German | Samizdat

Gustav Doré (1832-1883), The Confusion of Tongues, 1865-68, currently held privately. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Plures linguas scire gloriosum esset, patet exemplo Catonis, Mithridates, Apostolorum.”

Comenius, Linguarum methodus novissima

“This story is a gesture of propaganda, in so far as it provided a particular explanation of the origin and variety of languages, by presenting it only as a punishment and a curse [ . . . ] Since the variety of tongues renders a universal communication among men, to say the least, difficult, that was certainly a punishment.

However, it also meant an improvement of the original creative powers of Adam, a proliferation of that force which allowed the production of names by virtue of a divine inspiration.”

J. Trabant, Apeliotes, oder der Sinn der Sprache

“Citizens of a multiform Earth, Europeans cannot but listen to the polyphonic cry of human languages. To pay attention to the others who speak their own language is the first step in order to establish a solidarity more concrete than many propaganda discourses.”

Claude Hagège, Le souffle de la langue

“Each language constitutes a certain model of the universe, a semiotic system of understanding the world, and if we have 4,000 different ways to describe the world, this makes us rich. We should be concerned about preserving languages just as we are about ecology.”

V.V. Ivanov, Reconstructing the Past

“I said at the beginning that it was the account in Genesis 11, not Genesis 10, that had prevailed in the collective imagination and, more specifically, in the minds of those who pondered over the plurality of languages.

Despite this, as Demonet has shown (1992), already by the time of the Renaissance, a reconsideration of Genesis 10 was under way, provoking, as we saw, a rethinking of the place of Hebrew as the unchanging language, immutable from the time of Babel.

We can take it that, by then, the multiplicity of tongues was probably accepted as a positive fact both in Hebrew culture and in Christian Kabbalistic circles (Jacquemier 1992). Still, we have to wait until the eighteenth century before the rethinking of Genesis 10 provokes a revaluation of the legend of Babel itself.

In the same years that witnessed the appearance of the first volumes of the Encyclopédie, the abbé Pluche noted in his La méchanique des langues et l’art de les einsegner (1751) that, already by the time of Noah, the first differentiation, if not in the lexicon at least in inflections, between one family of languages and another had occurred.

This historical observation led Pluche on to reflect that the multiplication of languages (no longer, we note, the confusion of languages) was more than a mere natural event: it was socially providential. Naturally, Pluche imagined, people were at first troubled to discover that tribes and families no longer understood each other so easily. In the end, however,

“those who spoke a mutually intelligible language formed a single body and went to live together in the same corner of the world. Thus it was the diversity of languages which provided each country with its own inhabitants and kept them there. It should be noted that the profits of this miraculous and extraordinary mutation have extended to all successive epochs.

From this point on, the more people have mixed, the more they have produced mixtures and novelties in their languages; and the more these languages have multiplied, the harder it becomes to change countries. In this way, the confusion of tongues has fortified that sentiment of attachment upon which love of country is based; the confusion has made men more sedentary.” (pp. 17-8).

This is more than the celebration of the particular “genius” of each single language: the very sense of the myth of Babel has been turned upside down. The natural differentiation of languages has become a positive phenomenon underlying the allocation of peoples to their respective territories, the birth of nations, and the emergence of the sense of national identity.

It is a reversal of meaning that reflects the patriotic pride of an eighteenth century French author: the confusio linguarum was the historically necessary point of departure for the birth of a new sense of the state. Pluche, in effect, seems to be paraphrasing Louis XIV: “L’état c’est la langue.”

In the light of this reinterpretation it is also interesting to read the objections to an international language made by another French writer, one who lived before the great flood of a posteriori projects in the late nineteenth century–Joseph-Marie Degérando, in his work, Des signes. Degérando observed that travelers, scientists and merchants (those who needed a common language) were always a minority in respect of the mass of common citizens who were content to remain at home peaceably speaking their native tongues.

Just because this minority of travelers needed a common language, it did not follow that the majority of sedentary citizens needed one as well. It was the traveler that needed to understand the natives; the natives had no particular need to understand a traveler, who, indeed, had an advantage over them in being able to conceal his thoughts from the peoples he visited (III, 562).

With regard to scientific contact, any common language for science would grow distant from the language of letters, but we know that the language of science and the language of letters influence and fortify each other (III, 570). An international language of purely scientific communication, moreover, would soon become an instrument of secrecy, from which the humble speakers of their native dialects would be excluded (III, 572).

And as to possible literary uses (and we leave Degérando the responsibility for such a vulgar sociological argument), if the authors were obliged to write in a common tongue, they would be exposed to international rivalries, fearing invidious comparisons with the works of foreign writers.

Thus it seems that for Degérando circumspection was a disadvantage for science and an advantage for literature–as it was for the astute and cultivated traveler, more learned than his native and naive interlocutors.

We are, of course, at the end of the century which produced de Rivarol‘s eulogy to the French language. Thus, although Degérando recognized that the world was divided into zones of influence, and that it was normal to speak German in areas under German political influence just as it was normal to speak English in the British Isles, he could still maintain, were it possible to impose an auxiliary language, Europe could do no better than to choose French for self-evident reasons of political power (III, 578-9).

In any case, according to Degérando, the narrow mindedness of most governments made every international project unthinkable: “Should we suppose that the governments wish to come to an agreement over a set of uniform laws for the alteration of national languages? How many times have seen governments arrive at an effective agreement over matters that concern the general interest of society?” (III, 554).

In the background is a prejudice of the eighteenth century–and eighteenth century Frenchmen in particular–that people simply did not wish to learn other tongues, be they universal or foreign. There existed a sort of cultural deafness when faced with polyglottism, a deafness that continues on throughout the nineteenth century to leave visible traces in our own; the only peoples exempt were, remarked Degérando, those of northern Europe, for reasons of pure necessity.

So diffuse was this cultural deafness that he even felt compelled to suggest provocatively (III, 587) that the study of foreign languages was not really the sterile and mechanical exercise that most people thought.

Thus Degérando had no choice but to conduce his extremely skeptical review with an eulogy to the diversity of tongues: diversity placed obstacles in the way of foreign conquerers, prevented undue mixing between different peoples, and helped each people to preserve their national character and the habits which protected the purity of their folkways.

A national language linked a people to their state, stimulated patriotism and the cult of tradition. Degérando admitted that these considerations were hardly compatible with the ideals of universal brotherhood; still, he commented, “in this age of corruption, hearts must, above all else, be turned towards patriotic sentiments; the more egotism progresses, the more dangerous it is to become a cosmopolitan” (IV, 589).

If we wish to find historical precedents for this vigorous affirmation of the profound unity between a people and their language (as a gift due to the Babelic event), we need look no farther than Luther (Declamationes in Genesim, 1527).

It is this tradition, perhaps, that also stands behind Hegel’s decisive revaluation of Babel. For him the construction of the tower is not only a metaphor for the social structures linking a people to their state, but also occasions a celebration of the almost sacred character of collective human labor.

“What is holy?” Goethe asks once in a distich, and answers: “What links many souls together.” . . . In the wide plains of the Euphrates an enormous architectural work was erected; it was built in common, and the aim and content of the work was at the same time the community of those who constructed it.

And the foundation of this social bond does not remain merely a unification on patriarchal lines; on the contrary, the purely family unity has already been superseded, and the building, rising into the clouds, makes objective to itself this earlier and dissolved unity and the realization of a new and wider one.

The ensemble of all the peoples at that period worked at this task and since they all came together to complete an immense work like this, the product of their labor was to be a bond which was to link them together (as we are linked by manners, customs, and the legal constitution of the state) by means of the excavated site and ground, the assembled blocks of stone, and the as it were architectural cultivation of the country.”

(G.W.F. Hegel, trans. T.M. Knox: 638).

In this vision, in which the tower serves as a prefiguration of the ethical state, the theme of the confusion of languages can only be interpreted as meaning that the unity of the state is not a universal, but a unity that gives life to different nations (“this tradition tells us that the peoples, after being assembled in this one center of union for the construction of such a work, were once again dispersed and separated from each other”).

Nevertheless, the undertaking of Babel was still a precondition, the event necessary to set social, political and scientific history in motion, the first glimmerings of the Age of Progress and Reason. This is a dramatic intuition: to the sound of an almost Jacobin roll of muffled drums, the old Adam mounts to the scaffold, his linguistic ancien régime at an end.

And yet Hegel’s sentence did not lead to a capital punishment. The myth of the tower as a failure and as a drama still lives today: “the Tower of Babel […] exhibits an incompleteness, even an impossibility of completing, of totalizing, of saturating, of accomplishing anything which is in the order of building, of architectural construction” (Derrida 1980: 203).

One should remark that Dante (DVE, I, vii) provided a “technological” version of the confusio linguarum. His was the story not so much of the birth of the languages of different ethnic groups as of the proliferation of technical jargons: the architects had their language while the stone bearers had theirs (as if Dante were thinking of the jargons of the corporations of his time).

One is almost tempted to find here a formulation, ante litteram to say the least, of the idea of the social division of labor in terms of a division of linguistic labor.

Somehow Dante’s hint seems to have journeyed through the centuries: in his Histoire critique du Vieux Testament (1678), Richard Simon wondered whether the confusion of Babel might not have arisen from the fact that, when the workmen came to give names to their tools, each named them in his own way.

The suspicion that these hints reveal a long buried strand in the popular understanding of the story is reinforced by the history of iconography (cf. Minkowski 1983).

From the Middle Ages onwards, in fact, in the pictorial representations of Babel we find so many direct or indirect allusions to human labor–stonemasons, pulleys, squared building stones, block and tackles, plumb lines, compasses, T-squares, winches, plastering equipment, etc.–that these representations have become an important source of our knowledge of medieval building techniques.

And how are we to know whether Dante’s own suggestion might not have arisen from the poet’s acquaintance with the iconography of his times?

Towards the end of the sixteenth century, the theme of Babel entered into the repertoire of Dutch artists, who reworked it in innumerable ways (one thinks, of course, of Bruegel), until, in the multiplicity of the number of tools and construction techniques depicted, the Tower of Babel, in its robust solidity, seemed to embody a secular statement of faith in human progress.

By the seventeenth century, artists naturally began to include references to the latest technical innovations, depicting the “marvelous machines” described in a growing number of treatises on mechanical devices.

Even Kircher, who could hardly by accused of secularism, was fascinated by the image of Babel as a prodigious feat of technology; thus, when Father Athanasius wrote his Turris Babel, he concentrated on its engineering, as if he were describing a tower that had once been a finished object.

In the nineteenth century, the theme of Babel began to fall from use, because of a lesser interest in the theological and linguistic aspects of the confusio: in exchange, in the few representations of the event, “the close up gave way to the “group,” representing “humanity,” whose inclination, reaction, or destiny was represented against the background of the “Tower of Babel.”

In these dramatic scenes the focus of the representation is thus given by human masses” (Minkowski 1983: 69). The example that readily springs to mind is in Doré’s illustrated Bible.

By now we are in the century of progress, the century in which the Italian poet, Carducci, celebrated the steam engine in a poem entitled, significantly, Hymn to Satan.

Hegel had taught the century to take pride in the works of Lucifer. Thus the gesture of the gigantic figure that dominates Doré’s engraving is ambiguous. While the tower projects dark shadows on the workmen bearing the immense blocks of marble, a nude turns his face and extends his arm towards a cloud-filled sky.

Is it defiant pride, a curse directed towards a God who has defeated human endeavors? Whatever it is, the gesture certainly does not signify humble resignation in the face of destiny.

Genette has observed (1976: 161) how much the idea of confusio linguarum appears as a felix culpa in romantic authors such as Nodier: natural languages are perfect in so far as they are many, for the truth is many-sided and falsity consists in reducing this plurality into a single definite unity.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 337-44.

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August 22, 2016

Eco: Theoretical Objections and Counter-objections

Projet_d'éléments_d'idéologie_par_le_[...]Destutt_de_bpt6k10455061

Antoine-Louis-Claude Destutt de Tracy (1754-1836), Projet d’éléments d’idéologie, Paris, 1801. This copy in the Bibliothèque nationale de France. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“A fundamental objection that can be applied to any of the a posteriori projects generically is that they can make no claim to having identified and artificially reorganized a content system.

They simply provide an expression system which aims at being easy and flexible enough to express the contents normally expressed in a natural language. Such a practical advantage is also a theoretical limit. If the a priori languages were too philosophical, their a posteriori successors are not philosophical enough.

The supporters of an IAL have neither paid attention to the problem of linguistic relativism, nor ever been worried by the fact that different languages present the world in different ways, sometimes mutually incommensurable.

They have usually taken it for granted that synonymous expressions exist from language to language, and the vast collection of books that have been translated into Esperanto from various of the world’s languages is taken as proof of the complete “effability” of this language (this point has been discussed, from opposite points of view, by two authors who are both traditionally considered as relativist, that is, Sapir and Whorf—cf. Pellerey 1993: 7).

To accept the idea that there is a content system which is the same for all languages means, fatally, to take surreptitiously for granted that such a model is the western one. Even if it tries to distance itself in certain aspects from the Indo-European model, Esperanto, both in its lexicon and in its syntax, remains basically an Indo-European tongue.

As Martinet observed, “the situation would have been different if the language had been invented by a Japanese” (1991: 681).

One is free to regard all these objections as irrelevant. A theoretical weak point may even turn out to be a practical advantage. One can hold that linguistic unification must, in practice, accept the use of the Indo-European languages as the linguistic model (cf. Carnap in Schlipp 1963:71).

It is a view that seems to be confirmed by actual events; for the moment (at least) the economic and technological growth of Japan is based on Japanese acceptance of an Indo-European language (English) as a common vehicle.

Both natural tongues and some “vehicular” languages have succeeded in becoming dominant in a given country or in a larger area mainly for extra-linguistic reasons. As far as the linguistic reasons are concerned (easiness, economy, rationality and so on), there are so many variables that there are no “scientific” criteria whereby we might confute the claim of Goropius Becanus that sixteenth century Flemish was the easiest, most natural, sweetest and most expressive language in the entire universe.

The predominate position currently enjoyed by English is a historical contingency arising from the mercantile and colonial expansion of the British Empire, which was followed by American economic and technological hegemony.

Of course, it may also be maintained that English has succeeded because it is rich in monosyllables, capable of absorbing foreign words and flexible in forming neologisms, etc.: yet had Hitler won World War II and had the USA been reduced to a confederation of banana republics, we would probably today use German as a universal vehicular language, and Japanese electronics firms would advertise their products in Hong Kong airport duty-free shops (Zollfreie Waren) in German.

Besides, on the arguable rationality of English, and of any other vehicular language, see the criticism of Sapir (1931).

There is no reason why an artificial language like Esperanto might not function as an international language, just as certain natural languages (such as Greek, Latin, French, English, Swahili) have in different historical periods.

