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September 21, 2015

Melvin: Divine Instruction Reappears in 1 Enoch

“In contrast, the developments in human civilization according to Genesis 1–11 occur without any level of divine assistance, and indeed, in some cases (e.g., the construction of Babel and its tower) meet with divine opposition.

Moreover, the overall tone of Genesis 3–11 is that of an increasing descent of humanity into sin, and the origins of various aspects of civilization, while not necessarily inherently sinful, receive a negative coloring by virtue of the fact that they are placed within the downward spiral of the human race.

(Batto notes the transformation of Enkidu from his earlier wild, animal-like status as an analog to the civilization of humans. Enkidu’s reception of wisdom results in both the loss of his relationship with the animals and Shamhat’s observation that “you have become like a god” (“Creation Theology,” 20–21).

At far left, Enkidu grapples with Gilgamesh, wearing a horned crown of divinity. Enkidu fights a bull in the center, and a goddess, Ishtar, wearing a crown of divinity and weapons at her back, flanks a small female figure, possibly the priestess Shamhat, who tamed Enkidu.
https://en.wikipedia.org/wiki/Shamhat

Finally, mention must be made of the enigmatic account preserved in Genesis 6:1–4. These four brief verses recount the mating of divine beings בני האלהים with human women בנות האדם and the birth of children who are reckoned as mighty warriors of antiquity הבכרים אשר מעולם.

While Genesis 6:1–4 says nothing of the rise of human civilization, later expansions of this tradition in 1 Enoch 6–11 and Jubilees 4:15, 21–23; 8:1–4 do include the revelation of some of the arts of civilization by the Heavenly Watchers (= בני אלהם􏰤􏰨􏰀􏰓􏰥􏰃􏰨􏰦􏰢).

Much of this material finds parallels in Mesopotamian traditions, raising the possibility that Genesis 6:1–4, or perhaps the myth which lies behind the text in its present form, included the divine instruction motif.

(See especially Kvanvig’s comparison of Genesis 6:1–4 and 1 Enoch 6–11 to the 􏰎􏰍􏰝􏰎􏰒􏰒􏰩􏰃apkallu tradition, Atrahasis, and the Adapa myth (Roots of Apocalyptic, 270–342, esp. pp. 313–18).

Paul D. Hanson also sees evidence of the appropriation of ancient Near Eastern traditions concerning euhemeristic culture heroes, such as Gilgamesh, in 1 Enoch 6–11 (“Rebellion in Heaven, Azazel, and Euhemeristic Heroes in 1 Enoch 6–11,” JBL 96 [1977], pp. 226–33; see also David P. Melvin, “The Gilgamesh Traditions and the Pre-History of Genesis 6:1–4,” PRSt [forthcoming]).

A number of scholars have noted that Genesis 6:1–4 appears to be an abridgment of a fuller myth (e.g., Wellhausen, Prolegomena, p. 317; Gunkel, Genesis, p. 59). Yet even here, caution is due, as David L. Petersen points out that there is nothing incomprehensible about the text as it stands and that “these verses do contain a complete plot,” (“Genesis 6:1–4, Yahweh and the Organization of the Cosmos,” JSOT 13 [1979], pp. 47–64; citation from p. 48).

The Fall of the Rebel Angels is an oil-on-panel by Flemish renaissance artist Pieter Bruegel the Elder, painted in 1562. It is currently held and exhibited at the Royal Museums of Fine Arts of Belgium in Brussels. Bruegel's depiction of this subject is taken from a passage from the Book of Revelation (12, 2-9) and reveals the artist's profound debt to Hieronymous Bosch, especially in the grotesque figures of the fallen angels, shown as half-human, half-animal monsters. Together with Dulle Griet and The Triumph of Death, which have similar dimensions, it was probably painted for the same collector and destined to become part of a series. https://en.wikipedia.org/wiki/The_Fall_of_the_Rebel_Angels_(Bruegel)

The Fall of the Rebel Angels is an oil-on-panel by Flemish renaissance artist Pieter Brueghel the Elder, painted in 1562. It is currently held and exhibited at the Royal Museums of Fine Arts of Belgium in Brussels.
Brueghel’s depiction of this subject is taken from a passage from the Book of Revelation (12, 2-9) and reveals the artist’s profound debt to Hieronymous Bosch, especially in the grotesque figures of the fallen angels, shown as half-human, half-animal monsters.
Together with Dulle Griet and The Triumph of Death, which have similar dimensions, it was probably painted for the same collector and destined to become part of a series.
https://en.wikipedia.org/wiki/The_Fall_of_the_Rebel_Angels_(Bruegel)

Considering that Genesis 6:1–4, along with Genesis 4:17–22, is the place where one would most expect to find evidence of divine mediation of civilization, the absence of such mediation is all the more striking.

If the author of Genesis 6:1–4 drew upon an early (Mesopotamian?) myth which included something akin to the instruction motif which appears in 1 Enoch 6–11, yet did not include this element, there must have been a reason for this omission.

(Ronald Hendel notes that “The Yahwist retained the story in his composition, yet declined to present it in a full narrative form,” (“Of Demigods and the Deluge: Toward an Interpretation of Genesis 6:1–4,” JBL 106 [1987], 14).

It is, of course, possible that Genesis 6:1–4, perhaps as part of a larger “Yahwist” composition, did originally include the instruction motif, and that the seeming awkwardness and incompleteness of the present text to many scholars is the result of its removal during later editing or transmission. Yet without textual evidence, it is impossible to conclusively arrive at a reconstruction of a fuller original text.)

While one must remain open to the possibility that Genesis 6:1–4 alludes to a larger tradition which included divine instruction, the absence of this motif from the final form of Genesis 6:1–4, especially in light of its (re)appearance in 1 Enoch 6–11, actually underscores the total shift away from divine mediation of culture in Genesis 1–11.”

David P. Melvin, “Divine Mediation and the Rise of Civilization in Mesopotamian Literature and in Genesis 1-11,” Journal of Hebrew Scriptures, 2010, pp. 11-12.

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September 15, 2015

Melvin: Divine or Semi-Divine Intermediaries

The Divine Source of Civilization in Mesopotamian Myths

“The motif of the divine origin of civilization is common in the ancient Near East, especially in Mesopotamia, and it stands in stark contrast to the portrayal of the rise of civilization in Genesis 1– 11.

(Although many of my observations with regard to the view of the rise of civilization presented in Mesopotamian mythology could also be made within the mythic traditions of other ancient cultures (e.g., Egypt, Greece, Canaan), Bernard Batto notes, “[f]or reasons not entirely clear to us the opening chapters of Genesis are typologically and content-wise more akin to the mythic traditions of Mesopotamia than of territorially closer Canaan—the reverse of the normal situation in the Hebrew Bible.”

(Bernard Batto, “Creation Theology in Genesis,” R. J. Clifford and J. J. Collins [eds.], Creation in the Biblical Traditions [CBQMS, 24; Washington, D.C.: The Catholic Biblical Association of America, 1992], 16).

For this reason, as well as the general consensus that the compilation of Genesis 1–11 occurred in the exilic or early post-exilic period, in large measure as a polemic against the Babylonian cosmological worldview in which the Jewish community found itself immersed, I have limited my comparisons of the biblical material to a number of Mesopotamian myths.)

In a number of mythological texts, civilization is portrayed as a gift bestowed upon humanity by the gods, and human advancement is generally a positive development. Often the arts of civilization come to humanity through divine or semi-divine intermediaries, such as the apkallus or heroes who are either semi-divine (e.g., Gilgamesh) or divinized humans (e.g., Lugalbanda, Utnapishtim).

