which had been inserted a number of kabbalistic references.

It was supposedly first published in Venice in 1518 as an opusculum Raimundicum. Thorndike (1923-58: v, 325) has discovered the text, however, in manuscript form, in the Vatican Library, with a different title and with an attribution to Petrus de Maynardis.

The manuscript is undated, but, according to Thorndike, its calligraphy dates it to the fifteenth century. The most likely supposition is that it is a composition from the end of that century in which the suggestions first made by Pico were taken up and mechanically applied (Scholem et al. 1979: 40-1).

In the following century, the eccentric though sharp-witted Tommaso Garzoni di Bagnacavallo saw through the imposture. In his Piazza universale du tutte le arti (1589: 253), he wrote:

“The science of Raymond, known to very few, might be described with the term, very improper in itself, of Cabbala. About this, there is a notion common to all scholars, indeed, to the whole world, that in the Cabbala can be found teachings concerning everything [ . . . ] and for this reason one finds in print a little booklet ascribed to him [Lull] (though on this matter people beyond the Alps write many lies) bearing the title De Auditu Cabalistico. This is nothing but a brief summary of the Arte Magna as abbreviated, doubtlessly by Lull himself, into the Arte Breve.”

Still, the association persisted. Among various examples, we might cite Pierre Morestel, who published an Artis kabbalisticae, sive sapientiae diviniae academia in 1621, no more than a modest compilation from the De auditu.

Except for the title, and the initial identification of the Ars of Lull with the kabbala, there was nothing kabbalistic in it. Yet Morestel still thought it appropriate to include the preposterous etymology for the word kabbala taken from De auditu: “cum sit nomen compositum ex duabus dictionibus, videlicet abba et ala. Abba enim arabice idem quod pater latine, et ala arabice idem est quod Deus meus” (“as this name is composed of two terms, that is abba and ala. Abba is an Arabic word meaning Latin pater; ala is also Arabic, and means Deus meus“).

For this reason, kabbala means “Jesus Christ.”

The cliché of Lull the kabbalist reappears with only minimum variation throughout the writings of the Christian kabbalists. Gabriel Naudé, in his Apologie pour tous les grands hommes qui ont esté accuséz de magie (1625), energetically rebutted the charge that the poor Catalan mystic engaged in the black arts.

None the less, French (1972: 49) has observed that by the late Renaissance, the letters from B to K, used by Lull, had become associated with Hebrew letters, which for the kabbalists were names of angels or of divine attributes.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 128-30.

(Editorial Note: wallowing in the bibliography of Raimon Llull is not for the meek. I encountered many culs-de-sac and could not find digital versions of many of the works mentioned by Eco in this segment. If you have URLs to works which are not linked in this excerpt from Eco, please share them using the comment feature. Thank you.)

Eco: Kabbalism & Lullism in the Steganographies

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Johannes Trithemius (1462-1516), Polygraphiae libri sex, Basel, 1518. Courtesy of the Shakespeare Folger Library as file number 060224. Joseph H. Peterson at the Esoteric Archives digitized a copy of the complimentary work on steganography held by the British Library in 1997. That work is listed as Trithemius, Steganographic: Ars per occultam Scripturam animi sui voluntatem absentibus aperiendi certu, 4to, Darmst. 1621. London, British Library. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.   

“A peculiar mixture of kabbalism and neo-Lullism arose in the search for secret writings–steganographies. The progenitor of this search, which was to engender innumerable contributions between humanism and the baroque, was the prolific Abbot Johannes Trithemius (1462-1516).

Trithemius made no references to Lull in his works, relying instead on kabbalistic tradition, advising his followers, for instance, that before attempting to decipher a passage in secret writing they should invoke the names of angels such as Pamersiel, Padiel, Camuel and Aseltel.

On a first reading, these seem no more than mnemonic aids that can help either in deciphering or in ciphering messages in which, for example, only the initial letters of words, or only the initial letters of even-numbered words (and so on according to different sets of rules), are to be considered.

Thus Trithemius elaborated texts such as “Camuel Busarchia, menaton enatiel, meran sayr abasremon.” Trithemius, however, played his game of kabbala and steganography with a great deal of ambiguity. His Poligraphia seems simply a manual for encipherment, but with his posthumous Steganographia (1606 edition) the matter had become more complex.

Many have observed (cf. Walker 1958: 86-90, or Clulee 1988: 137) that if, in the first two books of this last work, we can interpret Trithemius‘ kabbalist references in purely metaphorical terms, in the third book there are clear descriptions of magic rituals.

Angels, evoked through images modeled in wax, are subjected to requests and invocations, or the adept must write his own name on his forehead with ink mixed with the juice of a rose, etc.

In reality, true steganography would develop as a technique of composing messages in cipher for political or military ends. It is hardly by chance that this was a technique that emerged during the period of conflict between emerging national states and flourished under the absolutist monarchies.

Still, even in this period, a dash of kabbalism gave the technique an increased spice.

It is possible that Trithemius‘ use of concentric circles rotating freely within each other owed nothing to Lull: Trithemius employed this device not, as in Lull, to make discoveries, but simply to generate or (decipher) cryptograms.

Every circle contains the letters of the alphabet; if one rotates the inner wheel so as to make the inner A correspond, let us say, to the outer C, the inner B will be enciphered as D, the inner C as E and so on (see also our ch. 9).

It seems probable that Trithemius was conversant enough with the kabbala to know certain techniques of temurah, by which words or phrases might be rewritten, substituting for the original letters the letters of the alphabet in reverse (Z for A, Y for B, X for C, etc.).

This technique was called the “atbash sequence;” it permitted, for example, the tetragrammaton YHWH to be rewritten as MSPS. Pico cited this example in one of his Conclusiones (cf. Wirzubski 1989: 43).

But although Trithemius did not cite him, Lull was cited by successive steganographers. The Traité des chiffres by Vigenère (1587) not only made specific references to Lullian themes, but also connected them as well to the factorial calculations first mentioned in the Sefer Yezirah.

However, Vigenère simply follows in the footsteps of Trithemius, and, afterwards, of Giambattista Della Porta (with his 1563 edition of De furtivis literarum notis, amplified in subsequent editions): he constructed tables containing 400 pairs generated by 20 letters; these he combined in triples to produce what he was pleased to call a “mer d’infini chiffrements à guise d’un autre Archipel tout parsemé d’isles . . . un embrouillement plus malaisé à s’en depestrer de tous les labrinthes de Crete ou d’Egypte” (pp. 193-4), a sea of infinite cryptograms like a new Archipelago all scattered with isles, an imbroglio harder to escape from than all the labyrinths of Crete and Egypt.

The fact that these tables were accompanied by lists of mysterious alphabets, some invented, some drawn from Middle Eastern scripts, and all presented with an air of secrecy, helped keep alive the occult legend of Lull the kabbalist.

There is another reason why steganography was propelling a Lullism that went far beyond Lull himself. The steganographers had little interest in the content (or the truths) expressed by their combinations.

Steganography was not a technique designed to discover truth: it was a device by which elements of a given expression-substance (letters, numbers or symbols of any type) might be correlated randomly (in increasingly differing ways so as to render their decipherment more arduous) with the elements of another expression-substance.

It was, in short, merely a technique in which one symbol replaced another. This encouraged formalism: steganographers sought ever more complex combinatory stratagems, but all that mattered was engendering new expressions through an increasingly mind-boggling number of purely syntactic operations. The letters were dealt with as unbound variables.

By 1624, in his Cryptometrices et cryptographie libri IX, Gustavus Selenus was designing a wheel of 25 concentric volvelles, each of them presenting 24 pairs of letters. After this, he displays a series of tables that record around 30,000 triples. From here, the combinatory possibilities become astronomical.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 126-8.

Eco: Magic Names & Kabbalistic Hebrew, 3

John-Dee-painting-originally-had-circle-of-Human-Skulls-X-Rays-Show

Henry Gillard Glindoni (1852-1913), John Dee Performing an Experiment Before Elizabeth I, purchased from Mr. Henry S. Wellcome circa 1900-36 as Accession Number 47369i, courtesy of Wellcome Library. The painting portrays Dr. John Dee conjuring for Queen Elizabeth I at Dr. Dee’s home in Mortlake. On the Queen’s left are her adviser William Cecil and Sir Walter Raleigh. Dr. Dee’s notorious scryer, Edward Kelley, is seated behind Dr. Dee, wearing a skullcap that conceals his cropped ears. This work caused a stir when an x-ray scan of the painting revealed that Dr. Dee originally stood in a magical circle comprised of human skulls. The skulls were presumably removed by the artist at the request of the original buyer. An extensive collection of works by Dr. Dee is available on the Esoteric Archives site. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less. 

“John Dee–not only magus and astrologer to Queen Elizabeth I, but profound érudit and sharp politician as well–summoned angels of dubious celestial provenance by invoking names like Zizop, Zchis, Esiasch, Od and Iaod, provoking the admiring comment, “He seemeth to read as Hebrew is read” (cf. A True and Faithful Relation of 1659).

There exists, however, a curious passage in the Arabic Hermetic treatise, known in the Middle Ages through a Latin translation, called the Picatrix (III, I, 2: cf. Pingree 1986), in which the Hebrew and Chaldean idioms are associated with the saturnine spirit, and, hence with melancholy.

Saturn, on the one hand, was the sign of the knowledge of deep and secret things and of eloquence. On the other, however, it carried a set of negative connotations inherited from Judaic law, and was associated with black cloths, obscure streams, deep wells and lonely spots, as well as with metals like lead, iron and all that is black and fetid, with thick-leafed plants and, among animals, with “camelos nigros, porcos, simias, ursos, canes et gatos [sic]” (“black camels, pigs, moneys, bears, dogs and cats”).

This is a very interesting passage; if the saturnine spirit, much in vogue during the Renaissance, was associated with sacred languages, it was also associated with things, places and animals whose common property was their aura of black magic.

Thus, in a period in which Europe was becoming receptive to new sciences that would eventually alter the known face of the universe, royal palaces and the elegant villas in the Tuscan hills around Florence were humming with the faint burr of Semitic-sounding incantations–often on the lips of the scientists themselves–manifesting the fervid determination to win a mastery of both the natural and the supernatural worlds.

Naturally, things could not long remain in such a simple state. Enthusiasm for kabbalist mysticism fostered the emergence of a Hebrew hermeneutics that could hardly fail to influence the subsequent development of Semitic philology.

From the De verbo mirifico and the De arte kabbalistica by Reuchelin, to the De harmonia mundi of Francesco Giorgi or the Opus de arcanis catholicae veritatis by Galatinus, all the way to the monumental Kabbala denudata by Knorr von Rosenroth (passing through the works of Jesuit authors whose fervor at the thought of new discoveries allowed them to overcome their scruples at handling such suspect material), there crystallized traditions for reading Hebrew texts.

This is a story filled with exciting exegetical adventures, numerological fabulizing, mixtures of Pythagoreanism, Neoplatonism and kabbalism. Little of it has any bearing on the search for a perfect language. Yet the perfect language was already there: it was the Hebrew of the kabbalists, a language that revealed by concealing, obscuring and allegorizing.

To return to the linguistic model outlined in our first chapter, the kabbalists were fascinated by an expression-substance–the Hebrew texts–of which they sought to retrieve the expression-form (the grammar), always remaining rather confused apropos of the corresponding content-form.

In reality, their search aimed at rediscovering, by combining new expression-substances, a content-continuum as yet unknown, formless, though seemingly dense with possibility. Although the Christian kabbalists continually discovered new methods of segmenting an infinite continuum of content, its nature continued to elude them.

In principle, expression and content ought to be conformal, but the expression-form appeared as the iconic image of something shrouded in mystery, thus leaving the process of interpretation totally adrift (cf. Eco 1990).”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 124-6.

Eco: Magic Names and Kabbalistic Hebrew

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Heinrich Cornelius Agrippa von Nettesheim (1486-1535), man inscribed within a Pentagram with an astrological symbol at each pointDe occulta philosophia, 1533 edition, p. 163, digitized as call number Z1f9 by the Historical Medical Library of the College of Physicians of Philadelphia. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.  

“The date 1492 is an important one for Europe: it marks not only the discovery of America, but also the fall of Granada, through which Spain (and thus all Europe) severed its last link with Islamic culture.

As a consequence of Granada, moreover, their Christian majesties expelled the Jews from Spain, setting them off on a journey that carried them across the face of Europe. Among them there were the kabbalists, who spread their influence across the whole continent.

The kabbala of the names suggested that the same sympathetic links holding between sublunar objects and celestial bodies also apply to names.

According to Agrippa, Adam took both the properties of things and the influence of the stars into account when he devised his names; thus “these names contain within them all the remarkable powers of the things that they indicate” (De occulta philosophia, I, 70).

In this respect, Hebrew writing must be considered as particularly sacred; it exhibits perfect correspondence between letters, things and numbers (I, 74).

Giovanni Pico della Mirandola attended the Platonic academy of Marsilio Ficino where he had, in the spirit of the times, begun his study of the languages of ancient wisdom whose knowledge had gone into eclipse during the Middle Ages; Greek, Hebrew, Arabic and Chaldean.

Pico rejected astrology as a means of divination (Disputatio adversos astrologicos divinatores), but accepted astral magic as a legitimate technique for avoiding control by the stars, replacing it with the illuminated will of the magus.

If it were true that the universe was constructed from letters and numbers, it would follow that whoever knew the mathematical rules behind this construction might act directly on the universe.

According to Garin (1937: 162), such a will to penetrate the secrets of nature in order to dominate it presaged the ideal of Galileo.

In 1486 Pico made the acquaintance of the singular figure of a converted Jew, Flavius Mithridates, with whom he began an intense period of collaboration (for Mithridates see Secret 1964: 25ff).

Although Pico could boast a certain familiarity with Hebrew, he needed the help of the translations that Mithridates prepared for him to plumb the depths of the texts he wished to study.

Among Pico’s sources we find many of the works of Abulafia (Wirszubski 1989). Mithridates‘ translations certainly helped Pico; at the same time, however, they misled him–misleading all succeeding Christian kabbalists in his wake.

In order for a reader to use properly the kabbalist techniques of notariqon, gematria and temurah, it is obvious that the texts must remain in Hebrew: as soon as they are translated, most of the kabbalistic wordplays become unintelligible or, at least, lose their flavor.

In the translations he provided for Pico, Mithridates did often insert original Hebrew terms into his text; yet Pico (in part because typesetters of this period lacked Hebrew characters) often translated them into Latin, so augmenting the ambiguity and the obscurity of the text itself.

Beyond this, Mithridates, in common with many of the first Christian kabbalists, also had the vice of interpolating into the Hebrew texts references supposedly demonstrating that the original author had recognized the divinity of Christ. As a consequence, Pico was able to claim: “In any controversy between us and the Jews we can confute their arguments on the basis of the kabbalistic books.”

In the course of his celebrated nine hundred Conclusiones philosophicae, cabalisticae et theologicae, among which are included twenty-six Conclusiones magicae (1486), Pico demonstrated that the tetragrammaton, the sacred name of God, Yahweh, turned into the name of Jesus with the simple insertion of the letter sin.

This proof was used by all successive Christian kabbalists. In this way, Hebrew, a language susceptible to all the combinatory manipulations of the kabbalist tradition, was raised, once again, to the rank of a perfect language.

For example, in the last chapter of the Heptaplus (1489) Pico, taking off with an interpretation of the first word of Genesis (Bereshit, “In the beginning”), launches himself on a series of death-defying permutational and anagrammatical leaps.

To understand the logic of Pico’s reading, notice that in the following quotation the Hebrew characters have been substituted with the current name of the letters, Pico’s transliterations have been respected, and he is working upon the Hebrew form of the word: Bet, Resh, Alef, Shin, Yod, Tau.

“I say something marvelous, unparalleled, incredible . . . If we take the third letter and unite it with the first, we get [Alef Bet] ab. If we take the first, double it, and unite it with the second, we get [Bet Bet Resh] bebar. If we read all except the fourth with the first and the last, we get [Shin Bet Tau] sciabat.

If we place the first three in the order in which they appear, we get [Bet Resh Alef] bara. If we leave the first and take the next three, we get [Resh Alef Shin] rosc. If we leave the first two and take the two that follow, we get [Alef Shin] es.

If, leaving the first three, we unite the fourth with the last, we get [Shin Tau] seth. Once again, if we unite the second with the first, we get [Resh Bet] rab. If we put after the third, the fifth and the fourth, we get [Alef Yod Shin] hisc.