We have already encountered in Destutt de Tracy an extremely powerful objection: a universal language, like perpetual motion, is impossible for a very “peremptory” reason: “Even were everybody on earth to agree to speak the same language from today onwards, they would rapidly discover that, under the influence of their own use, the single language had begun to change, to modify itself in thousands of different ways in each different country, until it produced in each a different dialect which gradually grew away from all the others” (Eléments d’idéologie, II, 6, 569).

It is true that, just for the above reasons, the Portuguese of Brazil today differs from the Portuguese spoken in Portugal so much that Brazilian and Portuguese publishers publish two different translations of the same foreign book, and it is a common occurrence for foreigners who have learned their Portuguese in Rio to have difficulty understanding what they hear on the streets of Lisbon.

Against this, however, one can point out the Brazilians and Portuguese still manage to understand each other well enough in practical, everyday matters. In part, this is because the mass media help the speakers of each variety to follow the transformations taking place on the other shore.

Supporters of Esperanto like Martinet (1991: 685) argue that it would be, to say the least, naive to to suppose that, as an IAL diffused into new areas, it would be exempt from the process through which languages evolve and split up into varieties of dialects.

Yet in so far as an IAL remained an auxiliary language, rather than the primary language of everyday exchange, the risks of such a parallel evolution would be diminished.

The action of the media, which might reflect the decisions of a sort of international supervisory association, could also contribute to the establishment and maintenance of standards, or, at least, to keeping evolution under control.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 330-2.

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August 14, 2016

Eco: The Babel of A Posteriori Languages

Giuseppe Peano (1858-1932), Italian mathematician, circa 1910. Photographer unknown. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Among the international artificial languages, the project that was presented in 1734 under the pseudonym of Carpophorophilus probably takes the prize for seniority; the next was Faiguet’s Langue Nouvelle; after this, in 1839, was the Communicationssprache of Schipfer. After these, there came a tide of IALs in the nineteenth century.

If one takes samples from a number of systems, a set of family resemblances soon appears. There is usually a prevalence of Latin roots plus a fair distribution of roots derived from other European languages.

In this way, the speakers of any one of the major European languages will always have the impression of being in, at least partially, familiar territory:

“Me senior, I sende evos un grammatik e un verb-bibel de un nuov glot nomed universal glot. (Universal sprache, 1868).

Ta pasilingua era una idioma per tos populos findita, una lingua qua autoris de to spirito divino, informando tos hominos zu parlir, er creita. (Pasilingua, 1885).

Mesiur, me recipi-tum tuo epistola hic mane gratissime. (Lingua, 1888).

Con grand satisfaction mi ha lect tei letter [ . . . ] Le possibilità de un universal lingue pro la civilisat nations ne esse dubitabil. (Mondolingue, 1888).

Me pen the liberté to ecriv to you in Anglo-Franca. Me have the honneur to soumett to yoùs inspection the prospectus of mès object manufactured. (Anglo-Franca, 1889).

Le nov latin non requirer pro la sui adoption aliq congress. (Nov Latin, 1890).

Scribasion in idiom neutral don profiti sekuant in komparision ko kelkun lingu nasional. (Idiom Neutral, 1902).”

In 1893 there even appeared an Antivolapük which was really an anti-IAL: it consisted of nothing but a skeletal universal grammar which users were invited to complete by adding lexical items from their own language; for example:

French-international: IO NO savoir U ES TU cousin . . .

English-international: IO NO AVER lose TSCHE book KE IO AVER find IN LE street.

Italian-international: IO AVER vedere TSCHA ragazzo e TSCHA ragazza IN UN strada.

Russian-international: LI dom DE MI atijez E DE MI djadja ES A LE ugol DE TSCHE ulitza.

Of like perversity was Tutonisch (1902), an international language only comprehensible to German speakers (or, at most, to speakers of Germanic languages like English).

Thus the opening of the Lord’s Prayer sounds like this: “vio fadr hu be in hevn, holirn bi dauo nam.” The author was later merciful enough to provide Romance-language speakers with a version of their own, so that they too might pray in Tutonisch: “nuo opadr, ki in siel, sanktirn bi tuo nom.”

If our story seems to be taking a turn for the ridiculous, it is due less to the languages themselves (which taken one by one are frequently well done) than to an inescapable “Babel effect.”

Interesting on account of its elementary grammar, the Latino Sine Flexione of the great mathematician and logician Giuseppe Peano (1903) was wittily designed. Peano had no intention of creating a new language; he only wanted to recommend his simplified Latin as a written lingua franca for international scientific communication, reminiscent of the “laconic” grammars of the Encyclopédie.

Peano stripped Latin of its declensions, with, in his own words, the result that: “Con reductione qui praecede, nomen et verbo fie inflexible; toto grammatica latino evanesce.”

Thus, no grammar (or almost no grammar) and a lexicon from a well-known language. Yet this result tended perhaps to encourage pidgin Latin. When an English contributor wished to write for one of the mathematical journals which, under the influence of Peano, accepted articles in Latino Sine Flexione, he naturally retained the modal future; thus he translated, “I will publish” as me vol publica.

The episode is not only amusing: it illustrates the possibility of an uncontrolled development. As with other international languages, Latino Sine Flexione depended less upon its structural merits than on establishing a consensus in its favor. Failing to achieve this, it became another historical curiosity.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 321-4.

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August 9, 2016

Eco: The Mixed Systems

Johann Martin Schleyer (1831-1912), a drawing of the creator of Volapük by Theodor Mayerhofer (1855-1941) in Sigmund Spielmann, Volapük- Almanach für 1888, Leipzig. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Volapük was perhaps the first auxiliary language to become a matter of international concern. It was invented in 1879 by Johann Martin Schleyer, a German Catholic priest who envisioned it as an instrument to foster unity and brotherhood among peoples.

As soon as it was made public, the language spread, expanding throughout south Germany and France, where it was promoted by Auguste Kerkhoffs. From here it extended rapidly throughout the whole world.

By 1889 there were 283 Volapükist clubs, in Europe, America and Australia, which organized courses, gave diplomas and published journals. Such was the momentum that Schleyer soon began to lose control over his own project, so that, ironically, at the very moment in which he was being celebrated as the father of Volapük, he saw his language subjected to “heretical” modifications which further simplified, restructured and rearranged it.

Such seems to be the fate of artificial languages: the “word” remains pure only if it does not spread; if it spreads, it becomes the property of the community of its proselytes, and (since the best is the enemy of the good) the result is “Babelization.”

So it happened to Volapük: after a few short years of mushroom growth, the movement collapsed, continuing in an almost underground existence. From its seeds, however, a plethora of new projects were born, like the Idiom Neutral, the Langue Universelle of Menet (1886), De Max’s Bopal (1887), the Spelin of Bauer (1886), Fieweger’s Dil (1887), Dormoy’s Balta (1893), and the Veltparl of von Arnim (1896).

Volapük was an example of a “mixed system,” which, according to Couturat and Leau, followed the lines sketched out by Jacob von Grimm. It resembles an a posteriori language in the sense that it used as its model English, as the most widely spread of all languages spoken by civilized peoples (though, in fact, Schleyer filled his lexicon with terms more closely resembling his native German).

It possessed a 28 letter alphabet in which each letter had a unique sound, and the accent always fell on the final syllable. Anxious that his should be a truly international language, Schleyer had eliminated the sound r from his lexicon on the grounds that it was not pronounceable by the Chinese–failing to realize that for the speakers of many oriental languages the difficulty is not so much pronouncing r as distinguishing it from l.

Besides, the model language was English, but in a sort of phonetic spelling. Thus the word for “room” was modeled on English chamber and spelled cem. The suppression of letters like the r sometimes introduced notable deformations into many of the radicals incorporated from the natural languages.

The word for “mountain,” based on the German Berg, with the r eliminated, becomes bel, while “fire” becomes fil. One of the advantages of a posteriori language is that its words can recall the known terms of a natural language: but bel for a speaker of a Romance language would probably evoke the notion of beautiful (bello), while not evoking the notion of mountain for a German speaker.

To these radicals were added endings and other derivations. In this respect, Volapük followed an a priori criterion of rationality and transparency. Its grammar is based upon a declensional system (“house:” dom, doma, dome, domi, etc.).

Feminine is derived directly from masculine through an invariable rule, adjectives are all formed with the suffix –ik (if gud is the substantive “goodness,” gudik will be the adjective “good”), comparatives were formed by the suffix –um, and so on.

Given the integers from 1 to 9, by adding an s, units of ten could be denoted (bal = 1, bals = 10, etc.). All words that evoke the idea of time (like today, yesterday, next year) were prefixed with del-; all words with the suffix –av denoted a science (if stel = “star,” then stelav = “astronomy”).

Unfortunately, these a priori criteria are used with a degree of arbitrariness: for instance, considering that the prefix lu– always indicates something inferior and the term vat means “water;” there is no reason for using luvat for “urine” rather than for “dirty water.” Why is flitaf (which literally means “flying animal”) used for “fly” and not for “bird” or “bee?”

Couturat and Leau noted that, in common with other mixed systems, Volapük, without claiming to be a philosophical language, still tried to analyze notions according to a philosophical method.

The result was that Volapük suffered from all the inconveniences of the a priori languages while gaining none of their logical advantages. It was not a priori in that it drew its radicals from natural languages, yet it was not a posteriori, in so far as it subjected these radicals to systematic deformations (due to an a priori decision), thus making the original words unrecognizable.

As a result, losing all resemblance to any natural language, it becomes difficult for all speakers, irrespective of their original tongue. Couturat and Leau observe that mixed languages, by following compositional criteria, form conceptual agglutinations which, in their awkwardness and their primitiveness, bear a resemblance to pidgin languages.

In pidgin English, for example, the distinction between a paddle wheeler and a propeller-driven steam boat is expressed as outside-walkee-can-see and inside-walkee-no-can-see.

Likewise, in Volapük the term for “jeweler” is nobastonacan, which is formed from “stone” + “merchandise” + “nobility.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 319-21.

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July 27, 2016

Eco: Eighteenth Century Projects, 2

François de Salignac de la Mothe-Fénelon, aka François Fénelon (1651-1715), frontispiece and title page of the 1715 English translation of Les Aventures de Télémaque, The Adventures of Telemachus, first published in French in 1699. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Even though the primitives were no longer such, they remained a compositional criterion. For instance, given in first position the letter a, which refers to grammar, the depending letters have a mere distinctive value and refer back to grammatical sub-categories.

A third and final letter specifies a morphological termination or other derivation. Thus a list of terms is derived: ava (grammar), ave (letter), alve (vowel), adve (consonant) and so on. The expressions function like a chemical formula, which synthetically reveals the internal composition of its content, and like a mathematical expression in that the system attributes to each letter a value determined by its position.

Nevertheless, this theoretical perspicuity is bought at a dear price because, in practice, the lexicon becomes obsessively monotonous.

Equally, the Pasigraphie of De Maimieux institutes a graphic code of twelve characters that can be combined according to fixed rules. Each combination expresses a definite thought (the model is the Chinese character).

Other characters are placed on the outside of the “body” of the word to modify the central idea. The body of the word can contain three, four or five characters. Words of only three characters signify either “pathetic” terms or connectives linking parts of discourse, and are classified in an indicule.

Words of four characters stand for ideas in practical life (like friendship, kinship, business), and are classified in petit nomenclateur. Five character words concern categories such as art, religion, morality, science and politics, and are classified in a grand nomenclateur.

None of these categories is primitive; they have rather been isolated in terms of common sense as the most manageable way of subdividing contemporary knowledge. De Maimieux went so far as to admit that he had not sought for an absolute ordering but rather any ordering whatsoever, fût-il mauvais (p. 21).

The system, unfortunately, provides no way of eliminating synonyms; they are constitutional, and De Maimieux only says how to identify them. In fact, every expression in the pasigraphy can be connected not to a single meaning but to three or four different contents.

These different meanings can be distinguished according to the position of the characters on a sort of pentagram. This method imposes no small amount of tedium on the reader, who, as the characters display no iconic similarity with their content, is continually forced to consult the indicule, the petit nomenclateur or the grand nomenclateur, depending on the length of the expression.

Thus, to give an example, if we run across a five letter syntagm, we must seek first in the grand nomenclateur

“the class that begins with the first character of the term. Inside this class, we seek for the framework listing the second character of the term. Inside this framework, we seek for the column containing the third character of the term. Finding the right column, we seek the section (tranche) with the fourth character of the term.

Finally, within this section we seek the line containing the fifth character. At this point we will discover that, as the meaning, we have found a line listing four verbal words; it will then be necessary to observe which of the characters in the pasigraphic term is graphically tallest in order to determine which of the four possible words is the one corresponding to the term.” (Pellerey 1992a: 104).

A real piece of drudgery, though not enough to dampen the ardor of the project’s enthusiasts, who, starting with the abbé Sicard and finishing with various contemporary reviewers wishing to favor the diffusion of the system, entered into pasigraphic correspondence with each other and with De Maimieux, who even composed pasigraphic poetry.

De Maimieux spoke of his pasigraphy as an instrument for checking the accuracy of translations. Many theories of translation, in fact, presuppose the existence of a “parameter language” with which one can control the correct correspondence between the original text and the translated one.

De Maimieux aimed at proposing a supposedly neutral metalanguage which could track the correspondence between expressions in System A and those in system B. What was never placed in discussion was the fact that the content of this metalanguage was structured along the lines of Indo-European languages, and of French in particular.

As a consequence we have “the immense drama of ideography: it can identify and describe its contents, which are supposedly ideas or notions in themselves, only by naming them with words from a natural language–a supreme contradiction for a project created expressly to eliminate verbal languages.” (Pellerey 1992a: 114).

As can be seen, neither in technique nor in underlying ideology have we advanced very far from the time of Wilkins.

This disingenuousness is carried to paroxysms in the Palais de soixante-quatre fenêtres [ . . . ] ou l’art d’écrire toutes les langues du monde comme on les parle (1787, by the Swiss writer J.P. De Ria.

(Editorial note: Eco writes “De Ria,” yet Google returns “Jean-Pierre Deriaz” as the author of the work, and beautifully offers the 1787 document as a free eBook. Thank you, Google. Yet, history must agree with Eco, as the title page depicts the author as “J.P. De Ria,” as Eco attests.).

Despite its pretentious title, the book is nothing but a manual of phonetics or, perhaps, a proposal for the orthographic reform of French, written in a febrile, quasi-mystic style.

It is not in the least clear how the reform could be applied to all the languages of the world (it would, for example, be particularly inapplicable to English phonetics); but this is an unimaginable question for the author.

Returning to De Maimieux, the flexibility displayed in his choice of the pseudo-primitives seems to associate his project with the empiricist tendencies of the Encyclopédie; yet, once they were chose, his belief in them, and the self-confidence with which he sought to impose them on everyone else, still reflected the rationalist temperament.

In this respect, it is interesting to note that De Maimieux sought to provide for the rhetorical use of his language and the possibility of oratory: we are, of course, in a time of eloquence where the life or death of a revolutionary faction might depend on its ability to sway its audience by the force of its words.

