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Dalley: Apkallu-3, IDD 2011

Iconography of Deities and Demons (IDD).

Apkallu (continued).

Type 1 Human-figured Apkallu, Phenotypes. 

“The human-figured sage (1* – 39*), sometimes called winged genie, should probably be identified with Akkadian ūmuapkallu. If so, it is the only sage-figure that has a distinguishing term. Alternatively, ūmu-apkallu may be an extension of apkallu in which ūmu refers to Oannes, the first sage, as an ummiānum.

The human-figured Apkallu is always shown in profile, and is normally bearded. He often wears a headband decorated with rosettes, or a horned crown with one, two, or three pairs of horns; he wears light sandals or is barefoot.

Occasionally he is kneeling (7 , 19, 24–25, 33*–34). He usually has two wings on palace sculptures of Assurnasirpal II (883-859 BCE) (6*), two (37) or four (23) wings in the palace of Sargon II (721-705 BCE), and four wings in the time of Sennacherib (704-681 BCE) (22).

This ummiânū kneels before the sacred tree, apparently depicted in the act of tending to it.<br /> This bas relief is perhaps unique in its fine detail which survived a long passage of time.<br /> Note the care focused on the fingernails and toenails.<br /> The rosette design is mirrored on the bracelets, while this ummiânū wears a dual-horned tiara of divinity.<br /> The tassels from the apparel are finely detailed, and another tassel appears behind the ummiânū's neck, beneath his braided hair.<br /> The earrings are of an unknown design.

This ummiânū kneels before the sacred tree, apparently depicted in the act of tending to it.
This bas relief is perhaps unique in its fine detail which survived a long passage of time.
Note the care focused on the fingernails and toenails.
The rosette design is mirrored on the bracelets, while this ummiânū wears a dual-horned tiara of divinity.
The tassels from the apparel are finely detailed, and another tassel appears behind the ummiânū’s neck, beneath his braided hair.
The earrings are of an unknown design.

However, exceptions such as on 2 can be found, and there is probably flexibility in peripheral iconography or due to deliberate archaism.

This umu-apkallu wears a three-horned headdress indicative of divinity, raises poppy bulbs in his right hand, and holds a mace in his left. He has four wings.<br /> Daggers and ornate whetstone are tucked into his waistband, he wears armlets, and the fine detail preserved in this bas relief is highlighted by the right-armed sleeve of his upper garment. <br />  Ada Cohen &amp; Steven E. Kangas, eds., Assyrian Reliefs from the Palace of Ashurnasirpal II: A Cultural Biography, UPNE, 2010, p. 6.<br />  https://books.google.co.th/books?id=uRKU0YXBWtgC&amp;pg=PA252&amp;lpg=PA252&amp;dq=D.+Kolbe+Die+Reliefprogramme+full+text&amp;source=bl&amp;ots=c4EZtivZGc&amp;sig=2MJlM039UK3pZ0ituhzBzLBys4M&amp;hl=en&amp;sa=X&amp;ved=0CCoQ6AEwBWoVChMIipCB8K--xwIVDlqOCh2O_wYD#v=onepage&amp;q&amp;f=false

This umu-apkallu wears a three-horned headdress indicative of divinity, raises poppy bulbs in his right hand, and holds a mace in his left. He has four wings.
Daggers and ornate whetstone are tucked into his waistband, he wears armlets, and the fine detail preserved in this bas relief is highlighted by the right-armed sleeve of his upper garment.
Ada Cohen & Steven E. Kangas, eds., Assyrian Reliefs from the Palace of Ashurnasirpal II: A Cultural Biography, UPNE, 2010, p. 6.
https://books.google.co.th/books?id=uRKU0YXBWtgC&pg=PA252&lpg=PA252&dq=D.+Kolbe+Die+Reliefprogramme+full+text&source=bl&ots=c4EZtivZGc&sig=2MJlM039UK3pZ0ituhzBzLBys4M&hl=en&sa=X&ved=0CCoQ6AEwBWoVChMIipCB8K–xwIVDlqOCh2O_wYD#v=onepage&q&f=false

On Khorsabad sculptures of the late 8th century (23), the four-winged man, holding a bucket and cone and wearing a crown with three pairs of horns, is probably a form of the same figure.