This depiction of a fish-apkallū of the purādu-fish type guarded the entrance to the temple of Ninurta at Nimrud.
A fish’s head can be seen on the Apkallu’s head, and its skin hangs down over the back of his body.
It is important to recall that the so-called Seven Sages of Sumeria were apkallū of this type.
Neo-Assyrian era, 865-860 BCE.
From the Temple of Ninurta, Nimrud (ancient Kalhu; Biblical Calah), northern Mesopotamia, Iraq. (The British Museum, London).
Osama Shukir Muhammed Amin FRCP (Glasg)
http://www.ancient.eu/image/2708/

According to the apkallu tradition, which comes to us from a wide array of sources ranging from the bilingual (Sumerian-Akkadian), “Etiological Myth of the Seven Sages” in the Bīt Mēseri 􏰀􏰁􏰂􏰃􏰄􏰅􏰆􏰇􏰈texts to the much later writings of Berossus (4th century BCE) and the Uruk Sage List (c. 165 BCE), as well as the Adapa myth and the epic myth􏰔􏰈􏰈􏰎􏰃􏰎􏰋􏰐􏰃􏰓􏰆 Erra and Ishum, semi-divine beings sent by Enki / Ea instructed antediluvian humans in the arts of civilization. The apkallus were teachers of early humanity whom Ea had endowed with “broad understanding” (uzna rapašta).

(Erica Reiner, “The Etiological Myth of the ‘Seven Sages,’” Orientalia 30 (1960), 4. See also Alan Lenzi, Secrecy and the Gods: Secret Knowledge in Ancient Mesopotamia and Biblical Israel (SAAS, 19; Helsinki: The Neo-Assyrian Text Corpus Project, 2008), 106–20. A similar description of the apkallus appears in the myth Erra and Ishum (COS 1.113:408).

(See the detailed description of the apkallus in Jean Bottéro, Mesopotamia: Writing, Reasoning, and the Gods (trans. Zainab Bahrani and Marc Van De Mieroop; Chicago: University of Chicago Press, 1992), 246–49. For a discussion of the Uruk Sage List, see Lenzi, Secrecy and the Gods, 106–09.)

(See Helge S. Kvanvig, Roots of Apocalyptic: The Mesopotamian Background of the Enoch Figure and the Son of Man (WMANT, 61; Neukirchen-Vluyn: Neukirchener Verlag), 295–318; Paul D. Hanson, “Rebellion in Heaven, Azazel, and Euhemeristic Heroes in 1 Enoch 6–11,” JBL 96 (1977), 226– 29.)

According to Berossus, they taught the people of Sumer “writing, science, and technology of all types, the foundation of cities, the building of temples, jurisprudence and geometry,” as well as such necessities as agriculture. In lists, they usually appear paired with the king whom they purportedly advised as a sort of vizier.”

David P. Melvin, “Divine Mediation and the Rise of Civilization in Mesopotamian Literature and in Genesis 1-11,” Journal of Hebrew Scriptures, 2010, pp. 3-4.

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September 4, 2015

Kvanvig: On Šēp lemutti, Averting Evil

“The apkallus were also an essential part of the composition Šēp lemutti. The composition starts by defining the purpose of the ritual as to avert evil from the house.

Then the text prescribes the types of figures to be fashioned and buried at set locations in the house. This section contains a long passage describing wooden figures of seven apkallus, from seven Babylonian cities. Since these figures should be made of wood, no remains of them are found, of course.

Bird Apkallū and Fish Apkallū, the so-called purādu-fish, side by side. Apkallū statuettes of this design were buried in appropriate places in the home of a Babylonian exorcist. They were believed to have prophylactic qualities, guarding the home from evil.

The next passages describe apkallus with well-known features; seven figures with faces and wings of birds and seven figures cloaked in the skin of a fish. (Cf. Green, “Neo-Assyrian Apotropaic Figures,” 87-96, 87-90.)

In total the apkallus as groups of seven are described five times according to where they should be buried: at the head of the bed, in the foundation of the house, at the threshold to the chapel, in front of the door behind the chair and in the middle of the house in front of the chair (the chair may here be the throne of the palace).

As noted by Professor Dalley, “The type occurs as a group of six or more clay figurines placed in brick boxes in foundations at Assur, Nimrud, and Nineveh,” citing Dessa Rittig as her source (Assyrisch-babylonische Kleinplastik magischer Bedeutung vom 13.-6. Jh. v. Chr. München, 1977).

The first invocation addresses the arrival of the apkallus: “the apkallus have arrived at the first location.” (Cf. P. Hibbert in Kolbe, Die Reliefprogramme, 200-1.) Then follows an invocation that is similar in all the other four instances: šiptu attunu salmānu apkallu massarī, “Incantation: “you are the statues of the apkallus, the watchers.” (Wiggermann, Mesopotamian Protective Spirits, 48.)

The designation massaru follows the intention of the whole ritual closely: the apkallus are invoked to protect the palace or the house. Accordingly, there is a close correspondence between the invocation of the apkallus as watchers and how they were represented materially.

The statues of them were initiated through proper rituals and either placed in the room of the ill person to free him from evil demons, or they were buried in a house, to guard the house against demonic attack.

As monumental reliefs at the entrances to palaces they remind people and demons that the palace, the king, and the inhabitants of the palace lived in a house which was protected against evil intruders through the proper rituals.

Since the apkallus appear in apotropaic rituals, they are closely connected to the practice of the āšipū, the exorcists. In an ancient Babylonian myth the sixth sage An-enlilda made poultices for medical means. They would be brought to the upper world of humans as protection against diseases. (Lambert, “The Twenty-One “Poultices,” obv. 11-4, 78.)

A bas relief in the Louvre.
In this case the bird-apkallū tends to a sacred tree. Considering the mullilu in his right hand and the banduddu in his left, (tree cone and water bucket), he is engaged in a water ritual intended to sanctify the sacred tree. This is a common motif in Sumerian and Neo-Assyrian idols.
This bas relief is in the Louvre.
Primary publication Nimrud NW Palace I-24 = RIMA 2.0.101.023, ex. 189 (f)
Collection Nimrud, Iraq (a); British Museum, London, UK (b); Louvre Museum, Paris, France (c); Nimrud, Iraq (d); Detroit Institute of Arts, Detroit, Michigan, USA (e); British Museum, London, UK; Louvre Museum, Paris, France
Museum no. Nimrud fragment no. 42 (a); BM 098061 (b); AO 22198 (c); Nimrud fragment no. 43 and 45 (d); DIA 47.181 (e) (photo: DIA); AO 19849
Accession no. 1903-10-10, 0002 (b)
Provenience Kalhu (mod. Nimrud)
Period Neo-Assyrian (ca. 911-612 BC)

We know that experts in medicine and incantations against disease demons could either designate themselves as apkallu, or place themselves as a descendant of an apkallu, in this case used as honorary title for an expert of highest rank. (Cf. A. Tuskimoto, “By the Hand of Madi-Dagan, the Scribe and Apkallu-Priest,” in Priests and Officials in the Ancient Near East, K. Watanabe, ed., Heidelberg, 1999, pp. 187-200. Also Finkel, “Adad-apla-iddina,” 144f.)

In the commentary to diagnostic omens that explains the word pirig that occurs in the names of the postdiluvian apkallus meaning “light,” it is also stated that ka.pirig means āšipu.”

Helge Kvanvig, Primeval History: Babylonian, Biblical, and Enochic: An Intertextual Reading, Brill, 2011, pp. 132-3.

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September 3, 2015

Curnow: Ziusudra Divides Invented Myth from Mythologized Fact

“After this, the story begins to become more confused. According to the legend preserved in a surviving fragmentary text (Dalley 2000, pp. 184-7), Adapa was the priest of Ea in his temple at Eridu. Eridu was regarded as one of the most ancient cities of Mesopotamia and the place where kingship first appeared as a gift from the gods.

Although the narrative is not without its lacunae and ambiguities, it seems that Ea chose to make Adapa omniscient and wise, but not immortal. As such, he is an heroic figure, but nothing more.