Where the a priori linguists of the eighteenth-century were most critical of their predecessors, however, was in the matter of grammar. All were inspired by the “laconic” ideal proposed in the Encyclopédie.

In the grammar of De Maimieux, the number of grammatical categories originally projected by Faiguet is somewhat amplified; in the case of Delormel, however, the grammar is so laconic that Couturat and Leau (1903: 312), who spend long chapters describing other systems, liquidate his in a page and a half (Pellerey’s treatment is more accurate and generous; 1992a: 125).

Hourwitz, whose project remains akin to the seventeenth century polygraphies, produced a grammar that was, perhaps, the most laconic of all: one declension, one conjugation for verbs; the verbs were to be expressed in the infinitive with a few additional signs that specify tense and mood.

The tenses themselves were reduced to a system of three steps from the present, either backwards or forwards in time: thus A 1200 means “I dance;” A/1200 means “I have danced;” A 1200/ means “I will dance.”

If the grammar was made laconic, it followed that the syntax needed to be drastically simplified as well; Hourwitz proposed retaining the direct word order of French. In this respect, the relevance of Count Antoine de Rivarol’s pamphlet, De l’universalité de la langue française (1784), becomes apparent.

What was the need for a universal language, asked the count, when a perfect language existed already? The language was, of course, French. Apart from its intrinsic perfection, French was already an international language; it was the language most diffused in the world, so much that it was possible to speak of the “French world” just as, in antiquity, one could speak of the “Roman world.” (p. 1).

According to de Rivarol, French possessed a phonetic system that guaranteed sweetness and harmony, as well as a literature incomparable in its richness and grandeur; it was spoken in that capital city which had become the “foyer des étincelles répandues chez tous les peuples” (p. 21).

In comparison with French all other languages paled: German was too guttural, Italian too soft, Spanish too redundant, English too obscure. Rivarol attributed the superiority of French to its word order: first subject, then verb, and last object. This word order mirrored a natural logic which was in accordance with the requirements of common sense.

This common sense is, however, linked to the higher activity of our minds: for if we were to base our syntactical order on the order of our perceptions, it is plain that we would start with the object, which first strikes our senses.

The polemical reference to the sensationalism of Condillac is evident when de Rivarol asserts that, if other people, speaking in other tongues, had abandoned the natural, direct word order, it was because they had let their passions prevail over their intellect (p. 25-6).

This retreat from natural reason, moreover, was responsible for the syntactic inversion that had provoked the confusions and ambiguities prevalent in natural languages other than French. Naturally, those languages which tried to compensate for their lack of direct word order with declensions were among the most confused of all.

We might bear in mind that, even though, in 1784, while he was writing his pamphlet, de Rivarol was an habitué of Enlightenment circles, after the advent of the revolution, he revealed himself to be a conservative legitimist.

To a man so spiritually tied to the ancien régime, the philosophy and linguistics of the sensationalists may (quite justifiably) have appeared as a harbinger of an intellectual revolution which emphasized the passions as the fundamental force motivating humanity.

If this were the case, then “the direct word order acquires the value of an instrument of protection [ . . . ] against the inflammatory style of the public orators who, in a few short years, would be preaching revolution and manipulating the masses.” (Pellerey 1992a: 147).

Yet what really characterized the eighteenth century debate was the desire not so much to simplify grammar as to show that there existed a natural and normal grammar, universally present in all human languages. This grammar is not, however, manifestly apparent; it must be sought instead beneath the surface of human languages, all of which are, in some degree or other, derivations from it.

As can be seen, we have returned to the ideal of a universal grammar, only now one is trying to identify it by reducing every existing language to its most laconic form.

Attentive as we have been throughout this story to the issue of side-effects, we ought here to note that without this eighteenth century intuition of an original, laconic grammar, our contemporary notions of generative and transformational grammar would be quite inconceivable, even if their origins are usually traced back to the Cartesianism of Port Royal.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 296-302.

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July 9, 2016

Eco: Francis Lodwick

Francis Lodwick (1619-1694), eight verses from the first chapter of the Gospel of St. John in Francis Lodwick’s common writing, next to the numerical key composed for it. A Common Writing, London, 1647. Museum of the History of Science, University of Oxford. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Lodwick wrote before either Dalgarno or Wilkins, both of whom had thus the opportunity to know his work. Salmon (1972: 3) defines him as the author of the first attempt to construct a language in universal character. His first work, A Common Writing, appeared in 1647; The Groundwork or Foundation Laid (or So Intended) for the Framing of a New Perfect Language and a Universal Common Writing dates from 1652.

Lodwick was not a learned man–no more than a merchant, as he humbly confessed. Though, in his Ars signorum, Dalgarno praised Lodwick for his endeavors, he was unable to hold back the supercilious observation that he did not possess the force adequate so such an undertaking, being a man of the arts, born outside of the Schools (p. 79).

In his writings, Lodwick advanced a number of proposals, some more fruitful than others, on how to delineate a language that would both facilitate commercial exchange and permit the easy acquisition of English.

His ideas, moreover, changed over time, and he never managed to design a complete system. None the less, certain of what appears in the most original of his works (A Common Writing, hardly thirty pages long) reveals him as striking off in a direction very different from other authors of his time, making him a precursor of certain trends of contemporary lexical semantics.

In theory, Lodwick’s project envisioned the creation of a series of three numbered indexes; the purpose of these was to refer English words to the character and these to its words. What distinguished Lodwick’s conception from those of the polygraphers, however, was the nature of its lexicon.

Umberto Eco, The Search for the Perfect Language, Figure 13.1, p. 261.

Lodwick’s idea was to reduce the number of terms contained in the indexes by deriving as many of them as possible from a finite number of primitives which express actions. Figure 13.1 shows how Lodwick chooses a conventional character (a sort of Greek delta) to express the action of drinking; then, by adding to this radix different grammatical marks, makes the different composite characters express ideas such as the actor (he who drinks), the act, the object (that which is drunk), the inclination (the drunkard), the abstraction, and the place (the drinking house, or tavern).

From the time of Aristotle up until Lodwick’s own day, names of substances had invariably been the basis upon which a structure of classification had been erected. Lodwick’s original contribution, however, was to commence not with substantives but with verbs, or schemes of actions, and to populate these schemes with roles–what we would now call actants–such as agent, object, place and so on.

Lodwick designed his characters to be easily recognized and remembered: as we have seen, to drink was specified by a sort of Greek delta, while to love was a sort of L. The punctuation and added notes are vaguely reminiscent of Hebrew. Finally, as Salmon suggests, Lodwick probably took from contemporary algebra the idea of substituting letters for numbers.

In order to set up his finite packet of radicals Lodwick devised a philosophical grammar in which even grammatical categories expressed semantic relations. Derivatives and morphemes could thus become, at the same time, criteria of efficiency to reduce each grammatical category further to a component of action.

By such means the number of characters became far small than the words of a natural language found in a dictionary, and Lodwick endeavored to reduce this list further by deriving his adjectives and adverbs from the verbs.

From the character to love, for example, he derived not only the object of the action (the beloved) but also its mode (lovingly); by adding a declarative sign to the character to cleanse, he asserted that the action of cleansing has been performed upon the object–thereby deriving the adjective clean.

Lodwick realized, however, that many adverbs, prepositions, interjections and conjunctions were simply not amenable to this sort of derivation; he proposed representing these as notes appended to the radicals. He decided to write proper names in natural languages.

He was embarrassed by the problem of “natural kinds” (let us say, names of substances like cat, dog, tree), and resigned himself to the fact that, here, he would have to resort to a separate list. But since this decision put the original idea of a severely limited lexicon in jeopardy, he tried to reduce the list of natural kinds as much as possible, deciding that terms like hand, foot or land could be derived from actions like to handle, to foot or to land.

In other cases, he resorted to etymology, deriving, for instance, king from the archaic radical to kan, claiming that it meant both to know and to have power to act. He pointed out that Latin rex was related to the verb regere, and suggested that both the English king and the German emperor might be designated by a simple K followed by the name of the country.

Where he was not able to find appropriate verbal roots, he tried at least to reduce as many different sounds as possible to a single root. He thus reduced the names for the young of animals–child, calfe, puppy, chikin–to a single root.

Moreover, Lodwick thought that the reduction of many lexical items to a unique radical could also be performed by using analogies (seeing as analogous to knowing), synonymy (to lament as a synonym of to bemoane), opposition (to curse as the opposite of to bless), or similarities in substance (to moisten, to wet, to wash and even to baptize are all reduced to moisture).

All these derivations were to be signaled by special signs. Wilkins had had a similar idea when proposing the method of transcendental particles, but it seems that Lodwick’s procedure was less ambiguous.

Lodwick barely sketched out his project; his system of notation was cumbersome; nevertheless (with a bare list of sixteen radicals–to be, to make, to speake, to drinke, to love, to cleanse, to come, to begin, to create, to light, to shine, to live, to darken, to comprehend, to send and to name), he managed to transcribe the opening of the gospel of St. John (“In the Beginning was the Word, and the Word was with God . . .”).

Beginning was derived of course from to begin, God from to be, Word from to speake, and so on (the idea of all things is derived from to create).

Just as the polygraphers had taken Latin grammar as a universal model, so Lodwick did the same for English–though his English grammatical categories still reflected the Latin model. Nevertheless he succeeded in avoiding certain limits of the Aristotelian classification of substances, because no previous tradition obliged him to order an array of actions according to the rigid hierarchical schema requested by a representation of genera and species.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 260-3.

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June 28, 2016

Eco: Comenius

Jan Amos Comenius (1592-1670), Labyrinth of the World and Paradise of the Heart, the initial version was completed in 1623, while the first edition was published in 1631. The entire work is posted in an electronic edition. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“The British quest was also influenced by the presence of Comenius (Jan Amos Komensky). In fact Comenius was a member of the Bohemian Brotherhood, a mystic branch of Hussite reformers, and he played a role–albeit a polemical one–in the Rosicrucian story (cf. his Labyrinth of the World, 1623, in Czech).

Thus he was inspired by religious ideals which were alien to the scientific purposes of the English milieu. On this complex cultural geography see Yates (1972, 1979): one is really facing a web of different projects, at once similar and antithetical, in which the search for a perfect language was but a single aspect (see Rossi 1960; Bonerba 1992; Pellerey 1992a: 41-9).

Comenius‘ aspirations must be seen in the framework of the tradition of pansophia, yet his pansophic aims were influenced by educational preoccupations. In his Didactica magna of 1657, he proposed a scheme for reforming teaching methods; for, as he observed, a reform in the education of the young formed the basis upon which any subsequent political, social and religious reform must be built.

It was essential that the teacher furnish the learners with a set of images that would stamp themselves indelibly on their imaginations. This meant placing what is visible before the eyes, what is audible before the ears, what is olfactory before the nose, gustatory before the tongue, and tactical before the touch.

In an earlier manual for the teaching of Latin, Janua linguarum, written in 1631, Comenius was first of all concerned that the learner should have an immediate visual apprehension of what was being spoken of.

Equally he was concerned that the images and notions that the learner was studying in the Latin lexicon be arranged in a certain logical order.

Thus lessons progressed from the creation of the world to the elements, to the mineral, vegetable and animal kingdoms, etc.

By the time of the Didactica magna Comenius had begun to rearrange his notions according to the suggestions of Bacon. In 1658 there appeared the Orbis sensualium pictus quadrilinguis, which represented his attempt to present a figured nomenclature which would include the fundamental things of the world together with human actions.

So important were the images that Comenius delayed publication until he was able to obtain satisfactory engravings that were not mere ornaments, but bore an iconic relation with the things represented, for which the verbal names appeared as nothing but titles, explanations and complements.

This manual was prefaced by an alphabet in which every letter was associated with the image of a particular animal whose voice recalled the sound of the letter–so that the result resembles Harsdörffer’s onomatopoetic fantasies concerning the sounds of German.

Therefore the image of a crow is commented by “Die Krähe krächzet, cornix cornicatur, la cornacchia gracchia, la corneille gazoüille,” or, for a snake, “Die Schlange zischtet, Serpens sibilat, il Serpe fsschia [sic], le Serpent siffle.”

Comenius was a severe critic of the defects of natural languages. In his Pansophiae Christianae liber III (1639-40), he advocated a reform that would eliminate the rhetorical and figurative use of words, which he regarded as a source of ambiguity.

The meaning of words should be fixed, he demanded, with one name for each thing, thus restoring words to their original meanings.

In 1668, in the Via lucis, Comenius offered prescriptions for the creation of an artificial universal language. By now, pansophy was more than an educational method; it was a utopian vision in which a world council was supposed to create the perfect state along with its perfect philosophical language, the Panglossia.

It is interesting to consider that Comenius had in fact written this work before 1641, when, after wandering through the whole of Europe in the course of the Thirty Years War, he had taken refuge in London.

Via lucis certainly circulated, in manuscript form, in the English milieu at that time (see, for example, Cram 1989).

Although Comenius was never to construct his new language in extenso, he had broached the idea of a universal tongue which had to overcome the political and structural limitations of Latin.

The lexicon of the new language would reflect the composition of reality and in it every word should have a definite and univocal meaning, every content should be represented by one and only one expression, and the contents were not supposed to be products of fancy, but should represent only every really existing thing, no more and no less (see Pellerey 1992a: 48).

Thus, on one side we have a utopian thinker, inspired by Rosicrucian ideals, whose goal was to discover a pansophy which aimed at picturing the unmoving and harmonical connection of every element of the creation, so as to lead the human mind to an unceasing quest for God; on the other side, rejecting the possibility of rediscovering the original perfect language, and looking, for educational purposes, for an easy artificial method, Comenius became the forerunner of that search for an a priori philosophical language that would later be implemented by English utopian thinkers whose inspiration was more scientific than theological or mystical.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 214-6.

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June 24, 2016

Eco: Kircher’s Polygraphy

Kircher, the Steganographic Ark, from Polygraphia Nova, p. 130

Athanasius Kircher (1602-80), the steganographic ark, Polygraphia nova et universalis ex combinatoria arte detecta, 1663. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Kircher wrote his Polygraphia nova et universalis ex combinatoria arte detecta in 1663, several years after his early works on Egypt and hieroglyphics, but he was concerned with the problem of universal writing from the beginning of the decade, and it seems evident that he was at the same time fascinated by the hieroglyphic mysteries and the polygraphic publicity.

It is also significant that in this same volume Kircher designed not only a polygraphy, or international language open to all, but also, in the wake of Trithemius, a steganography, or secret language in which to cipher messages.

What (at the end of the previous chapter) seemed to us a contradiction appeared to Kircher rather as a natural connection. He cited, at the outset, an Arab proverb: if you have a secret, hide it or reveal it (“si secretum tibi sit, tege illud, vel revela“).

Such a decision was not so obvious, after all, since in his works on Egyptology Kircher had chosen a “fifty-fifty solution,” saying something by concealing it, alluding without revealing.

Finally, the second part of the title of Kircher’s work reveals that, in designing his polygraphy, Kircher was also using Lull’s art of combination (contrary to the opinion of Knowlson 1975: 107-8).