A beardless, perhaps female, two-winged form with bucket and cone is found on 8th century Carchemish sculpture fragments (30). It may be comparable to the two- or four-winged, perhaps female, figure in the palace of Assurnasirpal II, who holds a jeweled ring in the left hand, and wears a necklace and a crown with two pairs of horns (1* – 2).

Stephanie Dalley's "beardless" type 1 apkallu. Aside from being beardless, these feminized apkallu wear atypical necklaces and hold what appear to be looped stones or prayer beads in their left hands.<br />  They appear to wear long skirts, and details of their upper garments are lacking. They have four wings. <br /> Typical rosette bracelets adorn their wrists, and they wear armlets at the elbow as is common.<br /> Both umu-apkallu wear a dual-horned tiara indicative of divinity, as they salute a sacred tree in its prototypical configuration.

Stephanie Dalley’s “beardless” type 1 apkallu. Aside from being beardless, these feminized apkallu wear atypical necklaces and hold what appear to be looped stones or prayer beads in their left hands.
They appear to wear long skirts, and details of their upper garments are lacking. They have four wings.
Typical rosette bracelets adorn their wrists, and they wear armlets at the elbow as is common.
Both umu-apkallu wear a dual-horned tiara indicative of divinity, as they salute a sacred tree in its prototypical configuration.

Although the figure is almost certainly female, it has two daggers and a whetstone tucked into the waist on 1* – 2, implying perhaps ambiguity of gender (ALBENDA 1996). Beardless examples are quite common in 7th century Urartian art (24, 27–29).

Associations.

The human-figured Apkallu is rarely associated with a deity (27).

Apkallu type 1, Illustration 8, Stephanie Dalley, IDD.<br /> Dalley notes that this "Hebrew seal" may not be genuine, as it features a winged, man-faced bull "Aladlammu" serving as a "pedestal animal for a divine figure."<br />  What intrigues me is the crown worn by the man-faced bull, which resembles the crown portrayed on previous depictions alleged to be the god Anu. I do not propose that this man-faced bull is Anu, but his dual-horned headdress is surmounted by a disc-shaped device which is more ornate than the headdress on any other figure on this seal. The crown in this context is problematic, and it raises questions. <br /> Dalley compares illustration 8 to illustration 9, below, as "another West Semitic or (or rather South Semitic) seal with this type of apkallu standing alone."

Apkallu type 1, Illustration 8, Stephanie Dalley, IDD.
Dalley notes that this “Hebrew seal” may not be genuine, as it features a winged, man-faced bull “Aladlammu” serving as a “pedestal animal for a divine figure.”
What intrigues me is the crown worn by the man-faced bull, which resembles the crown portrayed on previous depictions alleged to be the god Anu. I do not propose that this man-faced bull is Anu, but his dual-horned headdress is surmounted by a disc-shaped device which is more ornate than the headdress on any other figure on this seal. The crown in this context is problematic, and it raises questions.
Dalley compares illustration 8 to illustration 9, below, as “another West Semitic or (or rather South Semitic) seal with this type of apkallu standing alone.”

In a few cases the human-figured Apkallu is associated with hybrid animals (24), as on the Hebrew seal 8* (if genuine), where a winged, man-faced bull Aladlammu (Human-headed winged bull) serves as a pedestal animal for a divine figure; and on 11, where an unbearded, human-faced winged lion sphinx supports the mirror-image pair of Apkallu.

Apkallu type 1, Illustration 9, Stephanie Dalley, IDD. Dalley compares this seal portrayed as illustration 9 with illustration 8 above, as "another West Semitic (or rather South Semitic) seal with this type of apkallu standing alone." For me, the indistinct head gear stands out, as does the portrayal of the poppy bulbs in the left hand.

Apkallu type 1, Illustration 9, Stephanie Dalley, IDD.
Dalley compares this seal portrayed as illustration 9 with illustration 8 above, as “another West Semitic (or rather South Semitic) seal with this type of apkallu standing alone.”
For me, the indistinct head gear stands out, as does the portrayal of the poppy bulbs in the left hand.

If genuine, 9* is another West Semitic (or rather South Semitic) seal with this type of Apkallu standing alone.

