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Category: Dessa Rittig

Kvanvig: On Šēp lemutti, Averting Evil

“The apkallus were also an essential part of the composition Šēp lemutti. The composition starts by defining the purpose of the ritual as to avert evil from the house.

Then the text prescribes the types of figures to be fashioned and buried at set locations in the house. This section contains a long passage describing wooden figures of seven apkallus, from seven Babylonian cities. Since these figures should be made of wood, no remains of them are found, of course.

Bird Apkallū and Fish Apkallū, the so-called purādu-fish, side by side. Apkallū statuettes of this design were buried in appropriate places in the home of a Babylonian exorcist. They were believed to have prophylactic qualities, guarding the home from evil.

Bird Apkallū and Fish Apkallū, the so-called purādu-fish, side by side. Apkallū statuettes of this design were buried in appropriate places in the home of a Babylonian exorcist. They were believed to have prophylactic qualities, guarding the home from evil.

The next passages describe apkallus with well-known features; seven figures with faces and wings of birds and seven figures cloaked in the skin of a fish. (Cf. Green, “Neo-Assyrian Apotropaic Figures,” 87-96, 87-90.)

In total the apkallus as groups of seven are described five times according to where they should be buried: at the head of the bed, in the foundation of the house, at the threshold to the chapel, in front of the door behind the chair and in the middle of the house in front of the chair (the chair may here be the throne of the palace).

 As noted by Professor Dalley, "The type occurs as a group of six or more clay figurines placed in brick boxes in foundations at Assur, Nimrud, and Nineveh," citing Dessa Rittig as her source (Assyrisch-babylonische Kleinplastik magischer Bedeutung vom 13.-6. Jh. v. Chr. München, 1977).


As noted by Professor Dalley, “The type occurs as a group of six or more clay figurines placed in brick boxes in foundations at Assur, Nimrud, and Nineveh,” citing Dessa Rittig as her source (Assyrisch-babylonische Kleinplastik magischer Bedeutung vom 13.-6. Jh. v. Chr. München, 1977).

The first invocation addresses the arrival of the apkallus: “the apkallus have arrived at the first location.” (Cf. P. Hibbert in Kolbe, Die Reliefprogramme, 200-1.) Then follows an invocation that is similar in all the other four instances: šiptu attunu salmānu apkallu massarī, “Incantation: “you are the statues of the apkallus, the watchers.” (Wiggermann, Mesopotamian Protective Spirits, 48.)

The designation massaru follows the intention of the whole ritual closely: the apkallus are invoked to protect the palace or the house. Accordingly, there is a close correspondence between the invocation of the apkallus as watchers and how they were represented materially.

The statues of them were initiated through proper rituals and either placed in the room of the ill person to free him from evil demons, or they were buried in a house, to guard the house against demonic attack.

As monumental reliefs at the entrances to palaces they remind people and demons that the palace, the king, and the inhabitants of the palace lived in a house which was protected against evil intruders through the proper rituals.

Since the apkallus appear in apotropaic rituals, they are closely connected to the practice of the āšipū, the exorcists. In an ancient Babylonian myth the sixth sage An-enlilda made poultices for medical means. They would be brought to the upper world of humans as protection against diseases. (Lambert, “The Twenty-One “Poultices,” obv. 11-4, 78.)

A bas relief in the Louvre.  In this case the bird-apkallū tends to a sacred tree. Considering the mullilu in his right hand and the banduddu in his left, (tree cone and water bucket), he is engaged in a water ritual intended to sanctify the sacred tree. This is a common motif in Sumerian and Neo-Assyrian idols.  This bas relief is in the Louvre.  Primary publicationNimrud NW Palace I-24 = RIMA 2.0.101.023, ex. 189 (f) Collection	Nimrud, Iraq (a); British Museum, London, UK (b); Louvre Museum, Paris, France (c); Nimrud, Iraq (d); Detroit Institute of Arts, Detroit, Michigan, USA (e); British Museum, London, UK; Louvre Museum, Paris, France  Museum no.	Nimrud fragment no. 42 (a); BM 098061 (b); AO 22198 (c); Nimrud fragment no. 43 and 45 (d); DIA 47.181 (e) (photo: DIA); AO 19849  Accession no.	1903-10-10, 0002 (b) Provenience	Kalhu (mod. Nimrud) Period	Neo-Assyrian (ca. 911-612 BC)

A bas relief in the Louvre.
In this case the bird-apkallū tends to a sacred tree. Considering the mullilu in his right hand and the banduddu in his left, (tree cone and water bucket), he is engaged in a water ritual intended to sanctify the sacred tree. This is a common motif in Sumerian and Neo-Assyrian idols.
This bas relief is in the Louvre.
Primary publication Nimrud NW Palace I-24 = RIMA 2.0.101.023, ex. 189 (f)
Collection Nimrud, Iraq (a); British Museum, London, UK (b); Louvre Museum, Paris, France (c); Nimrud, Iraq (d); Detroit Institute of Arts, Detroit, Michigan, USA (e); British Museum, London, UK; Louvre Museum, Paris, France
Museum no. Nimrud fragment no. 42 (a); BM 098061 (b); AO 22198 (c); Nimrud fragment no. 43 and 45 (d); DIA 47.181 (e) (photo: DIA); AO 19849
Accession no. 1903-10-10, 0002 (b)
Provenience Kalhu (mod. Nimrud)
Period Neo-Assyrian (ca. 911-612 BC)

We know that experts in medicine and incantations against disease demons could either designate themselves as apkallu, or place themselves as a descendant of an apkallu, in this case used as honorary title for an expert of highest rank. (Cf. A. Tuskimoto, “By the Hand of Madi-Dagan, the Scribe and Apkallu-Priest,” in Priests and Officials in the Ancient Near East, K. Watanabe, ed., Heidelberg, 1999, pp. 187-200. Also Finkel, “Adad-apla-iddina,” 144f.)

In the commentary to diagnostic omens that explains the word pirig that occurs in the names of the postdiluvian apkallus meaning “light,” it is also stated that ka.pirig means āšipu.”

Helge Kvanvig, Primeval History: Babylonian, Biblical, and Enochic: An Intertextual Reading, Brill, 2011, pp. 132-3.

Dalley: Apkallu-5, IDD 2011

Iconography of Deities and Demons (IDD).

Apkallu (continued). 

Type 3 Bird-of-Prey-Headed Apkallu, Phenotypes. 

“This hybrid sage (7, 21, 36*, 39*, 67–80), also called griffin-demon, Nisroch, or simply genie, is a human body with the head of a bird of prey (perhaps an eagle or a vulture).

Apkallu type 3, illustration 36, Stephanie Dalley, IDD.<br /> The bird-headed type 3 Nisroc apkallu is on the right, with banduddu bucket in the left hand and an indistinct item in his raised right hand.<br /> The figure on the left lacks wings, though it mimics the blessing gesture and the banduddu bucket of the right-side apkallu. The left side figure may not be an apkallu at all. Perhaps it is a priest. Or a human umu-apkallu. It lacks all symbols of divinity or semi-divinity.<br /> The central figure is problematic for me, wearing a crown which reminds me of a depiction of the god Anu. The problem is that Assyriologists aver that no representations of Anu exist.<br /> Like a bronze artifact depicted on other pages, this one wears a large ring around the torso. This figure also holds a ring in his left hand, or several loops of beads that resemble prayer beads, raising his right hand in the classical gesture of greeting. I will discuss the question of the identity of this deity below.