In the enthusiastic preface that the author addressed to the emperor Ferdinand III, he celebrated polygraphy as “all languages reduced to one” (“linguarum omnium ad nam reductio“).

Using polygraphy, “anyone, even someone who knows nothing other than his own vernacular, will be able to correspond and exchange letters with anybody else, of whatever their nationality.”

Thus Kircher’s polygraphy was in reality a pasigraphy, that is, a project for a written language, or international alphabet, which was not required to be spoken.

It is easy to confuse Kircher’s project with a double pentaglottic dictionary, in A and B versions (both in Latin, Italian, Spanish, French and German). In Kircher’s time, English was not considered an important international language, and, in his Character, Becher had assumed that French was sufficient, as a vehicular language, for English, Italian, Spanish and Portuguese native speakers.

Ideally, Kircher thought (p. 7) that his dictionary should also include Hebrew, Greek, Bohemian, Polish, Lithuanian, Hungarian, Dutch, English and Irish (“linguae doctrinales omnibus communes“)–as well as Nubian, Ethiopic, Egyptian, Congolese, Angolan, Chaldean, Arabic, Armenian, Persian, Turkish, Tartar, Chinese, Mexican, Peruvian, Brazilian and Canadian.

Kircher did not, it seems, feel himself ready to confront such a gigantic task; perhaps he intuited that the missionary activity, followed eventually by colonialism, would drastically simplify the problem (transforming many exotic languages into mere ethnological remnants): Spanish would substitute for Mexican, French for Canadian, Portuguese for Brazilian, and various pidgins would substitute for all the rest.

Kircher’s A and B dictionaries each contain 1,228 items. The grounds for selection were purely empirical: Kircher chose the words that seemed to him most commonly used.

Dictionary A served to encode messages. It started with a list of common nouns and verbs, in alphabetical order. There followed alphabetic lists of proper nouns (regions, cities, persons), and of adverbs and prepositions.

Added to this there was also a list of the conjugations of both the verbs to be and to have. The whole material was subdivided into 32 tables, marked by Roman numerals, while every item of each table was marked by an Arabic numeral.

The dictionary was set out in five columns, one for each of the five languages, and the words in each language were listed in their proper alphabetical order. Consequently, there is no necessary semantic correspondence between the terms recorded on the same line, and only the terms scored with the same Roman and Arabic numbers were to be considered synonymous.

We can see this best by giving the first two lines of the dicti0nary:

Umberto Eco, The Search for the Perfect Language, p. 198.

The Roman numerals refer to tables found in dictionary B; the Arabic numerals refer to the items themselves. Latin acts as the parameter language: for each specific term, the numbers refer to the Latin alphabetic ordering.

For example, the code for the French word abstenir is I.4, which indicates that the position of its Latin synonym, abstinere, is fourth in the Latin column I (obviously, to encode the Latin word abstinere, one also writes I.4).

To decode the message, it was necessary to use dictionary B. This too was arranged in 32 tables, each assigned a Roman numeral. But for each column (or language) the words did not follow their alphabetic order (except the Latin one), while the Arabic numbers marking each term were in an increasing arithmetical order.

Thus all the terms on the same line were synonymous and each synonym was marked by the same Arabic number.

Again, it is easiest to see how this worked by citing the first two lines of the first table:

Umberto Eco, The Search for the Perfect Language, p. 199.

Thus, if one wants to send the Latin word abdere (to hide), according to the dictionary A one encodes it as I.2. A German addressee, receiving the message I.2, goes to dictionary B, first table, German column, and looks for the second word, which is exactly verbergen (to hide).

If the same addressee wants to know how to translate this term in Spanish, one finds in the same line that the synonymous term is esconder.

However, Kircher found that a simple lexicon did not suffice; he was forced to invent 44 supplementary signs (notae) which indicated the tense, mood and number of verbs, plus 12 more signs which indicated declensions (nominative, genitive, dative, etc., both singular and plural).

Thus, to understand the following example, the sign N meant nominative, while a sign like a D indicated the third person singular of the past tense. In this way, the ciphered expression “XXVII.36N, XXX.21N, II.5N, XXIII.8D, XXVIII.10, XXX.20” can be decoded as “Petrus noster amicus, venit ad nos” (literally, “Peter our friend came to us”), and on the basis of Latin, can be transformed into an equivalent sentence in any of the other four languages.

Kircher proudly claims that, by dictionary A, we can write in any language even though though we know only our own, as well as that, with dictionary B, we can understand a text written in an unknown language.

The system also works when we receive a non-ciphered text written in a natural foreign language. All we have to do is to look up the reference numbers for each foreign word in dictionary A (where they are listed in alphabetical order), then, with the reference numbers, find the corresponding words in dictionary B, in the column for our own language.

Not only was this process laborious, but the entire project was based on the assumption that all other languages could be directly reduced to the Latin grammar. One can imagine the results of such a method if one thinks of translating literally, word by word, a German sentence into an English one.

Kircher never confronted the problem of why an item-by-item translation should be syntactically correct, or even comprehensible, in the new language. He seemed to rely on the good will and good sense of whoever used his system.

Yet even the most willing users might slip up. In August 1663, after reading the Polygraphia, Juan Caramuel y Lobkowitz wrote to Kircher to congratulate him on his wonderful invention (Mss Chigiani f. 59 v., Biblioteca Apostolica Vaticana; cf. Casciato et al. 1986: table 5).

Appropriately, Caramuel chose to congratulate Kircher in his own polygraphy. Yet his first problem was that Kircher’s own first name, Athanasius, did not appear in the list of proper names. Adopting the principle that where a term is missing, an analogous one must be sought, Caramuel addressed his letter to “Anastasia.”

Moreover, there are passages that can be decoded fairly easily, while for others one suspects that the labor of consulting the dictionary to obtain reference numbers for every word proved so tedious that even Caramuel began to nod.

Thus we find ourselves in front of a passage which, in Latin, would need to be translated as follows: “Dominus + sign of vocative, Amicus + sign of vocative, multum sal + sign of vocative, Anastasia, a me + sign of accusative, ars + sign of accusative, ex illius + sign of ablative, discere posse + sign of second person plural, future active, non est loqui vel scribere sub lingua + ablative, communis + ablative.”

After many heroic efforts, one can try to render it (in a sort of “Me Tarzan-You Jane” language) as “O Lord and Friend, O witty Athanasius, to me (?) you could learn from him an art (which) is not speaking and writing under a common language.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 196-200.

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June 21, 2016

Eco: Polygraphies

Chart_in_the_hand_of_Dr_John_Dee._Steganographiae

John Dee (1527-1609), an excerpt from Steganographiae, aka Peniarth MS 423D, astrological texts in Latin, 1591. Steganographiae was originally composed by Johannes Trithemius in the 1490’s. Infamous as a work of cryptography, this excerpt was copied by hand by Dr. Dee. Peniarth MS 423D is held by the National Library of Wales. This file is made available under the Creative Commons CC0 1.0 Universal Public Domain Dedication. All rights are waived worldwide under copyright laws. This file can be copied, modified, and distributed with no permissions required.

“Steganographies were used to cipher messages in order to guarantee secrecy and security. However, even though disregarding many terminological details (or differences) used today by the cryptographers, one must distinguish between the activity of coding and decoding messages when one knows the key, or code, and cryptoanalysis (sic); that is, the art of discovering an unknown key in order to decipher an otherwise incomprehensible message.

Both activities were strictly linked from the very beginning of cryptography: if a good steganography could decode a ciphered message, it ought to allow its user to understand an unknown language as well.

When Trithemius wrote his Polygraphiae, which was published in 1518, before his Steganographia, and did not earn the sinister fame of the latter work, he was well aware that, by his system, a person ignorant of Latin might, in a short time, learn to write in that “secret” language (1518: biiii) (sic).

Speaking of Trithemius‘ Polygraphia, Mersenne said (Quaestiones celeberrimae in Genesim, 1623: 471) that its “third book contains an art by which even an uneducated man who knows nothing more than his mother tongue can learn to read and write Latin in two hours.”

Steganography thus appeared both as an instrument to encipher messages conceived in a known language and as the key to deciphering unknown languages.

In order to cipher a message one must substitute the letters of a plain message (written in a language known by both the sender and the addressee) with other letters prescribed by a key or code (equally known by sender and addressee).

To decipher a message encoded according to an unknown key, it is frequently sufficient to detect which letter of the encoded message recurs most frequently, and it is easy to infer that this represents the letter occurs most frequently in a given known language.

Usually the decoder tries various hypotheses, checking upon different languages, and at a certain point finds the right solution.

The decipherment is made, however, more difficult if the encoder uses a new key for every new word of the message. A typical procedure of this kind was the following. Both the encoder and the decoder refer to a table like this:

Umberto Eco, Table, The Search for the Perfect Language, Polygraphies, Trithemius, p. 195

Umberto Eco, The Search for the Perfect Language, p. 195.

Now, let us suppose that the key is the Latin word CEDO. The first word of the message is encoded according to the third line of the table (beginning with C), so that A becomes C, B becomes D and so on.

The second words is encoded according to the fifth line (beginning with E), so that A becomes E and so on. The third word is encoded according to the fourth line, the fourth according to the fifteenth one . . . At the fifth word one starts the process all over again.

Naturally the decoder (who knows the key) proceeds in the opposite way.

In order to decipher without knowing the key, if the table is that simple and obvious, there is no problem. But even in cases of more complicated tables the decipherer can try with all possible tables (for instance, with alphabets in reverse order, with alternate letters, such as ACEG), and it is usually only a matter of time before even the most complex of codes are broken.

Observing this, Heinrich Hiller, in his Mysterium artiis steganographicae novissimum (1682), proposed to teach a method of learning to decipher messages not only in code, but also in Latin, German, Italian and French, simply by observing the incidence of each letter and diphthong in each language.

In 1685, John Falconer wrote a Cryptomenysis patefacta: or the Art of Secret Information Disclosed Without a Key, where he noted that, once someone has understood the rules of decipherment in a given language, it is possible to do the same with all the others (A7v).”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 194-6.

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June 20, 2016

Eco: Magic Language

Teophilus Schweighardt Constantiens, aka Daniel Mögling (1596-1635), Speculum Sophicum Rhodostauroticum (The Mirror of the Wisdom of the Rosy Cross), 1618. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“In a climate of extraordinary spiritual tension, the seventeenth century awaited change–a general reform of knowledge and morals, a reawakening of religions sensibility.

The period was dominated by a belief that a new, golden century was dawning; Postel had already used the term “golden century” in the title of one of his works. This was, moreover, an expectation shared by Catholics and Protestants alike, though each in different forms.

Authors from Campanella to Andreae had drawn up projects for an ideal republic. Not only Postel but other thinkers in different countries had designed schemes for a universal monarchy.

The Thirty Years War acted as a catalyst: conflict had flared in one region after another, creating, on the one hand, confessional hatreds and nationalist rivalries, engendering the modern notion of the raison d’état, on the other producing a pleiad of mystic spirits dreaming of universal peace (cf. De Mas 1982).

It was in this climate, then, that in 1614, there appeared an anonymous tract written in German: Allgemeine und general Reformation der gantzen weiten Welt. Though this was only discovered later, the first part was largely a re-elaboration of a satire written by Traiano Boccalini and published in 1612-3, called Ragguagli di Parnaso.

The second part, however, took the form of a manifesto, entitled Fama fraternitatis R.C. In this, the mysterious confraternity of the Rosicrucians openly declared its existence, supplying details concerning its own history as well as that of its mythical founder, Christian Rosencreutz.

In the following year, 1615, the German manifesto was republished together with a second manifesto, written this time in Latin, with the title Confessio fraternitatis Roseae crucis. Ad eruditos Europae (we shall use the first English translation, The Fame and the Confession of the Fraternity of R.C., London, 1652).

The first manifesto proclaimed its wish that there should be “a Society in Europe [ . . . ] with which such as be Governors might be brought up, for to learn all that which God hath suffered Man to know” (p. 9).

Both the manifestos emphasized the secret character of the confraternity and the fact that their members were not permitted to reveal its true aims and nature. It was a call, addressed to the learned of Europe, beseeching them to make contact with the writers of the manifesto; this made the final appeal of the Fama even more ambiguous:

“And although at this time we make no mention either of our names, or meetings, yet nevertheless every ones opinion shal assuredly come to our hands, in what language so ever it be, nor any body shal fail. who so gives but his name to speak with some of us, either by word of mouth, or else if there be some lett in writing [ . . . ] Also our building (although one hundred thousand people had very near seen and beheld the same) shal for ever remain untouched, undestroyed, and hidden to the wicked world.” (pp. 31-2).

Immediately, from almost every corner of Europe, responses to the Rosicrucian appeal were written. No one claimed to be a Rosicrucian. Almost no one claimed even to know who the Rosicrucians were. Yet almost everyone tried to claim that his own programme was synonymous with that of the Rosicrucian brotherhood.

Some authors professed an extreme humility. In his Themis aurea (1618), for example, Michael Maier insisted that though the brotherhood really existed, he was too humble an individual to be admitted as a member.

Yet, as Yates observed, this was typical of the behavior of Rosicrucian authors: not only did they deny being Rosicrucians, they claimed never to have encountered a single member of the confraternity.

Thus when, in 1623, a set of –naturally anonymous–manifestos appeared in Paris, announcing the arrival of the Rosicrucians, a furious polemic ensued in which the common opinion emerged that the Rosicrucians were worshippers of Satan.

It was said of Descartes that, in the course of a trip to Germany, he had tried (unsuccessfully of course) to make contact with the brotherhood. On his return to Paris, he even fell under suspicion of being a member.

He readily found a logical argument to exculpate himself, however; since it was well known that the Rosicrucians were invisible, Descartes showed up (making himself visible) in public places and on public occasions (see A. Baillet, Vie de Monsieur Descartes, 1693).

In 1623, a certain Neuhaus published, first in German and then in French, an Advertissiment pieux et utile des frères de la Rosee-Croix, in which he asked whether or not they existed, and if so, who they were and what was the origin of their name.

Neuhaus proved their existence by means of a rather startling argument: “By the very fact that they change and alter their name and that they mask their age, and that, by their own confession, they come and go without making themselves known, there is no Logician that could deny the necessity that they exist” (p. 5).

It would be tedious to recount here the entire story of books and tracts contradicting each other in an endeavor to reveal the truth about the Rosicrucians (it has sometimes been claimed, for instance, that the same author, using two different pseudonyms, was responsible for two or more tracts pro- and anti-Rosicrucians: see Arnold 1955; Edighoffer 1982).

It means that, when conditions are ripe, it takes but one spark–be it an obscure and ambiguous appeal for the spiritual reform of all humanity–to set off unexpected reactions. It almost seemed that everyone had been waiting for the Rosicrucian manifesto to appear as the missing piece in a polemic in which all sides–Catholic and Protestant–were waiting to join.