If we unite the first two letters with the last two, we get [Bet Resh Yod Tau] berith. If we unite the last to the first, we obtain the twelfth and last letter, which is [Tau Bet] thob, turning the thau into the letter theth, an extremely common procedure in Hebrew . . .

Ab means the father; bebar in the son and through the son (in fact, the beth put before means both things); resith indicates the beginning; sciabath means rest and end; bara means he created; rosc is head; es is fire; seth is fundament; rab means of the great; hisc of the man; berith with a pact; tob with goodness.

Thus taking the phrase all together and in order, it becomes: “The father in the son and for the son, beginning and end, that is, rest, created the head, the fire, and the fundament of the great man with a good pact.”

When Pico (in his “Magic Conclusion” 22) declared that “Nulla nomina ut significativa, et in quantum nomina sunt, singula et per se sumpta, in Magico opere virtutem habere possunt, nisi sint Hebraica, vel inde proxima derivata” (“No name, in so far as it has a meaning, and in so far as it is a name, singular and self-sufficient, can have a virtue in Magic, unless that name be in Hebrew or directly derived from it”), he meant to say that, on the basis of the supposed correspondence between the language of Adam and the structure of the world, words in Hebrew appeared as forces, as sound which, as soon as they are unleashed, are able to influence the course of events.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 119-22.

Eco: A Dream that Refused to Die

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Athanasius Kircher (1602-80), the Christian interpretation of the Kabbalah and the mystical names of God, Oedipus Aegyptiacus, tom. 2, vol. 1, 1652-4, p. 287. John Mark Ockerbloom curated an entry for all three volumes of this work at the University of Pennsylvania libraries. This illustration courtesy of Stanford University. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less. 

 

“Even faced with the results of the research of comparative linguistics, however, monogenetic theories refuse to give up the ghost. The bibliography of belated monogeneticism is immense. In it, there is to be found the lunatic, the crank, the misfit, the bizarre mystic, as well as a number of students of unimpeachable rigor.

In 1850, for example, the Enlightenment notion of a language of action received a radically monogenetic reading in the Dactylologie et language primitif restitués d’apres les monuments by J. Barrois.

Assuming that the first language of humanity was a language of action and that this language was exclusively gestural, Barrois sought to prove that even the passages of the Bible which referred to God addressing Adam referred not to speaking in a verbal sense, but instead to a non-verbal, mimed language.

“The designation of the divers animals which Adam made was achieved by means of a special miming which recalled their form, instinct, habit, and qualities, and, finally, their essential properties.” (P. 31).

The first time that an unambiguous reference to verbal speech appears in the Bible is when God speaks to Noah; before this, all references seem vague. For Barrois, this was evidence showing that only slowly, in the immediately antediluvian age, did a phonetic form of language become common.

The confusio linguarum arose out of discord between gestural and spoken language. The primitive vocal language was born closely accompanied by gestures which served to underline its most important words–just as occurs today in the speech of negroes and Syrian merchants (p. 36).

A dactylological language (expressed by the movement of the fingers and deriving from the primitive language of action) was born later, as a form of short-hand support for the phonetic language, when this latter emerged as the dominant form.

Barrois examines iconographic documents of all ages, demonstrating that the dactylological language remained unaltered through various civilizations.

As for the everlasting idea of an original Hebrew, we might cite the figure of Fabre d’Olivet, whose La Langue hébraïque restituée, written in 1815, is still a source of inspiration for belated kabbalists today.

He told of a primitive language that no people had ever spoken, of which Hebrew (the Egyptian dialect of Moses) was but the most illustrious offspring. This insight leads him on to the search for a mother tongue in which Hebrew is carefully combed and then subjected to fantastic reinterpretations.

D’Olivet was convinced that, in this language, every phoneme, every single sound, must have its own special meaning. We will not follow d’Olivet as he re-explores this old terrain; it is enough to say that he presents a string of nonsensical etymologies which, though in the spirit of Duret, Guichard and Kircher, are, if anything, even less convincing.

We might, however, provide just one example to show how traces of an original Hebrew mimology can be discovered in a modern language as well. D’Olivet constructed an etymology for the French term emplacement. Place derives from the Latin platea and from the German Platz.

In both these words, the sound AT signifies protection, while the sound L means extension. LAT means, therefore, a “protected extension.” MENT, in its turn, derives from the Latin mens and the English mind.

In this syllable, E is the sign of absolute life, and N stands for reflexive existence. Together, as ENS, they mean “bodily spirit.” M refers to existence at a given point. Therefore, the meaning of emplacement is “la manière dont uno extension fixe et determinée peut être conçue et se presente aux yeux.”

As one critic has put it, Fabre d’Olivet has demonstrated that emplacement means “emplacement” (cf. Cellier 1953: 140; Pallotti 1992).

And yet. No less a figure than Benjamin Lee Whorf took Fabre d’Olivet as the starting point for a series of reflections on the curious subject of “oligosynthesis.”

He was wondering about the possible applications of a science capable of “restoring a possible common language of the human race or [of] perfecting an ideal natural tongue constructed of the original psychological significance of sounds, perhaps a future common speech, into which all our varied languages may be assimilated, or, putting it differently, to whose terms they may be reduced” (Whorf 1956: 12; see also 74-6).

This is neither the first nor the last of the paradoxes in our story: we associate Whorf with one of the least monogenetic of all the various glottogonic hypotheses; it was Whorf who developed the idea that each language was a “holistic” universe, expressing the world in a way that could never be wholly translated into any other language.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 111-3.

Eco: The Etymological Furor, 2

tower-to-the-moon

Athanasius Kircher (1602-80), Turris Babel, Amsterdam, 1679. The illustrations in Turris Babel were engraved by C. Decker. This copy is held by the University of St. Andrews, under call number 417f BS1238.B2K5. The librarian at St. Andrews, who signed himself simply as “DG,” quoted from a narrative posted on the site of the Museum of Jurassic Technology, recounting Genesis 10-11, in which Nimrod attempted to build a tower that reached the heavens. The Museum observes, “This model illustrates Kircher’s proof that Nimrod’s ambition was intrinsically flawed: in order to reach the nearest heavenly body; the Moon, the tower would have to be 178,672 miles high, comprised of over three million tons of matter. The uneven distribution of the Earth’s mass would tip the balance of the planet and move it from its position at the center of the universe, resulting in a cataclysmic disruption in the order of nature.” This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“The thousand or so pages of Guichard are really little more than an extensive raiding expedition in which languages, dead and living, are pillaged for their treasures. More or less by chance, Guichard sometimes manages to hit upon a real etymological connection; but there is little scientific method in his madness.

Still, the early attempts by authors such as Duret and Guichard to prove the monogenetic hypothesis did lead to a conception of Hebrew as less “magical,” and this eventually helped clear the way for a more modern conception of comparative linguistics (cf. Simone 1990: 328-9).

During the sixteenth and seventeenth centuries, fantasy and science remained inextricably entangled. In 1667, Mercurius van Helmont published an Alphabeti veri naturalis Hebraici brevissima delineatio, which proposed to examine methods for the teaching to speak of deaf-mutes.

This was the sort of project which, during the Enlightenment in the following century, might have been the occasion for valuable reflections upon the nature of language. For van Helmont, however, science was subordinated to his own monogenetic fantasies.

He started with the presumption that there must be a primitive language, easy to learn, even for those who had never learned to speak a language at all, and that it could not be but Hebrew.

Then van Helmont proceeded to demonstrate that the sounds of Hebrew were the ones most easily produced by the human vocal organs. Then, with the assistance of thirty-three woodcuts, he showed how, in making the sounds of Hebrew, the movements of tongue, palate, uvula and glottis reproduced the shapes of the corresponding Hebrew letters.

The result was a radical version of the mimological theory: not only did the Hebrew sounds reflect the inherent nature of things themselves, but the very mud from which the human vocal organs were formed had been especially sculpted to emit a perfect language that God pressed on Adam in not only its spoken but evidently its written form as well (see figure 5.1).

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Baron Franciscus Mercurius van Helmont (1614-98), Alphabet verè Naturalis Hebraici brevissima delineation, A Brief Delineation of the True Nature of the Hebrew Alphabet, Sulzbach: Abraham Lichtenthaler, 1667. Held in the Hebraic Section of the African and Middle Eastern Division of the Library of Congress under call number 041.00.00. Reproduced as Figure 5.1 in Umberto Eco, The Search for the Perfect Language, p. 84. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.   

In Turris Babel of 1679, Kircher presented a synthesis of the various positions which we have been reviewing. After an examination of the history of the world from the Creation to the Flood, and, from there, to the confusion of Babel, Kircher traced its subsequent historical and anthropological development through an analysis of various languages.

Kircher never questioned Hebrew’s priority as the lingua sancta; this had been explicitly revealed in the Bible. He held it as self-evident that Adam, knowing the nature of each and every beast, had named them accordingly, adding that “sometimes conjoining, sometimes separating, sometimes permutating the letters of the divers names, he recombined them according to the nature and properties of the various animals” (III, 1, 8).

Since this idea is based on a citation from the kabbalistic writings of the Rabbi R. Becchai, we can infer that Kircher was thinking of Adam defining the properties of the various animals by permutating the letters of their names.

To be precise, first the names themselves mimic some property of the animals to which they refer: lion, for example, is written ARYH in Hebrew; and Kircher takes the letters AHY as miming the heavy sound of a lion panting.

After naming the lion “ARYH,” Adam rearranged these letters according to the kabbalist technique of temurah. Nor did he limit himself to anagrams: by interpolating letters, he constructed entire sentences in which every word contained one or more of the letters of the Hebrew word.

Thus Kircher was able to generate a sentence which showed that the lion was monstrans, that is, able to strike terror by his sole glance; that he was luminous as if a light were shining from his face, which, among other things, resembled a mirror . . . We see here Kircher playing with etymological techniques already suggested in Plato’s Cratylus (which he, in fact, cites, p. 145) to twist names to express a more or less traditional lore about people and animals.

At this point, Kircher took the story up to the present. He told how, after the confusion, five dialects arose out of Hebrew: Chaldean, Samaritan (the ancestor of Phoenician), Syriac, Arabic and Ethiopic.

From these five he deduced, by various etymological means, the birth of various other languages (explaining the successive stages by which the alphabet developed along the way) until he reached the European languages of his own time.

As the story approaches the present, the argument becomes more plausible: linguistic change is seen as caused by the separation and mixture of peoples. These, in turn, are caused by the rise and fall of empires, migrations due to war and pestilence, colonialization and climatic variation.

He is also able to identify the process of creolization which can occur when two languages are put into contact with one another. Out of the multiplication of languages, moreover, are born the various idolatrous religions, and the multiplication of the names of the gods (III, I, 2).”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 82-5.

Eco: The Etymological Furor

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Conrad Gesner (1516-65), Conradi Gesneri Historia plantarum Walderbeere, Zurich: Botanical Garden zur Katz, published in 1750. Photographed by Roland zh, licensed under the Creative Commons Attribution-Share Alike 3.0 Unported license. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less. 

“Postel’s was a clear and unambiguous demand for the restoration of Hebrew as the universal language. Few, however, made this demand in so radical a fashion. For others, it was usually enough to demonstrate that Hebrew was superior because it was the first language from which all others had derived.

One example is the Mithridates of Conrad Gessner. Published in 1555, the Mithridates is a book that draws parallels between fifty-five different languages.

Having dwelt briefly on the happy condition of some legendary beings with two tongues, one for human speech and the other to speak the language of the birds, Gessner immediately passed to the claim that “all existing languages had retained words of a Hebrew origin, though in a corrupt state” (1610 edn: 3).

Other authors–in order to demonstrate such a parenthood–started a mad etymological chase.

This etymological furor was not a new condition. Between the sixth and seventh centuries, by a fanciful account of the seventy-two existing languages, Isidore of Seville (Etymologiarum) elaborated a series of etymologies that has made him the laughing stock of scholars ever since: our corpus (body) comes from corruptus perit as our body goes to corruption; homo (man) derives from humus or mud from which he is born; iumenta (mare) comes from iuvat because horses help men; agnus is a lamb because it recognizes its own mother . . . These are examples of hyper-Cratylian mimological hypothesis, and we shall see that they were taken up by the supporters of Hebrew.

In 1613 Claude Duret published his monumental Thrésor de l’histoire des langues de cet univers. Using the Christian kabbala as his starting point, Duret set forth a vast panorama that swept from the origins of language, to an examination of all known tongues, including those of the New World, to a final chapter on the language of animals.

Duret started from the premise that Hebrew was the universal language of the human race; it thus appeared to him as self-evident that each animal name in Hebrew should include an encapsulated “natural history” of that animal.

Thus we are told that, in Hebrew:

the Eagle is called Nescher, a word formed by the combination of Schor and Isachar, the first meaning to look and the second to be straight because, above all others, the eagle is a bird of firm sight whose gaze is always directed towards the sun [ . . . ]

The Lion has three names, that is Aryeh, Labi, and Layisch. The first name comes from another which means tear or lacerate; the second is related to the word leb which means heart, and laab, which means to live in solitude.

The third name usually means a great and furious lion, and bears an analogy with the verb yosh, which means trample. [ . . . ] because this animal tramples and damages its prey. (p. 40).

Hebrew had managed to retain this proximity to the world of things because it never permitted itself to be polluted by other languages (ch. x). This presumption of Hebrew’s natural affinity to the world of things is also demonstrated by its magic potential.

Duret recalled that Eusebius and St. Jerome had ridiculed the Greeks because they had exalted their own language but were unable to find any mystic significance of their alphabet.

Only ask a Hebrew child the significance of the letter Alef, and he will respond “discipline,” and so on for all the other letters and for their combinations (p. 194).

Duret is an example of retrospective etymologizing, aiming at showing how the mother tongue was harmoniously related to the nature of things. Other authors engaged in prospective etymologizing, projecting Hebrew words forwards to show how they transmuted themselves into the words of all other languages.

In 1606, Estienne Guichard wrote his L’harmonie étymologique des langues, where he showed that all existing languages might be derived from Hebrew roots. He started from the premise that Hebrew was the simplest language because in it “all words are simple, and their substance consists of but three radicals.”

Manipulating these radicals through inversion, anagrams and permutations in the best kabbalistic tradition, Guichard provided his etymologies.

In Hebrew, the verb batar means to divide. How can we prove that Latin dividere comes from batar? Simple: by inversion, batar produces tarab; tarab then becomes the Latin tribus and, from there, turns into distribuo and dividere (p. 147). Zacen means old. Rearranging the radicals, we get zanec from which derives Latin senex. 

A further rearrangement and we have cazen, from which derives the Oscan word casnar, which is the root of the Latin canus, elder (p. 247). By this method we might equally prove that the English head comes from the late Latin testa, since the anagram of testa gives eatts.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 80-2.

Eco: Postel’s Universalistic Utopia, 2

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An unattributed and undated portrait of Guillaume Postel (1510-84), published by George Saliba. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less. 

“After various peregrinations, Postel found himself in Venice, where, in 1547, he was appointed chaplain of the Hospital of Sts. John and Paul (called the Ospedaletto), and censor of books published in the Hebrew language in that city.

While in the Ospedaletto, he was appointed confessor to its founder, the fifty year old Johanna, or Mother Zuana, a woman who had dedicated her life to helping the poor. Gradually, the conviction grew on Postel that in meeting Johanna, he had come into contact with a great prophetic spirit.

He conceived for her a mystic passion in which he saw her as the mother of the world, destined to redeem humanity from its original sin.

After rereading the kabbalist text, the Zohar, Postel identified Johanna as Shekinah as well as with the angelical pope whose coming had been foretold in the prophecies of Joachim a Fiore.

Finally, he identified her as the second Messiah. According to Postel, the feminine component of humanity, guilty of the sin of Eve, had not been saved by Christ. The salvation of the daughters of Eve would only occur with the coming of a second Messiah (on Postel’s “feminism” cf. Sottile 1984).

The question whether Johanna was truly a mystic with extraordinary capacities or whether these were just qualities that Postel projected into her is hardly an important issue for us.

What is important rather is that there was now established an intense spiritual communion: Johanna, the kabbala, universal peace, the last age foretold by Joachim, were all thrown into a single crucible; what emerged was Johanna in the role formerly held by Ignatius Loyola in Postel’s utopian schemes.

What is more, “Johanna’s “immaculate conception” produces her “little son,” Postel, the new Elias” (Kuntz 1981: 91).