Apkallu type 3, illustration 36, Stephanie Dalley, IDD.
The bird-headed type 3 Nisroc apkallu is on the right, with banduddu bucket in the left hand and an indistinct item in his raised right hand.
The figure on the left lacks wings, though it mimics the blessing gesture and the banduddu bucket of the right-side apkallu. The left side figure may not be an apkallu at all. Perhaps it is a priest. Or a human umu-apkallu. It lacks all symbols of divinity or semi-divinity.
The central figure is problematic for me, wearing a crown which reminds me of a depiction of the god Anu. The problem is that Assyriologists aver that no representations of Anu exist.
Like a bronze artifact depicted on other pages, this one wears a large ring around the torso. This figure also holds a ring in his left hand, or several loops of beads that resemble prayer beads, raising his right hand in the classical gesture of greeting. I will discuss the question of the identity of this deity below.

It usually appears with one or two wings, each perhaps representing a pair of wings; but also with four (80). Like type 1, a pair of mirror-image figures is frequently shown, e.g., on 39*.

Apkallu type 1, illustration 39, Stephanie Dalley, IDD.<br /> Dalley cites this illustration as an example of mirror imaging.<br /> More interesting to me is the fact that the small apkallu depicted in the upper right side of this illustration is wearing a headband rather than the horned tiara seen on the others. This umu-apkallu also holds a sprig of what appear to be poppy bulbs.<br /> In all other respects, the apkallu portrayed on this large wall frieze are typical of the type, except that the detailing of their tassels is exceptionally fine.<br /> As usual, they bless or exorcise the sacred tree at the center of the design with the mullilu cone, banduddu buckets in their left hands.<br /> I must note that unless the real life models depicted in these illustrations and friezes wore a total of four daggers and two whetstones tucked into their waistbands, with two daggers and one whetstone on each side, the original illustrators considered it crucial to portray them. Daggers and whetstones are represented whether the figures are facing left or right.

Apkallu type 1, illustration 39, Stephanie Dalley, IDD.
Dalley cites this illustration as an example of mirror imaging.
More interesting to me is the fact that the small apkallu depicted in the upper right side of this illustration is wearing a headband rather than the horned tiara seen on the others. This umu-apkallu also holds a sprig of what appear to be poppy bulbs.
In all other respects, the apkallu portrayed on this large wall frieze are typical of the type, except that the detailing of their tassels is exceptionally fine.
As usual, they bless or exorcise the sacred tree at the center of the design with the mullilu cone, banduddu buckets in their left hands.
I must note that unless the real life models depicted in these illustrations and friezes wore a total of four daggers and two whetstones tucked into their waistbands, with two daggers and one whetstone on each side, the original illustrators considered it crucial to portray them. Daggers and whetstones are represented whether the figures are facing left or right.

Some examples show the bird-of-prey-headed Apkallu with a long, high crest as on 76*, which has two ringlets falling on to the shoulder.

Apkallu type 3, illustration 76, Stephanie Dalley, IDD.<br /> Stephanie Dalley cites illustration 76 as an exemplar

Apkallu type 3, illustration 76, Stephanie Dalley, IDD.
Stephanie Dalley cites illustration 76 as an exemplar “with a long, high crest … with two ringlets falling to the shoulder,” which it indeed does portray.
She also writes, “For jewelry the figure may wear a necklace with seven strands (76*), which may also only be single-stranded with pendants. With my apologies to the professor, I detect no necklace or pendants on this illustration.
This illustration does depict a type 3 Nisroc apkallu in the apparent act of uttering a cry, with a visible tongue, though Professor Dalley does not cite it as an example of that.
Finally, she asserts the “so-called “fish-tail fringe” dangling from the kilt (76*) is not a fish part, and so does not indicate that the type is a fish composite.” With this statement, I am in utter agreement.
This particular illustration, its find site unknown to me, is atypical in other respects. The portrayal of the avian head is perhaps unique, and at variance with the typical versions from the palace walls of the Northwest Palace of Ashurnasirpal II at Nimrud, for example.
The lone curl at the top of the head is unique, I think, as are the curls which Professor Dalley identified above.
In no other example does a nisroc-bird apkallu stand in front of a sacred tree, occluding it from view.
The armlet on this apkallu is unusual, as well, with a design that I have not seen elsewhere.
In all other respects, this depiction of a type 3 bird-headed apkallu is typical, with mullilu cone and banduddu bucket in their customary places.

On other examples there are three curls on top of the head (71*–72, 74, 78*–79).

Apkallu type 3, illustration 71, Stephanie Dalley, IDD.<br /> Professor Dalley cites illustration 71 as an example where a nisroc bird-headed apkallu holds a sprig in the raised right hand.<br /> I believe that she also cites it as an example with three curls atop its head. This assertion is problematic, as the middle

Apkallu type 3, illustration 71, Stephanie Dalley, IDD.
Professor Dalley cites illustration 71 as an example where a nisroc bird-headed apkallu holds a sprig in the raised right hand.
I believe that she also cites it as an example with three curls atop its head. This assertion is problematic, as the middle “curl,” is surmounted by a circle.
Other anomalies abound with this illustration, which depicts a type 3 avian-headed apkallu atypically nude, with an absence of detail on the body.
The banduddu bucket, however, is in its typical place, in the lowered left hand.
The other elements of this illustration will be discussed another time. Several deserve explication, from the identities of the portrayed figures, to the atypical depiction of the sacred tree.

Apkallu type 3, illustration 78, Stephanie Dalley, IDD.<br /> Professor Dalley states that this illustration portrays a bird-headed type 3 apkallu with a plant, which I regretfully do not see. The hand on this illustration is broken off, so whatever was held in the hand is unknown. The hand in fact appears to be in the prototypical gesture of blessing with a mullilu cone in hand, though we cannot be certain. Professor Dalley also states that the

Apkallu type 3, illustration 78, Stephanie Dalley, IDD.
Professor Dalley states that this illustration portrays a bird-headed type 3 apkallu with a plant, which I regretfully do not see. The hand on this illustration is broken off, so whatever was held in the hand is unknown. The hand in fact appears to be in the prototypical gesture of blessing with a mullilu cone in hand, though we cannot be certain. Professor Dalley also states that the “figure appears to pluck a bud or sprig from the sacred tree.” Perhaps.
This illustration, number 78 from IDD, is remarkable for other reasons. For one, the ringlets terminating in a curl at the side of its head are unusual, and the neck area appears to reflect the lone attempt to portray a beard on a bird-headed apkallu in all Assyrian iconography.
This apkallu wears a fringed kilt, but in all other respects it is indicative of the two-winged bird-headed apkallu, with banduddu bucket in the lowered left hand.

For jewelry the figure may wear a necklace with seven strands (76*), which may also only be single-stranded with pendants (7). Rosette bracelets are sometimes shown on each wrist (67).

This detail of an umu-apkallu from Panel 12, Room G, Northwest Palace of Ashurnasirpal II at Nimrud focuses on the rosette design of his bracelets. Note that in this example the bracelets are not matching. In the upper version, the rosette is mounted on a bracelet with no border. On the example below, the rosette design is circled by a border. The number of petals on the design varies, as well, with eleven petals above and 13 below, by my count. Armlets at the elbow are clearly visible, as is the fine detailing on the whetstone and the dual daggers in the waistband. London, British Museum, ANE 124568. From Mehmet-Ali Atac, The Mythology of Kingship in Neo-Assyrian Art, Cambridge University Press, 2010, p. 109. Photograph by Professor Atac.