The Scheil dynastic tablet or “Kish Tablet” is an ancient Mesopotamian cuneiform text containing a variant form of the Sumerian King List.
The Assyriologist Jean-Vincent Scheil purchased the Kish Tablet from a private collection in France in 1911. The tablet is dated to the early 2d millennium BCE.
https://en.wikipedia.org/wiki/Scheil_dynastic_tablet

However, another very different story is told of Uan by Berossus (Hodges 1876, p. 57). According to this one, Uan emerged from the sea with the body of a fish, although added to this were a human head and human feet.

At night, this amphibious creature returned to the sea to rest. All the apkallu took this form. As they were created and / or sent by Ea, who was closely associated with the fresh water of his great-great-grandfather Apsu, there is a certain logic in the apkallu having something in common with freshwater fish.

Iconographical evidence indicates the apkallu could also be portrayed with the heads of birds, or with wings, or both. The one thing they were certainly not, according to this version of the myth, is human beings who were made wise. They were supernatural creatures, not gods, but bearing gifts from the gods.

So far only Adapa / Uan has been mentioned by name. For the sake of completeness, something can be said about the other apkallu, although little can be said with any certainty. They are known by various names, and different lists are not entirely consistent with each other.

Berossus, writing in Greek in the third century BCE, calls them Annedotus, Euedocus, Eneugamus, Eneubolus, Anementus and Anodaphus (Hodges 1876, pp. 53-4), while a much older Sumerian king list calls them Uanduga, Enmeduga, Enmegalamma, Anenlilda, Enmebulugga and Utuabzu (Wilson 1977, p. 150).

Although the myth relating to Adapa might generously be described as sketchy, virtually nothing is known of the others at all apart from their names, the names of the kings they served as counsellors, and the city-states in which they discharged this function.

Collectively it is said that they angered the gods and were banished back to the waters whence they came (Dalley 2000, p. 182). And other sources relating to the myth suggest that it was not Ea who sent them but Marduk, or Nabu or Ishtar.

There is a further myth that bears on the subject of wisdom, and this one concerns the individual variously known as Atrahasis, Utnapishtim and Ziusudra. With him we perhaps begin to approach the ill-defined threshold that divides invented myth from mythologized fact.

Cuneiform tablet with the Atrahasis Epic.
Babylonian, about 17th century BCE.
From Sippar, southern Iraq.
A version of the Flood story.
The story outlines the structure of the universe according to Babylonian beliefs. Heaven is ruled by the god Anu, the earth by Enlil and the subterranean sweet water by Enki. The text then explains how the minor gods work in the fields but then rebel. As a result, humans are made from clay, saliva and divine blood to act as servants of the gods.
This does not prove a perfect solution, as the humans reproduce and their noise disturbs Enlil’s sleep. He decides to destroy them with plague, famine, drought and finally a flood.
However, each time Enki instructs one of the humans, Atrahasis, to survive the disasters. The god gives Atrahasis seven days warning of the flood, and he builds a boat, loads it with his possessions, animals and birds. He is subsequently saved while the rest of humankind is destroyed.
However, the gods are unhappy as they no longer receive the offerings they used to.
There is a gap in the text at this point but it does end with Atrahasis making an offering and Enlil accepting the existence and usefulness of humans.
Copies of this story have survived from the seventeenth to the seventh century BCE showing that it was copied and re-copied over the centuries. This is the most complete version. There are clear similarities between this Flood story and others known in Mesopotamian literature, for example, the Epic of Gilgamesh.
T.C. Mitchell, The Bible in the British Museum (London, The British Museum Press, 1988)
S. Dalley, Myths from Mesopotamia (Oxford University Press, 1991)
W.G. Lambert and A.R. Millard, Atra-hasis (Oxford, Clarendon Press, 1969)
http://www.britishmuseum.org/explore/highlights/highlight_objects/me/c/cuneiform_the_atrahasis_epic.aspx

If the name of Atrahasis (meaning “extra-wise”) is unfamiliar, his story is less so. The surviving text (Dalley 2000, pp. 9-35), which includes its own creation myth, tells of the gods sending a great flood to destroy humanity, but thanks to a warning from Ea, Atrahasis builds a boat and so is saved.

It is this flood that ends the period when the apkallu walked upon the earth, and the distinction between the antediluvian and the postdiluvian seems to have remained firmly established in the Mesopotamian mindset. That parts of Mesopotamia suffered serious flooding from time to time is hardly implausible, but what, if any basis, the story of a great flood bears to real events remains a matter for speculation.”

Trevor Curnow, Wisdom in the Ancient World, Bloomsbury, 2010, pp. 40-1.

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August 28, 2015

Dalley: Apkallu-5, IDD 2011

Iconography of Deities and Demons (IDD).

Apkallu (continued).

Type 3 Bird-of-Prey-Headed Apkallu, Phenotypes.

“This hybrid sage (7, 21, 36*, 39*, 67–80), also called griffin-demon, Nisroch, or simply genie, is a human body with the head of a bird of prey (perhaps an eagle or a vulture).

Apkallu type 3, illustration 36, Stephanie Dalley, IDD.<br /> The bird-headed type 3 Nisroc apkallu is on the right, with banduddu bucket in the left hand and an indistinct item in his raised right hand.<br /> The figure on the left lacks wings, though it mimics the blessing gesture and the banduddu bucket of the right-side apkallu. The left side figure may not be an apkallu at all. Perhaps it is a priest. Or a human umu-apkallu. It lacks all symbols of divinity or semi-divinity.<br /> The central figure is problematic for me, wearing a crown which reminds me of a depiction of the god Anu. The problem is that Assyriologists aver that no representations of Anu exist.<br /> Like a bronze artifact depicted on other pages, this one wears a large ring around the torso. This figure also holds a ring in his left hand, or several loops of beads that resemble prayer beads, raising his right hand in the classical gesture of greeting. I will discuss the question of the identity of this deity below.

Apkallu type 3, illustration 36, Stephanie Dalley, IDD.
The bird-headed type 3 Nisroc apkallu is on the right, with banduddu bucket in the left hand and an indistinct item in his raised right hand.
The figure on the left lacks wings, though it mimics the blessing gesture and the banduddu bucket of the right-side apkallu. The left side figure may not be an apkallu at all. Perhaps it is a priest. Or a human umu-apkallu. It lacks all symbols of divinity or semi-divinity.
The central figure is problematic for me, wearing a crown which reminds me of a depiction of the god Anu. The problem is that Assyriologists aver that no representations of Anu exist.
Like a bronze artifact depicted on other pages, this one wears a large ring around the torso. This figure also holds a ring in his left hand, or several loops of beads that resemble prayer beads, raising his right hand in the classical gesture of greeting. I will discuss the question of the identity of this deity below.

It usually appears with one or two wings, each perhaps representing a pair of wings; but also with four (80). Like type 1, a pair of mirror-image figures is frequently shown, e.g., on 39*.

Apkallu type 1, illustration 39, Stephanie Dalley, IDD.<br /> Dalley cites this illustration as an example of mirror imaging.<br /> More interesting to me is the fact that the small apkallu depicted in the upper right side of this illustration is wearing a headband rather than the horned tiara seen on the others. This umu-apkallu also holds a sprig of what appear to be poppy bulbs.<br /> In all other respects, the apkallu portrayed on this large wall frieze are typical of the type, except that the detailing of their tassels is exceptionally fine.<br /> As usual, they bless or exorcise the sacred tree at the center of the design with the mullilu cone, banduddu buckets in their left hands.<br /> I must note that unless the real life models depicted in these illustrations and friezes wore a total of four daggers and two whetstones tucked into their waistbands, with two daggers and one whetstone on each side, the original illustrators considered it crucial to portray them. Daggers and whetstones are represented whether the figures are facing left or right.