Rumors of singular goings on at the Ospedaletto soon spread, however, and in 1549, Postel was forced to leave Venice. He resumed his wanderings in the Orient, returning to Venice the following year only to learn of the death of Johanna.

According to tradition, on hearing the news he fell into a state of prostration mixed with ecstasy in which he claimed to be able to stare into the sun for an hour. He felt the spirit of Johanna gradually invading his body (Kuntz: 1981: 104). He began to proclaim his belief in metempsychosis.

Postel next returned to Paris where, with great public acclaim, he resumed his teaching. Yet soon he was announcing the advent of the era of Restitution, a golden century under the sign of Johanna.

Once again, he found himself at the center of a philosophical and religious turmoil. When the king forced him to abandon teaching, he set off on a new journey through various cities, ending up again in Venice, arriving just in time to prevent his books from being placed on the Index.

He was questioned by the Inquisition, which tried to induce him to recant. In 1555, in recognition of his services to science and politics, he was declared “non malus sed amens,” not guilty but insane.

His life was spared, but he was imprisoned, first in Ravenna and afterwards in Rome.

At the request of the French religious authorities, Postel was later transferred to Paris, in 1564. He retired to the monastery of Saint-Martin-des-Champs where he lived until his death in 1587. During this period, he wrote a repudiation of his heretical doctrines concerning Mother Johanna.

Apart from this final capitulation, Postel seems to have been a relentless defender of ideas which, for this period, were quite unconventional. His particular vision of utopia must be regarded within the cultural context of his time.

Demonet (1992: 337ff) underlines that his idea of the “restitution” of Hebrew as the language of universal concord also required that infidels recognize their error and accept the Christian revelation.

None the less, as Kuntz notes (1981: 49), Postel was neither an orthodox Catholic nor an orthodox Protestant; his moderate and pacifist positions infuriated, in fact, extremists of both persuasions.

Some of his doctrines were theologically ambiguous: he claimed that Christianity was the only religion that verified the message of Judaism, but–at the same time–that to be a good Christian it was not necessary to belong to a sect (Catholic church included), but rather to feel the presence of the divine within.

It followed that a true Christian could, and even should, observe Jewish law, and that the Muslims could be considered half-Christians.

More than once, Postel condemned the persecution of the Jews. He spoke of the Jewishness of all men, talking of Christian-Jews instead of Jewish Christians (Kuntz 1981: 130).

He claimed that the true tradition of Christianity was Judaism with its name changed, and lamented that Christianity had lost its Judaic roots.

Such positions could only be seen as extremely provocative by a church still clinging to the pre-Renaissance doctrine that Christianity represented both the correction and the cancellation of Judaism.

In order to affirm, as Postel did in his De orbis, the existence of a harmony between the faiths, it was necessary to exercise a tolerance on a number of theological issues. Postel’s doctrine has thus been described as a universalistic theism (Radetti 1936).”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 77-80.

Eco: Postel’s Universalistic Utopia

Guillaume Postel, The Great Key, Eliphas Levi, The Key of the Great Mysteries, 1861

Guillaume Postel (1510-81), The Great Key, in Eliphas Levi (1810-75), La Clef des Grands MystèresThe Key of the Great Mysteries, 1861.

“A special place in the story of the renewal of Hebrew studies belongs to the French utopian thinker and érudit, Guillaume Postel (1510-81). Councillor to the kings of France, close to the major religious, political and scientific personalities of his epoch, Postel returned from a series of diplomatic missions to the Orient, voyages which enabled him to study Arabic and Hebrew as well as to learn of the wisdom of the kabbala, a changed and marked man.

Already renowned as a Greek philologist, around 1539, Postel was appointed to the post of “mathematicorum et peregrinarum linguarum regius interpretes” in that Collège des Trois Langues which eventually became the Collège de France.

In his De originibus seu de Hebraicae linguae et gentis antiquitate (1538), Postel argued that Hebrew came directly from the sons of Noah, and that, from it, Arabic, Chaldean, Hindi and, indirectly, Greek had all descended as well.

In Linguarum duodecem characteribus differentium alphabetum, introductio (1538), by studying twelve different alphabets he proved the common derivation of every language. From here, he went on to advance the project of a return to Hebrew as the instrument for the peaceable fusion of the peoples of differing races.

To support his argument that Hebrew was the proto-language, Postel developed the criterion of divine economy. As there was but one human race, one world and one God, there could be but one language; this was a “sacred language, divinely inspired into the first man” (De Foenicum litteris, 1550).

God had educated Adam by breathing into him the capacity to call things by their appropriate names (De originibus, seu, de varia et potissimum orbit Latino ad hanc diem incognita aut inconsyderata historia, 1553).

Although Postel does not seem to have thought either of an innate faculty for languages or of a universal grammar, as Dante had done, there still appears in many of his writings the notion of an Averroist active intellect as the repository of the forms common to all humanity, in which the roots of our linguistic faculty must be sought (Les très merveilleuses victoires des femmes du nouveau monde together with La doctrine du siècle doré, both from 1553).

Postel’s linguistic studies were connected to his particular vision of a religious utopia: he foresaw the reign of universal peace.

In his De orbis terrae concordia (1544:I) he clearly states that his studies in language would help to lay the foundations upon which a universal concord could be created. He envisioned the creation of a linguistic commonwealth that would serve as living proof to those of other faiths that not only was the message of Christianity true, but equally it verified their own religious beliefs: there are some principles of a natural religion, or sets of innate ideas held by all peoples (De orbis, III).

Here was the spirit that had inspired Lull and Nicholas of Cusa. Yet Postel was convinced that universal peace could only be realized under the protection of the king of France: among the world’s rulers the king of France alone held a legitimate claim to the title of king of the world.

He was the direct descendent of Noah, through Gomer, son of Japheth, founder of the Gallic and Celtic races (cf. particularly Les raisons de la monarchie, c. 1551). Postel (Trésor des propheties de l’univers, 1556) supported this contention with a traditional etymology (see, for example, Jean Lemaire de Belges, Illustration de Gaule et singularitez de Troye, 1512-3, fol. 64r): in Hebrew, the term gallus meant “he who overcame the waves;” thus the Gauls were the people who had survived the waters of the Flood (cf. Stephens 1989:4).

Postel first attempted to convert Francis I to his cause. The king, however, judged him a fanatic, and he lost favor at court. He went to Rome, hoping to win over to his utopian schemes Ignatius of Loyola, whose reformist ideals seemed kindred to his own.

It did not take Ignatius long, however, to realize that Postel’s ambitions were not identical to those of the Jesuits. Accepting Postel’s project might have placed their vow of obedience to the pope at risk.

Besides, Ignatius was a Spaniard, and the idea of turning the king of France into the king of the world would hardly have appealed to him. Although Postel continued long afterwards to look upon the Jesuits as the divine instrument for the creation of universal peace, he himself was forced to leave the company after a mere year and a half.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 75-7.

Eco: The Concordia Universalis of Nicholas of Cusa

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Meister des Marienlebens, Kreuzigung, Passionsalter aus Bernkastel-Kues, 1460. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less. 

“The seductive potentiality of Lull’s appeal to the principle of universal concord is revealed by the resumption of his project, two centuries later, by Nicholas of Cusa. Nicholas is famous as the figure who revived Plato during the years between the crisis of scholasticism and the beginning of the Renaissance.

Nicholas also propounded the idea of an infinitely open universe, whose centre was everywhere and whose circumference nowhere. As an infinite being, God transcended all limits and overcame every opposition.

As the diameter of a circle increased, its curvature diminished; so at its limit its circumference became a straight line of infinite length.

Likewise, in God all opposites coincide. If the universe had a centre, it would be limited by another universe. But in the universe, God is both centre and circumference. Thus the earth could not be the centre of the universe.

This was the starting point for a vision of the plurality of worlds, of a reality founded on mathematical principles, which can be submitted to continuous investigation, where the world, if not infinite in a strict sense, was at least capable of assuming an infinite number of guises.

The thought of Nicholas is rich in cosmological metaphors (or models) founded upon the image of the circle and the wheel (De docta ignorantia, II, 11), in which the names of the divine attributes (explicitly borrowed from Lull) form a circle where each supports and confirms the others (I, 21).

The influence of Lull is even more explicitly revealed when Nicholas notes that the names by which the Greeks, Latins, Germans, Turks and Saracens designate the divinity are either all in fundamental accord, or derive from the Hebrew tetragrammaton (see the sermon Dies sanctificatus).

The ideas of Lull had spread to the Veneto towards the close of the fourteenth century. Nicholas probably came into contact with them in Padua. Their diffusion was, in part, a reaction against a scholastic Aristotelianism now in crisis; yet the diffusion also reflected the feverish cultural atmosphere generated by close contacts with the East.

Just as Catalonia and Majorca had been frontier territories in contact with the Muslim and Jewish worlds at the time of Lull, so the Venetian Republic had opened itself to the world of Byzantium and of the Arab countries two centuries later. The emerging currents of Venetian humanism were inspired by a new curiosity and respect for other cultures (cf. Lohr 1988).

It was thus appropriate that in this atmosphere there should have reemerged the thought of a figure whose preaching, whose theological speculations, and whose research on universal language were all conceived with the aim of building an intellectual and religious bridge between the European West and the East.

Lull believed that true authority could not be based on a rigid unity, but rather on the tension between various centers. It was the laws of Moses, the revelations of Christ and the preaching of Mohammed that, taken together, might produce a unified result.

Lull’s doctrine acted as a mystical and philosophical stimulus and seemed an imaginative and poetic alternative to the encyclopedia of Aristotelian scholasticism, but it provided a political inspiration as well.

The works of a writer who had dared to put his doctrine into the vernacular proved congenial to humanists who, on the one hand, had begun to celebrate the dignity of their own native tongues, but, on the other hand, wondered how it was possible to establish a rational discussion which broke the boundaries of national traditions, a philosophy which could reanimate the body of encyclopedic scholasticism by injecting the leaven of exotic new doctrines, expressed in languages still entirely unknown.

In his De pace fidei, Nicholas opened a polemical dialogue with the Muslims. He asked himself Lull’s question: how might the truth of Christian revelation be demonstrated to followers of the two other monotheistic religions?

Perhaps, Nicholas mused, it was a mistake to translate the persons of the Trinity as “Father,” “Son” and “Holy Ghost.” Perhaps they should have been given more philosophical names (better understandable by other cultures).

In his ecumenical fervor, Nicholas even went so far as to propose to the Jews and the Muslims that, if they would accept the Gospels, he would see that all Christians received circumcision. It was a proposal, as he confessed at the end, whose practical realization might present certain difficulties. (De pace fidei, XVI, 60).

Nicholas retained from Lull the spirit of universal peace as well as his metaphysical vision. Yet before the thrilling potential of Nicholas’s own vision of an infinity of worlds could be translated into a new and different version of the art of combination, new ideas would have to fertilize the humanist and Renaissance world.

The rediscovery of the art of combination would have to wait for the rediscovery of Hebrew, for Christian kabbalism, for the spread of Hermeticism, and for a new and positive reassessment of magic.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 69-72.

 

Eco: The Arbor Scientarium, 2

Ramon Llull, Arbor Scientiae, Rome, 1295

Ramon Llull, Arbor Scientiae, Rome, 1295. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.  

“Between the first and last versions of his art, Lull’s thought underwent a long process of evolution (described by Carreras y Artau 1939: I, 394), in order to render his art able to deal not only with theology and metaphysics, but also with cosmology, law, medicine, astronomy, geometry and psychology.

Increasingly, the art became a means of treating the entire range of knowledge, drawing suggestions from the numerous medieval encyclopedias, and anticipating the encyclopedic dreams of the Renaissance and the baroque.

All this knowledge, however, needed to be ordered hierarchically. Because they were determinations of the first cause, the dignities could be defined circularly, in reference to themselves; beyond the dignities, however, began the ladder of being. The art was designed to permit a process of reasoning at every step.

The roots of the Tree of Science were the nine dignities and the nine relations. From here, the tree then spread out into sixteen branches, each of which had its own, separate tree. Each one of the sixteen trees, to which there was dedicated a particular representation, was divided into seven parts–roots, trunk, major branches, lesser branches, leaves, fruits and flowers.

Eight of the trees clearly corresponded to eight of the subjects of the tabula generalis: these are the Arbor elementalis, which represents the elementata, that is, objects of the sublunary world, stones, trees and animals composed of the four elements; the Arbor vegetalis;  the Arbor sensualis; the Arbor imaginalis, which represents images that replicate in the mind whatever is represented on the other trees; the Arbor humanalis et moralis (memory, intellect and will, but also the various sciences and arts); the Arbor coelestialis (astronomy and astrology); the Arbor angelicalis; and the Arbor divinalis, which includes the divine dignities.

To this list are added another eight: the Arbor mortalis (virtues and vices); the Arbor eviternalis (life after death); the Arbor maternalis (Mariology); the Arbor Christianalis (Christology); the Arbor imperialis (government); the Arbor apostolicalis (church); the Arbor exemplificalis (the contents of knowledge); and the Arbor quaestionalis, which contains four thousand questions on the various arts.

To understand the structure of these trees, it is enough to look at only one–the Arbor elementalis. Its roots are the nine dignities and nine relations. Its trunk represents the conjoining of these principles, out of which emerges the confused body of primordial chaos which occupies space.

In this are the species of things and their dispositions. The principle branches represent the four elements (earth, air, fire and water) which stretch out into the four masses which are made from them (the seas and the lands).

The leaves are the accidents. The flowers are the instruments, such as hands, feet and eyes. The fruits represent individual things, such as stone, gold, apple, bird.

Calling this a “forest” of trees would be an improper metaphor: the trees overlay one another to rise hierarchically like the peaked roof of a pagoda. The trees at the lower levels participate in those higher up.

The vegetable tree, for example, participates in the tree of elements; the sensual tree participates in the first two; the tree of imagination is built up out of the first three, and it forms the base from which the next tree, the human one, will arise (Llinares 1963: 211-2).

The system of trees reflects the organization of reality itself; it represents the great chain of being the way that it is, and must metaphysically be. This is why the hierarchy constitutes a system of “true” knowledge.

The priority of metaphysical truth over logical validity in Lull’s system also explains why he laid out his art the way he did: he wished his system to produce, for any possible argument, a middle term that would render that argument amenable to syllogistic treatment; having structured the system for this end, however, he proceeded to discard a number of well-formed syllogisms which, though logically valid, did not support the arguments he regarded as metaphysically true.

For Lull, the significance of the middle term of the syllogism was thus not that of scholastic logic. Its middle term served to bind the elements of the chain of being: it was a substantial, not a formal, link.

If the art is a perfect language, it is so only to the extent to which it can speak of a metaphysical reality, of a structure of being which exists independently of it. The art was not a mechanism designed to chart unknown universes.

In the Catalan version of his Logica Algazelis, Lull writes, “De la logic parlam tot breau–car a parlor avem Deu.” (“About logic we will be brief, for it is to talk about God”).

Much has been written about the analogy between Lull’s art and the kabbala. What distinguishes kabbalistic thought from Lull’s is that, in the kabbala, the combination of the letters of the Torah had created the universe rather than merely reflected it.

The reality that the kabbalistic mystic sought behind these letters had not yet been revealed; it could be discovered only through whispering the syllables as the letters whirled.

Lull’s ars combinatoria, by contrast, was a rhetorical instrument; it was designed to demonstrate what was already known, and lock it for ever in the steely cage of the system of trees.

Despite all this, the art might still qualify as a perfect language if those elementary principles, common to all humanity, that it purported to expound really were universal and common to all peoples.

As it was, despite his effort to assimilate ideas from non-Christian and non-European religions, Lull’s desperate endeavor failed through its unconscious ethnocentrism. The content plane, the universe which his art expounded, was the product of the western Christian tradition.

It could not change even though Lull translated it into Arabic or Hebrew. The legend of Lull’s own agony and death is but the emblem of that failure.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 67-9.

Eco: The Arbor Scientarium

Ramon Llull, Liber de ascensu et decensu intellectus, 1304, first published 1512

Ramon Llull, Liber de ascensu et decensu intellectus, 1304, first published 1512. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.     

“The Lullian art was destined to seduce later generations who imagined that they had found in it a mechanism to explore the numberless possible connections between dignities and principles, principles and questions, questions and virtues or vices.