Mirror-image pairs stand on each side of a stylized sacred tree (1*, 7, 13, 24, 29, 39* ), the tree sometimes surmounted by a winged disc (11–12*).

Apkallu type 1 and type 2, Illustration 12, Stephanie Dalley, IDD.<br />  Dalley emphasizes the "winged disc" in this exemplar.<br />  This may be a case where we are programmed to expect a winged disc, but in this case, the "winged disc" appears to portray a stylized eye.<br />  To me, the winged conveyance resembles an Eye of Horus, complete with an eyebrow. I do not propose that this illustration is an Eye of Horus. I merely observe that this portrayal of the winged conveyance in this case resembles one.

Apkallu type 1 and type 2, Illustration 12, Stephanie Dalley, IDD.
Dalley emphasizes the “winged disc” in this exemplar.
This may be a case where we are programmed to expect a winged disc, but in this case, the “winged disc” appears to portray a stylized eye.
To me, the winged conveyance resembles an Eye of Horus, complete with an eyebrow. I do not propose that this illustration is an Eye of Horus. I merely observe that this portrayal of the winged conveyance in this case resembles one.

This scene is frequently attested on palace sculptures from the Northwest Palace of Assurnasirpal II (883-859 BCE) at Nimrud (6*; PALEY/SOBOLEWSKI 1987; 1991 passim). The scene is found in a location of high prestige, on a panel set behind the throne dais in the main throne room, where the king stands in mirror-image at the tree, and the winged disc is also shown.

Occasionally the winged disc is supported by a kneeling atlantid figure (14* ). Other variations include streams of water coming from the winged disc (14 *).

Apkallu type 1, illustration 14, Stephanie Dalley, IDD.  As Dalley notes, these type 1 apkallu have banduddu buckets in their left hands and appear to be gesturing with empty right hands. They are remarkable for crowns or tiaras with three horns, an indicator of divinity, or in the case of the umu-apkallu, of semi-divinity.   The central figure appears to be suspended beneath a winged disk. Unlike the apkallu, the central figure is beardless and without wings.  The wiggly lines probably portray water, flowing between what appear to be jugs.

Apkallu type 1, illustration 14, Stephanie Dalley, IDD.
As Dalley notes, these type 1 apkallu have banduddu buckets in their left hands and appear to be gesturing with empty right hands. They are remarkable for crowns or tiaras with three horns, an indicator of divinity, or in the case of the umu-apkallu, of semi-divinity.
The central figure appears to be suspended beneath a winged disk. Unlike the apkallu, the central figure is beardless and without wings.
The wiggly lines probably portray water, flowing between what appear to be jugs.

Mirror-image figures may also stand on either side of a doorway without a central motif such as a sacred tree. On the rare occasions when this type does not belong to a mirror-image arrangement, he may stand, for example, behind a man with a fly-whisk and bowl, facing the enthroned king (26).

Detail on the whisk and the cup in the hands of a priest. This bas relief is singular in its fine detail and superb preservation. The individual strands of the fly whisk are readily apparent, as is the detail of the lion headed handle beneath the hand of a beardless priest. The fingernails are clearly visible.<br />  A snake-headed handle from what appears to be a ladle is apparent in the lower hand.<br />  From Panels 2-3, Room G, Northwest Palace of Ashurnasirpal II at Nimrud.<br />  London, British Museum ANE 124564-124565.<br />  Photo: Mehmet-Ali Atac, The Mythology of Kingship in Neo-Assyrian Art, 2010, p. 99.

Detail on the whisk and the cup in the hands of a priest. This bas relief is singular in its fine detail and superb preservation. The individual strands of the fly whisk are readily apparent, as is the detail of the lion headed handle beneath the hand of a beardless priest. The fingernails are clearly visible.
A snake-headed handle from what appears to be a ladle is apparent in the lower hand.
From Panels 2-3, Room G, Northwest Palace of Ashurnasirpal II at Nimrud.
London, British Museum ANE 124564-124565.
Photo: Mehmet-Ali Atac, The Mythology of Kingship in Neo-Assyrian Art, 2010, p. 99.

The type occurs as a group of six or more clay figurines placed in brick boxes in foundations at Assur, Nimrud, and Nineveh (RITTIG 1977: passim).