Thus, although the Jesuits were soon in the forefront of the battle against the Rosicrucians, there were not lacking those who insinuated that behind the Rosicrucians was the Society of Jesus itself, seeking to smuggle Catholic dogma into the Protestant world (see Rosa jesuitica, 1620).

The most intriguing aspect of the whole story was that the people immediately suspected of being the authors of the manifestos–Johann Valentin Andreae and his circle of friends in Tubingen–spent the rest of their lives either denying their involvement, or minimizing it as nothing more than a literary exercise.

As one might expect, given the spirit of the time, it was impossible to offer to the people of all lands a new philosophy without also offering them a perfect language in which to express it.

The manifestos, of course, spoke of this language; yet its perfection was mirrored by its secrecy (Fama, 287). According to the Confessio, the four founders of the brotherhood had “created the magic language and writing:”

“…and thenceforth our Trumpet shall publiquely sound with a loud sound, and great noise, when namely the fame (which at this present is shewed by few, and is secretly, as thing to come, declared in Figures and Pictures) shall be free, and publiquely proclaimed, and the whole World be filled withall [ . . . ]

So, the secret hid Writings and Characters are most necessary for all such things which are found out by Men: Although that great Book of Nature stand open to all Men, yet there are but few that can read and understand the same [ . . . ]

The Characters and Letters, as God hath here and there incorporated them in the Holy Scripture the Bible, so hath he imprinted them most apparently into the wonderful Creation of Heaven and Earth, yea in all Beasts [ . . . ]

From the which Characters and Letters we have borrowed our Magick writing, and have found out, and made a new Language for our selves, in the which withall is expressed and declared the Nature of all Things; so that it is no wonder that we are not so eloquent in other Languages, the which we know that they are altogether disagreeing to the Language of our forefathers, Adam and Enoch, and were through the Babylonical Confusion wholly hidden.” (pp. 43, 47, 48).

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 178-82.

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June 9, 2016

Eco: The Kircherian Ideology

Athanasius Kircher (1602-80), Egyptian pyramids by Gioseffo Petrucci, Prodromo apologetico alli studi chiercheriani, Amsterdam, 1677, reprinted from Sphinx Mystagoga, a selection of images related to Athanasius Kircher in the Stanford University Archives, curated by Michael John Gorman, 2001. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“It would be idle to hold Kircher responsible for his inability to understand the nature of hieroglyphic writing, for which in his time nobody had the key. Yet his ideology magnified his errors.

“Nothing can explain the duplicity of the research of Kircher better than the engraving which opens the Obeliscus Pamphilius: in this cohabit both the illuminated image of Philomatià to whom Hermes explains every mystery and the disquieting gesture of Harpocrates who turns away the profane, hidden by the shadow of the cartouche.” (Rivosecchi 1982: 57).

The hieroglyphic configurations had become a sort of machine for the inducing of hallucinations which then could be interpreted in any possible way.

Rivosecchi (1982: 52) suggests that Kircher exploited this very possibility in order to discuss freely a large number of potentially dangerous themes–from astrology to alchemy and magic–disguising his own opinions as those of an immemorial tradition, one in which, moreover, Kircher treated prefigurations of Christianity.

In the midst of this hermeneutic bulimia, however, there glimmers the exquisitely baroque temperament of Kircher at play, delighting in his taste for the great theater of mirrors and lights, for the surprising museographic collection (and one has only to think of that extraordinary Wunderkammer which was the museum of the Jesuit Collegio Romano).

Only his sensitivity to the incredible and the monstrous can explain the dedication to the Emperor Ferdinand III that opens the third volume of Oedipus:

“I unfold before your eyes, O Most Sacred Caesar, the polymorphous reign of Morpheus Hieroglyphicus. I tell of a theater in which an immense variety of monsters are disposed, and not the nude monsters of nature, but adorned by the enigmatic Chimeras of the most ancient of wisdoms so that here I trust sagacious wits will draw out immeasurable treasures for the sciences as well as no small advantage for letters.

Here there is the Dog of Bubasti, the Lion Saiticus, the Goat Mendesius, here there is the Crocodile, horrible in the yawning of its jaws, yet from whose uncovered gullet there emerges the occult meanings of divinity, of nature, and of the spirit of Ancient Wisdom espied through the vaporous play of images.

Here there are the Dipsodes thirsting for blood, the virulent Asp, the astute Icneumon, the cruel Hippopotami, the monstrous Dragons, the toad of swollen belly, the snail of twisted shell, the hairy caterpillar and the innumerable other specters which all show the admirably ordered chain which extends itself into the depths of nature’s sanctuaries.

Here is presented a thousand species of exotic things in many and varied images, transformed by metamorphosis, converted into human figures, and restored once more to themselves again in a dance of the human and the savage intertwined, and all in accordance with the artifices of the divine; and finally, there appears the divinity itself which, to say with Porphyry, scours the entire universe, ordering it with all things in a monstrous connubium; where now, sublime in its variegated face, it raises its canine cervix to reveal itself as Cenocephalus, now as the wicked Ibis, now as the Sparrow-hawk wrapped in a beaky mask.

[ . . . ] now, delighting in its virgin aspect, under the shell of the Scarab it lies concealed as the sting of the Scorpion [these descriptions carry on for four more pages] in this pantomorphic theater of nature unfolded before our gaze, under the allegorical veil of occult meanings.”

This is the same spirit which informed the medieval taste for encyclopedias and for libri monstruorum, a genre which reappears from the Renaissance onwards under the “scientific” guise of the medical studies of Ambroise Paré, the naturalist works of Ulisse Aldrovandi, the collection of monsters of Fortunio Liceti, the Physica curiosa of Gaspar Schott.

Here it is combined, with a quality of frenzied dissymmetry that is almost Borrominian, recalling the aesthetic ideals presiding over the construction of the hydraulic grottos and mythological rocailles in the gardens of the period.

Beyond this, however, Rivosecchi has put his finger on another facet of the Kircherian ideology. In a universe placed under the sign of an ancient and powerful solar deity, the myth of Osiris had become an allegory of the troubled search for stability in the world still emerging from the aftermath of the Thirty Years War, in which Kircher was directly involved.

In this sense, we might read the dedications to Ferdinand III, which stand out at the beginning of each volume of the Oedipus, in the same light as the appeals of Postel to the French monarchy to restore harmony a century before, or as the analogous appeals of Bruno, or as Campanella’s celebration of a solar monarchy, prelude to the reign of Louis XIV, or as the calls for a golden century which we will discuss in the chapter on the Rosicrucians.

Like all the utopian visionaries of his age, the Jesuit Kircher dreamed of the recomposition of a lacerated Europe under a stable monarchy. As a good German, moreover, he repeated the gesture of Dante and turned to the Germanic, Holy Roman emperor.

Once again, as in the case of Lull, though in ways so different as to void the analogy, it was the search for a perfect language that became the instrument whereby a new harmony, not only in Europe, but across the entire planet, was to be established.

The knowledge of exotic languages, aimed not so much at recovering their original perfection, but rather at showing to the Jesuit missionaries “the method of bearing the doctrine of Christ to those cut off from it by diabolic malice” (preface to China, but also Oedipus, I, I, 396-8).

In the last of Kircher’s works, the Turris Babel, the story of the confusion of tongues is once again evoked, this time in an attempt to compose “a grandiose universal history, embracing all diversities, in a unified project of assimilation to Christian doctrine. [ . . . ]

The peoples of all the world, dispersed after the confusion, are to be called back together from the Tower of the Jesuits for a new linguistic and ideological reunification.” (Scolari 1983: 6).

In fact, hungry for mystery and fascinated by exotic languages though he was, Kircher felt no real need to discover a perfect language to reunite the world in harmony; his own Latin, spoken with the clear accents of the Counter-Reformation, seemed a vehicle perfectly adequate to transport as much gospel truth as was required in order to bring the various peoples together.

Kircher never entertained the thought that any of the languages he considered, not even the sacred languages of hieroglyphics and kabbalistic permutations, should ever again be spoken. He found in the ruins of these antique and venerated languages a garden of private delight; but he never conceived of them as living anew.

At most he toyed with the idea of preserving these languages as sacred emblems, accessible only to the elect, and in order to show their fecund impenetrability he needed elephantine commentaries.

In every one of his books, he showed himself as a baroque scholar in a baroque world; he troubled more over the execution of his tables of illustrations than over the writing (which is often wooden and repetitive).

Kircher was, in fact, incapable of thinking other than in images (cf. Rivosecchi 1982: 114). Perhaps his most lasting achievement, and certainly his most popular book, was the Ars magna lucis et umbrae of 1646.

Here he explored the visible in all its nooks and crannies, drawing from his exploration a series of scientifically valid intuitions which even faintly anticipate the invention of the techniques of photography and the cinema.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 162-5.

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May 25, 2016

Eco: Infinite Songs & Locutions

Giordano Bruno (1548-1600), memory wheel, De Umbris Idearum, 1582, reconstructed by Dame Frances Yates, Warburg Institute. Frances Yates wrote Giordano Bruno and the Hermetic Tradition, Chicago, 1964. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Between Lull and Bruno might be placed the game invented by H.P. Harsdörffer in his Matematische und philosophische Erquickstunden (1651: 516-9). He devises 5 wheels containing 264 units (prefixes, suffixes, letters and syllables).

This apparatus can generate 97,209,600 German words, including many that were still non-existent but available for creative and poetic use (cf. Faust 1981: 367). If this can be done for German, why not invent a device capable of generating all possible languages?

The problem of the art of combination was reconsidered in the commentary In spheram Ioannis de sacro bosco by Clavius in 1607. In his discussion of the four primary qualities (hot, cold, dry and wet), Clavius asked how many pairs they might form.

Mathematically, we know, the answer is six. But some combinations (like “hot and cold,” “dry and wet”) are impossible, and must be discarded, leaving only the four acceptable combinations: “Cold and dry” (earth), “hot and dry” (fire), “hot and wet” (air), “cold and wet” (water).

We seem to be back with the problem of Lull: a conventional cosmology limits the combinations.

Clavius, however, seemed to wish to go beyond these limits. He asked how many dictiones, or terms, might be produced using the 23 letters of the Latin alphabet (u being the same as v), combining them 2, 3, 4 at a time, and so on until 23.

He supplied a number of mathematical formulae for the calculations, yet he soon stopped as he began to see the immensity of the number of possible results–especially as repetitions were permissible.

In 1622, Paul Guldin wrote a Problema arithmeticum de rerum combinationibus (cf. Fichant 1991: 136-8) in which he calculated the number of possible locutions generated by 23 letters. He took into account neither the question of whether the resulting sequences had a sense, nor even that of whether they were capable of being pronounced at all.

The locutions could consist of anything from 2 to 23 letters; he did not allow repetitions. He arrived at a result of more than 70,000 billion billion. To write out all these locutions would require more than a million billion billion letters.

To conceive of the enormity of this figure, he asked the reader to imagine writing all these words in huge notebooks: each of these notebooks had 1,000 pages; each of these pages had 100 lines; each of these lines could accommodate 60 characters.

One would need 257 million billion of these notebooks. Where would you put them all? Guldin then made a careful volumetric study, imagining shelf space and room for circulation in the libraries that might store a consignment of these dimensions.

If you housed the notebooks in large libraries formed by cubes whose sides measured 432 feet, the number of such cubic buildings (hosting 32 million volumes each) would be 8,050,122,350. And where would you put them all? Even exhausting the total available surface space on planet earth, one would still find room for only 7,575,213,799!

In 1636 Father Marin Mersenne, in his Harmonie universelle, asked the same question once again. This time, however, to the dictiones he added “songs,” that is, musical sequences.

With this, the conception of universal language has begun to appear, for Mersenne realizes that the answer would necessarily have to include all the locutions in all possible languages. He marveled that our alphabet was capable of supplying “millions more terms than the earth has grains of sand, yet it is so easy to learn that one hardly needs memory, only a touch of discernment” (letter to Peiresc, c. April 1635; cf. Coumet 1975; Marconi 1992).

In the Harmonie, Mersenne proposed to generate only pronounceable words in French, Greek, Arabic, Chinese and every other language. Even with this limitation one feels the shudder provoked by a sort of Brunian infinity of possible worlds.

The same can be said of the musical sequences that can be generated upon an extension of 3 octaves, comprising 22 notes, without repetitions (shades of future 12-tone compositions!).

Mersenne observed that to write down all these songs would require enough reams of paper to fill in the distance between heaven and earth, even if every sheet contained 720 of these 22-note songs and every ream was so compressed as to be less than an inch thick.

In fact the number of possible songs amounted to 1,124,000,727,777,607,680,000 (Harmonie, 108). By dividing this figure by the 362,880 songs contained in each ream, one would still obtain a 16-digit figure, whilst the number of inches between the center of the earth and the stars is only 28,826,640,000,000 (a 14-digit figure).

Anyone who wished to copy out all these songs, a thousand per day, would have to write for 22,608,896,103 years and 12 days.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 139-41.

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May 18, 2016

Eco: A Dream that Refused to Die

Athanasius Kircher (1602-80), the Christian interpretation of the Kabbalah and the mystical names of God, Oedipus Aegyptiacus, tom. 2, vol. 1, 1652-4, p. 287. John Mark Ockerbloom curated an entry for all three volumes of this work at the University of Pennsylvania libraries. This illustration courtesy of Stanford University. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Even faced with the results of the research of comparative linguistics, however, monogenetic theories refuse to give up the ghost. The bibliography of belated monogeneticism is immense. In it, there is to be found the lunatic, the crank, the misfit, the bizarre mystic, as well as a number of students of unimpeachable rigor.

In 1850, for example, the Enlightenment notion of a language of action received a radically monogenetic reading in the Dactylologie et language primitif restitués d’apres les monuments by J. Barrois.

Assuming that the first language of humanity was a language of action and that this language was exclusively gestural, Barrois sought to prove that even the passages of the Bible which referred to God addressing Adam referred not to speaking in a verbal sense, but instead to a non-verbal, mimed language.

“The designation of the divers animals which Adam made was achieved by means of a special miming which recalled their form, instinct, habit, and qualities, and, finally, their essential properties.” (P. 31).

The first time that an unambiguous reference to verbal speech appears in the Bible is when God speaks to Noah; before this, all references seem vague. For Barrois, this was evidence showing that only slowly, in the immediately antediluvian age, did a phonetic form of language become common.

The confusio linguarum arose out of discord between gestural and spoken language. The primitive vocal language was born closely accompanied by gestures which served to underline its most important words–just as occurs today in the speech of negroes and Syrian merchants (p. 36).

A dactylological language (expressed by the movement of the fingers and deriving from the primitive language of action) was born later, as a form of short-hand support for the phonetic language, when this latter emerged as the dominant form.

Barrois examines iconographic documents of all ages, demonstrating that the dactylological language remained unaltered through various civilizations.

As for the everlasting idea of an original Hebrew, we might cite the figure of Fabre d’Olivet, whose La Langue hébraïque restituée, written in 1815, is still a source of inspiration for belated kabbalists today.