Why not even construct a blasphemous combination stating that goodness implies an evil God, or eternity a different envy? Such a free and uncontrolled working of combinations and permutations would be able to produce any theology whatsoever.

Yet the principles of faith, and the belief in a well-ordered cosmos, demanded that such forms of combinatorial incontinence be kept repressed.

Lull’s logic is a logic of first, rather than second, intentions; that is, it is a logic of our immediate apprehension of things rather than of our conceptions of them. Lull repeats in various places that if metaphysics considers things as they exist outside our minds, and if logic treats them in their mental being, the art can treat them from both points of view.

Consequently, the art could lead to more secure conclusions than logic alone, “and for this reason the artist of this art can learn more in a month than a logician can in a year.” (Ars magna, X, 101).

What this audacious claim reveals, however, is that, contrary to what some later supposed, Lull’s art is not really a formal method.

The art must reflect the natural movement of reality; it is therefore based on a notion of truth that is neither defined in the terms of the art itself, nor derived from it logically. It must be a conception that simply reflects things as they actually are.

Lull was a realist, believing in the existence of universals outside the mind. Not only did he accept the real existence of genera and species, he believed in the objective existence of accidental forms as well.

Thus Lull could manipulate not only genera and species, but also virtues, vices and every other sort of differentia as well; at the same time, however, all those substances and accidents could not be freely combined because their connections were determined by a rigid hierarchy of beings (cf. Rossi 1960: 68).

In his Dissertatio de arte combinatoria of 1666, Leibniz wondered why Lull had limited himself to a restricted number of elements. In many of his works, Lull had, in truth, also proposed systems based on 10, 16, 12 or 20 elements, finally settling on 9. But the real question ought to be not why Lull fixed upon this or that number, but why the number of elements should be fixed at all.

In respect of Lull’s own intentions, however, the question is beside the point; Lull never considered his to be an art where the combination of the elements of expression was free rather than precisely bound in content.

Had it not been so, the art would not have appeared to Lull as a perfect language, capable of illustrating a divine reality which he assumed from the outset as self-evident and revealed.

The art was the instrument to convert the infidels, and Lull had devoted years to the study of the doctrines of the Jews and Arabs. In his Compendium artis demonstrativa (“De fine hujus libri“) Lull was quite explicit: he had borrowed his terms from the Arabs.

Lull was searching for a set of elementary and primary notions that Christians held in common with the infidels. This explains, incidentally, why the number of absolute principles is reduced to nine (the tenth principle, the missing letter A, being excluded from the system, as it represented perfection or divine unity).

One is tempted to see in Lull’s series the ten Sefirot of the kabbala, but Plazteck observes (1953-4: 583) that a similar list of dignities is to be found in the Koran. Yates (1960) identified the thought of John Scot Erigene as a direct source, but Lull might have discovered analogous lists in various other medieval Neo-Platonic texts–the commentaries of pseudo-Dionysius, the Augustinian tradition, or the medieval doctrine of the transcendental properties of being (cf. Eco 1956).

The elements of the art are nine (plus one) because Lull thought that the transcendental entities recognized by every monotheistic theology were ten.

Lull took these elementary principles and inserted them into a system which was already closed and defined, a system, in fact, which was rigidly hierarchical–the system of the Tree of Science.

To put this in other terms, according to the rules of Aristotelian logic, the syllogism “all flowers are vegetables, X is a flower, therefore X is a vegetable” is valid as a piece of formal reasoning independent of the actual nature of X.

For Lull, it mattered very much whether X was a rose or a horse. If X were a horse, the argument must be rejected, since it is not true that a horse is a vegetable. The example is perhaps a bit crude; nevertheless, it captures very well the idea of the great chain of being (cf. Lovejoy 1936) upon which Lull based his Arbor scientiae (1296).”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 64-7.

Eco: The Alphabet and the Four Figures

Illuminati_sacre_pagine_p.fessoris_amplissimi_magistri_Raymundi_Lull._Ars_magna,_generalis_et_vltima_-_quarucunq3_artium_(et)_scientiarum_ipsius_Lull._assecutrix_et_clauigera_-_(et)_ad_eas_aditum_(14591005828)

Raymond Llull (1232-1316), Ars magna, segunda figurageneralis et ultima, 1517, held in the Getty Research Institute and digitized by that institution in collaboration with the Internet Archive, generously posted on archive.org. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

 

“The ars combinatoria of Lull employs an alphabet of nine letters–B to K, leaving out J–and four figures (see figure 4.1). In a tabula generalis that appears in several of his works, Lull set out a table of six groups of nine entities, one for each of the nine letters.

The first group are the nine absolute principles, or divine dignities, which communicate their natures to each other and spread throughout creation.

After this, there are nine relative principles, nine types of question, nine subjects, nine virtues and nine vices.

Lull specifies (and this is an obvious reference to Aristotle’s list of categories) that the nine dignities are subjects of predication, while the other five series are predicates. We shall see that subject and predicate are sometimes allowed to exchange their roles, while in other cases variations of order are not considered as pertinent.

First figure. This traces all the possible combinations between the dignities, thus allowing predications such as “Goodness [bonitas] is great,” “Greatness [magnitudo] is glorious,” etc.

Since the dignities are treated as nouns when they appear as a predicate, the lines connecting them can be read in both directions. The line connecting magnitudo and bonitas can, for example, be read as both “Greatness is good” and “Goodness is great.” This explains why 36 lines produce 72 combinations.

The first figure is designed to allow regular syllogisms to be inferred. To demonstrate, for example, that goodness can be great, it is necessary to argue that “all that is magnified by greatness is great–but goodness is what is magnified by greatness–therefore goodness is great.”

The first table excludes self-predications, like BB or CC, because, for Lull, there is no possibility of a middle term in an expression of the type “Goodness is good” (in Aristotelian logic, “all As are B–C is an A–therefore C is a B” is a valid syllogism because, following certain rules, the middle term A is so disposed to act as the, as it were, bond between B and C).

Second figure. This serves to connect the relative principles with triples of definitions. They are the relations connecting the divine dignities with the cosmos. Since it is intended merely as a visual mnemonic that helps to fix in the mind the various relations between different types of entity, there is no method of combination associated with the second figure.

For example, difference, concordance and opposition (contrarietas) can each be considered in reference to (1) two sensible entities, such as a plant and a stone, (2) a sensible and an intellectual entity, like body and soul, and (3) two intellectual entities, like the soul and an angel.

Third figure. Here Lull displayed all possible letter pairings. The figure contains 36 pairs inserted in what Lull calls the 36 chambers. The figure makes it seem that he intended to exclude inversions.

Yet, in reality, the figure does contemplate inversions in order, and thus the number of the chambers is virtually 72 since each letter is permitted to function as either subject or predicate (“Goodness is great” also gives “Greatness is good:” Ars magna, VI, 2).

Having established the combinations, Lull proceeds to what he calls the “evacuation of the chambers.” Taking, for example, chamber BC, we read it first according to the first figure, obtaining goodness and greatness (bonitas and magnitudo); then according to the second figure, obtaining difference and concordance, (differentia and concordantia: Ars magna, II, 3).

From these two pairs we derive 12 propositions: “Goodness is great,” “Difference is great,” Goodness is different,” “Goodness is different,” “Difference is good,” “Goodness is concordant,” “Difference is concordant,” “Greatness is good,” “Concordance is good,” “Greatness is different,” “Concordance is different,” “Greatness is concordant,” and “Concordance is great.”

Going back to the tabula generalis in figure 4.1, we find that, under the next heading, Questiones, B and C  are utrum (whether) and quid (what). By combining these 2 questions with the 12 propositions we have just constructed, we obtain 24 questions, like “Whether goodness is great?,” or “What is a great goodness?” (see Ars magna, VI, 1).

In this way, the third figure generates 432 propositions and 864 questions–at least in theory. In reality, there are 10 additional rules to be considered (given in Ars magna, VI, iv).

For the chamber BC, for example, there are the rules B and C. These rules depend on the theological definition of the terms, and on certain argumentative constraints which have nothing to do with the rules of combination.

illuminatisacrep00llul_0040

Quarta figura, fourth figure.

Fourth figure. This is the most famous of the figures, and the one destined to have the greatest influence on subsequent tradition. In this figure, triples generated by the nine elements are considered.

In contrast to the preceding figures, which are simply static diagrams, the fourth figure is mobile. It is a mechanism formed by three concentric circles, of decreasing size, inserted into each other, and held together usually by a knotted cord.

If we recall that in the Sefer Yezirah the combination of the letters was visually represented by a wheel or a spinning disc, it seems probable that Lull, a native of Majorca, has been influenced here by the kabbalistic tradition that flourished in his time in the Iberian peninsula.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 56-60.

 

Eco: The Elements of the Ars Combinatoria

Ramon_Llull, Ars Magna, Fig_1

Raymond Llull (1232-1316), Figure 1 from Ars magna, 1300. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less. 

“Given a number of different elements n, the number of arrangements that can be made from them, in any order whatever, is expressed by their factorial n!, calculated as 1.*2*3. . . . *n.

This is the method for calculating the possible anagrams of a word of n letters, already encountered as the art of temurah in the kabbala. The Sefer Yezirah informed us that the factorial of 5 was 120.

As n increases, the number of possible arrangements rises exponentially: the possible arrangements for 36 elements, for example, are 371, 993, 326, 789, 901, 217, 467, 999, 448, 150, 835, 200, 000, 000.

If the strings admit repetitions, then those figures grow upwards. For example, the 21 letters of the Italian alphabet can give rise to more than 51 billion billion 21-letter-long sequences (each different from the rest); when, however, it is admitted that some letters are repeated, but the sequences are shorter than the number of elements to be arranged, then the general formula for n elements taken t at a time with repetitions is n1  and the number of strings obtainable for the letters of the Italian alphabet would amount to 5 billion billion billion.

Let us suppose a different problem. There are four people, A. B, C, and D. We want to arrange these four as couples on board an aircraft in which the seats are in rows that are two across; the order is relevant because I want to know who will sit at the the window and who at the aisle.

We are thus facing a problem of permutation, that is, of arranging n elements, taken t at a time, taking the order into account. The formula for finding all the possible permutations is n!/(n-t)In our example the persons can be disposed this way:

AB     AC     AD     BA     CA     DA     BC     BD     CD     CB     DB     DC

 Suppose, however, that the four letters represented four soldiers, and the problem is to calculate how many two-man patrols could be formed from them. In this case the order is irrelevant (AB or BA are always the same patrol). This is a problem of combination, and we solve it with the following formula: n!/t!(n-t)! In this case the possible combinations would be:

AB     AC     AD     BC     BD     CD

Such calculuses are employed in the solution of many technical problems, but they can serve as discovery procedures, that is, procedures for inventing a variety of possible “scenarios.”

In semiotic terms, we are in front of an expression-system (represented both by the symbols and by the syntactic rules establishing how n elements can be arranged t at a time–and where t can coincide with n), so that the arrangement of the expression-items can automatically reveal possible content-systems.

In order to let this logic of combination or permutation work to its fullest extent, however, there should be no restrictions limiting the number of possible content-systems (or worlds) we can conceive of.

As soon as we maintain that certain universes are not possible in respect of what is given in our own past experience, or that they do not correspond to what we hold to be the laws of reason, we are, at this point, invoking external criteria not only to discriminate the results of the ars combinatoria, but also to introduce restrictions within the art itself.

We saw, for example, that, for four people, there were six possible combinations of pairs. If we specify that the pairing is of a matrimonial nature, and if A and B are men while C and D are women, then the possible combinations become four.

If A and C are brother and sister, and we take into the account the prohibition against incest, we have only three possible groupings. Yet matters such as sex, consanguinity, taboos and interdictions have nothing to do with the art itself: they are introduced from outside in order to control and limit the possibilities of the system.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 54-6.

Eco: Dante and Abulafia, 2

1280px-Bartolomeu_Velho_1568

Bartolomeu Velho (d.1568), Figure of the Heavenly Bodies, an illuminated illustration of the Ptolemaic geocentric conception of the Universe, from Cosmographia, 1568. Held in the Bibliotèque Nationale de France, Paris. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.  

“Yet could Dante have known the theories of Abulafia?

Abulafia visited Italy on several occasions: he was in Rome in 1260; he remained on the peninsula until 1271, when he returned to Barcelona; he returned to Rome in 1280 with the project of converting the pope.

He journeyed afterwards to Sicily, where we lose trace of him somewhere near the end of the 1290s. His ideas incontestably exercised an influence on contemporary Italian Jewish thought. We have a record of a debate in 1290 between Hillel of Verona (who had probably met Abulafia twenty years earlier) and Zerakhya of Barcelona, who arrived in Italy at the beginning of the 1270s (cf. Genot-Bismuth 1988: II).

Hillel, who had contacts in the world of Bologna intellectuals, had written to Zerakhya to ask him the question first posed by Herodotus: in what language would a child speak if it were brought up with no linguistic stimuli?

Hillel maintained that such a child would naturally speak Hebrew, because Hebrew was humanity’s original natural language. Hillel either did not know, or else disregarded, the fact that Abulafia was of a different opinion. Not so with Zerakhya.

He sarcastically remarked that Hillel had been taken in by the siren song of the “uncircumcised” of Bologna. The first sounds emitted by a child without linguistic education, he asserted, would resemble the barking of dogs. It was madness to maintain that the sacred language could be naturally bestowed on human beings.

Humanity possessed a linguistic potential, but it was a potential that could be activated only through education of the vocal organs. This, however, required instruction.

At this point, Zerakhya brought forward a proof that we shall find in a number of post-Renaissance Christian authors (for example, in the In Biblia polyglotta prolegomena by Walton in 1673, or the De sacra philosophia of 1652 by Vallesio): had there been the primordial gift of an original sacred language, then all human beings, regardless of their native tongue, would have the innate ability to speak it.

The existence of such a debate is enough to show, without needing to invent a meeting between Dante and Abulafia, that Abulafia’s ideas were subject to discussion in Italy, especially in the Bolognese intellectual circles which influenced Dante, and from which, according to Maria Corti, he absorbed his notion of the forma locutionis.

Nor does the Bologna debate constitute the only point of encounter between Dante and Jewish thought.

Genot-Bismuth has given us a vivid picture of the close of the thirteenth century in which we will later find a Yehuda Romano giving a series of lectures on the Divine Comedy for his co-religionists, a Lionello di Ser Daniele who did likewise using a Divine Comedy transliterated into Hebrew script, not to mention the surprising personage of Immanuel da Roma, who, in his own poetic compositions, seemed to launch an attack on Dante’s ideals almost aspiring to produce a sort of counter-Comedy in Hebrew.

Naturally this only establishes the influence of Dante on Italian Jewish culture, not the other way around. Yet Genot-Bismuth is able to show opposing influences as well, even to the point of suggesting that Dante’s theory of the four senses of scripture, found in his Epistula, XIII (cf. Eco 1985), had a Jewish origin.

Such a hypothesis may be too bold: there were any number of Christian sources from which Dante might have drawn this doctrine. What seems less daring, and, in fact, entirely plausible, is the suggestion that, in Bologna, Dante would have heard echoes of the debate between Hillel and Zerakhya.

One could say that in DVE he appears still close to the position of the former (or of his Christian inspirers, as Zerakhya reproaches him), while in Paradise he turns towards the positions of the latter, that is, the position of Abulafia (even though, when writing DVE, he already had the opportunity to know both theses).

However, it is not necessary to document direct links (even though Genot-Bismuth finds the presence of Jewish influences in certain passages of the De regimine principium of Giles of Rome), but rather to demonstrate the existence of a cultural climate in which ideas could circulate and within which a formal and informal debate between the church and the synagogue might ensue (cf. Calimani 1987: viii).

We should remember that, before the Renaissance, a Christian thinker would scarcely wish to admit publicly that he drew on Hebrew doctrine.

Like heretics, the Jewish community belonged to a category of outcasts that–as Le Goff shrewdly observes–the Middle Ages officially despised but at the same time admired; regarding them with an admixture of attraction and fear, keeping them at a distance, but making sure that the distance was fixed near enough so they would always remain close at hand.

“What was termed charity in their regard more resembled the game that cats play with mice” (Le Goff 1964:373).

Before the kabbala was rehabilitated by humanist culture, Christianity knew little of it. It was often simply regarded as a branch of the black arts. Even so, as Gorni has pointed out (1990: vii), in the Divine Comedy, Dante seems to share a great deal of knowledge about magic and divinatory practices (astrology, chiromancy, physiognomy, geomancy, pyromancy, hydromancy and, not least, the black arts of magic themselves).