This detail of an umu-apkallu from Panel 12, Room G, Northwest Palace of Ashurnasirpal II at Nimrud focuses on the rosette design of his bracelets.
Note that in this example the bracelets are not matching. In the upper version, the rosette is mounted on a bracelet with no border.
On the example below, the rosette design is circled by a border. The number of petals on the design varies, as well, with eleven petals above and 13 below, by my count.
Armlets at the elbow are clearly visible, as is the fine detailing on the whetstone and the dual daggers in the waistband.
London, British Museum, ANE 124568.
From Mehmet-Ali Atac, The Mythology of Kingship in Neo-Assyrian Art, Cambridge University Press, 2010, p. 109. Photograph by Professor Atac.

The beak is usually closed, but occasionally open to show the tongue (74, 78*–79), as if emitting a cry (80 ). On Late Bronze/Early Iron Age seals the figure is often shown naked (33* – 34*, 47 – 48, 72, 74); at later periods the dress is similar to that of the anthropomorphic sage and the fish-cloak Apkallu on most examples, although the knees are entirely covered by the over-garment on 77.

The so-called “fish-tail fringe” dangling from the kilt (76* above) is not a fish part, and so does not indicate that the type is a fish composite. WIGGERMANN (1992: 75) considers that this type belongs to an Assyrian tradition, and regards all late 2nd millennium examples as Middle Assyrian.

Other deviations from the standard representation include the replacement of the cone in the right hand with a sprig as on 71*. The pose of having both hands raised without holding any object (77) is also unusual. The figure appears to pluck a bud or sprig from the sacred tree on 75*, 78*, and 79.

Apkallu type 3, illustration 75, Stephanie Dalley, IDD.<br /> This illustration, number 75, is unique in portraying a type 3 avian-headed apkallu harvesting a leaf or a cone from the sacred tree.<br /> The apkallu goes so far as to plant his left leg against the tree for leverage.<br /> This bird-apkallu is significant for his lone curl at the forehead, and for the emphasis placed on the tassels of his garment.<br /> It should also be observed that this portrayal of the sacred tree depicts leaves, which is unusual.<br /> I also cannot escape the nagging impression that the tree appears to blossom from a vase, with symbology evocative of the fleur-de-lis.

Apkallu type 3, illustration 75, Stephanie Dalley, IDD.
This illustration, number 75, is unique in portraying a type 3 avian-headed apkallu harvesting a leaf or a cone from the sacred tree.
The apkallu goes so far as to plant his left leg against the tree for leverage.
This bird-apkallu is significant for his lone curl at the forehead, and for the emphasis placed on the tassels of his garment.
It should also be observed that this portrayal of the sacred tree depicts leaves, which is unusual.
I also cannot escape the nagging impression that the tree appears to blossom from a vase, with symbology evocative of the fleur-de-lis.

Associations.

A pair of bird-of-prey-headed Apkallus often stands on each side of a sacred tree (7 ) or a royal figure (69 ), or with a plant (78*–79) or a deity (36*, 70 , 74 ), with six-curl heroes holding the sacred tree (71* ).

Apkallu type 3, illustration 36, Stephanie Dalley, IDD.<br /> Professor Dalley cites this illustration, number 36, for the type 1 and type 3 apkallu standing at the flanks of a deity. In the first case, it is far from certain that the figure on the left of the central deity is an apkallu at all, as it lacks all indicators of divinity and most crucially, wings. This figure does raise what appears to be a mullilu cone in its right hand, and it does hold the usual banduddu bucket in his left hand, though it must be admitted that depictions of cones with leaves still attached are irregular.<br /> Unfortunately Professor Dalley does not identify the deity in the center of the illustration, though I am encouraged that she does consider it to be a deity, rather than an apkallu of high rank, which deity I will provisionally attempt to name.<br /> I have discussed elsewhere in captions to these illustrations the possibility that the deity at the center of this composition, which appears to adorn a necklace or breastplate, is the god Anu, who is allegedly never depicted in Mesopotamian iconography.<br /> The circular device at the apex of his crown, which is appropriately horned, is apparent in only one other example that I can call to mind, a bronze face protector or frontal helmet depicted on other pages.<br /> In that example, the circular device or disc is so worn that the lower portion of its mount mimics the inverted crescent of the Moon god Sin.<br /> The context is inappropriate for Sin, however, and in no other case have I ever seen anything positioned between the upturned horns of Sin's inverted crescent. It is more likely that the disc mount is simply worn from great age, with the circular portion along the top gone.<br /> In any case, a bird-headed type 3 Nisroc apkallu is on the right, with banduddu bucket in the left hand and an indistinct item in his raised right hand. It appears to be a mullilu cone, but with leaves or sprouting, as noted.<br /> As mentioned, the figure on the left side of the deity lacks wings, though it mimics the blessing gesture, cone and banduddu bucket of the right-side apkallu. The left side figure may not be an apkallu at all. Perhaps it is a priest. Or a human umu-apkallu. It lacks all symbols of divinity or semi-divinity.<br /> The central figure remains problematic for me, wearing a crown which reminds me of a depiction of the god Anu. The problem is that Assyriologists aver that no representations of Anu exist.<br /> Also significant for me, this figure, whether it is a deity or an apkallu, wears a large ring around the torso. In the other example which I believe portrays the god Anu, a large ring or circle of this type also wraps the torso of the deity. As is indisputable in the other case, my suspicion is that this ring would also be decorated with rosettes, were sufficient detail feasible for the original illustrator.<br /> This figure also holds a ring or looped prayer beads in his left hand, an item typically reserved for deities, while raising his right hand in the classical gesture of greeting. The griffin demon on the left, and the human-headed sphinx on the right, will have to be explicated elsewhere in a later work.

Apkallu type 3, illustration 36, Stephanie Dalley, IDD.
Professor Dalley cites this illustration, number 36, for the type 1 and type 3 apkallu standing at the flanks of a deity. In the first case, it is far from certain that the figure on the left of the central deity is an apkallu at all, as it lacks all indicators of divinity and most crucially, wings. This figure does raise what appears to be a mullilu cone in its right hand, and it does hold the usual banduddu bucket in his left hand, though it must be admitted that depictions of cones with leaves still attached are irregular.
Unfortunately Professor Dalley does not identify the deity in the center of the illustration, though I am encouraged that she does consider it to be a deity, rather than an apkallu of high rank, which deity I will provisionally attempt to name.
I have discussed elsewhere in captions to these illustrations the possibility that the deity at the center of this composition, which appears to adorn a necklace or breastplate, is the god Anu, who is allegedly never depicted in Mesopotamian iconography.
The circular device at the apex of his crown, which is appropriately horned, is apparent in only one other example that I can call to mind, a bronze face protector or frontal helmet depicted on other pages.
In that example, the circular device or disc is so worn that the lower portion of its mount mimics the inverted crescent of the Moon god Sin.
The context is inappropriate for Sin, however, and in no other case have I ever seen anything positioned between the upturned horns of Sin’s inverted crescent. It is more likely that the disc mount is simply worn from great age, with the circular portion along the top gone.
In any case, a bird-headed type 3 Nisroc apkallu is on the right, with banduddu bucket in the left hand and an indistinct item in his raised right hand. It appears to be a mullilu cone, but with leaves or sprouting, as noted.
As mentioned, the figure on the left side of the deity lacks wings, though it mimics the blessing gesture, cone and banduddu bucket of the right-side apkallu. The left side figure may not be an apkallu at all. Perhaps it is a priest. Or a human umu-apkallu. It lacks all symbols of divinity or semi-divinity.
The central figure remains problematic for me, wearing a crown which reminds me of a depiction of the god Anu. The problem is that Assyriologists aver that no representations of Anu exist.
Also significant for me, this figure, whether it is a deity or an apkallu, wears a large ring around the torso. In the other example which I believe portrays the god Anu, a large ring or circle of this type also wraps the torso of the deity. As is indisputable in the other case, my suspicion is that this ring would also be decorated with rosettes, were sufficient detail feasible for the original illustrator.
This figure also holds a ring or looped prayer beads in his left hand, an item typically reserved for deities, while raising his right hand in the classical gesture of greeting. The griffin demon on the left, and the human-headed sphinx on the right, will have to be explicated elsewhere in a later work.