Apkallu type 1, illustration 39, Stephanie Dalley, IDD.
Dalley cites this illustration as an example of mirror imaging.
More interesting to me is the fact that the small apkallu depicted in the upper right side of this illustration is wearing a headband rather than the horned tiara seen on the others. This umu-apkallu also holds a sprig of what appear to be poppy bulbs.
In all other respects, the apkallu portrayed on this large wall frieze are typical of the type, except that the detailing of their tassels is exceptionally fine.
As usual, they bless or exorcise the sacred tree at the center of the design with the mullilu cone, banduddu buckets in their left hands.
I must note that unless the real life models depicted in these illustrations and friezes wore a total of four daggers and two whetstones tucked into their waistbands, with two daggers and one whetstone on each side, the original illustrators considered it crucial to portray them. Daggers and whetstones are represented whether the figures are facing left or right.

Some examples show the bird-of-prey-headed Apkallu with a long, high crest as on 76*, which has two ringlets falling on to the shoulder.

Apkallu type 3, illustration 76, Stephanie Dalley, IDD.<br /> Stephanie Dalley cites illustration 76 as an exemplar

Apkallu type 3, illustration 76, Stephanie Dalley, IDD.
Stephanie Dalley cites illustration 76 as an exemplar “with a long, high crest … with two ringlets falling to the shoulder,” which it indeed does portray.
She also writes, “For jewelry the figure may wear a necklace with seven strands (76*), which may also only be single-stranded with pendants. With my apologies to the professor, I detect no necklace or pendants on this illustration.
This illustration does depict a type 3 Nisroc apkallu in the apparent act of uttering a cry, with a visible tongue, though Professor Dalley does not cite it as an example of that.
Finally, she asserts the “so-called “fish-tail fringe” dangling from the kilt (76*) is not a fish part, and so does not indicate that the type is a fish composite.” With this statement, I am in utter agreement.
This particular illustration, its find site unknown to me, is atypical in other respects. The portrayal of the avian head is perhaps unique, and at variance with the typical versions from the palace walls of the Northwest Palace of Ashurnasirpal II at Nimrud, for example.
The lone curl at the top of the head is unique, I think, as are the curls which Professor Dalley identified above.
In no other example does a nisroc-bird apkallu stand in front of a sacred tree, occluding it from view.
The armlet on this apkallu is unusual, as well, with a design that I have not seen elsewhere.
In all other respects, this depiction of a type 3 bird-headed apkallu is typical, with mullilu cone and banduddu bucket in their customary places.

On other examples there are three curls on top of the head (71*–72, 74, 78*–79).

Apkallu type 3, illustration 71, Stephanie Dalley, IDD.<br /> Professor Dalley cites illustration 71 as an example where a nisroc bird-headed apkallu holds a sprig in the raised right hand.<br /> I believe that she also cites it as an example with three curls atop its head. This assertion is problematic, as the middle

Apkallu type 3, illustration 71, Stephanie Dalley, IDD.
Professor Dalley cites illustration 71 as an example where a nisroc bird-headed apkallu holds a sprig in the raised right hand.
I believe that she also cites it as an example with three curls atop its head. This assertion is problematic, as the middle “curl,” is surmounted by a circle.
Other anomalies abound with this illustration, which depicts a type 3 avian-headed apkallu atypically nude, with an absence of detail on the body.
The banduddu bucket, however, is in its typical place, in the lowered left hand.
The other elements of this illustration will be discussed another time. Several deserve explication, from the identities of the portrayed figures, to the atypical depiction of the sacred tree.

Apkallu type 3, illustration 78, Stephanie Dalley, IDD.<br /> Professor Dalley states that this illustration portrays a bird-headed type 3 apkallu with a plant, which I regretfully do not see. The hand on this illustration is broken off, so whatever was held in the hand is unknown. The hand in fact appears to be in the prototypical gesture of blessing with a mullilu cone in hand, though we cannot be certain. Professor Dalley also states that the

Apkallu type 3, illustration 78, Stephanie Dalley, IDD.
Professor Dalley states that this illustration portrays a bird-headed type 3 apkallu with a plant, which I regretfully do not see. The hand on this illustration is broken off, so whatever was held in the hand is unknown. The hand in fact appears to be in the prototypical gesture of blessing with a mullilu cone in hand, though we cannot be certain. Professor Dalley also states that the “figure appears to pluck a bud or sprig from the sacred tree.” Perhaps.
This illustration, number 78 from IDD, is remarkable for other reasons. For one, the ringlets terminating in a curl at the side of its head are unusual, and the neck area appears to reflect the lone attempt to portray a beard on a bird-headed apkallu in all Assyrian iconography.
This apkallu wears a fringed kilt, but in all other respects it is indicative of the two-winged bird-headed apkallu, with banduddu bucket in the lowered left hand.

For jewelry the figure may wear a necklace with seven strands (76*), which may also only be single-stranded with pendants (7). Rosette bracelets are sometimes shown on each wrist (67).

This detail of an umu-apkallu from Panel 12, Room G, Northwest Palace of Ashurnasirpal II at Nimrud focuses on the rosette design of his bracelets.
Note that in this example the bracelets are not matching. In the upper version, the rosette is mounted on a bracelet with no border.
On the example below, the rosette design is circled by a border. The number of petals on the design varies, as well, with eleven petals above and 13 below, by my count.
Armlets at the elbow are clearly visible, as is the fine detailing on the whetstone and the dual daggers in the waistband.
London, British Museum, ANE 124568.
From Mehmet-Ali Atac, The Mythology of Kingship in Neo-Assyrian Art, Cambridge University Press, 2010, p. 109. Photograph by Professor Atac.

The beak is usually closed, but occasionally open to show the tongue (74, 78*–79), as if emitting a cry (80 ). On Late Bronze/Early Iron Age seals the figure is often shown naked (33* – 34*, 47 – 48, 72, 74); at later periods the dress is similar to that of the anthropomorphic sage and the fish-cloak Apkallu on most examples, although the knees are entirely covered by the over-garment on 77.

The so-called “fish-tail fringe” dangling from the kilt (76* above) is not a fish part, and so does not indicate that the type is a fish composite. WIGGERMANN (1992: 75) considers that this type belongs to an Assyrian tradition, and regards all late 2nd millennium examples as Middle Assyrian.

Other deviations from the standard representation include the replacement of the cone in the right hand with a sprig as on 71*. The pose of having both hands raised without holding any object (77) is also unusual. The figure appears to pluck a bud or sprig from the sacred tree on 75*, 78*, and 79.

Apkallu type 3, illustration 75, Stephanie Dalley, IDD.<br /> This illustration, number 75, is unique in portraying a type 3 avian-headed apkallu harvesting a leaf or a cone from the sacred tree.<br /> The apkallu goes so far as to plant his left leg against the tree for leverage.<br /> This bird-apkallu is significant for his lone curl at the forehead, and for the emphasis placed on the tassels of his garment.<br /> It should also be observed that this portrayal of the sacred tree depicts leaves, which is unusual.<br /> I also cannot escape the nagging impression that the tree appears to blossom from a vase, with symbology evocative of the fleur-de-lis.

Apkallu type 3, illustration 75, Stephanie Dalley, IDD.
This illustration, number 75, is unique in portraying a type 3 avian-headed apkallu harvesting a leaf or a cone from the sacred tree.
The apkallu goes so far as to plant his left leg against the tree for leverage.
This bird-apkallu is significant for his lone curl at the forehead, and for the emphasis placed on the tassels of his garment.
It should also be observed that this portrayal of the sacred tree depicts leaves, which is unusual.
I also cannot escape the nagging impression that the tree appears to blossom from a vase, with symbology evocative of the fleur-de-lis.

Associations.