He told of a primitive language that no people had ever spoken, of which Hebrew (the Egyptian dialect of Moses) was but the most illustrious offspring. This insight leads him on to the search for a mother tongue in which Hebrew is carefully combed and then subjected to fantastic reinterpretations.

D’Olivet was convinced that, in this language, every phoneme, every single sound, must have its own special meaning. We will not follow d’Olivet as he re-explores this old terrain; it is enough to say that he presents a string of nonsensical etymologies which, though in the spirit of Duret, Guichard and Kircher, are, if anything, even less convincing.

We might, however, provide just one example to show how traces of an original Hebrew mimology can be discovered in a modern language as well. D’Olivet constructed an etymology for the French term emplacement. Place derives from the Latin platea and from the German Platz.

In both these words, the sound AT signifies protection, while the sound L means extension. LAT means, therefore, a “protected extension.” MENT, in its turn, derives from the Latin mens and the English mind.

In this syllable, E is the sign of absolute life, and N stands for reflexive existence. Together, as ENS, they mean “bodily spirit.” M refers to existence at a given point. Therefore, the meaning of emplacement is “la manière dont uno extension fixe et determinée peut être conçue et se presente aux yeux.”

As one critic has put it, Fabre d’Olivet has demonstrated that emplacement means “emplacement” (cf. Cellier 1953: 140; Pallotti 1992).

And yet. No less a figure than Benjamin Lee Whorf took Fabre d’Olivet as the starting point for a series of reflections on the curious subject of “oligosynthesis.”

He was wondering about the possible applications of a science capable of “restoring a possible common language of the human race or [of] perfecting an ideal natural tongue constructed of the original psychological significance of sounds, perhaps a future common speech, into which all our varied languages may be assimilated, or, putting it differently, to whose terms they may be reduced” (Whorf 1956: 12; see also 74-6).

This is neither the first nor the last of the paradoxes in our story: we associate Whorf with one of the least monogenetic of all the various glottogonic hypotheses; it was Whorf who developed the idea that each language was a “holistic” universe, expressing the world in a way that could never be wholly translated into any other language.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 111-3.

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May 15, 2016

Eco: The Indo-European Hypothesis

Athanasius Kircher (1602-80), Kircher’s museum at the Collegio Romano, frontispiece of Giorgio de Sepibus, Romani Collegii Musaeum Celeberrimum, Rome, 1678. Courtesy of Stanford University and the Zymoglyphic Museum. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Between the eighteenth and the nineteenth centuries a new perspective opened. The battle for Hebrew had been definitively lost. It now seemed clear that, even had it existed, linguistic change and corruption would have rendered the primitive language irrecuperable.

What was needed instead was a typology in which information about known languages might be codified, family connections established, and relations of descent traced. We are here at the beginning of a story which has nothing to do with our own.

In 1786, in the Journal of the Asiatick Society of Bombay, Sir William Jones announced that

“The Sanskrit language, whatever be its antiquity, is of a wonderful structure; more perfect than Greek, more copious than Latin, and more exquisitely refined than either, yet bearing to both of them a stronger affinity, both in the root of verbs and in the forms of grammar [ . . . ]

No philosopher could examine them all three, without believing them to have sprung from some common source, which, perhaps, no longer exists.” (“On the Hindus,” The Works of Sir William Jones, III, London 1807, 34-5).

Jones advanced the hypothesis that Celtic, Gothic and even ancient Persian were all related to Sanskrit. Note that he spoke not only of similar verb roots, but also of similar grammatical structures. We have left behind the study of lexical analogies, and are beginning a research on syntactic similarities and phonetic affinities.

Already in 1653, John Wallis (Grammatica linguae anglicae) had posed the problem of how one might establish the relation between a series of French words–guerre, garant, gard, gardien, garderobe, guise–and the English series–war, warrant, ward, warden, wardrobe, wise–by proving the existence of a constant shift from g to w.

Later in the nineteenth century, German scholars, such as Friedrich and Wilhelm von Schlegel and Franz Bopp, deepened the understanding of the relation between Sanskrit, Greek, Latin, Persian and German.

They discovered a set of correspondences in the conjugation of the verb to be in all these languages.

Gradually they came to the conclusion that not only was Sanskrit the original language of the group, its Ursprache, but that there must have existed, for this entire family, an even more primitive proto-language from which they all, Sanskrit included, had derived. This was the birth of the Indo-European hypothesis.

Through the work of Jakob Grimm (Deutsche Grammatik, 1818) these insights became organized in a scientific fashion. Research was based on the study of sound shifts (Lautverschiebungen) which traced how from the Sanskrit p were generated pous-podos in Greek, pes-pedes in Latin, fotus in Gothic, and foot in English.

What had changed between the utopian dream of an Adamic language and the new perspective? Three things. Above all, scholars had elaborated a set of scientific criteria.

In the second place, the original language no longer seemed like an archeological artifact that, one day, might actually be dug up. Indo-European was an ideal point of scholarly reference only.

Finally, Indo-European made no claim to being the original language of all humanity; it merely represented the linguistic root for just one family–the Aryan.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 103-5.

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May 14, 2016

Eco: The Nationalistic Hypothesis, 3

Athanasius Kircher (1602-80), his interpretation of the legendary sphere of Archimedes, using magnets to simulate the rotation of the planets. From Magnes, sive de Arte Magnetica, 1643, p. 305. Courtesy of Stanford University. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Ideas similar to these were expressed by Schottel (Teutsche Sprachkunst, 1641), who celebrated the German language as the one which, in its purity, remained closest to the language of Adam (adding to this the idea that language was the expression of the native genius of a people).

Others even claimed that Hebrew had derived from German. They repeated the claim that their language had descended from Japheth, who, in this rendition, had supposedly settled in Germany.

The name of the exact locality changed, of course, to fit the needs of different authors; yet Japheth’s grandson, Ascenas, was said to have lived in the principality of Anhalt even before the confusio. There he was the progenitor of Arminius and Charlemagne.

In order to understand these claims, one must take into account the fact that, during the sixteenth and seventeenth centuries, Protestant Germany rallied to the defense of the language of Luther’s Bible.

It was in this period that claims to the linguistic primacy of German arose, and many of these assumptions “should be seen within the context of Germany’s political fragmentation after the Thirty Years War. Since the German nation was one of the main forces capable of uniting the nation, its value had to be emphasized and the language itself had to be liberated from foreign influences” (Faust 1981: 366).

Leibniz ironized on these and other theories. In a letter of 7 April 1699 (cited in Gensini 1991: 113) he ridiculed those who wished to draw out everything from their own language–Becanus, Rudbeck, a certain Ostroski who considered Hungarian as the mother tongue, an abbé Francois and Pretorius, who did respectively the same for Breton and Polish.

Leibniz concluded that if one day the Turks and Tartars became as learned as the Europeans, they would have no difficulty finding ways to promote their own idioms to the rank of mother tongue for all humanity.

Despite these pleasantries, Leibniz was not entirely immune himself to nationalist temptations. In his Nouveaux essais (III, 2) he made a good-natured jibe at Goropius Becanus, coining the verb goropiser for the making of bad etymologies.

Still, he conceded, Becanus might not always have been entirely wrong, especially when he recognized in the Cimbrian, and, consequently, in Germanic, a language that was more primitive than Hebrew.

Leibniz, in fact, was a supporter of the Celto-Scythian hypothesis, first advanced in the Renaissance (cf. Borst 1957-63: III/1, iv, 2; Droixhe 1978).

In the course of over ten years collecting linguistic materials and subjecting them to minute comparisons, Leibniz had become convinced that at the root of the entire Japhetic stock there lay a Celtic language that was common to both the Gauls and the Germans, and that “we may conjecture that this [common stock] derives from the time of the common origin of all these peoples, said to be among the Scythians, who, coming from the Black Sea, crossed the Danube and the Vistula, and of whom one part may have gone to Greece, while the other filled Germany and Gaul” (Nouveaux essais, III, 2).

Not only this: Leibniz even discovered analogies between the Celto-Scythian languages and those which we would today call the Semitic languages, due, he conjectured, to successive migrations.

He held that “there was nothing that argues either against or for the idea of a single, common origin of all nations, and, in consequence, of one language that is radical and primitive.”

He admitted that Arabic and Hebrew seemed closer than others, their numerous alterations notwithstanding. He concluded, however, that “it seems that Teutonic has best preserved its natural and Adamitic aspect (to speak like Jacques Böhm [sic]).”

Having examined various types of German onomatopoeia, he finally concluded that the Germanic language seemed most primitive.

In presenting this scheme in which a Scythian language group progressively diffused throughout the Mediterranean world, and in distinguishing this group from the other group of southern or Aramaic languages, Leibniz designed a linguistic atlas.

Most of the conjectures in Leibniz’s own particular scheme were, in the end, erroneous; nevertheless, in the light of comparative linguistic work which would come afterwards, he had some brilliant intuitions (cf. Gensini 1990: 41).”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 99-102.

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May 12, 2016

Eco: The Nationalistic Hypothesis, 2

Athanasius Kircher (1602-80), Combinations of the nine universal symbols, from Ars Magna Sciendi Sive Combinatoria, 1669, p. 171. Courtesy of Stanford University. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Despite its improbability, the so-called “Flemish thesis” proved remarkably long-lasting. It survived even into the nineteenth century. It did so, however, less on its scientific merits than because it was part of a larger nationalistic polemic.

In his La province de Liège . . . Le flamand langue primordiale, mère de toutes les langues of 1868, the baron de Ryckholt proclaimed that “Flemish is the only language spoken in the cradle of humanity” and that “it alone is a language, while all the rest, dead or living, are but mere dialects or debased forms more or less disguised” (cf. Droixhe 1990: for linguistic follies de grandeur in general, Poliakov 1990).

With such a persistent and ebullient Flemish claim, it can hardly be surprising that there should be a Swedish candidacy as well. In 1671, Georg Stiernhielm wrote his De linguarum origine praefatio.

In 1688, his fellow countryman, Andreas Kempe, wrote Die Sprachen des Paradises; this included a scene in which God and Adam conversed with one another, God speaking in Swedish while Adam spoke in Danish; while they were talking, however, Eve was busy being seduced by a French-speaking serpent (cf. Borst 1957-63: III, 1, 1338; Olender 1989, 1993).

We are, by now, close to parody; yet we should not overlook the fact that these claims were made precisely in Sweden’s period as a major power on the European chessboard.

Olaus Rudbeck, in his Atlantica sive Mannheim vera Japheti posterorum sedes ac patria of 1675, demonstrated that Sweden was the home of Japheth and his line, and that from this racial and linguistic stock all the Gothic idioms were born.

Rudbeck identified Sweden, in fact, as the mythical Atlantis, describing it as the ideal land, the land of the Hesperides, from which civilization had spread to the entire world.

This was an argument that Isidore himself had already used. In his Etymologiarum, IX, ii, 26-7, he had suggested that the progenitor of the Goths was another of Japheth’s sons–Magog. Vico was later to comment acidly on all such claims (Scienza nuova seconda, 1744: II, 2.4, 430):

“Having now to enter upon a discussion of this matter, we shall give a brief sample of the opinions that have been held respecting it–opinions so numerous, inept, frivolous, pretentious or ridiculous, and so numerous, that we need not relate them.

By way of sample then: because in the returned barbarian times Scandinavia by the conceit of the nations was called vagina gentium and was believed to be the mother of all other nations of the world, therefore by the conceit of the scholars Johannes and Olaus Magnus were of the opinion that their Goths had preserved them from the beginning of the world the letters divinely inspired by Adam.

This dream was laughed at by all the scholars, but this did not keep Johannes van Gorp from following suit and going one better by claiming his own Dutch language, which is not much different from Saxon, has come down from the Earthly Paradise and is the mother of all other languages. [ . . . ]

And yet this conceit swelled to bursting point in the Atlantica of Olaus Rudbeck, who will have it that the Greek letters came from the runes; that the Phoenician letters, to which Cadmus gave the order and values those of the Hebrew, were inverted runes; and that the Greeks finally straightened them here and rounded them there by rule and compass.

And because the inventor is Merkurssman among the Scandinavians, he will have it that the Mercury who invented letters for the Egyptians was a Goth.”

Already by the fourteenth century, the idea of a German linguistic primacy was shaking the German-speaking world. The idea later appeared in Luther, for whom German was the language closest to God.

In 1533 Konrad Pelicanus (Commentaria bibliorum) set out the analogies between German and Hebrew, without, however, coming to a final judgement over which of the two was truly the Ursprache (cf. Borst 1957-63: III/1, 2).

In the baroque period, Georg Philipp Harsdörffer (Frauenzimmer Gesprächspiele, 1641, Niemayer Tübingen, ed., 1968: 335ff) claimed that the German language:

“speaks in the languages of nature, quite perceptibly expressing all its sounds. [ . . . ]

It thunders with the heavens, flashes lightening with the quick moving clouds, radiates with the hail, whispers with the winds, foams with the waves, creaks with the locks, sounds with the air, explodes with the cannons; it roars like the lion, lows like the oxen, snarls like the bear, bells like the stag, bleats like the sheep, grunts like the pig, barks like the dog, whinnies like the horse, hisses like the snake, meows like the cat, honks like the goose, quacks like the duck, buzzes like the bumble bee, clucks like the hen, strikes its beak like the stork, caws like the crow, coos like the swallow, chirps like the sparrow. [ . . . ]

On all those occasions in which nature gives things their own sound, nature speaks in our own German tongue. For this, many have wished to assert that the first man, Adam, would not have been able to name the birds and all the other beasts of the fields in anything but our words, since he expressed, in a manner conforming to their nature, each and every innate property and inherent sound; and thus it is not surprising that the roots of the larger part of our words coincide with the sacred language.”

German had remained in a state of perfection because Germany had never been subjected to the yoke of a foreign ruler. Lands that had been subjected had inevitably adapted their customs and language to fit those of the victor.

This was also the opinion of Kircher. French, for example, was a mix of Celtic, Greek and Latin. The German language, by contrast, was richer in terms than Hebrew, more docile than Greek, mightier than Latin, more magnificent in its pronunciations than Spanish, more gracious than French, and more correct than Italian.”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 97-9.

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May 10, 2016

Eco: The Pre-Hebraic Language

Athanasius Kircher (1602-80), Origins of the Chinese Characters, China Illustrata, or China monumentis, qua sacris qua profanis, nec non variis naturae & artis spectaculis, aliarumque rerum memorabilium argumentis illustrata (1667), p. 229. Courtesy of Stanford University. This work is in the public domain in its country of origin and other countries and areas where the copyright term is the author’s life plus 100 years or less.

“Alongside these philosophical discussions, other inspired glottogonists (for whom the defeat of the Hebraic hypothesis was a consummated fact) were breaking new theoretical ground.

The explorers and missionaries of the sixteenth and seventeenth centuries had discovered civilizations, older than the Hebrews, which had their own cultural and linguistic traditions.

In 1699, John Webb (An Historical Essay endeavoring the Probability that the Language of the Empire of China is the Primitive Language) advanced the idea that, after the Flood, Noah had landed his Ark and gone to live in China.