The figure occurs with type 1 on sequences with three registers at doorways (6*).

Apkallu type 1, illustration 6, Stephanie Dalley, IDD. This classical depiction of an umu-apkallu includes the mullilu in the raised right hand in the gesture of blessing or exorcism and the banduddu bucket in the left hand. The horned tiara indicative of divinity may reflect the semi-divine status of the apkallu. Armlets at the elbow are present, as are wristbands with the typical rosette pattern.

Apkallu type 1, illustration 6, Stephanie Dalley, IDD.
This classical depiction of an umu-apkallu includes the mullilu in the raised right hand in the gesture of blessing or exorcism and the banduddu bucket in the left hand.
The horned tiara indicative of divinity may reflect the semi-divine status of the apkallu.
Armlets at the elbow are present, as are wristbands with the typical rosette pattern.

On 72 and 73 an altar is held up by a pair of naked Apkallus (in a very similar scene [MATTHEWS 1990: no. 452] a pair of mermen perform a similar function).

 As noted by Professor Dalley,


As noted by Professor Dalley, “The type occurs as a group of six or more clay figurines placed in brick boxes in foundations at Assur, Nimrud, and Nineveh,” citing Dessa Rittig as her source (Assyrisch-babylonische Kleinplastik magischer Bedeutung vom 13.-6. Jh. v. Chr. München, 1977).

Assyrian ritual texts describe clay figurines of this type (WIGGERMANN 1992: passim) as foundation figurines buried in groups of seven or more, with black paint, traces of which have occasionally been observed on such clay figurines, including one with black and red stripes painted on the back.”

Stephanie Dalley, “Apkallu,” Iconography of Deities and Demons in the Ancient Near East (IDD), Swiss National Science Foundation, University of Zurich, 2011 (text updated 2011 and illustrations updated 2007), p. 3-4/7.

Dalley: Apkallu-3, IDD 2011

Iconography of Deities and Demons (IDD).

Apkallu (continued).

Type 1 Human-figured Apkallu, Phenotypes. 

“The human-figured sage (1* – 39*), sometimes called winged genie, should probably be identified with Akkadian ūmuapkallu. If so, it is the only sage-figure that has a distinguishing term. Alternatively, ūmu-apkallu may be an extension of apkallu in which ūmu refers to Oannes, the first sage, as an ummiānum.

The human-figured Apkallu is always shown in profile, and is normally bearded. He often wears a headband decorated with rosettes, or a horned crown with one, two, or three pairs of horns; he wears light sandals or is barefoot.

Occasionally he is kneeling (7 , 19, 24–25, 33*–34). He usually has two wings on palace sculptures of Assurnasirpal II (883-859 BCE) (6*), two (37) or four (23) wings in the palace of Sargon II (721-705 BCE), and four wings in the time of Sennacherib (704-681 BCE) (22).

This ummiânū kneels before the sacred tree, apparently depicted in the act of tending to it.<br /> This bas relief is perhaps unique in its fine detail which survived a long passage of time.<br /> Note the care focused on the fingernails and toenails.<br /> The rosette design is mirrored on the bracelets, while this ummiânū wears a dual-horned tiara of divinity.<br /> The tassels from the apparel are finely detailed, and another tassel appears behind the ummiânū's neck, beneath his braided hair.<br /> The earrings are of an unknown design.

This ummiânū kneels before the sacred tree, apparently depicted in the act of tending to it.
This bas relief is perhaps unique in its fine detail which survived a long passage of time.
Note the care focused on the fingernails and toenails.
The rosette design is mirrored on the bracelets, while this ummiânū wears a dual-horned tiara of divinity.
The tassels from the apparel are finely detailed, and another tassel appears behind the ummiânū’s neck, beneath his braided hair.
The earrings are of an unknown design.

However, exceptions such as on 2 can be found, and there is probably flexibility in peripheral iconography or due to deliberate archaism.

This umu-apkallu wears a three-horned headdress indicative of divinity, raises poppy bulbs in his right hand, and holds a mace in his left. He has four wings.<br /> Daggers and ornate whetstone are tucked into his waistband, he wears armlets, and the fine detail preserved in this bas relief is highlighted by the right-armed sleeve of his upper garment. <br />  Ada Cohen &amp; Steven E. Kangas, eds., Assyrian Reliefs from the Palace of Ashurnasirpal II: A Cultural Biography, UPNE, 2010, p. 6.<br />  https://books.google.co.th/books?id=uRKU0YXBWtgC&amp;pg=PA252&amp;lpg=PA252&amp;dq=D.+Kolbe+Die+Reliefprogramme+full+text&amp;source=bl&amp;ots=c4EZtivZGc&amp;sig=2MJlM039UK3pZ0ituhzBzLBys4M&amp;hl=en&amp;sa=X&amp;ved=0CCoQ6AEwBWoVChMIipCB8K--xwIVDlqOCh2O_wYD#v=onepage&amp;q&amp;f=false

This umu-apkallu wears a three-horned headdress indicative of divinity, raises poppy bulbs in his right hand, and holds a mace in his left. He has four wings.
Daggers and ornate whetstone are tucked into his waistband, he wears armlets, and the fine detail preserved in this bas relief is highlighted by the right-armed sleeve of his upper garment.
Ada Cohen & Steven E. Kangas, eds., Assyrian Reliefs from the Palace of Ashurnasirpal II: A Cultural Biography, UPNE, 2010, p. 6.
https://books.google.co.th/books?id=uRKU0YXBWtgC&pg=PA252&lpg=PA252&dq=D.+Kolbe+Die+Reliefprogramme+full+text&source=bl&ots=c4EZtivZGc&sig=2MJlM039UK3pZ0ituhzBzLBys4M&hl=en&sa=X&ved=0CCoQ6AEwBWoVChMIipCB8K–xwIVDlqOCh2O_wYD#v=onepage&q&f=false

On Khorsabad sculptures of the late 8th century (23), the four-winged man, holding a bucket and cone and wearing a crown with three pairs of horns, is probably a form of the same figure.

A beardless, perhaps female, two-winged form with bucket and cone is found on 8th century Carchemish sculpture fragments (30). It may be comparable to the two- or four-winged, perhaps female, figure in the palace of Assurnasirpal II, who holds a jeweled ring in the left hand, and wears a necklace and a crown with two pairs of horns (1* – 2).

Stephanie Dalley's "beardless" type 1 apkallu. Aside from being beardless, these feminized apkallu wear atypical necklaces and hold what appear to be looped stones or prayer beads in their left hands.<br />  They appear to wear long skirts, and details of their upper garments are lacking. They have four wings. <br /> Typical rosette bracelets adorn their wrists, and they wear armlets at the elbow as is common.<br /> Both umu-apkallu wear a dual-horned tiara indicative of divinity, as they salute a sacred tree in its prototypical configuration.

Stephanie Dalley’s “beardless” type 1 apkallu. Aside from being beardless, these feminized apkallu wear atypical necklaces and hold what appear to be looped stones or prayer beads in their left hands.
They appear to wear long skirts, and details of their upper garments are lacking. They have four wings.
Typical rosette bracelets adorn their wrists, and they wear armlets at the elbow as is common.
Both umu-apkallu wear a dual-horned tiara indicative of divinity, as they salute a sacred tree in its prototypical configuration.