Nakamura: "By burying figurines of powerful beings, the āšipu preserves an expressed belief in a present reality of supernatural power, mythological origin and divine order." As noted by Stephanie Dalley, "The type occurs as a group of six or more clay figurines placed in brick boxes in foundations at Assur, Nimrud, and Nineveh," citing Dessa Rittig as her source (Assyrisch-babylonische Kleinplastik magischer Bedeutung vom 13.-6. Jh. v. Chr. München, 1977).

Nakamura: “By burying figurines of powerful beings, the āšipu preserves an expressed belief in a present reality of supernatural power, mythological origin and divine order.”
As noted by Stephanie Dalley, “The type occurs as a group of six or more clay figurines placed in brick boxes in foundations at Assur, Nimrud, and Nineveh,” citing Dessa Rittig as her source (Assyrisch-babylonische Kleinplastik magischer Bedeutung vom 13.-6. Jh. v. Chr. München, 1977).

Ritual texts show that figurines of this type were often made of e’ru wood (WIGGERMANN 1992: 65), and thus have not survived.”

Stephanie Dalley, “Apkallu,” Iconography of Deities and Demons in the Ancient Near East (IDD), Swiss National Science Foundation, University of Zurich, 2011 (text updated 2011 and illustrations updated 2007), p. 2-3/7.

Wiggermann Defines the Lamassu

“The limited number of candidates available for identification with e’ru, libbi gišimmari and urigallu enables us to choose a denotation, even when the results of philology are not unequivocal in each case.

The sages and the lesser gods of NAss art share attributes and therefore functions: goat, sprig, greeting gesture, cone, bucket and mace. Both can occur with or without wings.

This umu-apkallū makes the iconic greeting gesture with his right hand while holding an e'ru stick in his left.  The tassels of his robe are clear around his ankles, as are bracelets just above his elbows.  Note the detail of the individually feathered wings. The rosette insignia on the e'ru and his wrist is not yet understood.  The headdress is a horned tiara, indicative of divinity.

This umu-apkallū makes the iconic greeting gesture with his right hand while holding an e’ru stick in his left.
The tassels of his robe are clear around his ankles, as are bracelets just above his elbows.
Note the detail of the individually feathered wings. The rosette insignia on the e’ru and his wrist is not yet understood. The headdress is a horned tiara, indicative of divinity.

The apkallū of the rituals share properties with some of the gods of the rituals: the šūt kakkī (II.A.3.4) hold the e’ru-stick/mace, the il bīti (II.A.3.8) greets and holds the gamlu-curved staff (attributes also of apkallū in art), the undeciphered intruders of text II Rev. 9f., probably gods since they are made of tamarisk, hold an ara gišimmari (cf. also text IV/1 ii 6’f.; held by apkallū of art), and the šūt kappī, “the winged ones”, of bīt mēseri (III.B.6) hold the e’ru and the libbi gišimmari.

The umu-apkallū at far left has his right hand raised in the iconic gesture of purification and exorcism, but no mullilu cone is present.  The banduddû bucket is present in the left hand. This umu-apkallū wears a horned tiara, indicative of divinity.  The next entity lacks wings, and so is probably not an umu-apkallū. The mace in the right hand could be an e'ru, as it is not yet clear precisely what e'ru means. I do not understand the object in his left hand.  The next entity holds a bowel and the curved staff, known as the gamlu-curved staff. While this entity wears a headdress, it is not horned, and wings are absent, suggesting that it is human rather than umu-apkallū.  The entity at far right wields a curved stick in his right hand, I am unsure how Wiggermann defines it, and I completely stumped by the object in his left hand, which appears to be a ladle.

The umu-apkallū at far left has his right hand raised in the iconic gesture of purification and exorcism, but no mullilu cone is present.
The banduddû bucket is present in the left hand. This umu-apkallū wears a horned tiara, indicative of divinity.
The next entity lacks wings, and so is probably not an umu-apkallū. The mace in the right hand could be an e’ru, as it is not yet clear precisely what e’ru means. I do not understand the object in his left hand.
The next entity holds a bowl and the curved staff, known as the gamlu-curved staff. While this entity wears a headdress, it is not horned, and wings are absent, suggesting that it is human rather than umu-apkallū.
The entity at far right wields a curved stick in his right hand, I am unsure how Wiggermann defines it, and I completely stumped by the object in his left hand, which appears to be a ladle. If I had to guess, I would surmise that the entity with the raised bowl is a king, and he is holding an offering which the figure at far right is blessing with the curved stick.