In one way or another, Dante seems to have been informed about an excluded and underground culture in which, at least according to vulgar opinion, the kabbala somehow belonged.

In this way, it becomes ever more plausible that, even if it does not derive directly from the theories of the Modistae, Dante’s forma locutionis is not a language but the universal matrix for all language.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 49-52.

Eco: Dante and Abulafia

1280px-The_Hay_Wain_by_Hieronymus_Bosch

Hieronymus Bosch (1450-1516), The Haywain or The Hay Wagon Triptych (1516), held after 1907 as accession number P02052 in The Prado Museum, Madrid. Bosch signed this work “Jheronimus Bosch” in the lower right corner of the central panel. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less. 

“If we turn from DVE to Paradise, xxxvi (several years having passed in the meantime), we find that Dante has changed his mind. In the earlier work, Dante unambiguously states that it was from the forma locutionis given by God that the perfect language of Hebrew was born, and that it was in this perfect language that Adam addressed God, calling him El. In Paradise, xxxvi, 124-38, however, Adam says:

La lingua ch’io parlai fu tutta spenta

innanzi che all’ovra incomsummabile

fosse le gente di Nembròt attenta:

ché nullo effetto mai razïonabile,

per lo piacer uman che rinovella

seguendo il cielo, sempre fu durabile. 

Opera naturale è ch’uom favella,

ma, così o così, natura lascia,

poi fare a voi, secondo che v’abbella.

Pria ch’i’ pscendessi all’infernale ambascia 

I s’appellava in terra il sommo bene,

onde vien letizia che mi fascia; 

e EL si chiamò poi: e ciò convene,

ché l’uso dei mortali è come fronda

in ramo, che sen va e altra vene.

“The language that I spoke was entirely extinguished before the uncompletable work [the tower of Babel] of the people of Nembrot was even conceived: because no product of the human reason, from the human taste for always having something new, following the influence of the stars, is ever stable. It is natural that man speaks; but whether this way or that, nature lets you yourselves do as it pleases you. Before I descended into the pains of Hell, on earth the Highest Good was called I–from whence comes the light of joy that enfolds me; the name then became EL: and this change was proper, because the customs of mortals are like the leaves on a branch, one goes and another comes.”

Born of humanity’s natural disposition towards speech, languages may split, grow and change through human intervention. According to Adam, the Hebrew spoken before the building of the tower, when God was named El, was not the same as the Hebrew spoken in the earthly paradise, when Adam called him I.

Dante seems here to oscillate between Genesis 10 and Genesis 11. He must always have known these two texts; what could have induced him to modify his earlier views? An intriguing clue is the strange idea that God had once been called I, a term that not one of Dante’s legion of commentators has ever been able to explain satisfactorily.

Returning for a moment to the last chapter, we remember that for Abulafia, the atomic elements of any text–the letters–had individual meanings of their own. Thus, in the divine name YHWH, the letter Yod was itself a divine name.

Dante would have transliterated Yod as I, and this gives one possible source for his change of opinion. If this is so, it would not be the only idea that Dante seems to have had in common with Abulafia.

We saw in the last chapter that for Abulafia the Torah had to be equated with the active intellect, and the scheme from which God created the world was the same as the gift which he gave to Adam–a linguistic matrix, not yet Hebrew, yet capable of generating all other languages.

There were Averroist sympathies in Dante, too, especially in his version of the Avicennist and Augustinian concept of the active intellect (equated with divine wisdom) which offers the forms to possible intellect (cf. in particular, Nardi 1942: v). Nor were the Modistae and the others who supported the idea of universal grammar exempt from Averroist influence.

Thus there existed a common philosophical ground which, even without positing direct links, would have inclined both Dante and Abulafia to regard the gift of language as the bestowal of a forma locutionis, defined as a generative linguistic matrix with affinities to the active intellect.

There are further parallels as well. For Abulafia, Hebrew was the historic proto-language. It was a proto-language, however, that during their exile, the chosen people had forgotten. By the time of the confusion of Babel, therefore, the language of Adam was, as Dante puts it, “tutta spenta” (entirely extinguished).

Idel (1989: 17) cites an unedited manuscript by a disciple of Abulafia which says:

“Anyone who believes in the creation of the world, if he believes that languages are conventional he must also believe that they are of two types: the first is Divine, i.e. agreement between God and Adam, Eve and their children.

The second is derived from the first, and the first was known only to Adam and was not passed on to any of his offspring except for Seth, [ . . . ] And so, the traditions reached Noah. And the confusion of the tongues during the generation of the dispersion [at the tower of Babel] occurred only to the second type of language, i.e., to natural language.”

If we remember that, in such a context, the term “tradition” can refer to the kabbala itself, it seems evident that the above passage alludes, once again, to a linguistic wisdom, a forma locutionis, regarded as a set of rules for constructing the differing languages.

If, in its original form, this wisdom was not a language, but rather a universal matrix for all languages, we can not only explain the mutation of Hebrew between Eden and Babel, but also understand the hope that this original wisdom might somehow be recuperated and (in different ways, obviously, for Abulafia and Dante) even be made to bloom again.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 46-9.

Eco: The Mother Tongue

1130px-Hebrew_Alphabet.svg

The Hebrew alphabet. Compiled and posted by Assyrio on Wikipedia. The copyright holder releases this work into the public domain, granting anyone the right to use this work for any purpose without any conditions, unless such conditions are required by law.  

Humiliter dedicata a amico miles Georgius Hand IV, polyglottis et πολυμαθής.

“Despite this, Abulafia did not think that this matrix of all languages (which coincides with the eternal, but not with the written, Torah) corresponded yet to Hebrew. Here Abulafia made a distinction between the twenty-two letters as a linguistic matrix, and Hebrew as the mother tongue of humanity.

The twenty-two Hebrew letters represented the ideal sounds which had presided over the creation of the seventy existing languages. The fact that other languages had more vowels depended on the variations in pronouncing the twenty-two letters. In modern terminology, the new foreign sounds would be called allophones of the fundamental Hebrew phonemes.

Other kabbalists had observed that the Christians lacked the letter Kheth, while the Arabs lacked Peh. In the Renaissance, Yohanan Alemanno argued that the origins of these phonetic deviations in non-Hebrew languages were the noises of beasts; some were like the grunting of pigs, others were like the croaking of frogs, still others were like the sound of a crane.

The assimilation of bestial sounds showed that these were the languages of peoples who had abandoned the right path and true conduct of their lives. In this sense, another result of the confusion of Babel was the multiplication of letters.

Alemanno was aware that there were also other peoples who considered their languages as superior to all others. He cited Galen, who claimed that Greek was the most pleasing of all languages and the one that most conformed to the laws of reason.

Not daring to contradict him, he attributed this fact to affinities he saw as existing between Greek, Hebrew, Arabic and Assyrian.

For Abulafia, the twenty-two Hebrew letters represented the entire gamut of sounds naturally produced by the human vocal organs. It was the different ways of combining these letters that had given rise to the different languages.

The word zeruf (combination) and the word lashon (language) had the same numerical value (386): it followed that the rules of combination provided the explanation to the formation of each separate language.

Abulafia admitted that the decision to represent these sounds according to certain graphic signs was a matter of convention; it was, however, a convention established between God and the prophets.

Being aware that there existed other theories which claimed that the sounds which expressed ideas or things were conventional (he could have encountered such an Aristotelian and Stoic notion in Jewish authors like Maimonides), Abulafia, nevertheless, invoked a rather modern distinction between conventionality and arbitrariness.

Hebrew was a conventional but not an arbitrary language. Abulafia rejected the claim, maintained, among others, by certain Christian authors, that, left entirely to itself, a child would automatically begin to speak Hebrew: the child would be unaware of the convention.

Yet Hebrew remained the sacred mother tongue, because the names given by Adam, though conventional, were in accordance with nature. In this sense, Hebrew was the proto-language.

Its existence was a precondition for all the rest, “For if such a language did not precede it, there couldn’t have been mutual agreement to call a given object by a different name from what it was previously called, for how would the second person understand the second name if he doesn’t know the original name, in order to be able to agree to the changes.” (Sefer or ha-Sekhel; cf. Idel 1989: 14).

Abulafia lamented that his people in the course of their exile had forgotten their original language. He looked on the kabbalist as a laborer working to rediscover the original matrix of all the seventy languages of the world.

Still, he knew that it would not be until the coming of the Messiah that all the secrets of the kabbala would be definitively revealed. Only then, at the end of time, would all linguistic differences cease, and languages be reabsorbed back into the original sacred tongue.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 32-3.

Eco: Cosmic Permutability and the Kabbala of Names, 2

Athanasius Kircher (1602-80), The Bembine Table of Isis, Oedipus Aegypticiacus

Athanasius Kircher (1602-80), The Bembine Table of Isis, Oedipus Aegypticiacus, or Mensa Isiaca, N. Inv. C. 7155, Museo Egizio, photo by Fuzzypeg from Manly Palmer Hall, The Secret Teachings of All Ages (1928), all rights released. The Bembine Table was acquired by Cardinal Bembo after the sack of Rome in 1527, then purchased by the Savoy King Carlo Emanuele I in 1630 in Turin. A Roman interpretation of a bronze and silver altar table in an Egyptian style, early scholars surmised that the table pertained to an Isis cult. Kircher relied upon it for the third volume of his masterwork. It was ultimately determined to be an antique forgery, and not a work of ancient Egypt. This image is in the public domain. The author died over 70 years ago.   

 

“What justified  this process of textual dissolution was that, for Abulafia, each letter, each atomic element, already had a meaning of its own, independent of the meaning of the syntagms in which it occurred.

Each letter was already a divine name: “Since, in the letters of the Name, each letter is already a Name itself, know that Yod is a name, and YH is a name” (Perush Havdalah de-Rabbi ‘Akivà).

This practice of reading by permutation tended to produce ecstatic effects:

“And begin by combining this name, namely, YHWH, at the beginning alone, and examining all its combinations and move it, turn it about like a wheel, returning around, front and back, like a scroll, and do not let it rest, but when you see its matter strengthened because of the great motion, because of the fear of confusion of your imagination, and rolling about of your thoughts, and when you let it rest, return to it and ask [it] until there shall come to your hand a word of wisdom from it, do not abandon it.

Afterwards go on to the second one from it, Adonay, and ask of it its foundation [yesodo] and it will reveal to you its secret [sodo]. And then you will apprehend its matter in the truth of its language. Then join and combine the two of them [YHWH and Adonay] and study them and ask them, and they will reveal to you the secrets of wisdom . . .

Afterwards combine Elohim, and it will also grant you wisdom, and then combine the four of them, and find the miracles of the Perfect One [i.e. God], which are miracles of wisdom.” (Hayyê ha-Nefes, in Idel 1988c:21).

If we add that the recitation of the names was accompanied by special techniques of breathing, we begin to see how from recitation the adept might pass into ecstasy, and from ecstasy to the acquisition of magic powers; for the letters that the mystic combined were the same sounds with which God created the world.

This latter aspect came especially into prominence during the fifteenth century. For Yohanan Alemanno, friend and inspirer of Pico della Mirandola, “the symbolic cargo of language was transformed into a kind of quasi-mathematical command. Kabbalistic symbolism thus turned into–or perhaps returned to–a magical language of incantation” (Idel 1988b: 204-5).

For the ecstatic kabbala, language was a self-contained universe in which the structure of language represented the structure of reality itself. Already in the writings of Philo of Alexandria there had been an attempt to compare the intimate essence of the Torah with the Logos as the world of ideas.

Such Platonic conceptions had even penetrated into the Haggidic and Midrashic literature in which the Torah was conceived as providing the scheme according to which God created the world.

The eternal Torah was identified with wisdom and, in many passages, with the world of forms or universe of archetypes. In the thirteenth century, taking up a decidedly Averroist line, Abulafia equated the Torah with the active intellect, “the form of all the forms of separate intellects” (Sefer Mafteakh ha-Tokhahot).

In contrast, therefore, with the main philosophical tradition (from Aristotle to the Stoics and to the Middle Ages, as well as to Arab and Judaic philosophers), language, in the kabbala, did not represent the world merely by referring to it.

It did not, that is, stand to the world in the relation of signifier to signified or sign to its referent. If God created the world by uttering sounds or by combining written letters, it must follow that these semiotic elements were not representations of pre-existing things, but the very forms by which the elements of the universe are moulded.

The significance of this argument in our own story must be plain: the language of creation was perfect not because it merely happened to reflect the structure of the universe in some exemplary fashion; it created the universe.

Consequently it stands to the universe as the cast stands to the object cast from it.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 30-2.

Eco: Cosmic Permutability and the Kabbala of Names

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Athanasius Kircher, The Ten Sefirot, from Oedipus Aegyptiacus, published in three folio tomes in Rome, 1652-54. This was considered Kircher’s masterwork on Egyptology, and it cast a long shadow for centuries until Champollion deciphered the Rosetta Stone in 1824, unlocking the secrets of the Egyptian hieroglyphs: Kircher was exposed as an erudite fraud. Kircher cited Chaldean astrology, Hebrew kabbalah, Greek myth, Pythagorean mathematics, Arabic alchemy and Latin philology as his sources.     

“The kabbalist could rely on the unlimited resources of temurah because anagrams were more than just a tool of interpretation: they were the very method whereby God created the world.

This doctrine had already been made explicit in the Sefer Yezirah, or Book of Creation, a little tract written some time between the second and the sixth centuries. According to it, the “stones” out of which God created the world were the thirty-two ways of wisdom. These were formed by the twenty-two letters of the Hebrew alphabet and the ten Sefirot.

“Twenty-two foundation letters: He ordained them, He hewed them, He combined them, He weighed them, He interchanged them. And He created with them the whole creation and everything to be created in the future.” (II, 2).

“Twenty-two foundation letters: He fixed them on a wheel like a wall with 231 gates and He turns the wheel forward and backward.” (II, 4).

“How did He combine, weigh, and interchange them? Aleph with all and all with Aleph; Beth with all and all with Beth; and so each in turn. There are 231 gates. And all creation and all language come from one name.” (II, 5).

“How did He combine them? Two stones build two houses, three stones build six houses, four stones build twenty-four houses, five stones build a hundred and twenty houses, six stones build seven hundred and twenty houses, seven stones build five thousand and forty houses. Begin from here and think of what the mouth is unable to say and the ear unable to hear.” (IV, 16).

(The Book of Creation, Irving Friedman, ed., New York: Weiser, 1977).

Indeed, not only the mouth and ear, but even a modern computer, might find it difficult to keep up with what happens as the number of stones (or letters) increases. What the Book of Creation is describing is the factorial calculus. We shall see more of this later, in the chapter on Lull’s art of permutation.

The kabbala shows how a mind-boggling number of combinations can be produced from a finite alphabet. The kabbalist who raised this art to its highest pitch was Abulafia, with his kabbala of the names (cf. Idel 1988a, 1988b, 1988c, 1989).

The kabbala of the names, or the ecstatic kabbala, was based on the practice of the recitation of the divine names hidden in the Torah, by combining the letters of the Hebrew alphabet.

The theosophical kabbala, though indulging in numerology, acrostics and anagrams, had retained a basic respect for the sacred text itself. Not so the ecstatic kabbalah: in a process of free linguistic creativity, it altered, disarticulated, decomposed and recomposed the textual surface to reach the single letters that served as its linguistic raw material.

For the theosophical kabbala, between God and the interpreter, there still remained a text; for the ecstatic kabbalist, the interpreter stood between the text and God.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 28-30.

Eco: The Kabbalistic Pansemioticism, 2

Ilan Sefirot - Kabbalistic Divinity map. Amsterdam, 18th century, NLI

Ilan Sefirot. Kabbalistic Divinity Map. Amsterdam, 18th century, NLI. 

“In Christian tradition, the four levels are excavated through a labour of interpretation which brings surplus meaning to the surface. Yet it is a labour performed without altering the expression-plane, that is, the surface of the text.

The commentator tries in many ways to correct scribal errors, so as to re-establish the only and original version according to the alleged intention of the original author. For some kabbalistic currents, by contrast, to read means to anatomize, as it were, the very expression-substance, by three fundamental techniques: notariqon, gematria and temurah.

Notariqon was the technique of using acrostics to cipher and decipher a hidden message. The initial (or final) letters of a series of words generate new words. Such a technique was already a familiar artifice in poetry during the late antique and Middle Ages, when it was used for magic purposes under the name of ars notoria.