Although the figure is almost certainly female, it has two daggers and a whetstone tucked into the waist on 1* – 2, implying perhaps ambiguity of gender (ALBENDA 1996). Beardless examples are quite common in 7th century Urartian art (24, 27–29).

Associations.

The human-figured Apkallu is rarely associated with a deity (27).

Apkallu type 1, Illustration 8, Stephanie Dalley, IDD.<br /> Dalley notes that this "Hebrew seal" may not be genuine, as it features a winged, man-faced bull "Aladlammu" serving as a "pedestal animal for a divine figure."<br />  What intrigues me is the crown worn by the man-faced bull, which resembles the crown portrayed on previous depictions alleged to be the god Anu. I do not propose that this man-faced bull is Anu, but his dual-horned headdress is surmounted by a disc-shaped device which is more ornate than the headdress on any other figure on this seal. The crown in this context is problematic, and it raises questions. <br /> Dalley compares illustration 8 to illustration 9, below, as "another West Semitic or (or rather South Semitic) seal with this type of apkallu standing alone."

Apkallu type 1, Illustration 8, Stephanie Dalley, IDD.
Dalley notes that this “Hebrew seal” may not be genuine, as it features a winged, man-faced bull “Aladlammu” serving as a “pedestal animal for a divine figure.”
What intrigues me is the crown worn by the man-faced bull, which resembles the crown portrayed on previous depictions alleged to be the god Anu. I do not propose that this man-faced bull is Anu, but his dual-horned headdress is surmounted by a disc-shaped device which is more ornate than the headdress on any other figure on this seal. The crown in this context is problematic, and it raises questions.
Dalley compares illustration 8 to illustration 9, below, as “another West Semitic or (or rather South Semitic) seal with this type of apkallu standing alone.”

In a few cases the human-figured Apkallu is associated with hybrid animals (24), as on the Hebrew seal 8* (if genuine), where a winged, man-faced bull Aladlammu (Human-headed winged bull) serves as a pedestal animal for a divine figure; and on 11, where an unbearded, human-faced winged lion sphinx supports the mirror-image pair of Apkallu.

Apkallu type 1, Illustration 9, Stephanie Dalley, IDD. Dalley compares this seal portrayed as illustration 9 with illustration 8 above, as "another West Semitic (or rather South Semitic) seal with this type of apkallu standing alone." For me, the indistinct head gear stands out, as does the portrayal of the poppy bulbs in the left hand.

Apkallu type 1, Illustration 9, Stephanie Dalley, IDD.
Dalley compares this seal portrayed as illustration 9 with illustration 8 above, as “another West Semitic (or rather South Semitic) seal with this type of apkallu standing alone.”
For me, the indistinct head gear stands out, as does the portrayal of the poppy bulbs in the left hand.

If genuine, 9* is another West Semitic (or rather South Semitic) seal with this type of Apkallu standing alone.

Mirror-image pairs stand on each side of a stylized sacred tree (1*, 7, 13, 24, 29, 39* ), the tree sometimes surmounted by a winged disc (11–12*).

Apkallu type 1 and type 2, Illustration 12, Stephanie Dalley, IDD.<br />  Dalley emphasizes the "winged disc" in this exemplar.<br />  This may be a case where we are programmed to expect a winged disc, but in this case, the "winged disc" appears to portray a stylized eye.<br />  To me, the winged conveyance resembles an Eye of Horus, complete with an eyebrow. I do not propose that this illustration is an Eye of Horus. I merely observe that this portrayal of the winged conveyance in this case resembles one.

Apkallu type 1 and type 2, Illustration 12, Stephanie Dalley, IDD.
Dalley emphasizes the “winged disc” in this exemplar.
This may be a case where we are programmed to expect a winged disc, but in this case, the “winged disc” appears to portray a stylized eye.
To me, the winged conveyance resembles an Eye of Horus, complete with an eyebrow. I do not propose that this illustration is an Eye of Horus. I merely observe that this portrayal of the winged conveyance in this case resembles one.

This scene is frequently attested on palace sculptures from the Northwest Palace of Assurnasirpal II (883-859 BCE) at Nimrud (6*; PALEY/SOBOLEWSKI 1987; 1991 passim). The scene is found in a location of high prestige, on a panel set behind the throne dais in the main throne room, where the king stands in mirror-image at the tree, and the winged disc is also shown.

Occasionally the winged disc is supported by a kneeling atlantid figure (14* ). Other variations include streams of water coming from the winged disc (14 *).

Apkallu type 1, illustration 14, Stephanie Dalley, IDD.  As Dalley notes, these type 1 apkallu have banduddu buckets in their left hands and appear to be gesturing with empty right hands. They are remarkable for crowns or tiaras with three horns, an indicator of divinity, or in the case of the umu-apkallu, of semi-divinity.   The central figure appears to be suspended beneath a winged disk. Unlike the apkallu, the central figure is beardless and without wings.  The wiggly lines probably portray water, flowing between what appear to be jugs.

Apkallu type 1, illustration 14, Stephanie Dalley, IDD.
As Dalley notes, these type 1 apkallu have banduddu buckets in their left hands and appear to be gesturing with empty right hands. They are remarkable for crowns or tiaras with three horns, an indicator of divinity, or in the case of the umu-apkallu, of semi-divinity.
The central figure appears to be suspended beneath a winged disk. Unlike the apkallu, the central figure is beardless and without wings.
The wiggly lines probably portray water, flowing between what appear to be jugs.

Mirror-image figures may also stand on either side of a doorway without a central motif such as a sacred tree. On the rare occasions when this type does not belong to a mirror-image arrangement, he may stand, for example, behind a man with a fly-whisk and bowl, facing the enthroned king (26).

Detail on the whisk and the cup in the hands of a priest. This bas relief is singular in its fine detail and superb preservation. The individual strands of the fly whisk are readily apparent, as is the detail of the lion headed handle beneath the hand of a beardless priest. The fingernails are clearly visible.<br />  A snake-headed handle from what appears to be a ladle is apparent in the lower hand.<br />  From Panels 2-3, Room G, Northwest Palace of Ashurnasirpal II at Nimrud.<br />  London, British Museum ANE 124564-124565.<br />  Photo: Mehmet-Ali Atac, The Mythology of Kingship in Neo-Assyrian Art, 2010, p. 99.

Detail on the whisk and the cup in the hands of a priest. This bas relief is singular in its fine detail and superb preservation. The individual strands of the fly whisk are readily apparent, as is the detail of the lion headed handle beneath the hand of a beardless priest. The fingernails are clearly visible.
A snake-headed handle from what appears to be a ladle is apparent in the lower hand.
From Panels 2-3, Room G, Northwest Palace of Ashurnasirpal II at Nimrud.
London, British Museum ANE 124564-124565.
Photo: Mehmet-Ali Atac, The Mythology of Kingship in Neo-Assyrian Art, 2010, p. 99.

The type occurs as a group of six or more clay figurines placed in brick boxes in foundations at Assur, Nimrud, and Nineveh (RITTIG 1977: passim).

Nakamura: "By burying figurines of powerful beings, the āšipu preserves an expressed belief in a present reality of supernatural power, mythological origin and divine order." As noted by Stephanie Dalley, "The type occurs as a group of six or more clay figurines placed in brick boxes in foundations at Assur, Nimrud, and Nineveh," citing Dessa Rittig as her source (Assyrisch-babylonische Kleinplastik magischer Bedeutung vom 13.-6. Jh. v. Chr. München, 1977).

