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Category: Sages

Lenzi: The Uruk List of Kings and Sages

THE URUK LIST OF KINGS AND SAGES AND LATE MESOPOTAMIAN SCHOLARSHIP

ALAN LENZI

University of the Pacific

Abstract

“The Uruk List of Kings and Sages is best known for its genealogy connecting human scholars to antediluvian sages. Since its publication in 1962, however, questions pertaining to the text’s specific purpose within the context of Hellenistic Uruk have been neglected.

This study seeks to understand two such questions: why is the most explicit scholarly genealogy written in the Hellenistic period?; and who is the last named person in the text?

Seeking answers to these questions sheds new light on the text’s purpose: it is an attempt by scholars to gain support for themselves and their novel cultic agenda.

Keywords: Hellenistic Uruk, Mesopotamian scholars, Nicharkos, Antiquarianism, Anu cult

The cuneiform tablet (IM 65066) is in the Bagdad Museum.

 A.K. Grayson, from the Reallexikon der Assyriologie, s.v. "Königslisten und Chroniken". A.K. Grayson, 'Assyrian and Babylonian King Lists,' in: Lišan mithurti. (Festschrift Von Soden) (Kevelaer : Neukirchen-Vluyn : Butzon & Bercker; 1969) Plate III.

 http://www.livius.org/source-content/uruk-king-list/

The cuneiform tablet (IM 65066) is in the Bagdad Museum.


A.K. Grayson, from the Reallexikon der Assyriologie, s.v. “Königslisten und Chroniken”.
A.K. Grayson, ‘Assyrian and Babylonian King Lists,’ in: Lišan mithurti. (Festschrift Von Soden) (Kevelaer : Neukirchen-Vluyn : Butzon & Bercker; 1969) Plate III.


http://www.livius.org/source-content/uruk-king-list/

The “Uruk List of Kings and Sages” (ULKS) was discovered in Anu’s Bīt Rēš temple by German archaeologists during the 1959/60 season and published in 1962 by van Dijk. (The tablet bears the excavation number W.20030, 7. For an edition of the text, see Jan van Dijk, “Die Inschriftenfunde,” Vorläufiger Bericht über die . . . Ausgrabungen in Uruk-Warka 18 (1962), 44-52 and plate 27).

Since then Assyriologists have cited this Seleucid-era text as the clearest cuneiform evidence that Mesopotamian scholars (ummânū) traced their professional ancestry explicitly back to the mythological sages (apkallū) of antediluvian fame and thereby implicitly to a relationship with the god Ea.

Setting this evidence alongside earlier historical data, it becomes clear that this scholarly genealogy was already functioning in the Neo-Assyrian period but probably even earlier in the late second millennium. (See, e.g., Helge S. Kvanvig, Roots of Apocalyptic: The Mesopotamian Background of the Enoch Figure and of the Son of Man, Wissenschaftliche Monographien zum Alten und Neuen Testament 61 (Neukirchen-Vluyn: Neukirchener Verlag, 1988), 202, etc.)

An ummânu, or sage of human descent. The ummânu raises his right hand in the iconic gesture of greeting, with uncertain plants in his left hand. Note the rosette design on his wristband, and the horned tiara headdress, indicative of divinity. 

Such human apkallū are invariably portrayed with wings.

An ummânu, or sage of human descent. The ummânu raises his right hand in the iconic gesture of greeting, with uncertain plants in his left hand. Note the rosette design on his wristband, and the horned tiara headdress, indicative of divinity. 

Such human apkallū are invariably portrayed with wings.

Despite its historical importance, this genealogical aspect of our text has over-shadowed other basic questions about the Seleucid historical context in which it arose. Two such questions provide the impetus for this study:

  1. Despite the well-known importance of scholars in the earlier Neo-Assyrian period and the abundance of materials relating to their activities, why does one find the most explicit and systematic connection between the ummânū and apkallū in the Seleucid period?
  2. How does the last named and oft-overlooked individual fit into this text’s plan and into the social context of Hellenistic Uruk? (Van Dijk recognized right away that this last person is of utmost significance for the interpretation of the text and offered tentative ideas about his identity and purpose (see “Die Inschriftenfunde,” 45-46, 50, 52). I know of no other explicit treatment of this particular issue since van Dijk’s. This study attempts to build on his suggestions.)