A pair of bird-of-prey-headed Apkallus often stands on each side of a sacred tree (7 ) or a royal figure (69 ), or with a plant (78*–79) or a deity (36*, 70 , 74 ), with six-curl heroes holding the sacred tree (71* ).

Apkallu type 3, illustration 36, Stephanie Dalley, IDD.<br /> Professor Dalley cites this illustration, number 36, for the type 1 and type 3 apkallu standing at the flanks of a deity. In the first case, it is far from certain that the figure on the left of the central deity is an apkallu at all, as it lacks all indicators of divinity and most crucially, wings. This figure does raise what appears to be a mullilu cone in its right hand, and it does hold the usual banduddu bucket in his left hand, though it must be admitted that depictions of cones with leaves still attached are irregular.<br /> Unfortunately Professor Dalley does not identify the deity in the center of the illustration, though I am encouraged that she does consider it to be a deity, rather than an apkallu of high rank, which deity I will provisionally attempt to name.<br /> I have discussed elsewhere in captions to these illustrations the possibility that the deity at the center of this composition, which appears to adorn a necklace or breastplate, is the god Anu, who is allegedly never depicted in Mesopotamian iconography.<br /> The circular device at the apex of his crown, which is appropriately horned, is apparent in only one other example that I can call to mind, a bronze face protector or frontal helmet depicted on other pages.<br /> In that example, the circular device or disc is so worn that the lower portion of its mount mimics the inverted crescent of the Moon god Sin.<br /> The context is inappropriate for Sin, however, and in no other case have I ever seen anything positioned between the upturned horns of Sin's inverted crescent. It is more likely that the disc mount is simply worn from great age, with the circular portion along the top gone.<br /> In any case, a bird-headed type 3 Nisroc apkallu is on the right, with banduddu bucket in the left hand and an indistinct item in his raised right hand. It appears to be a mullilu cone, but with leaves or sprouting, as noted.<br /> As mentioned, the figure on the left side of the deity lacks wings, though it mimics the blessing gesture, cone and banduddu bucket of the right-side apkallu. The left side figure may not be an apkallu at all. Perhaps it is a priest. Or a human umu-apkallu. It lacks all symbols of divinity or semi-divinity.<br /> The central figure remains problematic for me, wearing a crown which reminds me of a depiction of the god Anu. The problem is that Assyriologists aver that no representations of Anu exist.<br /> Also significant for me, this figure, whether it is a deity or an apkallu, wears a large ring around the torso. In the other example which I believe portrays the god Anu, a large ring or circle of this type also wraps the torso of the deity. As is indisputable in the other case, my suspicion is that this ring would also be decorated with rosettes, were sufficient detail feasible for the original illustrator.<br /> This figure also holds a ring or looped prayer beads in his left hand, an item typically reserved for deities, while raising his right hand in the classical gesture of greeting. The griffin demon on the left, and the human-headed sphinx on the right, will have to be explicated elsewhere in a later work.

Apkallu type 3, illustration 36, Stephanie Dalley, IDD.
Professor Dalley cites this illustration, number 36, for the type 1 and type 3 apkallu standing at the flanks of a deity. In the first case, it is far from certain that the figure on the left of the central deity is an apkallu at all, as it lacks all indicators of divinity and most crucially, wings. This figure does raise what appears to be a mullilu cone in its right hand, and it does hold the usual banduddu bucket in his left hand, though it must be admitted that depictions of cones with leaves still attached are irregular.
Unfortunately Professor Dalley does not identify the deity in the center of the illustration, though I am encouraged that she does consider it to be a deity, rather than an apkallu of high rank, which deity I will provisionally attempt to name.
I have discussed elsewhere in captions to these illustrations the possibility that the deity at the center of this composition, which appears to adorn a necklace or breastplate, is the god Anu, who is allegedly never depicted in Mesopotamian iconography.
The circular device at the apex of his crown, which is appropriately horned, is apparent in only one other example that I can call to mind, a bronze face protector or frontal helmet depicted on other pages.
In that example, the circular device or disc is so worn that the lower portion of its mount mimics the inverted crescent of the Moon god Sin.
The context is inappropriate for Sin, however, and in no other case have I ever seen anything positioned between the upturned horns of Sin’s inverted crescent. It is more likely that the disc mount is simply worn from great age, with the circular portion along the top gone.
In any case, a bird-headed type 3 Nisroc apkallu is on the right, with banduddu bucket in the left hand and an indistinct item in his raised right hand. It appears to be a mullilu cone, but with leaves or sprouting, as noted.
As mentioned, the figure on the left side of the deity lacks wings, though it mimics the blessing gesture, cone and banduddu bucket of the right-side apkallu. The left side figure may not be an apkallu at all. Perhaps it is a priest. Or a human umu-apkallu. It lacks all symbols of divinity or semi-divinity.
The central figure remains problematic for me, wearing a crown which reminds me of a depiction of the god Anu. The problem is that Assyriologists aver that no representations of Anu exist.
Also significant for me, this figure, whether it is a deity or an apkallu, wears a large ring around the torso. In the other example which I believe portrays the god Anu, a large ring or circle of this type also wraps the torso of the deity. As is indisputable in the other case, my suspicion is that this ring would also be decorated with rosettes, were sufficient detail feasible for the original illustrator.
This figure also holds a ring or looped prayer beads in his left hand, an item typically reserved for deities, while raising his right hand in the classical gesture of greeting. The griffin demon on the left, and the human-headed sphinx on the right, will have to be explicated elsewhere in a later work.

The figure occurs with type 1 on sequences with three registers at doorways (6*).

Apkallu type 1, illustration 6, Stephanie Dalley, IDD.
This classical depiction of an umu-apkallu includes the mullilu in the raised right hand in the gesture of blessing or exorcism and the banduddu bucket in the left hand.
The horned tiara indicative of divinity may reflect the semi-divine status of the apkallu.
Armlets at the elbow are present, as are wristbands with the typical rosette pattern.

On 72 and 73 an altar is held up by a pair of naked Apkallus (in a very similar scene [MATTHEWS 1990: no. 452] a pair of mermen perform a similar function).

Assyrian ritual texts describe clay figurines of this type (WIGGERMANN 1992: passim) as foundation figurines buried in groups of seven or more, with black paint, traces of which have occasionally been observed on such clay figurines, including one with black and red stripes painted on the back.”

Stephanie Dalley, “Apkallu,” Iconography of Deities and Demons in the Ancient Near East (IDD), Swiss National Science Foundation, University of Zurich, 2011 (text updated 2011 and illustrations updated 2007), p. 3-4/7.

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August 27, 2015

Dalley: Apkallu-3, IDD 2011

Iconography of Deities and Demons (IDD).

Apkallu (continued).

Type 1 Human-figured Apkallu, Phenotypes.

“The human-figured sage (1* – 39*), sometimes called winged genie, should probably be identified with Akkadian ūmu–apkallu. If so, it is the only sage-figure that has a distinguishing term. Alternatively, ūmu-apkallu may be an extension of apkallu in which ūmu refers to Oannes, the first sage, as an ummiānum.

The human-figured Apkallu is always shown in profile, and is normally bearded. He often wears a headband decorated with rosettes, or a horned crown with one, two, or three pairs of horns; he wears light sandals or is barefoot.

Occasionally he is kneeling (7 , 19, 24–25, 33*–34). He usually has two wings on palace sculptures of Assurnasirpal II (883-859 BCE) (6*), two (37) or four (23) wings in the palace of Sargon II (721-705 BCE), and four wings in the time of Sennacherib (704-681 BCE) (22).

This ummiânū kneels before the sacred tree, apparently depicted in the act of tending to it.<br /> This bas relief is perhaps unique in its fine detail which survived a long passage of time.<br /> Note the care focused on the fingernails and toenails.<br /> The rosette design is mirrored on the bracelets, while this ummiânū wears a dual-horned tiara of divinity.<br /> The tassels from the apparel are finely detailed, and another tassel appears behind the ummiânū's neck, beneath his braided hair.<br /> The earrings are of an unknown design.