Nakamura: “By burying figurines of powerful beings, the āšipu preserves an expressed belief in a present reality of supernatural power, mythological origin and divine order.”
As noted by Stephanie Dalley, “The type occurs as a group of six or more clay figurines placed in brick boxes in foundations at Assur, Nimrud, and Nineveh,” citing Dessa Rittig as her source (Assyrisch-babylonische Kleinplastik magischer Bedeutung vom 13.-6. Jh. v. Chr. München, 1977).

Ritual texts show that figurines of this type were often made of e’ru wood (WIGGERMANN 1992: 65), and thus have not survived.”

Stephanie Dalley, “Apkallu,” Iconography of Deities and Demons in the Ancient Near East (IDD), Swiss National Science Foundation, University of Zurich, 2011 (text updated 2011 and illustrations updated 2007), p. 2-3/7.

Kvanvig: The Apkallus as Protective Spirits

“The apkallus are especially known from two incantation rituals: the one is Bīt Mēseri, as already stated; the other is called: šēp lemutti ina bit amēli parāsu, “to block the foot of evil into a man’s house” (KAR 298).

The two incantation series have a different scope. Bīt Mēseri prescribes the procedures to be performed when someone is ill, i.e. has come under demonic attack. Šēp Lemutti (“The Foot of Evil”) describes the procedures to be performed when a house should be protected from demonic attack. Consequently the rituals described have some common denominators, but also clear differences.

The rituals describe in great detail how figurines should be made of the seven apkallus. These figurines should then be addressed in an invocation to make them represent the apkallus themselves. In the case of Bīt Mēseri, where an ill person is concerned, the figurines should be arranged in the ill person’s room, close to his bed; in the case of Šēp Lemutti the figurines should be deposited in the foundation of the house.

Apotropaic figurine deposit found in room S57 of Fort Shalmaneser at Nimrud. Adapted from Curtis and Read (1995:112). (From Nakamura).

Apotropaic figurine deposit found in room S57 of Fort Shalmaneser at Nimrud. Adapted from Curtis and Read (1995:112). (From Nakamura).

We are here at a point where textual and archeological evidence support one another. An abundance of such small figurines are found in boxes buried in the foundations of houses and palaces from the Neo-Assyrian and the Neo-Babylonian period.

Nakamura: "By burying figurines of powerful beings, the āšipu preserves an expressed belief in a present reality of supernatural power, mythological origin and divine order."

Nakamura: “By burying figurines of powerful beings, the āšipu preserves an expressed belief in a present reality of supernatural power, mythological origin and divine order.”

Because of the detailed description of their appearance in the rituals, it is not difficult to identify the excavated figurines as the same entities described in the rituals. The excavated figurines are representations of the seven apkallus.

(Cf. F.A.M. Wiggermann, “Mischwesen A,” Reallexikon der Assyriologie und Vorderasiatischen Archäologie (RLA) 8, Berlin, 1993-7, pp. 222-25, 222, 224.)

Moreover, having identified the small figurines, it is also possible to identify many of the large reliefs that flanked the entrances to the palaces of the Neo-Assyrian kings. Here the small figurines were blown up in large scale representations of figures with the same appearance as the small figurines, corresponding to the descriptions in the rituals.

(Cf. For a detailed examination of the evidence, Dieter Kolbe, Die Reliefprogramme religiös-mythologischen Characters in neu-assyrischen Palästen, EH, Reihe 38, Frankfurt am Main, 1981, III-VII, 14-30.)

The three types of apkallū are portrayed, with the human ummânū at far left, the Nisroc bird-apkallū type in the middle, and the antediluvian purādu-fish type at far right.  The human ummânū is attested in the Uruk List of Kings and Sages, while other references to bird-apkallū are legion, as documented in Wiggermann and other authorities.  The purādu-fish apkallū is principally attested in Berossus, though other authorities confirm them, as well.  The anthropomorphic qualities of the purādu-fish and the Nisroc apkallu remain unexplained, though the eagle is sacred to Enki / Ea.

The three types of apkallū are portrayed, with the human ummânū at far left, the Nisroc bird-apkallū type in the middle, and the antediluvian purādu-fish type at far right.
The human ummânū is attested in the Uruk List of Kings and Sages, while other references to bird-apkallū are legion, as documented in Wiggermann and other authorities.
The purādu-fish apkallū is principally attested in Berossus, though other authorities confirm them, as well.
The anthropomorphic qualities of the purādu-fish and the Nisroc apkallu remain unexplained, though the eagle is sacred to Enki / Ea.

There are three kinds of apkallus: fish-apkallus, bird-apkallus, and human apkallus. The fish-apkallu is represented as a fish-garbed figure, with a human body and a carp cloak (cf. the description in Berossos).

The bird-apkallu is represented as a griffin; he has a human body, wings and a bird’s head.

A bas relief in the Louvre.  In this case the bird-apkallū tends to a sacred tree. Considering the mullilu in his right hand and the banduddu in his left, (tree cone and water bucket), he is engaged in a water ritual intended to sanctify the sacred tree. This is a common motif in Sumerian and Neo-Assyrian idols.  This bas relief is in the Louvre.  Primary publicationNimrud NW Palace I-24 = RIMA 2.0.101.023, ex. 189 (f) Collection	Nimrud, Iraq (a); British Museum, London, UK (b); Louvre Museum, Paris, France (c); Nimrud, Iraq (d); Detroit Institute of Arts, Detroit, Michigan, USA (e); British Museum, London, UK; Louvre Museum, Paris, France  Museum no.	Nimrud fragment no. 42 (a); BM 098061 (b); AO 22198 (c); Nimrud fragment no. 43 and 45 (d); DIA 47.181 (e) (photo: DIA); AO 19849  Accession no.	1903-10-10, 0002 (b) Provenience	Kalhu (mod. Nimrud) Period	Neo-Assyrian (ca. 911-612 BC)

A bas relief in the Louvre.
In this case the bird-apkallū tends to a sacred tree. Considering the mullilu in his right hand and the banduddu in his left, (tree cone and water bucket), he is engaged in a water ritual intended to sanctify the sacred tree. This is a common motif in Sumerian and Neo-Assyrian idols.
This bas relief is in the Louvre.
Primary publication Nimrud NW Palace I-24 = RIMA 2.0.101.023, ex. 189 (f)
Collection Nimrud, Iraq (a); British Museum, London, UK (b); Louvre Museum, Paris, France (c); Nimrud, Iraq (d); Detroit Institute of Arts, Detroit, Michigan, USA (e); British Museum, London, UK; Louvre Museum, Paris, France
Museum no. Nimrud fragment no. 42 (a); BM 098061 (b); AO 22198 (c); Nimrud fragment no. 43 and 45 (d); DIA 47.181 (e) (photo: DIA); AO 19849
Accession no. 1903-10-10, 0002 (b)
Provenience Kalhu (mod. Nimrud)
Period Neo-Assyrian (ca. 911-612 BC)

(Cf. Anthony Green, “Mischwesen B,” Reallexikon der Assyriologie und Vorderasiatischen Archäologie (RLA)  8, Berlin, 1993-7, pp. 246-64, 252; Anthony Green, “Neo-Assyrian Apotropaic Figures,” Iraq 45, 1983, pp. 87-96.)

The representation of the human apkallu is more uncertain. A. Green suggests that these apkallus were imagined as genii, figures with human bodies and wings, holding a bucket in the one hand and a cone in the other.