In order to formulate a plausible answer to these questions I raise three issues very briefly that provide context. First, I review some of the earlier first millennium evidence for the genealogical connection between the ummânū and apkallū; second, I survey the Seleucid dynasty’s relationship to indigenous institutions in Mesopotamia, especially with regard to temples; and finally, I consider aspects of the archaizing theological tendencies of Urukean scribes in the late Persian and Hellenistic periods.

In light of this contextualization, I interpret the ULKS as a tendentious document written by scholars who needed to reassert their importance to the community leadership in order to advance their cultic-political agenda. Unfortunately, due to the circumstantial and at times fragmentary evidence, this interpretation can only be offered as a plausible reading and must therefore remain tentative.”

Alan Lenzi, The Uruk List of Kings and Sages and Late Mesopotamian Scholarship, JANER 8.2, Brill, Leiden, 2008. pp. 137-40.

Nakamura: The Figurines as Magical Objects

The Hybrid

“The magical power of the āšipu also allows him to identify certain mythological and supernatural beings appropriate for the task of protection; these are ancient sages (apkallū), warrior deities and monsters, associated with civilized knowledge and the formidable forces of life, death, peace, and destruction of divine will and rule (Green 1993; Wiggermann 1993).

These figures take on different protective attributes depending on the nature of the represented being; the apkallū act as purifiers and exorcists to expel and ward off evil forces, while monsters, gods, and dogs tend to the defense of the house from demonic intruders (Wiggermann 1992:96–97).

Lahmu, “Hairy,” is a protective and beneficent deity, the first-born son of Apsu and Tiamat. He and his sister Laḫamu are the parents of Anshar and Kishar, the sky father and earth mother, who birthed the gods of the Mesopotamian Pantheon. Laḫmu is depicted as a bearded man with a red sash-usually with three strands- and four to six curls on his head. He is often associated with the Kusarikku or “Bull-Man.” In Sumerian times Laḫmu may have meant “the muddy one”. Lahmu guarded the gates of the Abzu temple of Enki at Eridu. He and his sister Laḫamu are primordial deities in the Babylonian Epic of Creation –Enuma Elis and Lahmu may be related to – or identical with- ‘Lahamu’ one of Tiamat’s Creatures in that epic. http://foundfact.com/portfolio-view/lahmu/#!prettyPhoto http://foundfact.com/library/beings-people-and-gods/page/6/#!prettyPhoto

All of these figures find some association either with the underworld or the freshwater ocean under the earth (apsû) which was the domain of Enki, the god associated with wisdom, magic, incantation, and the arts and crafts of civilization (Black and Green 1992:75), and notably, all but the lahmu portray composite human–animal physiognomies (Figure 2.2).

Figure 2.2. Apotropaic figures with associated features.  1. Drawing after Richards in Black and Green (1992:65).  2. The identification of the lahmu figure is controversial; it names both a cosmogonic deity and one of Tiamat’s creatures (Wiggermann 1992:155–156), and may also represent an apkallu sage (Ellis 1995:165; Russell 1991:184, fn. 27)

Figure 2.2. Apotropaic figures with associated features.
1. Drawing after Richards in Black and Green (1992:65).
2. The identification of the lahmu figure is controversial; it names both a cosmogonic deity and one of Tiamat’s creatures (Wiggermann 1992:155–156), and may also represent an apkallu sage (Ellis 1995:165; Russell 1991:184, fn. 27)

Such forms manifest a communion of things generally held to be opposed to each other. The blending of humans and animals in this context might capitalize on the tension between Mesopotamian conceptions of a structured, civilized human world and a chaotic, untamed natural world (Bottéro 1992).

Hybrids materialize a unity of self and other, human and animal as a strange being that is at once knowable and controllable and unknowable and incontrollable.

Fish-man known as a Kulullû. Terracotta figurine (8th-7th BCE) in the Louvre collection, Nr. 3337.  The Kulullû is distinct from the fish-Apkallū. They are not the same.

Fish-man known as a Kulullû. Terracotta figurine (8th-7th BCE) in the Louvre collection, Nr. 3337.
The Kulullû is distinct from the fish-Apkallū. They are not the same.