This ummiânū kneels before the sacred tree, apparently depicted in the act of tending to it.
This bas relief is perhaps unique in its fine detail which survived a long passage of time.
Note the care focused on the fingernails and toenails.
The rosette design is mirrored on the bracelets, while this ummiânū wears a dual-horned tiara of divinity.
The tassels from the apparel are finely detailed, and another tassel appears behind the ummiânū’s neck, beneath his braided hair.
The earrings are of an unknown design.

However, exceptions such as on 2 can be found, and there is probably flexibility in peripheral iconography or due to deliberate archaism.

This umu-apkallu wears a three-horned headdress indicative of divinity, raises poppy bulbs in his right hand, and holds a mace in his left. He has four wings.
Daggers and ornate whetstone are tucked into his waistband, he wears armlets, and the fine detail preserved in this bas relief is highlighted by the right-armed sleeve of his upper garment.
Ada Cohen & Steven E. Kangas, eds., Assyrian Reliefs from the Palace of Ashurnasirpal II: A Cultural Biography, UPNE, 2010, p. 6.
https://books.google.co.th/books?id=uRKU0YXBWtgC&pg=PA252&lpg=PA252&dq=D.+Kolbe+Die+Reliefprogramme+full+text&source=bl&ots=c4EZtivZGc&sig=2MJlM039UK3pZ0ituhzBzLBys4M&hl=en&sa=X&ved=0CCoQ6AEwBWoVChMIipCB8K–xwIVDlqOCh2O_wYD#v=onepage&q&f=false

On Khorsabad sculptures of the late 8th century (23), the four-winged man, holding a bucket and cone and wearing a crown with three pairs of horns, is probably a form of the same figure.

A beardless, perhaps female, two-winged form with bucket and cone is found on 8th century Carchemish sculpture fragments (30). It may be comparable to the two- or four-winged, perhaps female, figure in the palace of Assurnasirpal II, who holds a jeweled ring in the left hand, and wears a necklace and a crown with two pairs of horns (1* – 2).

Stephanie Dalley’s “beardless” type 1 apkallu. Aside from being beardless, these feminized apkallu wear atypical necklaces and hold what appear to be looped stones or prayer beads in their left hands.
They appear to wear long skirts, and details of their upper garments are lacking. They have four wings.
Typical rosette bracelets adorn their wrists, and they wear armlets at the elbow as is common.
Both umu-apkallu wear a dual-horned tiara indicative of divinity, as they salute a sacred tree in its prototypical configuration.

Although the figure is almost certainly female, it has two daggers and a whetstone tucked into the waist on 1* – 2, implying perhaps ambiguity of gender (ALBENDA 1996). Beardless examples are quite common in 7th century Urartian art (24, 27–29).

Associations.

The human-figured Apkallu is rarely associated with a deity (27).

Apkallu type 1, Illustration 8, Stephanie Dalley, IDD.<br /> Dalley notes that this "Hebrew seal" may not be genuine, as it features a winged, man-faced bull "Aladlammu" serving as a "pedestal animal for a divine figure."<br /> What intrigues me is the crown worn by the man-faced bull, which resembles the crown portrayed on previous depictions alleged to be the god Anu. I do not propose that this man-faced bull is Anu, but his dual-horned headdress is surmounted by a disc-shaped device which is more ornate than the headdress on any other figure on this seal. The crown in this context is problematic, and it raises questions. <br /> Dalley compares illustration 8 to illustration 9, below, as "another West Semitic or (or rather South Semitic) seal with this type of apkallu standing alone."

Apkallu type 1, Illustration 8, Stephanie Dalley, IDD.
Dalley notes that this “Hebrew seal” may not be genuine, as it features a winged, man-faced bull “Aladlammu” serving as a “pedestal animal for a divine figure.”
What intrigues me is the crown worn by the man-faced bull, which resembles the crown portrayed on previous depictions alleged to be the god Anu. I do not propose that this man-faced bull is Anu, but his dual-horned headdress is surmounted by a disc-shaped device which is more ornate than the headdress on any other figure on this seal. The crown in this context is problematic, and it raises questions.
Dalley compares illustration 8 to illustration 9, below, as “another West Semitic or (or rather South Semitic) seal with this type of apkallu standing alone.”

In a few cases the human-figured Apkallu is associated with hybrid animals (24), as on the Hebrew seal 8* (if genuine), where a winged, man-faced bull Aladlammu (Human-headed winged bull) serves as a pedestal animal for a divine figure; and on 11, where an unbearded, human-faced winged lion sphinx supports the mirror-image pair of Apkallu.

Apkallu type 1, Illustration 9, Stephanie Dalley, IDD.
Dalley compares this seal portrayed as illustration 9 with illustration 8 above, as “another West Semitic (or rather South Semitic) seal with this type of apkallu standing alone.”
For me, the indistinct head gear stands out, as does the portrayal of the poppy bulbs in the left hand.

If genuine, 9* is another West Semitic (or rather South Semitic) seal with this type of Apkallu standing alone.

Mirror-image pairs stand on each side of a stylized sacred tree (1*, 7, 13, 24, 29, 39* ), the tree sometimes surmounted by a winged disc (11–12*).

Apkallu type 1 and type 2, Illustration 12, Stephanie Dalley, IDD.<br /> Dalley emphasizes the "winged disc" in this exemplar.<br /> This may be a case where we are programmed to expect a winged disc, but in this case, the "winged disc" appears to portray a stylized eye.<br /> To me, the winged conveyance resembles an Eye of Horus, complete with an eyebrow. I do not propose that this illustration is an Eye of Horus. I merely observe that this portrayal of the winged conveyance in this case resembles one.

Apkallu type 1 and type 2, Illustration 12, Stephanie Dalley, IDD.
Dalley emphasizes the “winged disc” in this exemplar.
This may be a case where we are programmed to expect a winged disc, but in this case, the “winged disc” appears to portray a stylized eye.
To me, the winged conveyance resembles an Eye of Horus, complete with an eyebrow. I do not propose that this illustration is an Eye of Horus. I merely observe that this portrayal of the winged conveyance in this case resembles one.

This scene is frequently attested on palace sculptures from the Northwest Palace of Assurnasirpal II (883-859 BCE) at Nimrud (6*; PALEY/SOBOLEWSKI 1987; 1991 passim). The scene is found in a location of high prestige, on a panel set behind the throne dais in the main throne room, where the king stands in mirror-image at the tree, and the winged disc is also shown.

Occasionally the winged disc is supported by a kneeling atlantid figure (14* ). Other variations include streams of water coming from the winged disc (14 *).

Apkallu type 1, illustration 14, Stephanie Dalley, IDD.
As Dalley notes, these type 1 apkallu have banduddu buckets in their left hands and appear to be gesturing with empty right hands. They are remarkable for crowns or tiaras with three horns, an indicator of divinity, or in the case of the umu-apkallu, of semi-divinity.
The central figure appears to be suspended beneath a winged disk. Unlike the apkallu, the central figure is beardless and without wings.
The wiggly lines probably portray water, flowing between what appear to be jugs.

Mirror-image figures may also stand on either side of a doorway without a central motif such as a sacred tree. On the rare occasions when this type does not belong to a mirror-image arrangement, he may stand, for example, behind a man with a fly-whisk and bowl, facing the enthroned king (26).

Detail on the whisk and the cup in the hands of a priest. This bas relief is singular in its fine detail and superb preservation. The individual strands of the fly whisk are readily apparent, as is the detail of the lion headed handle beneath the hand of a beardless priest. The fingernails are clearly visible.
A snake-headed handle from what appears to be a ladle is apparent in the lower hand.
From Panels 2-3, Room G, Northwest Palace of Ashurnasirpal II at Nimrud.
London, British Museum ANE 124564-124565.
Photo: Mehmet-Ali Atac, The Mythology of Kingship in Neo-Assyrian Art, 2010, p. 99.