Kabbalists typically used acrostics to discover mystic relations. Mosé de Leon, for example, took the initial letters of the four senses of scripture (Peshat, Remez, Derash and Sod) and formed out of them PRDS.

Since Hebrew is not vocalized, it was possible to read this as Pardes or Paradise. The initial letters of Moses’s question in Deuteronomy 30:12, “Who shall go up for us to heaven?,” as they appear in the Torah form MYLH, or “circumcision,” while the final letters give YHWH, Jahveh.

The answer is therefore: “the circumcised will go up to God.” Abulafia discovered that the final letters of MVH (“brain”) and LB (“heart”) recall the initial letters of two Sefirot, Hokmah (wisdom) and Binah (intelligence).

Gematria was based on the fact that, in Hebrew, numbers are indicated by letters; this means that each Hebrew word can be given a numerical value, calculated by summing the numbers represented by its letters.

This allows mystic relations to be established between words having different meanings through identical numerical values. It is these relations that the kabbalist seeks to discover and elucidate.

The serpent of Moses, for example, is a prefiguration of the Messiah because the value of both words is 358. Adding up the letters in YHWH, we get 72, and kabbalistic tradition constantly searched for the seventy-two names of God.

Temurah is the art of anagrams. In a language in which vowels must be interpolated, anagrams are more exciting than in other idioms. Mosé Cordovero wondered why there appeared in Deuteronomy a prohibition against wearing garments of mixed wool and linen.

He found the answer when he discovered that the letters of that passage could be recombined to produce another text which warned Adam not to take off his original garment of light and put on the skin of the serpent, which symbolized demonic power.

Abraham Abulafia (thirteenth century) systematically combined the letter Alef with each of the four letters of the tetragrammaton YHWH; then he vocalized each of the resulting units by every possible permutation of five vowels, thus obtaining four tables with fifty entries each.

Eleazar ben Yudah of Worms went on to vocalize every unit using twice each of the five vowels, and the total number of combinations increased geometrically (cf. Idel 1988b: 22-3).”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 27-8.

 

Eco: The Kabbalistic Pansemioticism

 

Lucas_van_valckenborch,_torre_di_babele,_1594,_02

Lucas van Valckenborch (1535-97), The Tower of Babel (1594), Musée du Louvre, Paris. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.  

“Our story opened with a reference to an eastern text, the Bible. By the time of the last church Fathers, however, knowledge of the language in which this text was composed had been lost. Thus we were able to begin our story by reading the Bible directly in the Latin of the Vulgate.

The Christian West would begin to come to terms with Hebrew only from the Renaissance onwards. However, in the same centuries in which Hebrew was forgotten by Christian scholars, in the Jewish milieu of Provence and Spain there flowered a current of Hebrew mysticism destined to have a profound influence  on Europe’s search for the perfect language: kabbala, a mystical current that regarded creation itself as a linguistic phenomenon.”

Editorial Note

There are many ways to write Kabbala, but Eco in this text writes it that way. I will include tags for “kabbalah” as well, so you can search for affiliated texts, which are numerous. Other ways to write it include “cabala” and “qabbalah” and “qabala,” but in the case of Cabala and similar transliterations like Cabbala the reference is to a completely separate system of thought which Eco addresses below.

 The Reading of the Torah

“The kabbala (from qabbalah, which might be rendered as “tradition”) was a technique of interpretation grafted onto the practice of commenting  on the Torah, that is, on the books of the Pentateuch, together with the practice of rabbinical commentary known as the Talmud.

In this way, the kabbala appears pre-eminently as a technique of reading and interpreting the sacred text. Yet the actual Torah rolls upon which the kabbalistic scholar labored served him merely as a point of departure: underneath the letters in which the Torah was written, the kabbalist sought to descry the shape of the eternal Torah, created by God before all worlds, and consigned to his angels.

According to some, the primordial Torah was inscribed in black flames upon white fire. At the moment of its creation, it appeared as a series of letters not yet joined up in the form of words.

For this reason, in the Torah rolls there appear neither vowels, nor punctuation, nor accents; for the original Torah was nothing but a disordered heap of letters. Furthermore, had it not been for Adam’s sin, these letters might have been joined differently to form another story.

For the kabbalist, God will abolish the present ordering of these letters, or else will teach us how to read them according to a new disposition, only after the coming of the Messiah.

One school of the kabbalistic tradition, characterized in recent studies as the theosophical kabbala, endeavored to find beneath the letters of the sacred text references to the ten Sefirot, or the ten hypostases of the divinity.

The theosophy of the Sefirot might be compared to the various theories of cosmic chains appearing in the Hermetic, Gnostic and Neo-Platonic traditions; the ten Sefirot were hypostases in the sense of representing either increasing grades of emanation, and, therefore, ten intermediate steps between God and the world, or ten internal aspects of the divinity itself.

In either case, in so far as they represented various ways in which the infinite expands itself, actually or potential, into the finite universe, they also constituted a series of channels or steps through which the soul passes on its journey of return to God.

The kabbalist uses the Torah as a symbolic instrument; beneath the letters of the Torah, beneath the events to which, to the uninstructed, its words seem to allude, there is a text which reveals a mystic and metaphysical reality.

To use this instrument to uncover this reality, however, the text needs to be read not only literally but also in three other senses: allegorical-philosophical, hermeneutic and mystic. This is reminiscent of the four ways of reading scripture in Christian exegetical tradition.

Beyond this point, however, all analogies between the kabbala and Christian exegesis break down, and kabbalism proceeds by its own, radically individual, route.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 25-7.

 

Umberto Eco: Search for the Perfect Language

Pieter_Bruegel_the_Elder_-_The_Tower_of_Babel_(Rotterdam)_-_Google_Art_Project

Pieter Brueghel the Elder (1526/1530-1569), The Tower of Babel (circa 1563-1565, oil on panel, Museum Bojimans Van Beuningen, Room 06, Rotterdam. Accession number 2443 (OK). Bequeathed to the Museum Bojimans Van Beuningen by Daniël George van Beuningen. Brueghel painted three versions of the Tower of Babel. This one is in the collection of the Museum Bojimans Van Beuningen in Rotterdam. A second version is in the collection of the Kunsthistorisches Museum in Vienna. A third version, a miniature on ivory, is apparently held by a private collector. Its disposition is unknown. The official position taken by the Wikimedia Foundation is that “faithful reproductions of two-dimensional public domain works of art are public domain”. https://commons.wikimedia.org/wiki/File:Pieter_Bruegel_the_Elder_-_The_Tower_of_Babel_(Rotterdam)_-_Google_Art_Project.jpg

This is the first page of my serialization of Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995.

Editorial Note

This book is not available in electronic formats from Amazon or other vendors, and there are no .pdf versions lurking anywhere on the web. The lone electronic version that I did uncover is hosted on OpenLibrary.org, and lending is controlled using Adobe Digital Editions. This so offended me that I digitized every page of the work. Making no apologies, I publish it here.

This book by Umberto Eco was mentioned in an article discussed earlier on this site, by Tzahi Weiss, “On the Matter of Language: The Creation of the World from Letters and Jacques Lacan’s Perception of Letters as Real,” 2009.

My post on this paper is published as Smoke Signals: Comments on Borges, Tzahi Weiss, Kabbalah, “On the Matter of Language: The Creation of the World From Letters and Jacques Lacan’s Perception of Letters As Real,” JJTP 17.1, Brill, 2009.

Eco Begins

With no further ado, Eco opens with several excerpts, one from Herodotus, History, II, I, another from Jonathan Swift, Gulliver’s Travels, III, pg. 5, and this one, from Leibniz, Letter to Duke of Hanover, 1679, which I excerpt in full.

“If only God would again inspire your Highness, the idea which had the goodness to determine that I be granted 1200 emus would become the idea of a perpetual revenue, and then I would be as happy as Raymond Lull, and perhaps with more reason . . . For my invention uses reason in its entirety and is, in addition, a judge of controversies, an interpreter of notions, a balance of probabilities, a compass which will guide us over the ocean of experiences, an inventory of things, a table of thoughts, a microscope for scrutinizing present things, a telescope for predicting distant things, a general calculus, an innocent magic, a non-chimerical cabal, a script which all will read in their own language; and even a language which one will be able to learn in a few weeks, and which will soon be accepted amidst the world. And which will lead the way for the true religion everywhere it goes.”

Leibnitz, Letter to Duke of Hanover, 1679.

“The dream of a perfect language did not only obsess European culture. The story of the confusion of tongues, and of the attempt to redeem its loss through the rediscovery or invention of a language common to all humanity, can be found in every culture (cf. Borst 1957-63). Nevertheless, this book will tell only one strand of that story — the European; and, thus, references to pre- or extra-European cultures will be sporadic and marginal.

This book has another limit as well; that is, a qualitative one. As I was on the verge of writing its final version, there reached my desk at least five recent projects, all of which seem to be related to the ancient prototypes I was dealing with.

I should emphasize that I will be limiting myself to those prototypes because Borst, whose own study concerns only the historical discussion on the confusion of tongues, has managed to present us with six volumes.

Finishing this introduction, I received Demonet’s account of the debate on the nature and origin of language between 1480 and 1580, which takes up seven hundred thick and weighty pages.

Couturat and Leau analyzed 19 models of a priori languages, and another 50 mixed or a posteriori languages; Monnerot-Dumaine reports on 360 projects for international languages; Knowlson lists 83 projects of universal languages during the seventeenth and eighteenth centuries; and, though limiting himself to projects in the nineteenth century, Porset provides a list of 173 titles.

Moreover, in the few years I have dedicated to this subject, I have discovered in antiquarian catalogues a large number of works missing from the biographies of the preceding books.

Some, by obscure authors, were entirely dedicated to the glottogonic problems; others were by authors known for other reasons, who, none the less, dedicated substantial chapters to the theme of the perfect language.

This ought to be enough to convince anyone that our list of titles is still far from complete; and, that therefore, to paraphrase a joke by Macedonio Fernandez, the number of things which are not in the bibliographies is so high that it would be impossible to to find room for one more missing item.

Hence my decision to proceed by a campaign of deliberated decimation. I have reserved attention for projects which seemed to me exemplary (whether for their virtues or their defects); as for the rest I defer to works dedicated to specific authors and periods.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 1-2.

 

Ibn Wahshiyya and Black Magic

“Magic has a prominent role in the Nabatean corpus, especially in Filāha and Sumūm. Following the theme of the present conference, I would like to make some comments on the relation of Ibn Wahshiyya to magic.

First of all, it should be clear that there was no ban against such material in the early tenth century. Magic, and especially its practice, was not perhaps looked on benevolently by Ihe ‘ulamā’, but in the Shiite Iraq governed by the Būyids there was not much possibility for the Sunni ‘ulamā’ to react against those interested in magic, occult sciences and esoterica.

On the other hand, the open paganism and polytheism of much of Ihe material in Filāha and the other Nabatean books would make it necessary for the author to keep his distance from the material. In Ibn Wahshiyyas’ case this presented no great problem, since he purported only to translate, not to compose the material, and the open paganism of the text could always be labelled as merely vestiges of ancient paganism.

In fact, the translator often adds clearly and strongly monotheistic notes to the text (see esp. Filāha, pp. 405-406), thus safeguarding himself from any accusations of an over close identification with the polytheistic, Nabatean system.

Ibn Wahshiyya is also very careful, especially in Filāha, to keep his distance from black magic. In his toxicological work Sumūm, a more controversial book by its very nature, he is not so prudent. He also often refuses to speak of harmful uses of a plant (e.g. Filāha, p. 184, II. 6-7) and apologizes for speaking about poisons in Sumūm, fol. 5a. This recurrent motif shows that Ibn Wahshiyya was aware of the negative response his works might attract.

For Ibn Wahshiyya, magic is a real operative force in the universe. His world view is, generally speaking, Neoplatonic, and the cult he is describing is astral, which brings with it the idea of a correspondence between macrocosm and microcosm as well as other correspondences between different phenomena.

The thoroughly magical worldview of Ibn Wahshiyya is seen in the strong magical element in Filāha, a work dealing with agriculture. In this, Filāha resembles, and has perhaps been influenced by, similar Greek works, especially the book of Bōlos Dēmokritos, where magic, agriculture and folklore are found side by side—On the other hand, one should not forget the sober and often experimental attitude of Ibn Wahshiyya towards agriculture in general: he is not an obscurantist trading with talismans and amulets, but a learned and perspicacious observer.

The Nabatean books make a clear difference between black and white magic; the former harmed people, the latter protected them. In Filāha, lbn Wahshiyya constantly avoids black magic (see e.g. pp. 383-384), although he does refer, in the words of the purported authors of the Aramaic original, to passages in the original sources which belonged to black magic (e.g. p. 477, by Sughrīth). The same prudence may also be seen in his other texts, although he does give some examples of black magic, especially in Sumūm.

In Filāha, the supposed Aramaic author claims ignorance of magic (p. 147: wa- ‘ilmu s-sihri ‘ilmun lam a ‘rid lahu wa-lā uhibbu an atakallama bimā lā ‘ilma lī bihi). In Sumūm, black magic is somewhat more prominent. Some of the poisons described in the work belong to the sphere of black magic more than to toxicology. One of these magical operations is the grotesque recipe for creating an animal, whose sight kills. Much abbreviated the recipe goes as follows:

One takes a young, monocoloured cow, sprinkles it with human blood, has sexual intercourse with it and inserts a special dough into its vagina. Finally one anoints its vagina with ox blood. The cow is kept in a dark stall and fed with a spec¡al diet. When it gives birth, the born monster, which is described in detail, is sprinkled with another powder. Seven days after its birth, it is ready to kill by sight when it smells a wad of cotton soaked with wine and becomes upset.

The creation of a calf, although in not so colourful a fashion, is well known from early Jewish mysticism. In Filāha, p. 1318, there is also a mention of ‘Ankabūthā, the chief magician, creating an anthropoid which reminds one of the Golem tradition in Kabbalistic literature.”

Jaakko Hāmeem-Anttila, “Ibn Wahshiyya and Magic,” Anaquel de Estudios Árabes X, 1999, pp. 43-4.

The Name of God is Woven Throughout the Torah

“This also explains the particular character of the Torah, which is designed to show the way to the worship of God under the specific conditions of this aeon. The present aeon is ruled by the evil inclination that stems from the power of Stern Judgment and that seduces man to idolatry, which had no place during the preceding period.

At present, the Torah aims to conquer the power of evil, and that is why it contains commandments and prohibitions, things permitted, things forbidden, the pure and the impure. Only a few souls, originating in the preceding aeon, return in order to preserve the world through the power of grace and to temper the destructive sternness of judgment.

Among them are Enoch, Abraham, and Moses. At present, even the perfectly righteous must enter into the bodies of animals; this is the secret reason for the special prescriptions relating to ritual slaughter.

The doctrine of the passage of the souls into the bodies of animals appears here for the first time in kabbalistic literature; it may reflect a direct contact with Cathar ideas (as suggested on p. 238) and serve to support the argument for the Provençal origin of the Temunah.

But among the Cathars as also in India this doctrine led to vegetarianism whereas here, on the contrary, it led to a more meticulous observance of the prescriptions concerning the consumption of meat; the slaughtering of an animal and the eating of its flesh are related to the elevation of the soul confined there from an animal to a human existence.

A distinct concept of hell, which would compete with the notion of the transmigration of souls, seems to be outside the purview of our author. For the rest, the book deals with this doctrine only with great reserve, in spite of its almost unlimited validity; the old commentary, printed together with the editions of the text, was to be much less discreet.

The author even knew that in the present aeon the letters of the Torah had refused to assemble themselves into the particular combinations that would compose the form in which it was to be given to Israel at Sinai.

They saw the law of Stern Judgment and how this shemittah is entangled and ensnared in evil, and they did not wish to descend into the filth upon which the palace of this aeon was erected. But “God arranged with them that the great and glorious name would be combined with them and would be contained in the Torah.”243

Apparently this signifies more than the direct mention of the name of God in the Torah. Rather, the name of God is contained everywhere in the Torah, in a mystical mode; as ibn Gikatilla put it: “It is woven into” the Torah.

All the laws and mysteries of this aeon are inscribed in secret language in this Torah, which embraces all ten sefiroth, and all this is indicated by the particular form of the letters. “No angel can understand them, but only God Himself, who explained them to Moses and communicated to him their entire mystery” (fol. 30a).