Consequently, it was the Chinese language which held primacy. Furthermore, since the Chinese had not participated in the construction of the Tower of Babel, their language had remained immune from the effects of the confusio; Chinese had survived intact for centuries, protected from foreign invasion. Chinese thus conserved the original linguistic patrimony.

Ours is a story that proceeds through many strange anachronisms. Near the end of the eighteenth century, just at the moment when, quite unconnected with any form of the monogenetic hypothesis, a comparative methodology was about to emerge, there appeared the most gigantic attempt to date to rediscover the primitive language.

In 1765, Charles de Brosses wrote a Traité de la formation méchanique des langues. The treatise propounded a theory of language that was both naturalistic (the articulation of terms reflects the nature of things–sweet sounds designate sweet objects) and materialistic (language is reduced to physical operations, supernatural entities are seen as the result of linguistic play: cf. Droixhe 1978).

As part of this theory, however, de Brosses could not resist indulging in a series of speculations about the nature of the primitive language, “organic, physical, and necessary, that not one of the world’s peoples either knows or practices in its simplicity, but which, none the less, was spoken by all men, and constitutes the basis of language in every land” (“Discours préliminaire,” xiv-xv).

“The linguist must analyze the mechanisms of different languages, discovering which of those features arise through natural necessity. From this he may, moving through a chain of natural inferences, work his way back from each of the known languages to the original, unknown matrix.

It is only a matter of locating a small set of primitive roots that might yield a universal nomenclature for all languages, European and oriental.

Radically Cratylian and mimologist as it was (cf. Ginette 1976: 85-118), the comparative approach of de Brosses took the vowels to constitute the raw material in a continuum of sound upon which the consonants acted to sculpt out the intonations and the caesurae.

Their effect, often more visible to the eye than to the ear (remember the persistent failure to distinguish between sounds and letters), is to render consonantal identity the key criterion of comparative analysis.

Like Vico, de Brosses considered that the invention of articulated sounds had proceeded in step with the invention of writing. Fano (1962: 231; English tr., p. 147) sums up his theory very well:

“De Brosses imagines this process as follows: like the good school teacher who takes chalk in hand to make his lesson clearer from a didactic viewpoint, the cave man intermingled his discourses with little explicative figures.

If, for example, he wanted to say “a raven flew away and rested on the top of a tree,” he would first imitate the croaking of the bird, then he would express the flight with a “frrr! frrr!” and eventually take a piece of coal and draw a tree with a raven on top.”

Another Herculean effort in the cause of mimological hypothesis was that of Antoine Court de Gébelin, who, between 1773 and 1782, published nine quarto volumes, totaling over five thousand pages, giving to this opus–multiple, creaking, though not utterly devoid of interest–the title Le monde primitif analysé et comparé avec le monde moderne (cf. Genette 1976: 119-48).

Court de Gébelin knew the results of previous comparativist research. He also knew that the human linguistic faculty was exercised through a specific phonatory apparatus; and he was acquainted with its anatomy and physiology.

He followed, moreover, the doctrines of the Physiocrats, and when he sought to explain the origin of language, he did so through a re-reading of ancient myths, interpreting them as allegories describing the relation of man the farmer to the land (vol. I).

Writing, too, was susceptible to this sort of explanation. Although it was born before the separation of peoples, writing could be interpreted as having evolved in the time of the agrarian states, which needed to develop an instrument that would keep track of landed property and foster commerce and law (vol. III, p. xi) . . .

Yet there still shines Court de Gébelin‘s dream of uncovering the original language of the primitive world, the language which served as the origin and basis of a universal grammar through which all existing languages might be explained.

In the preliminary discourse to volume III, dedicated to the natural history of speech or the origins of language, Court de Gébelin affirmed that words were not born by chance: “each word has its own rationale deriving from Nature” (p. ix). He developed a strongly mimological theory of language accompanied by an ideographic theory of writing, according to which the alphabet itself is nothing but the primitive hieroglyphic script reduced to a small set of radical characters or “keys” (III, xii).

As a faculty based upon a determined anatomical structure, language might certainly be considered as God’s gift, but the elaboration of a primitive tongue was a human endeavor. It followed that when God spoke first to human beings, he had to use a language that they could understand, because it was a product of their own (III, 69).

To uncover this primitive language, Court de Gébelin undertook an impressive etymological analysis of Greek, Latin and French. Nor did he neglect coats of arms, coins, games, the voyages of the Phoenicians around the world, American Indian languages, medallions, and civil and religious history as manifested in calendars and almanacs.

As a basis for this original language he set out to reconstruct a universal grammar, founded on necessary principles, valid in all times and in all places, so that the moment that one of these principles was discovered lying immanent in any one language it could be projected into all the others.

Court de Gébelin seems, in the end, to have wanted too much. He wanted a universal grammar; he wanted the mother tongue; he wanted the biological and social origins of language.

He ended up, as Yaguello observes (1984: 19), by muddling them all together in a confused mass. To top it all off, he fell victim in the end to the siren call of the Celto-nationalist hypothesis which I shall be describing in the next section.

Celtic (being similar to oriental languages from which it originated) was the tongue of Europe’s first inhabitants. From Celtic had derived Greek, Latin, Etruscan, Thracian, German, the Cantabrian of the ancient Spaniards, and the Runic of the Norsemen (vol. V).”

Umberto Eco, The Search for the Perfect Language, translated by James Fentress, Blackwell. Oxford, 1995, pp. 91-5.

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October 5, 2015

Selz: Tracking Gilgamesh Throughout History and Literature

“The biblical patriarchs and the kings before the flood according to Genesis 5 and 4, Berossos and the Sumerian King List.

Biblical patriarchs of Genesis 5 and Genesis 4, compared to antediluvian rulers from Berossos and the Weld-Blundell prism. Gebhard Selz, Of Heroes and Sages: Considerations of the Early Mesopotamian Background of Some Enochic Traditions, Brill, 2011, p. 790.

Biblical patriarchs of Genesis 5 and Genesis 4, compared to antediluvian rulers from Berossos and the Weld-Blundell prism. C. Westermann, Genesis, vol. 1: Genesis 1-11 (BKAT 1.1; Neukirchen-Vluyn: Neukirchener, 1974), p. 473.
Gebhard Selz, Of Heroes and Sages: Considerations of the Early Mesopotamian Background of Some Enochic Traditions, Brill, 2011, p. 790.

The most important information we can draw from this table is:

Berossos’ account of the primeval history of Mesopotamian is clearly based on an emic tradition reaching back almost two millennia.
The Mesopotamian tradition dates back to an environment of Sumerian literary tradition; this is corroborated by the newly found Ur III version of the Sumerian King List.
The position of Noah and Ziusudra / Utnapishtim asserts the interrelation of the biblical and Mesopotamian stories about the Flood.

Joseph Anton Koch (1768-1839 CE), Landschaft mit Dankopfer Noahs, 1803.
Copyright 2010 Stäfel Museum.
http://www.altertuemliches.at/termine/ausstellung/die-chronologie-der-bilder-staedel-werke-vom-14-bis-21-jahrhundert

(P. Steinkeller, “An Ur III Manuscript of the Sumerian King List,” in Literatur, Politik und Recht in Mesopotamien: FS Claus Wilcke (ed. W. Sallaberger, K. Volk, and A. Zgoll; Orientalia Biblica et Christiana 14; Wiesbaden: Harrassowtz, 2003), pp. 267-92). (Ed. note: I have searched high and low for a digital copy of this article, which is ubiquitously cited in the literature, but nowhere available. If you have a scan or other digital version, please send it along so that it can be made more widely available. This is an important article that presents an Ur III tablet that is in a private collection. Thank you.)

As already mentioned, hypotheses on the interrelation of these biblical and Mesopotamian sources have flourished for millennia.

In our context the alleged connection of the biblical tradition with the Gilgamesh reception deserves mentioning. Alfred Jeremias, who published the first German translation of the Gilgamesh Epic in 1891, and Peter Jensen supposed that the Gilgamesh material is indeed the blue-print for all related biblical stories, denying them any originality.

The cuneiform tablet (IM 65066) is in the Bagdad Museum.  
A.K. Grayson, from the Reallexikon der Assyriologie, s.v. “Königslisten und Chroniken”.
A.K. Grayson, ‘Assyrian and Babylonian King Lists,’ in: Lišan mithurti. (Festschrift Von Soden) (Kevelaer : Neukirchen-Vluyn : Butzon & Bercker; 1969) Plate III.  
http://www.livius.org/source-content/uruk-king-list/

From the present state of research this seems, at first sight, not even worth mentioning. It is, however, well-known that Gilgamesh’s fame, how much mixed and distorted the various Babylonian traditions may have become, exerted influence on many stories of ancient authors all over the Near East.

Thus the attestation of Gilgamesh’s name in the Dead Sea Scrolls does not come as a surprise. The name is mentioned in the Book of Giants, which was later adopted by the followers of Mani.

In the Book of Giants, Gilgamesh is the name of one of the giants—offspring of the fallen heavenly watchers and human women.

Another giant mentioned besides Gilgamesh is Hobabis, who may well be a distortion of the name of Gilgamesh’s adversary, Hu(m)baba (Assyrian) / Huwawa (Babylonian), the famous monster guarding the cedar forest, who was finally killed by Gilgamesh and his comrade Enkidu.

(In the fifteenth century C.E. al-Suyūtī collected conjurations against evil demons mentioning amongst them a certain Jiljamiš (see George, Gilgamesh, pp. 60-1.

George also mentions a certain Theodor bar Konai (ca. tenth century C.E.) who “passed on a list of twelve postdiluvian kings that were held to have reigned in the era between Peleg, a descendant of Noah’s son Shem, and the patriarch Abraham.

Among all the extant exemplars of the Sumerian King List, the Weld-Blundell prism in the Ashmolean Museum cuneiform collection represents the most extensive version as well as the most complete copy of the King List.
In this depiction, all four sides of the Sumerian King List prism are portrayed.
http://cdli.ox.ac.uk/wiki/doku.php?id=the_sumerian_king_list_sklid=the_sumerian_king_list_skl

(See also C. Grotanelli, “The Story of Kombabos and the Gilgamesh Tradition,” in Mythology and Mythologies: Methodological Approaches to Intercultural Influences: Proceedings of the Second Annual Symposium of the Assyrian and Babylonian Intellectual Heritage Project Held in Paris, France, October 4-7, 1999 (ed. R.M. Whiting; Melammu Symposia 2: Neo-Assyrian Text Corpus Project, 2001), pp. 19-27.)

The alleged Elamite origin of the monster’s name would nicely fit the observation that, from a Mesopotamian view, the localization of the cedar forest in historical times moved from the Eastern Zagros to the Western Lebanon.

Proof, however, is lacking. The name of the Babylonian flood hero Utnapishtim / Ziusudra is, so far, not attested in the extant manuscripts from Qumran.

The name does occur, however, in the form of At(a)nabīš (‘tnbyš) in fragments of the Book of Giants found at Turfan.”

Gebhard J. Selz, “Of Heroes and Sages–Considerations of the Early Mesopotamian Background of Some Enochic Traditions,” in Armin Lange, et al, The Dead Sea Scrolls in Context, v. 2, Brill, 2011, pp. 790-2.

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August 15, 2015

Kvanvig: The Apkallus had a Cosmic Function

“There is a clear difference between the group of seven and the subsequent group of four figures in Bīt Mēseri. The difference is not expressed in the same way as in the Uruk tablet in a general pattern of apkallus and succeeding ummanus. In Bīt Mēseri all the figures are apkallus with a curious exception of the last one, who is only two-thirds apkallu.

In Bīt Mēseri, there are thus two periods of transition, from the seven apkallus of divine descent to the four apkallus of human descent, and from the extraordinary apkallus to ordinary scholarship (we assume ummanus).

This depiction of a fish-apkallū of the parādu-fish type guarded the entrance to the temple of Ninurta at Nimrud.
A fish’s head can be seen on the Apkallu’s head, and its skin hangs down over the back of his body.
It is important to recall that the so-called Seven Sages of Sumeria were apkallū of this type.
Neo-Assyrian era, 865-860 BCE.
From the Temple of Ninurta, Nimrud (ancient Kalhu; Biblical Calah), northern Mesopotamia, Iraq. (The British Museum, London).
Osama Shukir Muhammed Amin FRCP (Glasg)
http://www.ancient.eu/image/2708/

The last transition is exemplified with Lu-Nanna; he is a mixture of both apkallu and, we must assume, ummanu. The difference between the first two groups is expressed through their origin. At the end of the list of four it is stated: [seb]et apkallu ša Ea bēlum [u]zna rapašta ušaklilušunuti,” of human descent, whom the lord Ea has endowed with a broad understanding” (lines 30-31).

“Born in the river” means engendered in the abode of Ea, which shows divine descent, in opposition to the human descent of the four succeeding ones, who, nevertheless are given great wisdom.

The apkallus are given a cosmic function. This is repeated twice, first in connection with the first apkallu, then in connection with all seven apkallus at the end of the list in Bīt Mēseri.

In both cases their responsibility concerns usurāt šamê u erseti (lines 1 and 13). Akkadian usurtu means concretely, “drawing,” abstractly, “plan, regulation, destiny;” so the apkallus are in charge of the “plans of heaven and earth.”

We have met this concept in Atrahasis where the birth-goddess Nintu: usurāti ša niši ussar, “draws the drawings for the people,” (S, 14), i.e. creates the basic conditions and fixes the destinies.

(Text in Lambert and Millard, Atra-Hasis, 62-3).

There is, however, a difference in Bīt Mēseri, which is made clear by the two different verbs used. In the case of the first apkallu (line 1) the verb mušaklil, participle, of the verb šuklulu (Š stem), is used. The verb means both “complete” and “make perfectly.”

In this bas relief from Nimrud, human apkallū, the ummánū, kneel and tend to a sacred tree.
Both ummânū wear horned tiaras and display rosette bracelets on their wrists. Bracelets are also apparent on their upper arms.
In the lower register, bird-apkallū raise mulillu cones to sprinkle water in a gesture of exorcism and liberation of sin.
As is typical, the banduddu buckets are in their left hands.
Interestingly in this case, the bracelets of the bird-apkallū are atypical. No rosettes are apparent.

The first apkallu thus “completed” or “made perfectly the drawings of heaven and earth.”

In the summary about all the apkallus (line 13) the verb muštešer, participle, Št stem, of the verb ešēru is used, which has the meaning “keep in order.”

Thus there is a distinction between what the first apkallu initially did, and what all apkallus did together. The first apkallu completed the design of the world-order; the seven apkallus, as a group, maintained this world order.

The corresponding Sumerian line 12 (the tablet is bilingual) has a text close to what we find in a Sumerian hymn. We quote the text in the German translation by van Dijk:

“Die urformen von Himmel und Erde

in rechter Ordnung zu halten, in die Weite von Himmel und Erde

den grossen Entscheidungen den Weg zu bahnen,

die Kultordnungen vollkommen zu machen.”