Like the (winged) gods and sages of art (Kolbe Reliefprogramme IIA, VII; above apkallū I and II) the gods of the rituals sometimes kneel (šūt kappī, III.B.6); kamsūtu, “kneeling figures”, probably gods since they are made of tamarisk in ritual II Rev. 11f., occur as well (Ritual II Rev. 11f., Text VI Col. B:25, BiOr 30 178:18).

The designations of these purifying and exorcising gods of the rituals are not names, but descriptions of function or appearance: šūt kakkī, “weapon-men”, it bīti, “god of the house”, šūt kappī, “winged ones”, kamsūtu, “kneeling ones”.

This um-apkallū holds a feather in his right hand, raised, and holds a small goat in his left hand.  The tassels on his robe are distinct, as are the bracelets on his upper arms, just above his elbows.  The headdress is unknown to me.  Wiggermann appears to favor the ür-term "lamassu" for all such apkallu figures.

This umu-apkallū holds a feather in his right hand, raised, and holds a small goat in his left hand.
The tassels on his robe are distinct, as are the bracelets on his upper arms, just above his elbows.
The headdress is unknown to me.
Wiggermann appears to favor the ür-term “lamassu” for all such apkallu figures.

Likewise the purifying and exorcising gods of art are not represented as individuals but as indistinguishable members of a group of lesser gods of similar function, holding more or less interchangeable attributes.

Although not an exorcist but an armed door keeper, the nameless god ša ištēt ammatu lān-šu, ” One Cubit” (II.A.3.5), might belong here; the winged goddess holding a bracelet (Kolbe VIII) may be a female member of the same group.

Without definite proof we propose to indentify the nameless exorcising gods of the rituals with the indistinct winged gods of the reliefs.

The “names” distinguish the members of this group according to form or function, but we ought to expect a term identifying these gods as similar lesser gods. The only term available is lamassu (also proposed by Reade BaM 10 36).

In view of the many difficulties surrounding this term (provisionally Foxvog/Heimpel/Kilmer/Spycket RiA 6 446ff.) definite proof would require a separate study.”

F.A.M. Wiggermann, Mesopotamian Protective Spirits: The Ritual Texts, STYX&PP Publications, Groningen, 1992, p. 79.

Things that Apkallu Hold

” … we present a survey of the objects in the hands of apkallū on reliefs, seals, and in the Kleinplastik. The survey is not meant to be complete. It is based on the recent treatments of Rittig (Kleinplastik), Kolbe (Reliefprogramme), and Reade (BaM 10 17ff.).

Umu-Apkallu Anthropomorphic and Winged

Lamaštu amulets:

Occasionally on Lamaštu amulets (2, 3, 5, 20 ?, 29′, 37 61) a figure wearing a shawl covering the legs, once clearly with headband (3, cf. the description RA 18 176), appears at the head or feet of the bed of the sick man, together with fish-apkallū (2, 5, 37) or alone (3, 61).

His right hands greets (2′, 3?, 5′, 61?) or holds an angular object, his left hand is placed on the bed (3, 61), on a censer (3, cf. Wiggermann apud Stol Zwangerschap en Geboorte 111) or holds a square object (37) or the bucket. He is never winged.

Frank LSS-III/3 who considered the fish-apkallū a dressed up priest, thought the second figure at the bed to be an assistant priest. Today we no longer view the fish-apkallū as priests, and accordingly the men at the bed are assistant apkallū rather than assistant priests. The “men” are clearly involved in activities similar to those of the fish-apkallū, and the texts prescribing the visual representations of beneficial supernatural powers do not offer another candidate for the identification of this apkallū-like figure than the ūmuapkallū.

Bird Apkallu and Fish Apkallu, side by side. Apkallu statuettes of this design were buried in appropriate places in the home of a Babylonian exorcist. They were believed to have prophylactic qualities, guarding the home from evil.