On the basis of these instructions, Moses wrote the Torah in his own language, organizing it, however, in a mystical spirit that conformed to these secret causalities. The present aeon must obey this law of Stern Judgment and the Torah that corresponds to it, and only at its end will all things return to their original state.

The author proceeds from the assumption that there also exists within the shemittah an internal cyclical system. The human race, born from the one Adam, developed into millions of individuals. After the redemption, which will take place in the sixth millenium, humanity will perish in the same rhythm in which it began. “In the manner in which everything came, everything passes away.” “The doors to the street are shut” (Eccles. 12:4), and everything returns home to its origin, even the angels of the Merkabah corresponding to this aeon, the heavenly spheres, and the stars.”

Gershom Scholem, Origins of the Kabbalah, 1962, pp. 468-9.

Shemittah Without Limit

“In this state, the Torah is not “legible” for human beings. At the Sinaitic revelation, God taught Moses how to read the Torah by a division into letters and words, in such manner that it yielded a meaning in the Hebrew language. These considerations also opened the door to the possibility of alternative mystical readings, and it is precisely this notion that the Book Temunah presents in such a radical fashion.

In fact, according to this book, the world in which we live and which we know as the creation that began so and so many thousand years ago is not the first. It was preceded by another shemittah: the aeon of Grace, in the course of which all the sefiroth acted under the determining regime of this principal sefirah.

The world “built by Grace” at that time—according to the interpretation given by the kabbalists to Psalms 89:3—bears some resemblance to the Golden Age of Greek mythology. This shemittah was entirely bathed in light. The spheres of the heavens were simple and not composed of four elements; men stood at the highest spiritual pinnacle and possessed a pure body.

Even the cattle and other animals stood as high then as the animals that bear the Merkabah in our shemittah. The cult practiced by the creatures resembled the adoration of God by the angels in the present aeon. There was neither an exile of the body, as that of Israel, nor an exile of the souls, which is the transmigration of souls.

Man looked like the celestial man whom Ezekiel saw upon the throne. The manifestation of the primordial Torah as beheld by the creatures of that shemittah came exclusively from the side of Grace. Since there existed no evil inclination and no tempting serpent, the Torah of this shemittah (that is, the manner in which the mystical letters were combined) contained nothing concerning impurities or prohibitions. Even those letters had a simple form and were not in large measure composite, as at present.”

Gershom Scholem, Origins of the Kabbalah, 1962, p. 467.

Opening and Closing of the Cosmic Book

“The historical origins of this doctrine remain to be examined. It is entirely conceivable that it came from the Orient to Provence, where it became associated at a later date with the doctrine of the sefiroth. The penchant for great numbers in the cosmic cycles, which quickly led beyond the 50,000 years of a cosmic jubilee, corresponds to similar tendencies in India and the Ismailite gnosis.

As early as the thirteenth century (as Bahya ben Asher attests), the single yobhel had become 18,000 and the seven shemittoth had mushroomed to thousands. The view that the slowing down of the revolutions of the stars at the end of every period of creation took place in geometric progression led to an extension of the 7,000 years of every single shemittah, reaching prodigious numbers.

On the other hand these ideas may also have roots, however tenuous, in the Aggadah. Several old rabbinic dicta were quoted by the kabbalists in this context for example, the epigram of R. Qatina in Sanhédrin 97a: “Six millennia shall the world exist, and in the following one it shall be desolate,” deduced, paradoxically enough from Isaiah 2:11.

Apparently the idea of such cosmic weeks arose independently of any scriptural foundation. Similarly, the same talmudic text declares: “As the land lies fallow once in seven years, the world too lies fallow one thousand years in seven thousand,” and only later, in the eighth millennium, the new aeon, which is the “world to come,” will begin.

The midrashic text known as Pirqe Rabbi Eliezer speaks in chapter 51 of a periodic opening and closing of the cosmic book or, to be more exact, of an unrolling of the celestial scroll, indicating a similar notion of continual creation.

Another motif that later attained great importance among the kabbalists was provided by the dictum of R. Abbahu (third century) in Bereshith Rabba, section 9 (and the parallel paraphrase in Shemoth Rabba), who deduced from Ecclesiastes 3:11 that “God created and destroyed worlds before creating this one; He said, these please me, those do not please me.”

Here the motif of the worlds that succeed our creation is combined with that of previous worlds, a motif that also plays a role in the doctrine of the shemittah. The destruction of the world is explained by the kabbalists of Gerona as the interruption of the current of the emanation, which no longer flows toward the lower worlds, toward heaven and earth, but remains closed in on itself. Creation, then, remains in a chaotic state, and only when the current is once again renewed is new life formed.

In the Book Temunah the doctrine of the shemittoth is elaborated in great detail and closely linked, above all, with the mystical conception of the nature of the Torah. There exists a supreme Torah, which we have already encountered on page 287 as torah qedumah. This primordial Torah is none other than the divine Sophia, containing within itself in pure spirituality, the traces of all being and all becoming.

Its letters are “very subtle and hidden, without figure, form, or limit.” But when the lower sefiroth emanate, they act in every shemittah in a different manner, according to the particular law of each one. No shemittah is by itself capable of manifesting all the power of God, expressed in the Sophia and in the primordial Torah.

Rather, the timeless and self-enclosed content of this primordial Torah is distributed at the time of the cosmic and historical creation in such a way that each shemittah unveils a particular aspect of the divine revelation, and with that, the intention pursued by God in this particular unit of creation.

This means, in effect, that the specific causality of each shemittah is expressed in a corresponding revelation of the Torah. The spiritual engrams hidden in the primordial Torah certainly do not undergo any change in their essence, but they are manifested in various permutations and forms as constituted by the letters of the Torah, and as combined in different manners in accordance with the changing shemittoth.

The presupposition of the one Torah that is at the same time the highest and most all-embracing mystical essence thus serves as a justification of the existence of the most diverse manifestations in the changing shemittoth. The fundamental principle of the absolute divine character of the Torah is thus maintained, but it receives an interpretation that renders possible a completely new conception.”

Gershom Scholem, Origins of the Kabbalah, 1962, pp. 465-6.

The Cosmic Jubilee of 50,000 Years

“Seven of these shemittoth exhaust the productive power hidden in the seven “sefiroth of construction.” After 49,000 years, in the “great jubilee year,” the entire creation returns to its origin in the womb of binah, the “mother of the world,” just as according to the biblical ordinance concerning the jubilee year, after fifty years “liberty is proclaimed throughout the land,” and all things return to their original owner.

The cosmic jubilee of 50,000 years is therefore the most comprehensive cosmic unit; in it the power of the Creator takes full effect in the sequence of the seven fundamental units of shemittoth, which together constitute the yobhel, the cosmic jubilee.

In a broader framework, this doctrine displays a certain structural similarity to the ideas of Joachim of Fiore, who at the end of the twelfth century gave an historico-metaphysical twist to the Christian doctrine of the Trinity that attained considerable historical importance.

The fundamental idea was that the deity expresses itself not only in the three persons of the Trinity, but that its hidden power also acts in external creation and in the history of the world according to a sequence of three periods, each of which receives its character from one of the persons of the Trinity.

The hidden plenitude of the deity manifests itself therefore in the totality of the successive historical periods or states (status). In every status, the divine revelation assumes a different form. The period of the Father was characterized by the revelation of the Old Testament and the reign of the Mosaic law.

In the period of the Son, there began the reign of Grace, as expressed in the Catholic Church and its institutions. In the third period, on the other hand, whose advent he considered imminent, the Holy Spirit would reign alone; the mystical content of the Gospel would be completely revealed and either penetrate the external institutions of the Church or render them redundant.

This doctrine played a considerable role in the history of the Franciscan order and the sects of “spirituals.” It is not our purpose here to discuss in detail the historical implications of this doctrine, to which much scholarly attention has been devoted in recent decades, but merely to draw attention to an interesting kabbalistic analogy to Joachite doctrine with its strong Utopian elements and explosive power.”

Gershom Scholem, Origins of the Kabbalah, 1962, pp. 463-4.

Bodhisattvas

“Occasionally even the mystical illumination produced by the effluence of the divine power from one sefirah to another is designated as sod ha-‘ibbur. In general, the kabbalists of Gerona restricted the transmigration of souls, on the basis of Job 33:29, to three rebirths following the first entry of the soul into the human body, though they admitted the existence of exceptional cases.

An important detail has been transmitted from the school of Nahmanides. In the famous disputation with the ex-Jew Paulus Christiani, the monk invokes the well-known aggadah according to which the Messiah was born at the hour of the destruction of the Temple.

To this Nahmanides replied: “Either this aggadah is not true, or else it has another explanation according to the mysteries of the sages.” Although the wording of this reply clearly points to kabbalistic teaching, it has not been understood until now.

Nahmanides does indeed give a plausible—literal and exoteric—explanation of the aggadah, to the effect that the Messiah was currently biding his time in the terrestrial paradise, but his true opinion can be gleaned from the questions of his disciple Shesheth des Mercadell concerning metempsychosis, where this aggadah figures as a proof text for this doctrine.

What the aggadah means to say is, therefore, that since the destruction of the Temple the soul of the Messiah is in the process of ‘ibbur. On this point, Nahmanides and his school depart from the older idea of the Bahir section 126, according to which the soul of the Messiah does not inhabit a human body before.

On the other hand, this text already exhibits the transition to the doctrine, first attested shortly after Nahmanides, to the effect that the name of Adam is an abbreviation (ADaM) of the three forms of existence of this soul in Adam, David, and the Messiah.

This would imply that the Messiah has to pass through various stages of incarnation so that his essence “always lives among us” in one form or another. The idea that also arose shortly after Nahmanides and according to which “soul sparks” can fly off from a central soul and thus pass simultaneously through many bodies is not yet attested in Gerona.

This doctrine was also used in the school of Solomon ibn Adreth in order to eliminate the difficulty that would arise at the resurrection of the dead for the different bodies through which one single soul had passed. The different bodies of the resurrected would be inhabited by sparks of the same soul, thus providing a solution to the problem.

According to Azriel there also exist souls of such exalted rank that they do not return to the world of bodies, but remain in the “world of life” and thus do not participate at all, or only in a purely spiritual sense, in the resurrection.

In this manner the kabbalists seem to move, at least as regards a privileged category of superior souls, in the direction of a denial of bodily resurrection—precisely the view for which the radical Maimonideans were so bitterly rebuked. It should be added, however, that this idea appears only in strictly esoteric contexts describing the eschatological progress of the souls after their departure from the terrestrial world and was never formulated in a dogmatic manner.”

Gershom Scholem, Origins of the Kabbalah, pp. 459-60.

Not All Human Souls Are Blessed

“The human soul is essentially different from the animal soul; Nahmanides adopts, along with other kabbalists of the earliest period, the Platonic view of the soul, according to which there exist different souls in man and not only different faculties of a unitary soul.

According to Nahmanides, man’s anima rationalis unites the rational and the mystical-intuitive, and hence he sees no need for further distinctions. Nevertheless, the weight shifts imperceptibly to the second side: the highest soul, neshamah, which comes from binah and yesod, is the mediator of prophecy, and through it man, in the state of debhequth, attains communion with the deity as a result of the longing for its origin implanted in it.

Enoch and the three Patriarchs, Moses, and Elijah had achieved this supreme state already on earth; however, it is not a full unio mystica with the deity but rather a communio, as we have argued at length in our discussion of the subject of kawwanah.

In the prophetic vision, during which the soul is united with the objects of its contemplation, it is in this state of debhequth, that it obtains a ”knowledge of God face to face.” In this longing for its origin, the highest soul of man becomes capable of penetrating all the intermediary spheres and rising up to God by means of its acts—which, strangely enough, are united here with contemplation.

The eclectic manner in which the kabbalists adopted philosophical doctrines concerning the soul is also apparent in the fact that Azriel, for example, accepts the Aristotelian definition of the soul as the form of the body, seemingly unaware of the contradiction between this idea and important kabbalistic doctrines.

The contradiction results from the adoption and further development of the doctrine of metempsychosis. While this doctrine is rather openly propounded in the Book Bahir, as we saw on p. 188ff., it is treated, strangely enough, as a great mystery in Provence and in Gerona.

The authors without exception speak of it only in hints and in veiled allusions. They make no attempt to account for this idea but presuppose it as a truth handed down by esoteric tradition.

The term gilgul, generally used at a later date for the transmigration of souls, seems to be as yet unknown among these early authors. Instead, they prefer to speak of sod ha-‘ibbur. This term, literally “secret of impregnation,” is used in the Talmud for the methods of computing the calendar, handed down only orally for a long time, the idea being that the leap years were impregnated, as it were, by the addition of an extra month.

But ‘ibbur can, if necessary, also be understood as “transition,” and it is doubtless in this sense that the term was picked up by the kabbalists. The “secret of the ‘ibbur” is that of the passage of the soul from one body to another and not, as among the later kabbalists, a real phenomenon of impregnation through which, after birth an additional soul sometimes enters into the one originally born with a person.

We still do not know what led the kabbalists of the first generation to treat this doctrine in such a strictly esoteric manner and what danger they saw in exposing it to the public. It is most unlikely that fear of the Catholic Church, which had officially condemned this doctrine, was a factor.

Where no christological elements were involved, Jewish theology generally had no inhibitions. The polemics directed by the philosophers against this doctrine should likewise have stimulated controversy rather than secrecy. Nahmanides had no lack of opportunity to denounce the philosophic criticism of this doctrine. Instead, he retreated into extremely prudent, and for the uninitiated, often impenetrable statements in his commentary on the book of Job, the key to which, according to the kabbalists of Gerona, lay precisely in the doctrine of metempsychosis.”

Gershom Scholem, Origins of the Kabbalah, pp. 456-7.

Miracles

“We shall forgo a closer analysis of the views of this circle on the constitution of creation but shall nevertheless mention the important contribution made by Nahmanides, in marked opposition to Maimonides, with his doctrine of “hidden miracles.”

This doctrine, repeatedly expounded by him as the foundation of the whole Torah, sees the natural law in certain respects as mere appearance behind which is concealed, in reality, a continuum of secret miracles. Hidden miracles are those that give the impression of being nothing more than the effects of the natural course of events, although they are not.

In relation to man, the world is not “nature” at all but a perpetually renewed miracle. In fact, the blessedness of man depends upon his acceptance of this doctrine! Nahmanides may thus well be described as an occasionalist of the purest stripe—at least as regards Israel’s relationship to nature. The opinion of most authorities, including Maimonides, that God does not always act by means of miracles and that the world in general takes its natural course is, according to Nahmanides, a major error, the refutation of which is the purpose and meaning of the revelation of the Torah.

It is true that Maimonides himself in his Treatise on the Resurrection had already explained the coincidence of the promises in Leviticus 26 and Deuteronomy 33 on the one hand and the natural law on the other as a “permanent miracle,” and as a “miraculous sign greater than all the others.”

Bahya ibn Paquda, too, and above all Yehudah Halevi, discussed this subject at length. They too teach that events appear to occur in an order conforming to the natural law whereas in truth they follow the religious order that regulates them in consonance with the Torah’s promises of reward and punishment for Israel in accordance with its conduct.

But the notion of hidden miracles is not yet formulated by these authors; Nahmanides took it from the astrological theory of Abraham ibn Ezra and reinterpreted it in a kabbalistic spirit. God acts in nature in secret ways and introduces into its course a supernatural causal chain that is linked to the moral order of the world and to its system of rewards and punishments.

The hidden miracles are not historical, local, or individual events that are directly recognizable as miracles; they represent the action of individual providence within the natural order.

As YHWH, who suspends the natural order from outside, God brings about manifest miracles; as ‘El Shaddai, he causes the hidden miracles for the Patriarchs and for all Israel through the power of the Shekhinah, the sefirah malkhuth, his “royal dominion,” thanks to which Israel is removed from the causality of natural law and placed in a higher causal order of permanent miracles.

Divine intervention, in the form of rewards and punishments, occurs at every instant; rain and sunshine do not come from the hidden harmony of creation but are, in this sense, hidden miracles.

Since they are by no means inherent in the inner necessity of the course of nature, these hidden miracles must be announced explicitly in the Torah, whereas doctrines such as the immortality of the soul or retribution in the beyond after death necessarily follow, according to Nahmanides, from the natural course of things and therefore need not be explicitly mentioned in the Torah. This doctrine may well be expressed in the words of the eighteenth-century German poet and thinker G. E. Lessing: “The greatest miracle is that the true, the genuine miracles can and should become so ordinary to us.”