As beings in-between, hybrids embody potential, transition, and similarity in difference. Such liminality is often associated with dangerous power, a power that obeys the apotropaic economy of the supplement, since it terrifies and yet provides the surest protection against that terror (Derrida 1974:154).

Another depiction of the Kulullû, or fish-man.

Another depiction of the Kulullû, or fish-man.

By miming such beings in clay figurines, the āšipu brings forth their active life and force in petrified form. Capitalizing on the apotropaic logic of defense, this gesture captures self-defeating force and suspends it in space, material, and time.

Many of the figurine types are depicted in movement with hands gesturing and a foot forward to suggest forward movement. Following Susan Stewart (1984:54), I submit that the force of animated life does not diminish when arrested in the fixity and exteriority of the figurine, but rather, is captured as a moment of hesitation always on the verge of forceful action.

The apotropaic figurine is a magical object — what Michael Taussig calls a “time–space compaction of the mimetic process” — doubled over since its form and matter, creation and presentation capture certain inherent energies that humans desire to control.

The magical object, which encounters the unknown by presenting its form and image “releases a force capable of vanquishing it, or even befriending it” (Deleuze 2003:52). But as ritual texts and archaeological deposits confirm, it was not just the images themselves that rendered power, but something in the process of their creation.

While such apotropaic figures appear in grand scale and idealized form on wall reliefs flanking entrances of kingly palaces purifying all who passed through the gates, the figures standing guard in floor deposits performed an additional task.”

Carolyn Nakamura, “Mastering matters: magical sense and apotropaic figurine worlds of Neo-Assyria,” Archaeologies of materiality (2005): 34-6.

Figurines Excavated from the Burnt Palace and Fort Shalmaneser

The most expansive text prescribing the types of figurines is the Aššur ritual KAR, no. 298. After defining the purpose of the ritual as to avert evil from the house, the text begins to prescribe the types of figures to be fashioned and buried at set locations.

BM 124573, courtesy of the Trustees of the British Museum. Plate Xa.  This fish apkallū appears to have his right hand raised in the gesture of blessing with the mullilu cone, with the banduddu bucket in his left hand.

BM 124573, courtesy of the Trustees of the British Museum. Plate Xa.
This fish apkallū appears to have his right hand raised in the gesture of blessing with the mullilu cone, with the banduddu bucket in his left hand.

It begins with a long passage prescribing wooden figures of seven apkallē “Sages,” from seven Babylonian cities. No such actual figurines appear to exist, nor should we expect any if the prescription were faithfully followed, since timber figurines would have perished.

A bird-apkallū of the Nisroc kind, plate IXb. The figure is too worn to discern what is held in the right hand, while the left hand holds what appears to be a banduddu bucket.

A bird-apkallū of the Nisroc kind, plate IXb. The figure is too worn to discern what is held in the right hand, while the left hand holds what appears to be a banduddu bucket.

The next passage, however, prescribes apkallū figures with the faces and wings of birds. These are the bird-headed figures (Plate IXb), found appropriately in groups of seven. As well as in the Burnt Palace, a group of such figures was found in Fort Shalmaneser in a late seventh-century context; the excavator believed that the figures were redeposited ninth-century pieces, but they are rather different in style (ND 9518, figures in the round rather than flat-backed plaques) and may in fact date closer to the period suggested by their findspot.

Fish-Apkallū figure, Plate Xb. ND 4118, courtesy of the British School of Archeology in Iraq, photograph by David A. Loggie.

Fish-Apkallū figure, Plate Xb. ND 4118, courtesy of the British School of Archeology in Iraq, photograph by David A. Loggie.

A group of figures of the same type was found by George Smith in the so-called “S.E. Palace,” perhaps a part of the same building as Palace “AB;” the pieces are close in style to the Burnt Palace examples and may date to the late ninth century.

ND 4123 (IM 59291), Plate Xc, courtesy of the British School of Archeology in Iraq. Photograph: David A. Loggie.

ND 4123 (IM 59291), Plate Xc, courtesy of the British School of Archeology in Iraq. Photograph: David A. Loggie.

The ritual goes on to prescribe a set of seven figures of the apkallē cloaked in the skin of a fish. This type is represented by septenary groups of fish-garbed human figures which vary somewhat from deposit to deposit.