Now compare this Nimrud bas relief from the Louvre: an ummânū sprinkles water with a mullilu cone in his right hand, holding his banduddu bucket in his left. This ummânū wears bracelets with a concentric circular design, and rosettes are not apparent. This ummânū also wears the common horned headdress of Anu, but with three stacked layers of horns. As noted elsewhere, this headdress is surmounted by an object that resembles a partial fleur de lis. From Nimrud, capital of king Ashurnarzipal.  Louvre, AO 19845

Now compare this Nimrud bas relief from the Louvre: an ummânū sprinkles water with a mullilu cone in his right hand, holding his banduddu bucket in his left.
This ummânū wears bracelets with a concentric circular design, and rosettes are not apparent.
This ummânū also wears the common horned headdress of Anu, but with three stacked layers of horns.
As noted elsewhere, this headdress is surmounted by an object that resembles a partial fleur de lis.
From Nimrud, capital of king Ashurnarzipal.
Louvre, AO 19845

Figures of fish-apkallus and bird-apkallus are found in Babylonian Ur and in several of the major Assyrian cities, Nimrud, Aššur and Nineveh. They are found in royal palaces and in houses assumed to belong to the guild of the āšipū, “exorcists.”

This depiction of a fish-apkallū of the purādu-fish type guarded the entrance to the temple of Ninurta at Nimrud.<br /> A fish's head can be seen on the Apkallu's head, and its skin hangs down over the back of his body.<br /> It is important to recall that the so-called Seven Sages of Sumeria were apkallū of this type.<br /> Neo-Assyrian era, 865-860 BCE.<br /> From the Temple of Ninurta, Nimrud (ancient Kalhu; Biblical Calah), northern Mesopotamia, Iraq. (The British Museum, London).<br /> Osama Shukir Muhammed Amin FRCP (Glasg)<br /> http://www.ancient.eu/image/2708/

This depiction of a fish-apkallū of the purādu-fish type guarded the entrance to the temple of Ninurta at Nimrud.
A fish’s head can be seen on the Apkallu’s head, and its skin hangs down over the back of his body.
It is important to recall that the so-called Seven Sages of Sumeria were apkallū of this type.
Neo-Assyrian era, 865-860 BCE.
From the Temple of Ninurta, Nimrud (ancient Kalhu; Biblical Calah), northern Mesopotamia, Iraq. (The British Museum, London).
Osama Shukir Muhammed Amin FRCP (Glasg)
http://www.ancient.eu/image/2708/

(Cf. Dessa Rittig, Assyrisch-babylonische Kleinplastik magischer Bedeutung vom 13.-6. Jh. v. Chr., MVS. München, 1977, pp. 70-85, and pictures 20-31.)

The apkallus were, as stated, not only manufactured as prophylactic figurines. It is possible to find them in numerous examples of monumental art in Assyrian palaces. The fish-apkallu is also found in Persian Persagadae, placed at the entrance to the Audience Hall.

(Cf. Trudy S. Kawami, “A Possible Source for the Sculptures of the Audience Hall, Pasargadae,” Iran 10, 1972, pp. 146-8.)

In this bas relief from Nimrud, human apkallū, the ummánū, kneel and tend to a sacred tree.  Both ummânū wear horned tiaras and display rosette bracelets on their wrists. Bracelets are also apparent on their upper arms.  In the lower register, bird-apkallū raise mulillu cones to sprinkle water in a gesture of exorcism and liberation of sin.  As is typical, the banduddu buckets are in their left hands.  Interestingly in this case, the bracelets of the bird-apkallū are atypical. No rosettes are apparent.

In this bas relief from Nimrud, human apkallū, the ummánū, kneel and tend to a sacred tree.
Both ummânū wear horned tiaras and display rosette bracelets on their wrists. Bracelets are also apparent on their upper arms.
In the lower register, bird-apkallū raise mulillu cones to sprinkle water in a gesture of exorcism and liberation of sin.
As is typical, the banduddu buckets are in their left hands.
Interestingly in this case, the bracelets of the bird-apkallū are atypical. No rosettes are apparent.

In the Assyrian palaces the apkallus are guarding the sacred tree, the king, and deities. Thus the apkallus were not only invisible present in rituals (sic); they were manufactured as figures and represented in impressive monumental art.”

Helge Kvanvig, Primeval History: Babylonian, Biblical, and Enochic: An Intertextual Reading, Brill, 2011, pp. 129-31.

Green Identifies the Lahmu and the Ugallu

“Returning to the apotropaic ritual, after the fish-apkallē the text prescribes various kinds of wooden figures which cannot be identified among actual figurines, although some types may, as Dr. Reade suggested, be represented in Assyrian sculpture.

BM 118918, courtesy of the British Museum, plate XId. Green determines in this article that the leonine-headed entity in the center is the ugallu, or "Great lion."

BM 118918, courtesy of the British Museum, plate XId. Green determines in this article that the leonine-headed entity in the center is the ugallu, or “Great lion.”

These wooden figures end, however, with those of the ugallu, “Great-lion,” of which clay examples do exist. The human-leonine figure of Plate XId, centre, is commonly portrayed in glyptic art from the Akkadian period onwards and in seventh-century Assyrian sculpture.

He has been identified by Karl Frank and, with reservations, Ursula Calmeyer, as an utukku-demon (K. Frank, MAOG 14 (1941), idem, Babylonische Beschwörungsreliefs (Leipzig, 1908) … Notice already a figurine of the type used to illustrate the edition of Utukkū Lemnūtu of R.C. Thompson, The Devils and Evil Spirits of Babylonia and Assyria II (London, 1904)), but this view has been challenged by Dessa Rittig (Rittig, 108).

She is unable, however, to offer an alternative identification. Woolley once appears to interpret the creature as the ugallu, but elsewhere in the same paper as the urmahlīlu, “Lion-man,” apparently incorrectly identifying the two. Dr. Reade has suggested alternative identifications as the ugallu or the lahmu.

An ugallu, or "Great lion," ND 8190, courtesy of the Musées Royaux d'Art et d'Histoire, Brussels, Plate XIa.

An ugallu, or “Great lion,” ND 8190, courtesy of the Musées Royaux d’Art et d’Histoire, Brussels, Plate XIa.

But the latter creature, as we shall see, appears to have a different identity, and the identification of this human-leonine figure as the ugallu is apparently confirmed by the Nimrud fictile examples (Plate XIa). The inscription (Plate XIb) corresponds well with that prescribed for figures of the ugallu in the ritual.

Inscription on the right side of ND 8181 (IM 61854), British School of Archeology in Iraq, photograph by David A. Loggie. Plate XIb. Green states that the "inscription corresponds well with that prescribed for figures of the ugallu in the ritual."

Inscription on the right side of ND 8181 (IM 61854), British School of Archeology in Iraq, photograph by David A. Loggie. Plate XIb. Green states that the “inscription corresponds well with that prescribed for figures of the ugallu in the ritual.”

The type must probably be distinguished from the whip-carrying human figure wearing a lion’s pelt, of which a single example occurs in the Nimrud series (Plate XIIa).

ND 9342, Metropolitan Museum of Art, Rogers Fund, 1957. Plate XIIa. Green states that this is a "whip-carrying human figure wearing a lion's pelt," from the Nimrud series.

ND 9342, Metropolitan Museum of Art, Rogers Fund, 1957. Plate XIIa. Green states that this is a “whip-carrying human figure wearing a lion’s pelt,” from the Nimrud series.

The type, as R.S. Ellis has shown, is also distinguished on the palace reliefs (Plate XIIc).

BM 136773, British Museum, a clear representation of the ugallu or "Great lion." Plate XIIc.

BM 136773, British Museum, a clear representation of the ugallu or “Great lion.” Plate XIIc.