Bird Apkallu and Fish Apkallu, side by side. Apkallu statuettes of this design were buried in appropriate places in the home of a Babylonian exorcist. They were believed to have prophylactic qualities, guarding the home from evil.

Identification of ūmu-apkallū on reliefs:

The description and incantation of the ūmu-apkallū make it clear that they are anthropomorphic figures of human descent; the material they are made of also distinguishes them from the gods and the monsters and apkallū of non-human lineage.

That the horns of divinity are lacking in the description then is not a coincidence (as it is in the case of the il bīti). On amulets, in a context clearly defined by the bed of the sick man and the presence of fish-apkallū, only one figure is available for identification with the ûmu-apkallū (see above); this figure serves as a check on any identification of the ūmu-apkallū in the less clear context of the palace reliefs.

Umu-Apkallu, with right hand raised in greeting. The banduddu bucket is in the left hand. Later analysts focus on the rosette patterns on the headdress and bracelets of um-apkallu, and their earrings.

Umu-Apkallu, with right hand raised in greeting. The banduddu bucket is in the left hand. Later analysts focus on the rosette patterns on the headdress and bracelets of um-apkallu, and their earrings.

There is no reason why the ūmu-apkallū must appear on reliefs; the text quoted by Reade BaM 10 38i27 may have belonged to fish- or bird-apkallū (text I/7). However, the apparent bearing of our rituals on the apotropaic subject-matter of the reliefs, and more specifically the presence of the bird- and fish-apkallū, leads us to expect them.

Although ritual I/II prescribes specific attributes for each type of apkallū, the actual fish- and bird-apkallū of the Kleinplastik show that this specificity is a forced choice between a number of more or less equivalent attributes; we must not expect the ūmu-apkallū to have held only the object denoted by e’ru, whatever it is; the ūmu-apkallū of the Lamaštu amulets confirm this point.

This well-preserved bas relief retains incredible detail. The daggers carried in the Umu-Apkallu's waistband are clear, as is the rosette styling on his wristbands. The earrings are more distinct than most other examples, and the headdress appears to be of the horned-tiara type. The umu-apkallu appears to wear bracelets on his upper arms. Tassels are apparent on the fringes of his robe, as well as behind the neck.

This well-preserved bas relief retains incredible detail. The daggers carried in the Umu-Apkallu’s waistband are clear, as is the rosette styling on his wristbands. The earrings are more distinct than most other examples, and the headdress appears to be of the horned-tiara type. The umu-apkallu appears to wear bracelets on his upper arms. Tassels are apparent on the fringes of his robe, as well as behind the neck.

The banduddû, identified with certainty with the bucket, thus isolates two groups with anthropomorphic members: the (winged) figures with headband and the (winged) figures with horned tiara (we will return to them below). The other attributes of the members of both groups can be made to match the attributes of the apkallū known from the texts; the horned figures, however, must be gods, and since the apkallū are no gods, the figures with the headband should be the apkallū (so Reade BaM 10 37; differently Kolbe Reliefprogramme 14ff., cf. 41f. 47, 50).

The banduddu buckets are discernible in the left hands of these bird-apkallu statuettes.

The banduddu buckets are discernible in the left hands of these bird-apkallu statuettes.

The ūmu-apkallū of the Lamaštu-amulets confirms this identification: decisive is the headband defining this type of supernatural beings (this band with daisy-like flowers differs from the diadem with two strips of cloth pendant behind, worn by the king or the crown-prince, cf. Reade Iraq 29 46, Iraq 34 92f.).

Unfortunately the headgear of the ūmu-apkallū is described only as agê ramāni-šunu, “crowns (cut out) of their own (wood)”; agû denotes a variety of functionally similar divine or royal headgears (CAD A/1 157a).

The different dress of the apkallū of the Lamaštu amulets cannot be adduced against identification with the apkallū of the reliefs; differences in dress are attested for the bird-apkallū as well, cf. Kolbe Reliefprogramme Pl. IV/1 and 2, Iraq 33 Pl. XiVe, Rittig Kleinplastik Fig. 20ff.; ūmu-apkallū with a shawl covering the legs appear on seals (VAR 675, probably CANES 705).”

F.A.M. Wiggermann, Mesopotamian Protective Spirits: The Ritual Texts, STYX&PP Publications, Groningen, 1992, p. 73-4.

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