The usual type from the Burnt Palace, thin and fairly flat, sometimes has a fish-head and, on the reverse, a dorsal fin (Plate Xb), but often has no very obvious fish elements, so that the pieces must be identified  from others in the same deposit or by comparison with those in other deposits.

Also from the Burnt Palace come some more obvious human-piscine figures of heavy solid clay (Plate Xc). Six examples of this subtype were found, together with a seventh, “leader” (?), figure of the same being but of a very different style: a tall but flat fish-garbed man, the scales and tail indicated on the back by incised cross-hatching and diagonal lines.

ND 7903B. Courtesy of the British School of Archeology in Iraq, photograph by David A. Loggie. Plate Xd.

ND 7903B. Courtesy of the British School of Archeology in Iraq, photograph by David A. Loggie. Plate Xd.

Over thirty figurines and metal figurine accoutrements were found not buried in boxes but loose in the fill of one of the so-called “barracks-rooms” of Fort Shalmaneser. They would seem to be remnants from disturbed deposits, but evidently reused, since the fish-cloaked figures, of incongruous styles, were nevertheless seven in number.

It is possible, therefore, that the room was a kind of sick-bay, decked out with these prophylactic images. Plate Xd shows one of the types found, rather crudely made but with the line of the fish-cloak evident enough.

It is interesting to note, in this context, that when one of the legs is exposed and set forward on figurines of this type, it is the left one, perhaps foreshadowing an Islamic custom of entering a holy place with the right foot first, but the haunts of the jinn leading with the left.

The fish-cloaked figure is known in Mesopotamian art from the Kassite period, and despite a dearth of extant sculpture was not an uncommon figure in the Neo-Assyrian palace or temple (Plate Xa).”

Anthony Green, “Neo-Assyrian Apotropaic Figures,” Iraq, Vol. 45, 1983, pp. 88-90.

Statues in Private Rooms, the apkallū, “Sages.”

“In the bedroom (kummu, cf. III.B.6), the “place of life” (AAA 22 88:146f.), at the head of the bed of the threatened man, the seven anthropomorphic ūmu-apkallū, the “leading sages” (cf. II.A.3.1), are stationed. The seven bird-apkallū are buried against the wall at the head of the bed, but in an adjoining room (uncertain, cf. II.A.3.9).

This depiction of a fish-apkallū (Apkallu, Abkallu) guarded the entrance to the temple of Ninurta at Nimrud. A fish's head can be seen on Apkallu's head, and its skin hangs down over the back of Apkallu's body.  Neo-Assyrian era, 865-860 BCE. From the Temple of Ninurta, Nimrud (ancient Kalhu; Biblical Calah), northern Mesopotamia, Iraq. (The British Museum, London). Osama Shukir Muhammed Amin FRCP (Glasg) http://www.ancient.eu/image/2708/

This depiction of a fish-apkallū (Apkallu, Abkallu) guarded the entrance to the temple of Ninurta at Nimrud. A fish’s head can be seen on Apkallu’s head, and its skin hangs down over the back of Apkallu’s body.
Neo-Assyrian era, 865-860 BCE. From the Temple of Ninurta, Nimrud (ancient Kalhu; Biblical Calah), northern Mesopotamia, Iraq. (The British Museum, London).
Osama Shukir Muhammed Amin FRCP (Glasg)
http://www.ancient.eu/image/2708/

At the threshold of the bedroom seven fish-apkallū guard the entrance; two further groups of seven fish-apkallū are buried in front of, and behind the chair. The chair may have been in the bedroom or perhaps rather in an adjoining living-room or dining-room (the furniture of a dining room in the Neo-Assyrian period has been studied by K. Deller and I. Finkel in ZA 74 86f.; it includes a kussiu, “chair”, but no bed).

Material: the ūmu-apkallū are made of e’ru, a kind of wood well known for its magical properties, but as yet not identified with certainty; Thompson DAB 298f.: “Laurel”, CAD E 318ff.: a variety of cornel (followed by AHw 247a), Salonen Wasserfahrzeuge 99, 152: “Lorbeer” (cf., Oppenheim Eames 54), Civil apud Landsberger Datepalm 26: “(dwarf)ash” (followed by CAD M/1 221a, M/2 220b, S 202a, AHw 676a), see further Sollberger Genava 26 61 and Snell Ledgers and Prices 211.