The type occurs as a group of six or more clay figurines placed in brick boxes in foundations at Assur, Nimrud, and Nineveh (RITTIG 1977: passim).

Nakamura: “By burying figurines of powerful beings, the āšipu preserves an expressed belief in a present reality of supernatural power, mythological origin and divine order.”
As noted by Stephanie Dalley, “The type occurs as a group of six or more clay figurines placed in brick boxes in foundations at Assur, Nimrud, and Nineveh,” citing Dessa Rittig as her source (Assyrisch-babylonische Kleinplastik magischer Bedeutung vom 13.-6. Jh. v. Chr. München, 1977).

Ritual texts show that figurines of this type were often made of e’ru wood (WIGGERMANN 1992: 65), and thus have not survived.”

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August 23, 2015

Kvanvig: The Apkallus as Protective Spirits

“The apkallus are especially known from two incantation rituals: the one is Bīt Mēseri, as already stated; the other is called: šēp lemutti ina bit amēli parāsu, “to block the foot of evil into a man’s house” (KAR 298).

The two incantation series have a different scope. Bīt Mēseri prescribes the procedures to be performed when someone is ill, i.e. has come under demonic attack. Šēp Lemutti (“The Foot of Evil”) describes the procedures to be performed when a house should be protected from demonic attack. Consequently the rituals described have some common denominators, but also clear differences.

The rituals describe in great detail how figurines should be made of the seven apkallus. These figurines should then be addressed in an invocation to make them represent the apkallus themselves. In the case of Bīt Mēseri, where an ill person is concerned, the figurines should be arranged in the ill person’s room, close to his bed; in the case of Šēp Lemutti the figurines should be deposited in the foundation of the house.

Apotropaic figurine deposit found in room S57 of Fort Shalmaneser at Nimrud. Adapted from Curtis and Read (1995:112). (From Nakamura).

We are here at a point where textual and archeological evidence support one another. An abundance of such small figurines are found in boxes buried in the foundations of houses and palaces from the Neo-Assyrian and the Neo-Babylonian period.

Nakamura: “By burying figurines of powerful beings, the āšipu preserves an expressed belief in a present reality of supernatural power, mythological origin and divine order.”

Because of the detailed description of their appearance in the rituals, it is not difficult to identify the excavated figurines as the same entities described in the rituals. The excavated figurines are representations of the seven apkallus.

(Cf. F.A.M. Wiggermann, “Mischwesen A,” Reallexikon der Assyriologie und Vorderasiatischen Archäologie (RLA) 8, Berlin, 1993-7, pp. 222-25, 222, 224.)

Moreover, having identified the small figurines, it is also possible to identify many of the large reliefs that flanked the entrances to the palaces of the Neo-Assyrian kings. Here the small figurines were blown up in large scale representations of figures with the same appearance as the small figurines, corresponding to the descriptions in the rituals.

(Cf. For a detailed examination of the evidence, Dieter Kolbe, Die Reliefprogramme religiös-mythologischen Characters in neu-assyrischen Palästen, EH, Reihe 38, Frankfurt am Main, 1981, III-VII, 14-30.)

The three types of apkallū are portrayed, with the human ummânū at far left, the Nisroc bird-apkallū type in the middle, and the antediluvian purādu-fish type at far right.
The human ummânū is attested in the Uruk List of Kings and Sages, while other references to bird-apkallū are legion, as documented in Wiggermann and other authorities.
The purādu-fish apkallū is principally attested in Berossus, though other authorities confirm them, as well.
The anthropomorphic qualities of the purādu-fish and the Nisroc apkallu remain unexplained, though the eagle is sacred to Enki / Ea.

There are three kinds of apkallus: fish-apkallus, bird-apkallus, and human apkallus. The fish-apkallu is represented as a fish-garbed figure, with a human body and a carp cloak (cf. the description in Berossos).

The bird-apkallu is represented as a griffin; he has a human body, wings and a bird’s head.

(Cf. Anthony Green, “Mischwesen B,” Reallexikon der Assyriologie und Vorderasiatischen Archäologie (RLA) 8, Berlin, 1993-7, pp. 246-64, 252; Anthony Green, “Neo-Assyrian Apotropaic Figures,” Iraq 45, 1983, pp. 87-96.)

The representation of the human apkallu is more uncertain. A. Green suggests that these apkallus were imagined as genii, figures with human bodies and wings, holding a bucket in the one hand and a cone in the other.

Now compare this Nimrud bas relief from the Louvre: an ummânū sprinkles water with a mullilu cone in his right hand, holding his banduddu bucket in his left.
This ummânū wears bracelets with a concentric circular design, and rosettes are not apparent.
This ummânū also wears the common horned headdress of Anu, but with three stacked layers of horns.
As noted elsewhere, this headdress is surmounted by an object that resembles a partial fleur de lis.
From Nimrud, capital of king Ashurnarzipal.
Louvre, AO 19845

Figures of fish-apkallus and bird-apkallus are found in Babylonian Ur and in several of the major Assyrian cities, Nimrud, Aššur and Nineveh. They are found in royal palaces and in houses assumed to belong to the guild of the āšipū, “exorcists.”

This depiction of a fish-apkallū of the purādu-fish type guarded the entrance to the temple of Ninurta at Nimrud.<br /> A fish's head can be seen on the Apkallu's head, and its skin hangs down over the back of his body.<br /> It is important to recall that the so-called Seven Sages of Sumeria were apkallū of this type.<br /> Neo-Assyrian era, 865-860 BCE.<br /> From the Temple of Ninurta, Nimrud (ancient Kalhu; Biblical Calah), northern Mesopotamia, Iraq. (The British Museum, London).<br /> Osama Shukir Muhammed Amin FRCP (Glasg)<br /> http://www.ancient.eu/image/2708/

(Cf. Dessa Rittig, Assyrisch-babylonische Kleinplastik magischer Bedeutung vom 13.-6. Jh. v. Chr., MVS. München, 1977, pp. 70-85, and pictures 20-31.)

The apkallus were, as stated, not only manufactured as prophylactic figurines. It is possible to find them in numerous examples of monumental art in Assyrian palaces. The fish-apkallu is also found in Persian Persagadae, placed at the entrance to the Audience Hall.

(Cf. Trudy S. Kawami, “A Possible Source for the Sculptures of the Audience Hall, Pasargadae,” Iran 10, 1972, pp. 146-8.)

In this bas relief from Nimrud, human apkallū, the ummánū, kneel and tend to a sacred tree.
Both ummânū wear horned tiaras and display rosette bracelets on their wrists. Bracelets are also apparent on their upper arms.
In the lower register, bird-apkallū raise mulillu cones to sprinkle water in a gesture of exorcism and liberation of sin.
As is typical, the banduddu buckets are in their left hands.
Interestingly in this case, the bracelets of the bird-apkallū are atypical. No rosettes are apparent.

In the Assyrian palaces the apkallus are guarding the sacred tree, the king, and deities. Thus the apkallus were not only invisible present in rituals (sic); they were manufactured as figures and represented in impressive monumental art.”

Helge Kvanvig, Primeval History: Babylonian, Biblical, and Enochic: An Intertextual Reading, Brill, 2011, pp. 129-31.

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July 19, 2015

Nakamura–Rimbaud’s Derangement of All the Senses, Magic, and Archeology

“Curiously, archaeological research has not fully exploited the evocative cooperation between text, iconography, material, and deposition in this apotropaic practice. Rather, it has been the art historical and Assyriological traditions that have provided the most thorough deliberations on the ritual.