(Hymn to Nusku I, 14).

(J. van Dijk, Summarische Götterlieder, AHAW, PH, abh. I. Heidelberg 1960, 14; transliteration, 108; translation, 111.).

What is said here about the god Nusku is in Bīt Mēseri said about the apkallus. It covers the wide aspects of culture and civilization listed by Berossos about the first and seventh apkallu; it brings us, however, even one step further. The apkallus had a cosmic function; they were cosmic guardians.

They were both in charge of the me, and they were in charge of people’s destinies. In the last role, they are also described in a Babylonian myth where they are the custodians of the tablets of destinies.”

(W.G. Lambert, “The Twenty-One “poultices,”” AnSt 30 (1980): 77-83; B.R. Foster, “Wisdom and the Gods in Ancient Mesopotamia,” Orientalia (NS) 43 (1974): 344-54.).

Helge Kvanvig, Primeval History: Babylonian, Biblical, and Enochic: An Intertextual Reading, Brill, 2011, pp. 116-7.

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August 12, 2015

Kvanvig: The Lists of the Seven Apkallus

“There are known three lists of apkallus, two cuneiform and the one in Berossos. The first known cuneiform list of seven apkallus was published by E. Reiner in 1961, and then reedited with new pieces added by R. Borger in 1974.

Already Reiner suggested that the broken tablet belonged to the Neo-Assyrian incantations series Bīt Mēseri, “protected house.” Borger made clear that the list belonged to the third tablet in this series, and that there are traces of two more lists of a similar kind.

(E. Reiner, “The Etiological Myth of the ‘Seven Sages’,” Orientalia (NS) 30 (1961): 1-11. Borger, “Die Beschwörungsserie Bit Meseri,” 192-3.)

The three types of apkallū are portrayed, with the human ummânū at far left, the bird-apkallū type in the middle, and the antediluvian purādu-fish type at far right.
The human ummânū is attested in the Uruk List of Kings and Sages, while other references to bird-apkallū are legion, as documented in Wiggermann and other authorities. The purādu-fish apkallū is principally attested in Berossus, though other authorities confirm them, as well.

There are found two copies of of the apkallu list from Bīt Mēseri in late Babylonia. A. Cavigneaux published a tiny little fragment in 1979. In 1983, E. von Weiher published the transliteration of the full list as part of an Uruk recension of Bīt Mēseri.

The tablets were found in the house of what was most likely a priest specializing in astrology and divination. They can be dated to the 4-3 century, which means about the same time as Berossos wrote his Babyloniaca.

That there existed a Babylonian recension of the apkallu list in Bīt Mēseri is important, because it demonstrates that the tradition contained in this list was not an isolated Assyrian phenomenon.

As already stated, the Antediluvian King List from Uruk, W 20 030, 7, published by van Dijk in 1962, contained both seven kings and seven parallel apkallus. Berossos also paralleled kings and apkallus, but unlike the Uruk tablet it has one apkallu parallel to the first king, a=one to the fourth, four to the sixth, and one to the seventh.

Fish-Apkallū statuettes of the type that were buried in the foundations of buildings.
The so-called parādu-fish apkallū were the seven antediluvian sages of Sumeria.

The names of the apkallus and their successions are identical in Bīt Mēseri and the Uruk tablet, with small variations in spelling. We render the names in the Sumerian form they have in the Uruk tablet:

Uan
Uandugga
Enmedugga
Enmegalamma
Enmebulugga
Anenlilda
Utuabzu

There is a correspondence to the Greek names in Berossos, but it demands both scholarly quibbling and a bit of creative imagination to explain how exactly the Sumerian words were transformed to Greek ones. We have to bear in mind that it is far from certain that we have Berossos’s own spellings. His text has gone through many hands.

In Bīt Mēseri the list of the seven apkallus is succeeded by a list of four apkallus and built into an incantation. For the sense of convenience we bring here an English translation based on Reiner’s English edition of a part of the list and Weiher’s German edition of the full list.”

Helge Kvanvig, Primeval History: Babylonian, Biblical, and Enochic: An Intertextual Reading, Brill, 2011, pp. 107-8.

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July 26, 2015

Lenzi: The Uruk List of Kings and Sages

THE URUK LIST OF KINGS AND SAGES AND LATE MESOPOTAMIAN SCHOLARSHIP

ALAN LENZI

University of the Pacific

Abstract

“The Uruk List of Kings and Sages is best known for its genealogy connecting human scholars to antediluvian sages. Since its publication in 1962, however, questions pertaining to the text’s specific purpose within the context of Hellenistic Uruk have been neglected.

This study seeks to understand two such questions: why is the most explicit scholarly genealogy written in the Hellenistic period?; and who is the last named person in the text?

Seeking answers to these questions sheds new light on the text’s purpose: it is an attempt by scholars to gain support for themselves and their novel cultic agenda.

Keywords: Hellenistic Uruk, Mesopotamian scholars, Nicharkos, Antiquarianism, Anu cult

The cuneiform tablet (IM 65066) is in the Bagdad Museum.   A.K. Grayson, from the Reallexikon der Assyriologie, s.v. "Königslisten und Chroniken". A.K. Grayson, 'Assyrian and Babylonian King Lists,' in: Lišan mithurti. (Festschrift Von Soden) (Kevelaer : Neukirchen-Vluyn : Butzon & Bercker; 1969) Plate III.   http://www.livius.org/source-content/uruk-king-list/

The “Uruk List of Kings and Sages” (ULKS) was discovered in Anu’s Bīt Rēš temple by German archaeologists during the 1959/60 season and published in 1962 by van Dijk. (The tablet bears the excavation number W.20030, 7. For an edition of the text, see Jan van Dijk, “Die Inschriftenfunde,” Vorläufiger Bericht über die . . . Ausgrabungen in Uruk-Warka 18 (1962), 44-52 and plate 27).

Since then Assyriologists have cited this Seleucid-era text as the clearest cuneiform evidence that Mesopotamian scholars (ummânū) traced their professional ancestry explicitly back to the mythological sages (apkallū) of antediluvian fame and thereby implicitly to a relationship with the god Ea.

Setting this evidence alongside earlier historical data, it becomes clear that this scholarly genealogy was already functioning in the Neo-Assyrian period but probably even earlier in the late second millennium. (See, e.g., Helge S. Kvanvig, Roots of Apocalyptic: The Mesopotamian Background of the Enoch Figure and of the Son of Man, Wissenschaftliche Monographien zum Alten und Neuen Testament 61 (Neukirchen-Vluyn: Neukirchener Verlag, 1988), 202, etc.)

An ummânu, or sage of human descent. The ummânu raises his right hand in the iconic gesture of greeting, with uncertain plants in his left hand. Note the rosette design on his wristband, and the horned tiara headdress, indicative of divinity.   Such human apkallū are invariably portrayed with wings.

Despite its historical importance, this genealogical aspect of our text has over-shadowed other basic questions about the Seleucid historical context in which it arose. Two such questions provide the impetus for this study:

Despite the well-known importance of scholars in the earlier Neo-Assyrian period and the abundance of materials relating to their activities, why does one find the most explicit and systematic connection between the ummânū and apkallū in the Seleucid period?
How does the last named and oft-overlooked individual fit into this text’s plan and into the social context of Hellenistic Uruk? (Van Dijk recognized right away that this last person is of utmost significance for the interpretation of the text and offered tentative ideas about his identity and purpose (see “Die Inschriftenfunde,” 45-46, 50, 52). I know of no other explicit treatment of this particular issue since van Dijk’s. This study attempts to build on his suggestions.)

In order to formulate a plausible answer to these questions I raise three issues very briefly that provide context. First, I review some of the earlier first millennium evidence for the genealogical connection between the ummânū and apkallū; second, I survey the Seleucid dynasty’s relationship to indigenous institutions in Mesopotamia, especially with regard to temples; and finally, I consider aspects of the archaizing theological tendencies of Urukean scribes in the late Persian and Hellenistic periods.

In light of this contextualization, I interpret the ULKS as a tendentious document written by scholars who needed to reassert their importance to the community leadership in order to advance their cultic-political agenda. Unfortunately, due to the circumstantial and at times fragmentary evidence, this interpretation can only be offered as a plausible reading and must therefore remain tentative.”

Alan Lenzi, The Uruk List of Kings and Sages and Late Mesopotamian Scholarship, JANER 8.2, Brill, Leiden, 2008. pp. 137-40.

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March 22, 2015

The Etymology of the Name “Moses”

“Josephos has preserved an extract from the Egyptian historian Manetho, which relates the Egyptian version of the story of the Exodus as it was told in the second century before our era. In this it is stated that the earlier name of Moses was Osarsiph, and that he had been priest of Heliopolis or On.

Here it is evident that Moses and Joseph have been confounded together. The name of Joseph, who married the daughter of the priest of On, has been decomposed into two elements, the first of which is the divine name Jeho, and this has been changed into its supposed Egyptian equivalent Osar or Osiris.

It is clear that, whatever might have been his opinion about the name of Joseph, Manetho had no doubt that that of Moses was purely Israelitish. It was not until he had become the Israelitish lawgiver and had ceased to be an Egyptian priest that Osarsiph took the name of Moses.

But Moses finds no satisfactory etymology in the pages of the Hebrew lexicon. It stands alone among Hebrew proper names, like Aaron and David. We do not hear of any other persons who have borne the name. If, therefore, it is Semitic, it must belong to an older stratum of Semitic nomenclature than that preserved to us in the Old Testament. We must look to other branches of the Semitic stock for its explanation.

There is only one other branch of the Semitic family whose records are earlier than those of the Hebrews. Arabic literature begins long after the Christian era, when Jewish and Greek and even Christian names and ideas had penetrated into the heart of the Arabian peninsula.

The Arabic language, moreover, belongs to a different division of the Semitic family of speech from that to which Hebrew belongs. To compare Arabic and Hebrew together is like comparing Latin with modern German. There is, however, one Semitic language which has the closest affinities to Hebrew, and this is also the language of which we possess records older than those of the Hebrew Scriptures. I need hardly say that I am referring to Assyrian.

Now the Assyrian equivalent of the Hebrew Mosheh, “Moses,” would be mâsu, and, as it happens, mâsu is a word which occurs not unfrequently in the inscriptions. It was a word of Accadian origin, but since the days of Sargon of Accad had made itself so thoroughly at home in the language of the Semitic Babylonians as to count henceforth as a genuinely Semitic term.

Mâsu signified as nearly as possible all that we mean by the word “hero.” As such, it was an epithet applied to more than one divinity; there was one god more especially for whom it became a name.

This god was the deity sometimes called Adar by Assyrian scholars, sometimes Nin-ip, but whose ordinary name among the Assyrians is still a matter of uncertainty. He was a form of the Sun-god, originally denoting the scorching sun of mid-day. He thus became invested with the sterner attributes of the great luminary of day, and was known to his worshippers as “the warrior of the gods.”

The title of Mâsu, however, was not confined to Adar. It was given also to another solar deity, Merodach, the tutelar god of Babylon and the antagonist of the dragon of chaos, and was shared by him with Nergal, whose special function it was to guard and defend the world of the dead.

But Nergal himself was but the sun of night, the solar deity, that is to say, after he had accomplished his daily work in the bright world above and had descended to illuminate for a time the world below.”

A.H. Sayce, Lectures on the Origin and Growth of Religion as Illustrated by the Religion of the Ancient Babylonians, 5th ed., London, 1898, pp. 45-7.

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September 27, 2014

Kabbalah as Metasystem

“The prime source for the precursors of the occult revival were without question Athanasius Kircher (1602-80), a German Jesuit whose Oedipus Aegyptiacus (1652) detailed Kabbalah amongst its study of Egyptian mysteries and hieroglyphics, and Cornelius Agrippa’s De Occulta Philosophia (1533).

Other works, such as those from alchemists including Khunrath, Fludd and Vaughan indicated that the Kabbalah had become the convenient metamap for early hermetic thinkers. Christian mystics began to utilise its structure for an explanation of their revelations, the most notable being Jacob Boeheme (1575-1624). However, the most notable event in terms of our line of examination is undoubtedly the publication of Christian Knorr von Rosenroth’s (1636-89) Kabbalah Denudata in Latin in 1677 and 1684, which provided translations from the Zohar and extracts from the works of Isaac Luria.”

“Another stream stemming from Rosenroth’s work came through Eliphas Levi (1810-75), who … ascribed to the Tarot an ancient Egyptian origin. From de Gebelin and Rosenroth, Levi synthesized a scheme of attribution of the Tarot cards to the twenty-two paths of the Tree of Life, a significant development in that it provided a synthetic model of processes to be later modified and used by the Golden Dawn as mapping the initiation system of psychological, occult, and spiritual development. Levi wrote, “Qabalah … might be called the mathematics of human thought.”

“It is said by traditional Kabbalists and Kabbalistic scholars that the occultist has an imperfect knowledge of the Tree, and hence the work of such is corrupt. It appears to me that the Kabbalah is a basic device whose keys are infinite, and that any serious approach to its basic metasystem will reveal some relevance if tested in the world about us, no matter how it may be phrased.

The first Kabbalists cannot be said to have had an imperfect knowledge because they did not understand or utilise information systems theory or understand modern cosmology. Indeed, their examination of themselves and the Universe revealed such knowledge many hundreds of years before science formalised it, in the same way that current occult thinking may be rediscovered in some new science a hundred or thousand years hence.”

–Frater FP, The Magician’s Kabbalah, pp. 5-7.

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September 26, 2014

Tracing the Kabbalistic Idea

Next came Guillaume Postel of Paris (1510-1581), who published the Sefer Yazira with a Latin translation and a commentary. He also translated several sections of the Zohar. Christian Knorr von Rosenroth compiled an extensive anthology of kabbalistic works in Kabbala Denudata (1677-1684), followed by the German mystic Jacob Boehme. Dan characterizes all of these as “Lurianic kabbalah.” He cites no specific texts by Boehme, but states that “In England, some thinkers in the Cambridge school of neo-platonists–Henry More and Robert Fludd, among many others–used kabbalah.”

He then refers to theologian Franciscus Mercurius van Helmont from Holland, and he claims that Mercurius “collaborated in this field with Gottfried Wilhem Leibnitz (1646-1716).” He introduces alchemy into the mix, saying that Gershom Scholem “described the work of the german philosopher Franz Josef Molitor (1779-1861) on the philosophy of tradition as “the crowning and final achievement of the Christian kabbalah.”

Dan then notes that after the seventeenth century, kabbalah, employing various spellings, became a “common term” that indicated in an “imprecise manner anything that was ancient, mysterious, magical, and to some extent dangerous.” The term “cabal” then emerged, describing secret groups engaged in conspiracies. He observes that interest in esoterica diminished during the Enlightenment, but then resurged in the nineteenth century.

Amazingly, he observes that “Carl Gustav Jung could…combine admiration of the kabbalah with enmity toward Jewish culture.”

–Joseph Dan, Kabbalah: A Very Short Introduction, pg. 66-70.

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