The god Ea is portrayed at far left, with water coursing from his shoulders.  Two fish-apkallu hold banduddu buckets. This bas relief is atypical in that the left-side fish-apkallu holds his banduddu in his right hand, rather than the left, as is portrayed in most other depictions.  This bas relief is also unusual in that it portrays the fish-apkallu with different objects in their raised hands. The raised hand of the fish-apkallu on the left is indistinct, partially covered by the water flowing from the shoulders of the god Ea, while the other fish-apkallu raises an object that I have not yet identified.

The god Ea is portrayed at far left, with water coursing from his shoulders.
Two fish-apkallu hold banduddu buckets. This bas relief is atypical in that the left-side fish-apkallu holds his banduddu in his right hand, rather than the left, as is portrayed in most other depictions.
This bas relief is also unusual in that it portrays the fish-apkallu with different objects in their raised hands. The raised hand of the fish-apkallu on the left is indistinct, partially covered by the water flowing from the shoulders of the god Ea, while the other fish-apkallu raises an object that I have not yet identified.

In the incantation UDUG HUL EDiN.NA DAGAL LA (cf. text III.C), that accompanies the fabrication of the statues of the ūmu apkallū, the e’ru of which they are to be made is called: gis HUL.DÚB.BA GIŠ NAM.TI.LA, “mace that hits evil (cf. Grayson Iraq 37 69), wood of life” (AAA 22 88:152f.).

Analogous to the designation of the tamarisk of which the gods were made as the “bone of divinity” (above A), the designation of the material of the ūmu apkallū reveals something of their character: they chase evil away, and procure life.

Probably relevant is the “mystical” commentary (cf. below note 3e) gis TUKUL MA.NU: VII u4-mu gis TUKUL dAMAR.UTU, “the mace of e’ru: the seven ūmu-demons, the mace of Marduk“. Here “the mace of cornel” may refer to the seven ūmu-apkallū holding an e’ru stick or mace in their right hands. In straight-forward ritual contexts (notes 2, 13c, d, e) “mace of cornel” is rather an alternative designation of the e’ru (stick/mace) itself.

The ūmu-apkallū certainly did not belong to the bīnūt apsê, “creatures of apsû” (I 144); they probably did not belong to the bīnūt šamê, “creatures of heaven”, either, since the preceding designation salmī annūti, “these statues”, refers to the statues of tamarisk made the same day, and not to the statues of cornel made the day before (I 143).

The line closing the description of the statues of cornel does not contain a general term analogous to I 143 closing the tamarisk section; perhaps I 28 did contain such a term, or perhaps no such term was used.

A bas relief in the Louvre.  In this case the bird-apkallū tends to a sacred tree. Considering the mullilu in his right hand and the banduddu in his left, (tree cone and water bucket), he is engaged in a water ritual intended to sanctify the sacred tree. This is a common motif in Sumerian and Neo-Assyrian idols.  This bas relief is in the Louvre.  Primary publicationNimrud NW Palace I-24 = RIMA 2.0.101.023, ex. 189 (f) Collection	Nimrud, Iraq (a); British Museum, London, UK (b); Louvre Museum, Paris, France (c); Nimrud, Iraq (d); Detroit Institute of Arts, Detroit, Michigan, USA (e); British Museum, London, UK; Louvre Museum, Paris, France  Museum no.	Nimrud fragment no. 42 (a); BM 098061 (b); AO 22198 (c); Nimrud fragment no. 43 and 45 (d); DIA 47.181 (e) (photo: DIA); AO 19849  Accession no.	1903-10-10, 0002 (b) Provenience	Kalhu (mod. Nimrud) Period	Neo-Assyrian (ca. 911-612 BC)

A bas relief in the Louvre.
In this case the bird-apkallū tends to a sacred tree. Considering the mullilu in his right hand and the banduddu in his left, (tree cone and water bucket), he is engaged in a water ritual intended to sanctify the sacred tree. This is a common motif in Sumerian and Neo-Assyrian idols.
This bas relief is in the Louvre.
Primary publication Nimrud NW Palace I-24 = RIMA 2.0.101.023, ex. 189 (f)
Collection Nimrud, Iraq (a); British Museum, London, UK (b); Louvre Museum, Paris, France (c); Nimrud, Iraq (d); Detroit Institute of Arts, Detroit, Michigan, USA (e); British Museum, London, UK; Louvre Museum, Paris, France
Museum no. Nimrud fragment no. 42 (a); BM 098061 (b); AO 22198 (c); Nimrud fragment no. 43 and 45 (d); DIA 47.181 (e) (photo: DIA); AO 19849
Accession no. 1903-10-10, 0002 (b)
Provenience Kalhu (mod. Nimrud)
Period Neo-Assyrian (ca. 911-612 BC)