Iconographic analyses present detailed visual descriptions of the figurines (Klengel-Brandt 1968; Rittig 1977; Van Buren 1931), and trace out a visual typology of apotropaic images (Green 1993; Wiggermann 1993), while textual analysis investigates the symbolic logic of apotropaic prescription and the mythological identities of the figures (Wiggermann 1992).

Two long-awaited volumes no doubt will provide further analyses of particular site assemblages (Green forthcoming) and the apotropaic figurines in general (Ellis forthcoming). Despite the richness of textual and archaeological data, an anthropological perspective is distinctly lacking; however, such research would considerably enrich our views of this remarkable ancient practice.

Regrettably, studies of previously excavated materials have not exploited the diverse range of approaches afforded by modern social sciences. While previously excavated sites and materials admittedly do not often lend themselves to the analytical and interpretive techniques most favored by archaeologists, such data should not be omitted from modern reconsideration and inquiry simply because they present a special challenge for substantive interpretation (see Meskell 1999).

There is, in fact, adequate data to perform detailed contextual and spatial analyses of the apotropaic practice at certain Neo-Assyrian sites. Furthermore, I would argue that conventional interpretations in archaeology — still oriented toward explanation and meaning — fail to get at the most compelling aspects of ancient magic, exactly that which makes it magical.

Magic surely presents something beyond the reach of representational or functional interpretations and thus demands a different perspective. What is required is an evocation of magic that aims directly at the caesura between meaning and matter and delves into the shadowy processes of materializing experience, belief, and value.

Perhaps it is not surprising that archaeology, with only material traces of human activity to work with, has left the critical study of magic to other disciplines. It is revealing that “magic” is generally invoked as an explanation for those slippery things, processes, and occurrences that our rational and linguistic varieties of logic can’t quite master.

From this vantage, magic has become something more suitable for explaining than for being explained. But as Mauss (1972) decisively observed in A General Theory of Magic, magic is as much a way of doing as a way of thinking.

We should consider, then, not a logic but an aesthetics of magical practice, as a particular way of making sense (Gosden 2001). And this way of doing engages a radical materiality that not only enacts the mutual constitution of subjects and objects, but provides the condition for such discursive practices.

A consideration of materiality vis-à-vis magic, then, does not presume and continue the anthropological pursuit of finding meaning in matter, the well-rehearsed terrain of discovering how various cultures construct and inscribe meaning in their artifacts.

What is magical or forceful in certain artifacts evades such fixed and flattened analyses since processes of abstraction do not account for the “untranscended materiality” or “plastic power” of the object that derives from the thing’s materialness itself (Pels 1998:101).

Impoverished attempts to discover the meaning or social context of a magical artifact, as it were, fall short not only because of an opacity of things, but also because our habituated ways of apprehending and constructing meaning threaten a veritable non-recognition of the things themselves.

This purifying analytical gaze effectively eviscerates matter of its very materiality — its innate capacity to continuously engage and enter into new relations. But recovering a recognition of things simply requires embracing the thingness of matter, namely, that insistent sensuousness of things that compels a confrontation with humans.

This move does not return us to problematic theories of materialism, but rather engages a notion of materiality as a dialectic and supplemental aesthetic of relating to.

Humans mime the animate in the inanimate, and the ideal in the real, to create and transform the world around them, only to be created and transformed right back. Such is the reality of matter: it “strikes back” (Pels 1998:91).

Within this framework I suggest that apotropaic figurine magic encompasses a process that enacts both a distinct mode of perception and a material event that renders a protected reality.

This discussion converges specifically on two aspects of magic: first, how magic capitalizes on a tension between the social construction of meaning and the radical autonomy of matter, and second, how magical perception, in the way of poetic action, masters the unknown by recovering and performing a “derangement of all the senses.” (Rimbaud 1967:302 and Deleuze 1993).

From such a viewpoint, Mesopotamian magic neither constitutes nor opposes a “rational” mode of knowing the world, but rather moves alongside in tandem, as counterpoint in a polyphonic system of knowledge. From this perspective, magic engages a sensuous metaphysics and grounds the possibility of a distinct socio-religious worldview.”

Carolyn Nakamura, “Mastering matters: magical sense and apotropaic figurine worlds of Neo-Assyria,” Archaeologies of materiality (2005): 19-22.

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July 19, 2015

Carolyn Nakamura on the Figurines

Mastering Matters: Magical Sense and Apoptropaic Figurine Worlds of Neo-Assyria

Introduction: Magical Figures from the Past

“When contemplating certain deposits unearthed during the excavations at Nimrud in the 1950s, Max Mallowan remarked, “this magical practice had an immensely long survival, as witness the nursery rhyme:

Four corners to my bed,
Four angels round my head,
One to watch and one to pray,
And two to bear my soul away.” (1966:226)

Mallowan’s commentary, rather typical of his time, concerned the discovery of numerous brick boxes encasing figurines made of sun-dried clay, found buried underneath the corners, thresholds, and central spaces of room floors, possibly where a bed once stood.

Excavations during the late 1800s to mid 1900s located such deposits in residences, palaces, and temples at important political and religious capitals of the Neo-Assyrian Empire, including Nimrud, Assur, Nineveh, Khorsabad and at Ur in Babylonia under Assyrian rule; they first appeared during the reign of Shalmaneser III and generally persisted up through the reign of Sin-shar-ishkun (ca. 858–612 B.C.).

One can imagine an excavator’s delight in finding such deposits, and there was apparently considerable competition and excitement surrounding their discovery and unveiling (Oates and Oates 2001:253–254).

But, locating such boxes did not always promise the discovery of figurines. Numerous “empty” brick boxes contained nothing more than a thick layer of sandy material, possibly remnants of decomposed organic matter such as wood or food.

Deposits from Ur contained offerings of animal bones, remnants of grain and a pottery sherd along with the clay figures (Woolley 1926:692). And at Assur, some of the buried boxes entombed miniature bronze weapons (Rittig 1977).

But perhaps the most curious finds were the figurines of “warrior” men, mythological fish- and bird-apkallū sages, human-beast hybrids, horned snakes, and other fantastical beings (Figure 2.1).

Apotropaic figurine deposit found in room S57 of Fort Shalmaneser at Nimrud. Adapted from Curtis and Read (1995:112).

Generally, such deposits comprised one, two, or seven figurines standing “at attention” in boxes facing in toward the center of the room.

These deposits, not simply buried but concealed and contained, amounted to the discovery within a discovery, the revelation of an ancient secret or desire that had remained hidden for thousands of years.

Other archaeological findings, however, had already anticipated these discoveries: ancient texts preserved instructions for an apotropaic ritual involving the burial of clay and wood figurines under room floors quite in the manner described above (Gurney 1935; Smith 1926; Wiggermann 1992).

The name of one text explicitly pronounced its purpose: šēp lemutti ina bīt amēli parāsu, “to block the entry of the enemy in someone’s house” (Wiggermann 1992:1); and the first twenty lines named the “enemy” to be almost any evil imaginable, from spirits, gods, and ancestors to disease, misfortune, Fate, and Death.

The text guided a priest-exorcist through a choreography of very specific and often protracted ceremonies involving various objects, gestures, substances, and locations, leading up to the final installation of the magically protective figures entombed underground.

Notably, another related text fragment, KAR 298, specifically detailed the making, function, character, number, and placement of the figurines (Smith 1926). The archaeological evidence proved to be remarkably consistent with these texts in terms of form and details of surface treatment, and to some extent, position and grouping of the figures.

So the Neo-Assyrians themselves revealed the secret of the figurine deposits: they were magically powerful deposits that protected the individual and his house from sickness and evil. The protective figures served to “watch,” “pray,” and “bear souls away,” as it were.”

Carolyn Nakamura, “Mastering matters: magical sense and apotropaic figurine worlds of Neo-Assyria,” Archaeologies of materiality (2005): 18-19.

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