Perhaps yet another distinctive type is the Janus-figure of Plate XIIb, having both human and leonine faces, but with no parallels known to me. The identification of both types is unclear.

ND 5296, Metropolitan Museum of Art, Rogers Fund, 1957. Green terms this figurine "Janus-faced," with both leonine and human faces. Plate XIIb.

ND 5296, Metropolitan Museum of Art, Rogers Fund, 1957. Green terms this figurine “Janus-faced,” with both leonine and human faces. Plate XIIb.

The next passage of the ritual prescribes clay figures of the lahmu, inscribed and coated in gypsum, with “water painted on them in black wash.” The type of figure to which this passage refers, though not the reading of the Akkadian name, has been well recognized, since plaques from Aššur, inscribed as in the ritual, depict the figure in close conformity to his representation on the monumental reliefs (Plate XId, left).

BM 118918, courtesy of the British Museum, plate XId. Green identifies the ugallu at the center, the "Great lion," and lahmu at left.

BM 118918, courtesy of the British Museum, plate XId. Green identifies the ugallu at the center, the “Great lion,” and lahmu at left.

The Nimrud “heroes” are in the main heavily bearded and bewigged men without the distinctive six spiral tresses (Plate XIIIa), but they are nevertheless often inscribed, in the same fashion, and so quite likely represent the same personage.

Green states that these figurines are inscribed with statements that they represent lahmu.  ND 7847, Royal Ontario Museum. Plate XIIIa.

Green states that these figurines are inscribed with statements that they represent lahmu.
ND 7847, Royal Ontario Museum. Plate XIIIa.

Most interesting, perhaps, is a Burnt Palace example on which much of the gypsum coating and painted water survive (Plate XIIIb), as on some similar figures from Ur.

ND 4111 (IM 59290), British School of Archeology in Iraq, photograph by David A. Loggie. Green, Plate XIIIb.

ND 4111 (IM 59290), British School of Archeology in Iraq, photograph by David A. Loggie. Green, Plate XIIIb.

Figurines of a human deity with one arm raised in the air in similar fashion to the ugallu (Plate XIc) have not been found at Nimrud, but the identification of the ugallu from Nimrud figurines allows a possible identification of this personage also.

Oxford 1924.701, Ashmolean Museum. Plate XIc.

Oxford 1924.701, Ashmolean Museum. Plate XIc.

A common line-up at doorways in the North Palace at Nineveh involves a trio of this god, the ugallu and the lahmu (Plate XId). In the ritual text, moreover, the passages prescribing figurines of the ugallu and lahmu occur together, preceded by a prescription for figures of the “House god” who makes a gesture with his right hand and carries a weapon in his left.

BM 118918, courtesy of the British Museum, plate XId. Green identifies the ugallu at the center, the "Great lion," and lahmu at left. He speculates that the "House god" appears at far right. Plate XId.

BM 118918, courtesy of the British Museum, plate XId. Green identifies the ugallu at the center, the “Great lion,” and lahmu at left. The lahmu can be distinguished by his idiosyncratic six curled tresses. He speculates that the “House god” appears at far right. Plate XId.

It is possible, therefore, although it cannot be proved, that the three figures of these doorway reliefs are enumerated in the same order in this ritual.”

Anthony Green, “Neo-Assyrian Apotropaic Figures,” Iraq, Vol. 45, 1983, pp. 90-2.

From Anthony Green, Neo-Assyrian Apotropaic Figures, 1983

“From Assyria and Babylonia in the first half of the first millennium BCE comes a series of small figurines in the round and relief plaques, which are usually found beneath the floors of buildings within receptacles of baked or unbaked brick or (at Nineveh) stone slabs or (so far restricted to Aššur) pottery jars; the figurines themselves are almost invariably of sun-dried clay, very occasionally, perhaps, of terracotta or metal.

(Note 1: E. Douglas Van Buren, Foundation Figurines and Offerings (Berlin, 1931) [henceforth referred to as FFO] is now outdated on this subject. For a synthesis of material mainly from published sources up to 1973, see Dessa Rittig, Assyrisch-babylonische Kleinplastik magischer Bedeutung vom. 13.-6. Fh v. Chr. (München, 1977) [henceforth Rittig]. The Nimrud corpus remains for the most part unpublished. A certain amount of new material, including Nimrud figurines, will appear in R.S. Ellis, Domestic Spirits: Apotropaic Figurines in Mesopotamian Buildings (Philadelphia, forthcoming)).

Their purpose, as texts prescribing the rituals involved attest, was to avert evil from the buildings and sickness from the inhabitants.

The British School’s Nimrud complement comprises at least 136 relevant pieces from 66 separate deposits discovered in three buildings: the Burnt Palace, the Acropolis Palace (AB) and Fort Shalmaneser, and dating possibly from the reign of Shalmaneser III (?) or, at least, Adad-nirari III down to the fall of the Assyrian Empire in 613 BCE.

In this paper I shall deal with just one, but perhaps the most important, area on which the series sheds light, namely the question of the identification of the creatures represented by the various iconographic types. It can hardly be denied that the study of apotropaic figurines is of somewhat limited importance in itself. Where it succeeds is rather in the light which it throws upon matters of more general and basic interest.

It is vital here to recognize the official nature of the ritual and practice, and the consequent position of the iconography of the figurines in the official religion of the Assyrian state. And while there are no apparent documentary sources directly concerning, for example, the subjects of the apotropaic palace reliefs, there are texts ordaining procedures for apotropaic rituals involving figurines, which often enable identifications of analogous types.

Professor Mallowan was quick to recognize the relationship between the so-called Nisroch or “Griffin-demon” common in the ninth-century palaces and in Middle and Neo-Assyrian art in general (Plate IXa), and the bird-headed human figurines of apkallē from Phase E of the Burnt Palace (Plate IXb).

A bird-apkallū, the so-called Nisroch or "Griffin-demon). Plate IXa.

A bird-apkallū, the so-called Nisroch or “Griffin-demon.” Plate IXa.

A bird-headed human figurine of apkallē from Phase E of the Burnt Palace, Plate IXb.

A bird-headed human figurine of apkallē from Phase E of the Burnt Palace, Plate IXb.

Citing this instance, J.B. Stearns (Reliefs from the Palace of Ashurnasirpal II, AfO Behest 15 (Graz, 1961), 26, n. 44), has remarked that although there is here an isolated, rather superficial, relationship, there are no general correspondences between the figures on the reliefs and the actual or prescribed figurines, and that even in this case the connection does not aid our understanding of the monumental figures:

” . . . it is important to note that they are only one type out of many kinds of statuettes mentioned in these texts. Thus the parallel between the foundation-figures and the reliefs seems far from complete, since only the … winged, eagle-headed genie is present in the texts …

It should also be noted that among the several types of figurines excavated none except the bird-headed type seems to resemble the genies of the reliefs …

In short, the relationship between the apkallē of the typical text here adduced and the excavated figurines seems rather superficial, and the connection of either texts or the figurines with the rites depicted on the reliefs seems too tenuous to warrant basing an explanation of the reliefs upon such evidence.”

But although this appears true when considering the reliefs catalogued in Stearn’s restricted study, it is not the case when the full repertoire of apotropaic figures on the reliefs and in fictile art is considered, when a number of correlations can be found.

The method of using such correlations to identify individual figure types has already been well vindicated, I believe, in Dr. Julian Reade’s reappraisal of the subject-matter of Assyrian sculpture.”

Anthony Green, “Neo-Assyrian Apotropaic Figures,” Iraq, Vol. 45, 1983, pp. 87-8.

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