Gershom Scholem, Origins of the Kabbalah, pp. 453-4.

The Torah is the Name

“In a more mystical sense, it is true, the ‘asiluth represents the name or the names of God, as has been shown in the preceding chapter. This theosophic conception was preserved in Gerona. Creation can subsist only to the extent that the name of God is engraved in it.

The revelation of the name is the actual revelation, and the Torah is not merely a conglomeration of the names of God, but, in its very essence, nothing but this one name itself. This doctrine, which transmuted an originally magical tradition into a strictly mystical one, was clearly expressed for the first time in Gerona, and from there reached the author of the Zohar.

Light-mysticism for the emanation and language-mysticism for the divine name remain the two principal means by which the world of the sefiroth could be described.

For Nahmanides, the ten sefiroth are the “inwardness” of the letters. The beginning and the end of the Torah together form, according to a mystical pun, the “heart,” heart of creation of creation; in terms of gematria, the traditional mysticism of numbers the numerical value of the word (thirty-two) also indicates the thirty-two paths of wisdom active in it.

This “heart” is nothing other than the “will” of God itself, which maintains the creation as long as it acts in it. For it becomes the Nothing, the Nothing (the inversion of the same two letters), as soon as the will reverses its direction and brings all things back to their original essentiality, “like someone who draws in his breath.”

But this return of all things to their proprietor is also their return to the mystical pure Nothingness. The primordial beginning of creation consisted in the emergence of hokhmah from the infinite plenitude of the “supreme crown” or the will, in an act of limitation, simsum, in which the all-embracing divine kabhod was restricted.

This restriction of the light at first produced a darkness, into which there flowed the clear light of hokhmah. We thus find in Nahmanides the oldest form of the doctrine of a self-contraction of God at creation, which, however, is not a contraction of the ‘en-sof itself, as taught by later kabbalists, but of the first sefirah.”

Gershom Scholem, Origins of the Kabbalah, pp. 448-9.

The Pure Spirituality of the Future World

“But there are various attitudes with regard to prayer itself corresponding to the three principles of all reality, which Azriel borrowed from the metaphysics of Aristotle while giving them a mystical twist. These three principles are matter, form, and sieresis; this last notion is, however, influenced by the Hebrew translation and replaced by the principle of Nought.

The change of matter into ever-new forms takes place by means of this Nought, which can be made to refer on the one hand—and entirely in the sense of the genuine Aristotelian doctrine—to the privation of that which, in the transformations, is new each time, and, on the other hand—in the sense of the kabbalists—to the influence of the sefirotic principle of Stern Judgment. In either case this notion can link up with that of the mystical Nought, from which everything creative proceeds.

For Azriel, these principles present themselves essentially as follows: the Nought is that which is present in everything that arises as the medium of its transformation. The sefirah of Stern Judgment and delimitation is at the same time the power of transformation inherent in things.

Matter, on the other hand, persists in itself and is renewed without being transformed, like the living stream whose waters are renewed every minute but nevertheless are always the same. This power comes, according to Azriel, from the sefirah of Mercy, by means of which God renews and preserves at the same time, every day, his Creation.

However, according to him, form is a potency inherent in matter, by virtue of which matter receives an influx of ever-new forms. It is similar to the source from which the pool expands.

Accordingly there exist three degrees of prayer in which these three principles are reflected. The lowest is prayer without spirituality, the prayer that is not pervaded by the life of the soul flowing from the source of binah. This, according to Azriel, is the “fixed prayer” mentioned in and rejected by the Mishnah (Berakhoth 14:2), because it is like the stagnant water of a pool into which no life flows from any source.

Above it, there is the prayer that the Mishnah defines as the “imploring of grace,” tahanunim, in which the vitality of the source gushes forth with great force. This is the prayer of the “form.”

The highest prayer, however, is that of the devotee who casts off everything that impedes him and who leads the word whose origin is in the Nought back to its Nought. Here, we can easily follow the transformation of the concept of the Nought or Nothing into a mystical category.

This prayer is named tefillah, in the proper sense of the Hebrew term, which the author derives from pillul, “judgment.” So too must the prayer rise from the petition for the fulfillment of bodily needs to that of the needs of the soul, and from there to the pure spirituality of the life of the future world.”

Gershom Scholem, Origins of the Kabbalah, 420-1.

Magical Conformity of the Will in the Kawwanah

“This brief text gives a very precise and valuable description of what takes place in the kawwanah. The completeness and precision of expression are unrivaled in the literature of the Kabbalah; we doubtless owe these qualities to the fact that the author wished to describe the magic of the kawwanah—but at the same time also described, to a great extent, its mystical nature.

The relationship between these two attitudes of prayer emerges here, in fact, with a rare clarity and penetration. The mystical conformity of the will is visibly transformed into a magical one, the roots of which, it must not be forgotten, reach back further than the Kabbalah.

The magical nuance in the conformity of the will is already adumbrated in the famous dictum in the Mishnah tractate known as The Sayings of the Fathers. Rabban Gamaliel, the son of Yehudah ha-Nasi, used to say: “Make His will as your will in order that He make your will as His will. Abolish your will before His will, in order that He abolish the will of others before your will.”

Gershom Scholem, Origins of the Kabbalah, p. 416.

Mysteries Not to be Discussed

He made no secret of the fact that the Kabbalah was the positive ground on which he stood in his struggle against rationalist enlightenment. He derided the Maimonideans in witty verses in which he sought to expose the weaknesses of their position. But the kabbalistic doctrines themselves, which he manifestly opposes to them, are only for initiates who weigh their words and know how to keep silent. He had studied the secret science with Ezra and Azriel:

Yes, my supports are Ezra and Azriel, who pour kabbaloth onto my hands.”

In a panegyric to the members of his circle he bemoans the death of the two “whose shields hang upon my walls.” He stands on solid ground:

The ‘ephod is in our midst; and why should we conjure the dead; in our hands the tablets are intact. The son of Nahman is a firm refuge, his discourses are measured and do not gallop away recklessly. Ezra and Azriel and my other friends, who taught me knowledge without lying—they are my priests, the luminous stars of my night. They know number and measure for their Creator, but they guard themselves from speaking publicly of God’s glory and they mind their words with a view to the heretics.

His masters in mysticism taught him to keep silent; nevertheless, he mentions the mystical kawwanah of the prayers, the meditation in the profession of unity, the mystical reasons for precisely those commandments that were emphasized by the kabbalists of Gerona, and he alludes to the doctrine of the sefiroth.

Like Jacob ben Shesheth, he reproaches the rationalists for no longer knowing how to pray, and he defends the mystical character of those aggadoth that embarrassed them the most:

Softly—you who find fault with the aggadoth! Perhaps they are mysteries, not to be discussed.

Gershom Scholem, Origins of the Kabbalah, p. 409.

The Mystery of ben Belimah

“In the history of Jewish literature, Nahmanides is often considered to exemplify the “most Jewish” spirit; he was the one among Spanish Jews who expressed the deepest convictions regarding the Judaism of his time and embodied what was best and highest in it. From the point of view of a “refined” Judaism or the pure halakhah, it must indeed appear as an aberration that so clear a mind, one that easily penetrated the most complicated halakhic problems, should have become involved with the Kabbalah.

But it is precisely this dimension of his personality that must be grasped if we wish to understand the phenomenon. Without the Kabbalah and its contemplative mysticism Nahmanides, would be as little understood in his Jewish context as would, in the Christian context, a man like Ramón Lull (who was active in Catalonia a generation later and whose teaching exhibited structurally many analogies with the doctrine of the sefiroth) if one ignored his Ars contemplativa, in which his Christianity reached its culmination, and judged him solely on the basis of his wide-ranging activities in all other possible domains.

From this point of view, Nahmanides’ commentary on Yesirah, which develops his conception of God, is of particular importance. The gnostic doctrine of the aeons and the Neoplatonic doctrine of the emanation are combined, and we see how well they harmonize with a Jewish consciousness.

The monotheism of Nahmanides, the Jewish coloration of which is certainly beyond question, is unaware of any contradiction between the unity of God and its manifestation in the different sefiroth, each of which represents one of the aspects by which the kabhod of God reveals itself to the Shekhinah.

In his commentary on the Torah, in which he had to deal only with God’s activity in His creation, making use of the symbols of theosophy, Nahmanides could avoid touching upon this crucial point; he only discussed it in this document intended for kabbalists.

From whom Nahmanides actually received the esoteric tradition is an open question. He does mention, in his commentary on Yesirah, the Hasid Isaac the Blind, but not as his master. Nor does the letter that Isaac sent to him and to his cousin Jonah Gerondi, of whom we shall have occasion to speak later, indicate any direct discipleship.

Nahmanides refers to Yehudah ben Yaqar as his master, especially in the halakhic writings. Contrariwise, in a series of undoubtedly genuine traditions going back to Nahmanides’ most important disciple, Solomon ibn Adreth, there emerges the thoroughly enigmatic figure of a kabbalist by the name of ben Belimah—the personal first name is never mentioned—who is said to have been the connecting link between him and Isaac the Blind.

Meir ibn Sahula, in his commentaries on the traditions of Nahmanides (fol. 29a), contrasts those he had received from ben Belimah with those deriving from Isaac. In very old marginal notes emanating from the circle of Gerona and preserved in Ms. Parma, de Rossi 68, mention is made of a debate between Nahmanides and ben Belimah over the fate of Naboth’s spirit (1 Kings 22); the debate suggests that ben Belimah posited some kind of transmigration of souls or metamorphosis also for the higher spirits, even within the world of the sefiroth up to binah.

The existence of such a kabbalist therefore seems established beyond doubt, no matter how enigmatic his name. It is neither a family name nor a patronymic. Belimah is not known to me as a woman’s name, and it is extremely unlikely that Solomon ibn Adreth would have transmitted the name in a corrupted form to his disciples.

There remains the hypothesis of a pseudonym deliberately substituted for another name that was kept secret for reasons unknown to us and in a manner completely contrary to the habit of this circle. The pseudonym seems to be derived from B. Hullin 89a, where Job 26:7 is applied to Moses and Aaron who, when assailed by the Israelites, changed themselves into nothing!

The kabbalist in question thus may possibly have been a [ . . . ] ben Moses (rather than [ . . . ] ben Aaron). B. Dinur’s suggestion that the pseudonym refers to R. Jonah ben Abraham Gerondi (because of his attitude in the Maimonidean controversy) seems improbable. Perhaps new manuscript discoveries will one day clarify matters.

In any case, this name, whose literal translation would be “son of the Nought” or “son of seclusion,” provokes the historian’s curiosity. It remains uncertain whether ben Belimah should be located in Gerona, which is quite possible, or in Provence, where Nahmanides could have met with him during his youth.”

Gershom Scholem, Origins of the Kabbalah, pp. 389-91.

The Angel Sandalfon

“The theory of the intelligible points is connected with the reinterpretation discussed previously (p. 259) of the ideas as spiritual atoms and their application to the sefiroth. From these and similar Provençal sources, this theory then made its way to the kabbalists in Castile, above all to Isaac Cohen and Todros Abulafia, and from there to the author of the Zohar.

The same hierarchical structure is expounded regarding the origin and still more the place of the supreme beatitude of the prophets, the hagiographers, and the mystical scholars in the description of the seven palaces of the lowest heaven, which comes immediately after the aforementioned account of the ritual for the conjuration of the Prince of the Torah.

The sefirotic symbolism is here presupposed as self-evident. The palaces begin with the lowest and ascend in rank, just as do the archons in charge of them. The highest rank is held not by Metatron, who rules over the sixth palace, but by Sandalfon, whose name is associated with the secret of the conquest of matter by form. This is the oldest source of this mystical etymology of Sandalfon, and it was in use later among many Spanish kabbalists.”

Gershom Scholem, Origins of the Kabbalah, pp. 361-2.

Jesus and the Disciples Were Great Magicians and Kabbalists

“That the kabbalists were not unaware of a possible connection between these ideas and the Christian Trinity is proved by the testimony of the Spanish scholar Profiat Duran. In his anti-Christian work “Ignominy of the Christians,” composed in 1397, he relates having heard in his youth many adepts of the Kabbalah voicing the opinion that the Christian dogmas of the Trinity and the Incarnation grew out of an erroneous interpretation of kabbalistic theses that were true in themselves.

Jesus and his disciples were not only great magicians—an opinion that was widespread in medieval Judaism—but real kabbalists, ”only their Kabbalah was full of mistakes.” The doctrine of the trinity, which they erroneously attributed to the deity, arose among them as a result of their missteps in this science [the Kabbalah] which established the primordial light, the radiant light and the transparent light.”

There was as well, already in the second half of the thirteenth century, no lack of philosophical opponents of the Kabbalah who, knowing nothing of this thesis of the three lights, nonetheless affirmed that the doctrine of the ten sefiroth was of Christian origin.

This thesis is, as our account of the true history of the idea of the sefiroth has shown, just as false as the historically unfounded suppositions of the kabbalists concerning the origins of the Christian dogmas. It is, incidentally, striking that the doctrine of Pseudo-Hai remained initially unknown to the first so-called “Christian kabbalists,” who only took it up after the middle of the sixteenth century and reinterpreted it in Christian terms for their own purposes.”

Gershom Scholem, Origins of the Kabbalah, p. 354.

The Angel Anafiel

“In older parts of the genuine Hekhaloth literature the rank reserved for this angel is even higher than that of Metatron. His position is now combined with speculations concerning the first sefirah, not in the strict kabbalistic conception but in the spirit of the Book Yesirah’s definition of the first sefirah as the pneuma of the living God, which could be understood metaphorically as a “branch of God”—in fact the literal meaning of ‘Anafiel.

In the fragment under consideration, various determinations intersect. The first sefirah is unexplorable because it is without limits. But it is, at the same time, also the consonant taw, an intelligible potency that becomes an angel even higher than the hashmal, higher, therefore, than the potency of the Merkabah, to which such great importance was attributed by the ‘Iyyun circle.

The supreme angel of the Merkabah, ‘Anafiel is therefore at the same time the first sefirah, and he stands in the place usually occupied in the writings of this group by the primordial ether. But this sefirah is also a secret primordial image, temunah, in the figure of Man; in other words, it is the ‘adam qadmon whom we met in a very different context in other writings of this circle.

This conforms perfectly with the cherub-mysticism of the German Hasidim. Ezekiel 1:26 is related to ‘Anafiel. Indeed, he is at the same time the indivisible, indifferent will, rason shaweh, which produces all the creatures; as such he also is the pneuma that directs, in the spirit of Ezekiel’s vision of the Merkabah, the inner movement of the spiritual beings emerging from him in the process of differentiation. This movement is born when the will turns toward its origin in the “marvelous and nameless light” above it.

In accordance with this idea, the “Book of the True Unity” explains ‘Anafiel as the seraph and the angel posted over the unity, whose power is ramified in seven lights that “stand before the place of the unity as a burning fire” and that are identical with the seven seraphim enumerated in chapter 7 of the “Tractate of the Hekhaloth.”

Perhaps this decomposition of the supreme luminous power into seven seraphim or lights ought to be approximated to certain notions of the Cathars, for whom the Paraclete was sevenfold and who spoke of the seven animae principales.”

Gershom Scholem, Origins of the Kabbalah, pp. 345-6.

The Source of Wisdom

“The Book ‘Iyyun itself makes no mention at all of primordial ether, unless the latter is concealed in the concept of the primordial darkness.

It does, however, play an important role in the “Source of Wisdom.” This small book was always regarded by the kabbalists as one of the most enigmatic works of their literature. Baer of Mezritsch still boasted to his disciple Solomon of Luzk of having studied this book with the founder of Hasidism, Israel Baal-shem who, Baer said, explained it to him word by word.

It consists of two parts. The first is concerned largely with the divine name YHWH, the manner in which it was engendered by the processes of language-mysticism, its wondrous power, and the role of the primordial ether at the origin of all movement of language.

Here it seems that the idea of the spoken word becoming “inscribed” in the air, issuing from the mouth of the person uttering it, was applied to the primordial processes of the creative divine speech. In the second part successive attempts are made to develop a cosmogony.

The name of God—so the book begins—is the unity of the movement of language branching out from the primordial root. This movement grows out of the primordial ether, in the form of the thirteen pairs of opposites that are at the same time the thirteen middoth of divine government.”

Gershom Scholem, The Origins of the Kabbalah, pp. 331-2.