The bird- and fish-apkallū are made of clay, and are included among the bīnūt apsê, “the creatures of apsû” (I 144). They and the other statues of clay are the salmū sākip lemnūti ša Ea u Marduk, “the statues repelling the evil ones, of Ea and Marduk“, stationed in the house “to expel the foot of evil” (I 160f. 165f.). The bird- and fish-apkallū are separated, however, from the other figures of clay by a line indicating the end of a section (I 183).

In text I the clay of the bird-apkallū is mixed with wax.”

F.A.M. Wiggermann, Mesopotamian Protective Spirits: The Ritual Texts, STYX&PP Publications, Groningen, 1992, p. 65.

The Mah ‘Elohim of Genesis 1:2

“In another way, however, Isaac’s mysticism of language is easier to understand. From the Sophia, which we have come to know as the primordial Torah as yet undifferentiated by language, the voice is formed in the next sefirah, binah. This voice is not yet audible and is still hidden; it becomes audible only at the later stages of emanation and at the end of this process becomes articulated speech.

But already the hidden voice becomes differentiated, by prolonging itself, into many letters. “Hewn in the pneuma,” which is binah, they acquire, according to Isaac, an exterior and an interior, body and soul. This power of the letters flows into the world beneath the sefiroth, forming on the celestial sphere the secret but nonetheless primordial images of all things in the figure of the 231 gates of this sphere; the gates represent the combinations, two by two, of the elements of the Hebrew alphabet.

There are 462 such combinations, but the other half of this power remains above the sphere. Hence the letters, no matter how they are combined, are only the visible ramifications of the one promordial name.

It remains unsaid, however, whether this primordial name is the Tetragrammaton, the name ‘ehyeh, or some other mystical name underlying both of these. The entire process of emanation remains condensed in all the letters, and “in each individual letter are contained all ten sefiroth” (3:2).

The letter becomes, therefore, a world in itself encapsulating the whole future as something already preformed in it. “In each individual letter there are subtle, inward, and hidden essences ‘without what’ [that have not become anything definite].

Whatever could be chiseled out of them was already in them, just as all a man’s descendants are already in him.”

These secret essences in the letters, which exert their influence in the midst of creation, are conceived “in the manner of the essences given in the Sophia.” It is quite possible that the “whatless” being, being without quiddity, to which this passage refers and which is hidden in the letters, had something to do with the punning definition of the Sophia, given by Isaac’s disciples as being the “potency of the what.” This conception is in perfect accord with the quotation from the Yesirah commentary.

Similar ideas on the development of the world of the sefiroth and what lies below it are found, albeit expressed with enigmatic brevity, in Isaac’s commentary on Genesis 1 (which already ibn Sahula admitted was partly incomprehensible).

Mention is made there of a progression from the “splendor to the Sophia” toward the “light of the Intellect” as the content of the creation of the first day, which, as the mystical primordial day, contained within itself “in spirit, though not yet in their form” all the essences. It is only with the diffusion of the light of the intellect that the light of all other things radiated therefrom; and it seems that for Isaac, the primordial creation of the first day embraces all ten sefiroth.

He interprets the events of the second day of creation as constituting a transition representing the “extension of the spirit in the form.” The souls, too, only “extend in the form” on the second day. We do not learn what constitutes this specifically formative power of the spirit, which is the mah ‘elohim of Genesis 1:2. It is a pneuma that comes from the sefiroth of hokhmah and binah, “and it is called among the sages the power that shapes the form.”

The “sages” named here must be the philosophers, judging by the terminology employed; in the Midrash one finds no such expression. From this supreme pneuma, apparently, come all the souls, which are stamped with the letters engraved in the spirit.”

Gershom Scholem, Origins of the Kabbalah, pp. 285-7.